Camboni v. Arizona, State of et al

Filing 31

ORDER that Judge Frankel and Maricopa County's Motion to Dismiss (Doc. 14) is GRANTED. Defendant Keith Frankel is dismissed with prejudice from this action. Defendant Maricopa County is dismissed without prejudice. IT IS FURTHER ORDERED that the State Defendants' Motion to Dismiss (Doc. 15) is GRANTED. Defendants Brewer, Goddard and the State of Arizona are dismissed without prejudice. IT IS FURTHER ORDERED that Judge Karps' Motion to Dismiss (Doc. 23) is GRANTED. Defendant Ronald I. Karp is dismissed with prejudice. The Clerk of the Court is directed to terminate Defendants Keith Frankel and Ronald I. Karp from this action. Signed by Judge G Murray Snow on 8/8/2011.(KMG)

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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 ) ) ) Plaintiff, ) ) vs. ) ) The State of Arizona; Janice K. Brewer,) Governor of the State of Arizona, in her) official capacity; Terry Goddard, Attorney) General of the State of Arizona in his) official capacity; Maricopa County; Keith) ) Frankel; Judge Ronald I. Karp, ) ) Defendants. ) ) Anthony Camboni, 9 10 11 12 13 14 15 16 No. CV-10-1903-PHX-GMS ORDER 17 18 Pending before the Court are the following motions: (1) Motion to Dismiss filed by 19 Keith Frankel and Maricopa County (Doc. 14); (2) Motion to Dismiss filed by the State of 20 Arizona, Janice K. Brewer in her official capacity, and Terry L. Goddard in his official 21 capacity (Doc. 15); and (3) Motion to Dismiss filed by Ronald I. Karp (Doc. 23). For the 22 reasons discussed below, the Court grants the above motions. 23 24 BACKGROUND On or about September 8, 2009, Plaintiff’s former insurance agent sought an 25 injunction against harassment pursuant to A.R.S. § 12-1809, barring Plaintiff from contacting 26 him. The San Marcos Justice Court denied that injunction but granted another injunction 27 against workplace harassment, pursuant to A.R.S. § 12-1810, on the same day. After Mr. 28 Camboni requested and received a hearing on the injunction, the Justice Court denied his 1 request to quash the injunction. As a result of the Justice Court proceedings, Plaintiff alleges 2 that a number of his civil rights were violated, including double jeopardy, right to a fair trial, 3 right to legal counsel, lack of equal protection, due process under the law, violation of his 4 First Amendment rights to free speech and religion, right to trial by jury, right to a speedy 5 trial, and racial discrimination. Plaintiff also challenges the constitutionality of A.R.S. § 126 809 and A.R.S. § 12-1810 on grounds that they are preempted by federal law and therefore 7 violate the Fourteenth Amendment. Defendants move to dismiss Plaintiff’s Complaint. 8 9 LEGAL STANDARD To survive dismissal for failure to state a claim pursuant to Federal Rule of Civil 10 Procedure 12(b)(6), a complaint must contain more than “labels and conclusions” or a 11 “formulaic recitation of the elements of a cause of action”; it must contain factual allegations 12 sufficient to “raise a right to relief above the speculative level.” Bell Atl. Corp. v. Twombly, 13 550 U.S. 544, 555 (2007). While “a complaint need not contain detailed factual allegations 14 . . . it must plead ‘enough facts to state a claim to relief that is plausible on its face.’” Clemens 15 v. DaimlerChrysler Corp., 534 F.3d 1017, 1022 (9th Cir. 2008) (quoting Twombly, 550 U.S. 16 at 570). “A claim has facial plausibility when the plaintiff pleads factual content that allows 17 the court to draw the reasonable inference that the defendant is liable for the misconduct 18 alleged.” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949 (2009) (citing Twombly, 550 U.S. at 556). 19 The plausibility standard “asks for more than a sheer possibility that a defendant has acted 20 unlawfully. Where a complaint pleads facts that are ‘merely consistent with’ a defendant’s 21 liability, it ‘stops short of the line between possibility and plausibility of entitlement to 22 relief.’” Id. (internal citations omitted) (quoting Twombly, 550 U.S. at 557). 23 When analyzing a complaint for failure to state a claim under Rule 12(b)(6), “[a]ll 24 allegations of material fact are taken as true and construed in the light most favorable to the 25 nonmoving party.” Smith v. Jackson, 84 F.3d 1213, 1217 (9th Cir. 1996). However, legal 26 conclusions couched as factual allegations are not given a presumption of truthfulness, and 27 “conclusory allegations of law and unwarranted inferences are not sufficient to defeat a 28 -2- 1 motion to dismiss.” Pareto v. FDIC, 139 F.3d 696, 699 (9th Cir. 1998). 2 The Court must construe the complaint liberally since Plaintiff is proceeding pro se. 3 See Hughes v. Rowe, 449 U.S. 5, 9 (1980) (“It is settled law that the allegations of [a pro se 4 plaintiff’s] complaint, ‘however inartfully pleaded’ are held ‘to less stringent standards than 5 formal pleadings drafted by lawyers.’”) (citations omitted); Eldridge v. Block, 832 F.2d 1132, 6 1137 (9th Cir. 1987) (“The Supreme Court has instructed federal courts to liberally construe 7 the ‘inartful pleading’ of pro se litigants.”) (citation omitted); Ashelman v. Pope, 793 F.2d 8 1072, 1078 (9th Cir. 1986) (“[W]e hold [plaintiff’s] pro se pleadings to a less stringent 9 standard than formal pleadings prepared by lawyers.”). “Although [the Court] construe[s] 10 pleadings liberally in their favor, pro se litigants are bound by the rules of procedure.” Ghazali 11 v. Moran, 46 F.3d 52, 54 (9th Cir. 1995) (citing King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 12 1987)). 13 DISCUSSION 14 I. County Defendant’s Motion to Dismiss 15 A. 16 Defendants Frankel and Karp move to dismiss Plaintiff’s claims against them because Defendants Frankel and Karp 17 they are entitled to absolute immunity as a matter of law. Defendant Frankel is a Justice of the 18 Peace and Defendant Karp is an attorney appointed to serve as a Justice of the Peace pro tem 19 in the San Marcos Justice Court. “Although unfairness and injustice to a litigant may result 20 on occasion, ‘it is a general principle of the highest importance to the proper administration 21 of justice that a judicial officer, in exercising the authority vested in him, shall be free to act 22 upon his own convictions, without apprehension of personal consequences to himself.’” 23 Mireles v. Waco, 502 U.S. 9, 10 (1991) (quoting Bradley v. Fisher, 13 Wall. 335, 347 (1872)). 24 Judges are absolutely immune from damages for all judicial acts performed within their 25 subject matter jurisdiction, “even when such acts are in excess of their jurisdiction, and are 26 alleged to have been done maliciously or corruptly.” Stump v. Sparkman, 435 U.S. 349, 356 27 (1978); see also Sadoski v. Mosley, 435 F.3d 1076, 1079 (9th Cir. 2006). The immunity 28 -3- 1 similarly attaches even if the judge is accused of making grave errors of law or procedure. 2 Schucker v. Rockwood, 846 F.2d 1202, 1204 (9th Cir. 1988). Not even allegations of “bad 3 faith, personal interest or outright malevolence” are enough to remove the cloak of absolute 4 immunity from judges acting within the jurisdiction of their courts. Ashelman v. Pope, 793 5 F.2d 1072, 1078 (9th Cir. 1986). Such immunity also “extends to actions for declaratory, 6 injunctive and other equitable relief.” Mullis v. U.S. Bankr. Ct. for the Dist. of Nev., 828 F.2d 7 1385, 1394 (9th Cir. 1987). Moreover, regardless of the judge’s status in the judicial 8 hierarchy, a judge has absolute immunity for acts performed in his or her official capacity. 9 O’Neil v. City of Lake Oswego, 642 F.2d 367, 369 (9th Cir. 1981) (pro tem municipal judge); 10 Brewer v. Blackwell, 692 F.2d 387, 396 (5th Cir. 1982) (justice of the peace). 11 There are two exceptions to the rule of judicial immunity. First, judicial immunity 12 does not shield “nonjudicial actions, i.e., actions not taken in the judge’s judicial capacity.” 13 Mireles, 502 U.S. at 11. Plaintiff’s allegations against the Justices do not arise out of 14 nonjudicial actions, therefore the first exception does not apply. Second, judicial immunity 15 does not protect “actions, though judicial in nature, taken in the complete absence of all 16 jurisdiction.” Id. at 12. The test for determining when an action is judicial in nature has been 17 explained as the following: “[W]hether an act by a judge is a ‘judicial’ one relate[s] to the 18 nature of the act itself, i.e., whether it is a function normally performed by a judge, and to the 19 expectations of the parties, i.e., whether they dealt with the judge in his judicial capacity.” 20 Stump, 435 U.S. at 362; see also Crooks v. Maynard, 913 F.2d 699, 700 (9th Cir. 1990). Here, 21 Mr. Camboni’s claims all address acts taken by Justices Frankel and Karp during the course 22 of presiding over the injunction hearings involving Plaintiff. Specifically, Mr. Camboni 23 alleges that the Justices denied him due process during two “secret trials” that they conducted 24 on September 9, 2009. (Doc. 13 at 4). He alleges that the Defendants failed to provide him a 25 free certified transcript of the proceedings, thereby preventing him from appealing the rulings 26 and violating his due process rights (id.), and that he was denied fair and equitable treatment 27 because he was not provided with appointed counsel at taxpayer expense (id. at 5). He further 28 -4- 1 alleges that statements made by the Justices during the proceedings over which they presided 2 demonstrated religious and racial discrimination. (Id. at 6, 11). All of the actions pled to 3 support Mr. Camboni’s claims concern ordinary judicial acts – presiding over an injunction 4 proceeding – and arise out of Mr. Camboni’s dealings with the Defendants in their judicial 5 capacity. Thus, the acts of which Mr. Camboni complains are judicial acts. 6 As the Supreme Court has explained, judicial immunity “applies even when the judge 7 is accused of acting maliciously and corruptly.” Pierson v. Ray, 386 U.S. 547, 554 (1967). 8 This is so, because recognizing the immunity in all cases promotes the public’s interest in 9 having judges who are free to use their judicial authority independently without fearing 10 retribution. Id. There is no basis to assert that the actions by the Justices were taken in the 11 complete absence of jurisdiction. All were taken in the context of the injunction proceedings 12 concerning Plaintiff, over which they had jurisdiction. Nor does Mr. Camboni suggest 13 otherwise.1 Accordingly, Justices Frankel and Karp are absolutely immune from suit and are 14 dismissed, with prejudice, as Defendants in this action. 15 Moreover, the facts set forth by Plaintiff suggest that Justices Frankel and Karp 16 properly followed the procedures set forth in Arizona law related to the ex parte issuance of 17 injunctions against harassment. Plaintiff’s allegations that he was denied constitutional 18 protections, including the right to not be placed in double jeopardy, right to legal counsel, 19 right to trial by jury, right to confront witnesses, and right to a speedy trial, overlook the fact 20 that his proceedings in the San Marcos Justice Court were civil, not criminal, in nature and 21 therefore the constitutional protections given to the accused in criminal cases do not apply. 22 A.R.S. §§ 12-1809 and 12-1810 are statutes located in Title 12 of the Arizona Revised 23 24 1 27 In Response, Plaintiff argues that Justices Frankel and Karp violated their oath of office and therefore have “engaged in acts of treason.” (Doc. 22 at 2). Plaintiff has alleged no facts that would bring the Justices’ actions within the scope of treason, defined under Article III, § 3 as “consist[ing] only in levying War against [the United States], or in adhering to their Enemies, giving them Aid and Comfort.” 28 -5- 25 26 1 Statutes governing “civil proceedings.” See Hudson v. United States, 522 U.S. 93, 100 (1997) 2 (finding that “only the clearest proof will suffice to override legislative intent and transform 3 what has been denominated a civil remedy into a criminal penalty”) (quotations and citations 4 omitted). Under those statutes, such proceedings are appropriately conducted on an ex parte 5 basis, provided a defendant against whom an injunction is issued has the opportunity to 6 challenge the injunction. See A.R.S. §§ 12-809(E),(H) - 1810(E),(G). Plaintiff was afforded 7 such an opportunity. See Doc. 14, Ex. C; see also Doc. 13 at 6, 9, 10. The fact that Plaintiff 8 was temporarily forbidden from going near his former insurance agent or other protected 9 persons or the potential restriction of his right to carry a firearm do not transform the civil 10 proceeding into a criminal one, as Plaintiff seems to contend. 11 B. Maricopa County 12 Other than noting that the incidents took place in “Maricopa County’s San Marcos 13 Justice Court”, Plaintiff has not linked the actions of Defendant Maricopa County with the 14 injuries that he complains about. To the extent Plaintiff appears to allege that Maricopa 15 County should be held vicariously liable for a Justice of the Peace’s judicial conduct due to 16 its funding of the Courts or otherwise, this assertion fails as a matter of law. While the 17 Complaint does not identify 42 U.S.C. § 1983 as the basis of his claim, this statute is 18 appropriate for the types of claims Plaintiff asserts. “[A] municipality can be found liable 19 under [section] 1983 only where the municipality itself causes the constitutional violation at 20 issue. Respondeat superior or vicarious liability will not attach under [section] 1983.” City 21 of Canton v. Harris, 489 U.S. 378, 385 (1989) (citing Monell v. N.Y. City. Dep’t of Soc. 22 Servs., 436 U.S. 658, 694–95 (1978)). Liability may attach against a municipality in two 23 ways. First, the municipality itself may violate an individual’s rights through a policy, 24 ordinance, regulation or other formal decision. Gibson v. Cnty. of Washoe, 290 F.3d 1175, 25 1187 (9th Cir. 2002). Plaintiff has not alleged the existence of a County policy or custom that 26 would support liability under § 1983. To the extent that Plaintiff alleges that Maricopa County 27 “lacked authority under the United States Constitution to enact and/or enforce A.R.S. 12-1809 28 -6- 1 and A.R.S. 12-1810” (Doc. 13 at 11) because they are preempted by federal law, Plaintiff has 2 failed to allege any facts to support a challenge to the constitutionality of the statutes.2 3 Second, in certain circumstances, a municipality may be liable based on its omissions if its 4 employee commits a constitutional violation, even if the municipality did not formally direct 5 the employee to do so. See Gibson, 290 F.3d at 1185. As stated above, Plaintiff has not set 6 forth any facts which would suggest that the Justices of the Peace who presided over his 7 injunction proceedings committed a constitutional violation. Accordingly, Maricopa County 8 is dismissed from this action. 9 II. 10 State Defendants’ Motion to Dismiss Plaintiff names as Defendants Governor Brewer and former Attorney General Terry 11 Goddard, in their official capacities, and also the State of Arizona. “Under the Eleventh 12 Amendment, a state is immune from suit under state or federal law by private parties in 13 federal court absent a valid abrogation of that immunity or an express waiver by the state.” 14 In re Mitchell, 209 F.3d 1111, 1115–16 (9th Cir. 2000) (footnote omitted), overruled in part 15 on other grounds by Kimel v. Fla. Bd. of Regents, 528 U.S. 62 (2000). States retain their 16 immunity against suits by private parties under the Eleventh Amendment, “regardless of the 17 relief sought.” P.R. Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 146 18 (1993). Arizona has not manifested the intention to waive its sovereign immunity under the 19 Eleventh Amendment from suit in federal court, nor has there been a valid abrogation of that 20 immunity. Further, to the extent that Plaintiff is alleging a claim pursuant to 42 U.S.C. § 1983, 21 22 2 27 Furthermore, pursuant to Local Rule of Civil Procedure 24.1, “[a] party drawing in question the constitutionality of an act of Congress or of any state affecting the public interest shall forthwith, upon the filing of any pleading or other document which raises the question, notify in writing the District Judge or Magistrate Judge to whom the case has been assigned of the pendency of the question in any action, suit or proceeding in the district court in which the United States or a state or any agency, officer or employee thereof is not a party. . . . The purpose of the notice is to enable the Court to comply with the requirements of 28 U.S.C. § 2403.” Plaintiff has failed to file a notice of claim of unconstitutionality before this Court. 28 -7- 23 24 25 26 1 the Supreme Court has held “that neither a State nor its officials acting in their official 2 capacities are ‘persons’ under [section] 1983.” Will v. Mich. Dep’t of State Police, 491 U.S. 3 58, 71 (1989); see also Gilbreath v. Cutter Biological, Inc., 931 F.2d 1320, 1327 (9th Cir. 4 1991). Finally, Plaintiff’s allegation that A.R.S. §§ 12-1809, 12-1810 are preempted by 5 federal law and are therefore unconstitutional fails for the same reasons discussed with respect 6 to the County’s motion. Plaintiff simply fails to allege any facts to support his claim. 7 Moreover, other than naming Brewer and Goddard in the caption and including them 8 in the description of the parties, neither of them are mentioned anywhere else in the 9 Complaint. To the extent that Plaintiff may wish to implicate them in the roles they played in 10 implementing and enforcing the two state statutes which Plaintiff challenges, such allegations 11 are simply too attenuated. See Rizzo v. Goode, 423 U.S. 362, 371–72 (1976) (holding that 12 State officials are not subject to suit under section 1983 unless they play an affirmative part 13 in the alleged deprivation of constitutional rights). To state a claim against a state official, the 14 civil rights complainant must allege that the official personally participated in the 15 constitutional deprivation, or that a state supervisory official was aware of widespread abuses 16 and failed to take action. See King v. Atiyeh, 814 F.2d 565, 568 (9th Cir. 1987). The present 17 case is devoid of any allegations that the governor and former attorney general knew of, or 18 took part in, any constitutional deprivations. Therefore, this action is dismissed as to Brewer, 19 Goddard, and the State of Arizona. 20 IT IS HEREBY ORDERED that Judge Frankel and Maricopa County’s Motion 21 to Dismiss (Doc. 14) is GRANTED. Defendant Keith Frankel is dismissed with prejudice 22 from this action. Defendant Maricopa County is dismissed without prejudice. 23 IT IS FURTHER ORDERED that the State Defendants’ Motion to Dismiss 24 (Doc. 15) is GRANTED. Defendants Brewer, Goddard and the State of Arizona are 25 dismissed without prejudice. 26 IT IS FURTHER ORDERED that Judge Karps’ Motion to Dismiss (Doc. 23) is 27 GRANTED. Defendant Ronald I. Karp is dismissed with prejudice. 28 -8- 1 The Clerk of the Court is directed to terminate Defendants Keith Frankel and 2 Ronald I. Karp from this action. 3 DATED this 8th day of August, 2011. 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -9-

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