Alvarez v. Ryan et al
Filing
15
ORDER The Report and Recommendation filed August 2, 2013 is ADOPTED in its entirety, and the Petition for Habeas Corpus is DISMISSED WITH PREJUDICE. The Clerk of Court shall enter a final judgment accordingly. IT IS FURTHER ORDERED that a certificate of appealability shall not be issued by this Court. This Court finds that Alvarez has not made the requisite "substantial showing of the denial of a constitutional right" specified in 28 U.S.C. §2253(c)(2). Any request for a certificate of appealability must be addressed to the Court of Appeals. Signed by Judge Sharon L Gleason on 12/2/2013. (KMG)
IN THE UNITED STATES DISTRICT COURT
DISTRICT OF ARIZONA
Carlos Mendez Alvarez,
Petitioner,
v.
Charles L. Ryan et al.,
Respondents.
Case No. CV 13-0172-PHX-SLG (JFM)
ORDER DISMISSING PETITION FOR HABEAS CORPUS
Before the Court is the Petition for Writ of Habeas Corpus (“the Petition”), filed
pursuant to 28 U.S.C. § 2254, by petitioner Carlos Mendez Alvarez (“Petitioner” or
“Alvarez”). 1 On June 21, 2013, Respondents filed their response (a “Limited Answer”). 2
Alvarez filed no reply. On August 2, 2013, Magistrate Judge James F. Metcalf issued a
Report and Recommendation (“R&R”), recommending that the Petition be dismissed
with prejudice and that a certificate of appealability be denied. 3 On August 15, 2013,
Alvarez filed objections to the R&R. 4 For the following reasons, the Court will adopt the
Magistrate Judge’s R&R, dismiss the Petition with prejudice, and deny a certificate of
appealability.
1
Docket 1 (Pet.).
2
Docket 12 (Limited Answer).
3
Docket 13 (R&R).
4
Docket 14 (R&R Objections).
FACTUAL AND PROCEDURAL BACKGROUND
Alvarez was convicted on April 19, 2002 by a jury in Maricopa County Superior
Court of attempted sexual conduct with a minor, kidnapping, and sexual conduct with a
minor (Case No. CR-2001-010975). 5 The trial court sentenced Alvarez to consecutive
sentences totaling life plus 27 years of imprisonment. 6 Alvarez appealed his conviction
to the Arizona Court of Appeals, which affirmed on March 25, 2003. 7
Alvarez previously filed three petitions for post-conviction relief in Arizona
Superior Court; each was denied, the last as of May 5, 2004. 8 Alvarez filed this Petition
on January 25, 2013, asserting four grounds for relief:
In Ground One, Petitioner alleges that he received ineffective assistance
of counsel because he withdrew from a plea agreement based on his
attorney’s “persist[e]nce to go to trial” and because his attorney did not
raise mitigating circumstances, object to the duplicity of the charges, or
object to the sentence enhancement.
In Ground Two, Petitioner claims his Fifth, Sixth, and Fourteenth
Amendment rights were violated. He asserts that he withdrew from the
plea agreement and ultimately received the maximum sentence because
of his attorney’s “misadvice” and threat to withdraw from the case if
Petitioner did not withdraw from the plea agreement. Petitioner asserts
that he was “forcibly coerced by duress to withdraw his plea agreement.”
In Ground Three, Petitioner contends he received ineffective assistance of
appellate and post-conviction-relief counsel because they failed to
communicate with Petitioner and failed to develop a claim regarding
Petitioner’s reason for withdrawing from the plea agreement.
In Ground Four, he asserts that his due process and equal protection
rights were violated. He claims that “both appellant defense counsel
rejecting the argu[]ment Petitioner presented that neither one pursue[d] to
5
Docket 1 (Pet.).
6
Id. at 2; Docket 7 (5/9/13 Order).
7
Docket 1 at 2.
8
Id. at 4-5; Docket 13 (R&R).
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Order Re Petition for Habeas Corpus
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follow was compelled by jurisprudence pertaining to cause excusable
procedural default. Failing to raise a claim on direct appeal and in P.C.R.
proceeding, as was instructed by defendant.” (citation omitted). 9
Respondents filed a Limited Answer to the Petition in which they assert that the
Petition is barred by the Anti-Terrorism and Effective Death Penalty Act of 1996
(“AEDPA”) one-year statute of limitations for habeas claims, that Alvarez failed to show
cause for equitable tolling, that Alvarez failed to exhaust state remedies, and that his
claim is procedurally defaulted. 10
On August 2, 2013, the Magistrate Judge filed and served the R&R,
recommending that the Petition be dismissed with prejudice and that a certificate of
appealability be denied. 11 Specifically, the Magistrate Judge concluded that Alvarez’s
petition was untimely under AEDPA’s one-year statute of limitations. 12 The Magistrate
Judge explained that, taking into account statutory tolling for Alvarez’s three state
petitions, the statute of limitations ran on April 24, 2004; Alvarez did not file this Petition
until January 25, 2013. 13
The Magistrate Judge also detailed why Alvarez did not
qualify for equitable tolling. 14 As part of that analysis, the Magistrate Judge noted that
“[t]he Ninth Circuit has concluded that the habeas statute of limitations is subject to an
9
Docket 7 (5/9/13 Order) (summarizing grounds for relief); Docket 1 at 6-15 (Pet.).
10
Docket 12 (Limited Answer).
11
Docket 13 (R&R).
12
Id. at 4-7; 28 U.S.C. § 2244(d).
13
Docket 13 at 5-6.
14
Id. at 7-9.
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Order Re Petition for Habeas Corpus
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exception for claims of actual innocence,” but that Alvarez “makes no such claim in this
proceeding.” 15
On August 15, 2013, Alvarez filed timely objections to the R&R, listing six
numbered objections. 16 The first objection states, “Petitioner is actually innocent and
has asserted this fact from the beginning of his incarceration.” 17 Alvarez then asserts
“that this case is an actual innocence case and the exception to [the] procedural bar rule
should apply.” 18 Objections two through six are essentially restatements of the grounds
for relief that Alvarez had previously stated in the Petition.
STANDARD OF REVIEW
Under 28 U.S.C. § 636(b)(1), a court “may accept, reject, or modify, in whole or
in part, the findings or recommendations made by the magistrate judge.” 19 However, a
court must only “make a de novo determination of those portions of the [magistrate
judge’s] report or specified proposed findings or recommendations to which objection is
made.” 20
15
Docket 13 at 9 (citing Lee v. Lampert, 653 F.3d 929 (9th Cir. 2011) (en banc)).
16
Docket 14 (R&R Objections).
17
Id. at 1.
18
Id. at 3.
19
28 U.S.C. § 636(b)(1)(C).
20
Id.; see also Thomas v. Arn, 474 U.S. 140, 150 (1985) (“It does not appear that Congress
intended to require district court review of a magistrate’s factual or legal conclusions, under a de
novo or any other standard, when neither party objects to those findings.”); United States v.
Reyna-Tapia, 328 F.3d 1114, 1121 (9th Cir. 2003) (“Neither the Constitution nor the statute
requires a district judge to review, de novo, findings and recommendations that the parties
themselves accept as correct.”).
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DISCUSSION
Below, the Court addresses Alvarez’s six objections.
Alvarez’s first objection asserts that he “is actually innocent.”21 He adds that
because “this case is an actual innocence case[,] . . . the exception to [the] procedural
bar rule should apply.” 22 In Lee v. Lampert, the Ninth Circuit concluded that “a credible
showing of ‘actual innocence’ . . . excuses the statute of limitations period established
by [AEDPA].” 23 But the court added that “habeas corpus petitions advancing a credible
claim of actual innocence are ‘extremely rare.’” 24 A petitioner has the heavy burden of
producing “new reliable evidence—whether it be exculpatory scientific evidence,
trustworthy eyewitness accounts, or critical physical evidence—that was not presented
at trial.” 25 “[A] ‘petitioner must show that it is more likely than not that no reasonable
juror would have convicted him in light of the new evidence.’” 26
Although Alvarez’s first objection states that he “is actually innocent” of his
crimes, this is in stark contrast to the Petition, in which Alvarez acknowledges that he
committed the crimes for which he was convicted and seeks post-conviction relief. 27
21
Docket 14 at 1 (R&R Objections).
22
Id. at 3.
23
See Lampert, 653 F.3d at 931 (citing Schlup v. Delo, 513 U.S. 298 (1995)).
24
Lampert, 653 F.3d at 937 (quoting Schlup, 513 U.S. at 321).
25
See Lampert, 653 F.3d at 938 (citing Schlup, 513 U.S. at 324).
26
Lampert, 653 F.3d at 938 (quoting Schlup, 513 U.S. at 327).
27
See Docket 1 at 7 (Pet.) (“[H]e knew he had to accept the consequences of the charges
against him. He was not avoiding the prosecution.”); Docket 1 at 14 (“The petitioner knew he
was guilty and only wanted to receive the plea agreement the STATE OF ARIZONA
ATTORNEY promised to give him.”).
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And Alvarez does not identify any “new reliable evidence” showing his innocence. 28 He
merely reasserts that his counsel’s assistance was ineffective, explaining that at trial,
counsel “failed to directly challenge the alleged victim’s credibility, where it was shown
[on the record] that th[e] witness had a propensity to lie.” 29 And the remedy he seeks is
“specific performance of the original plea offer by the state court”
30
—not a new trial.
Accordingly, Alvarez has failed to carry his burden of demonstrating that he is entitled to
present otherwise time-barred claims to a federal habeas court based on a showing of
actual innocence.
In objections two through six, Alvarez essentially restates the grounds for relief
stated in the Petition. He does not question the factual findings of the R&R, nor does he
question the legal analysis upon which the Magistrate Judge ultimately recommended
dismissal of the petition—that is, that neither statutory nor equitable tolling apply to
make the Petition timely. Accordingly, objections two through six do not require de novo
review. 31
Nevertheless, this Court has independently reviewed the record and the
Magistrate Judge’s analysis and sees no reason to depart from the sound reasoning in
the R&R.
28
Lampert, 653 F.3d at 938 (quoting Schlup, 513 U.S. at 327).
29
Docket 14 at 3, 4 (R&R Objections).
30
Id. at 7.
31
See 28 U.S.C. § 636(b)(1)(C); see also Harden v. Ryan, No. 11-cv-694-TUC-RCC, 2013
U.S. Dist. LEXIS 64925, at *3-4 (D. Ariz. May 6, 2013) (“[T]he Court will deem Petitioner’s
objections, which are mere recitations of earlier arguments, ineffective.”).
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CONCLUSION
For the foregoing reasons, IT IS HEREBY ORDERED that:
1. The Report and Recommendation filed August 2, 2013 is ADOPTED in
its entirety, and the Petition for Habeas Corpus is DISMISSED WITH
PREJUDICE.
2. The Clerk of Court shall enter a final judgment accordingly.
IT IS FURTHER ORDERED that a certificate of appealability shall not be issued
by this Court. 32 This Court finds that Alvarez has not made the requisite “substantial
showing of the denial of a constitutional right” specified in 28 U.S.C. §2253(c)(2). Any
request for a certificate of appealability must be addressed to the Court of Appeals. 33
DATED at Anchorage, Alaska this 2nd day of December, 2013.
/s/ Sharon L. Gleason
United States District Judge
32
28 U.S.C. § 2253(c)(2); Slack v. McDaniel, 529 U.S. 473, 484 (2000) (a certificate of
appealability may be granted only if the applicant has made “a substantial showing of the denial
of a constitutional right,” i.e., a showing that “reasonable jurists could debate whether . . . the
petition should have been resolved in a different manner or that the issues presented were
adequate to deserve encouragement to proceed further” (internal quotation marks and citations
omitted)).
33
Fed. R. App. P. 22(b).
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