Franklin v. Backhaus et al
Filing
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ORDER, pursuant to Rule 41(b) of the Federal Rules of Civil Procedure this action is dismissed without prejudice and the Clerk shall enter judgment accordingly. Signed by Judge Douglas L Rayes on 7/21/14. (REW)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE DISTRICT OF ARIZONA
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Joseph Lee Franklin,
No. CV-13-2390-PHX-DLR (DKD)
Plaintiff,
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v.
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Keith Backhaus, et al.,
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ORDER
Defendants.
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Plaintiff, formerly an inmate at the Maricopa County Fourth Avenue Jail, filed a
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pro se Prisoner Civil Rights Complaint pursuant to 42 U.S.C. § 1983 on November 20,
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2013 (Doc. 1). The Court issued a Notice of Assignment on that date, a copy of which
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was mailed to Plaintiff, in which he was warned that failure to file a Notice of Change of
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Address could result in the case being dismissed (Doc. 4). On July 8, 2014, a copy of the
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Court’s July 1 Minute Order mailed to Plaintiff at his last known address was returned as
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undeliverable, indicating that Plaintiff was no longer in custody (Doc. 24). Plaintiff has
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not filed a change of address.
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Plaintiff has the general duty to prosecute this case. Fidelity Philadelphia Trust
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Co. v. Pioche Mines Consolidated, Inc., 587 F.2d 27, 29 (9th Cir. 1978). In this regard, it
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is the duty of a plaintiff who has filed a pro se action to keep the Court apprised of his or
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her current address and to comply with the Court’s orders in a timely fashion. This Court
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does not have an affirmative obligation to locate Plaintiff. “A party, not the district court,
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bears the burden of keeping the court apprised of any changes in his mailing address.”
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Carey v. King, 856 F.2d 1439, 1441 (9th Cir. 1988). Plaintiff’s failure to keep the Court
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informed of his new address constitutes failure to prosecute.
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Rule 41(b) of the Federal Rules of Civil Procedure provides that “[f]or failure of
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the plaintiff to prosecute or to comply with these rules or any order of court, a defendant
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may move for dismissal of an action.” In Link v. Wabash Railroad Co., 370 U.S. 626,
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629-31 (1962), the Supreme Court recognized that a federal district court has the inherent
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power to dismiss a case sua sponte for failure to prosecute, even though the language of
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Rule 41(b) of the Federal Rules of Civil Procedure appears to require a motion from a
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party. Moreover, in appropriate circumstances, the Court may dismiss a complaint for
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failure to prosecute even without notice or hearing. Id. at 633.
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In determining whether Plaintiff's failure to prosecute warrants dismissal of the
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case, the Court must weigh the following five factors: “(1) the public’s interest in
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expeditious resolution of litigation; (2) the court’s need to manage its docket; (3) the risk
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of prejudice to the defendants; (4) the public policy favoring disposition of cases on their
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merits; and (5) the availability of less drastic sanctions.” Carey, 856 F.2d at 1440
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(quoting Henderson v. Duncan, 779 F.2d 1421, 1423 (9th Cir. 1986)). “The first two of
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these factors favor the imposition of sanctions in most cases, while the fourth factor cuts
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against a default or dismissal sanction. Thus the key factors are prejudice and availability
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of lesser sanctions.” Wanderer v. Johnson, 910 F.2d 652, 656 (9th Cir. 1990).
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Here, the first, second, and third factors favor dismissal of this case. Plaintiff’s
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failure to keep the Court informed of his address prevents the case from proceeding in the
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foreseeable future. The fourth factor, as always, weighs against dismissal. The fifth
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factor requires the Court to consider whether a less drastic alternative is available.
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Without Plaintiff’s current address, however, certain alternatives are bound to be futile.
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Here, as in Carey, “[a]n order to show cause why dismissal is not warranted or an order
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imposing sanctions would only find itself taking a round trip tour through the United
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States mail.” 856 F.2d at 1441.
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The Court finds that only one less drastic sanction is realistically available. Rule
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41(b) provides that a dismissal for failure to prosecute operates as an adjudication upon
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the merits “[u]nless the court in its order for dismissal otherwise specifies.” In the instant
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case, the Court finds that a dismissal with prejudice would be unnecessarily harsh. The
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Complaint and this action will therefore be dismissed without prejudice pursuant to Rule
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41(b) of the Federal Rules of Civil Procedure.
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IT IS THEREFORE ORDERED that pursuant to Rule 41(b) of the Federal
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Rules of Civil Procedure this action is dismissed without prejudice and the Clerk of the
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Court shall enter judgment accordingly.
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Dated this 21st day of July, 2014.
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