Green v. Phoenix, City of

Filing 116

ORDER re: 112 Notice of Deposition Designations. Signed by Judge Diane J Humetewa on 4/1/2019. (See Order for details.) (LFIG)

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1 WO 2 NOT FOR PUBLICATION 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Jeffrey Green, Plaintiff, 10 11 ORDER v. 12 No. CV-15-02570-PHX-DJH City of Phoenix, et al., 13 Defendant. 14 15 Before the Court is the parties’ Notice of Deposition Designations (Doc. 112). On 16 February 26, 2019, Defendant moved for leave to take a videotaped trial deposition of Lt. 17 Joe Tomory. (Doc. 103). Plaintiff filed a Response opposing Defendant’s Motion 18 (Doc. 105), and the Court did not permit Defendant to file a Reply. (Doc. 104). The Court 19 granted Defendant’s Motion on March 6, 2019, and ordered the deposition of Lt. Tomory 20 to commence on or before March 20, 2019, and ordered that no later than March 27, 2019, 21 the parties shall file a notice that contained the portions of the deposition transcript each 22 party intended to offer at trial and “[a]ll objections to the offered portions of the deposition, 23 which shall identify by page and line number the portion to which objection is made and 24 shall state the grounds of objection specifically;” all responses to the stated objections; and 25 Lt. Tomory’s deposition transcript. (Doc. 106 at 4) (emphasis in original)). 26 Plaintiff has provided general objections to Lt. Tomory’s deposition. 27 (Doc. 112 at 57). Specifically, Plaintiff claims that Lt. Tomory testified in his deposition 28 that he was fearful of Plaintiff and this fear prompted Lt. Tomory to carry a secondary 1 weapon while at work. (Id.) Plaintiff argues that this information was not disclosed during 2 discovery; therefore, this Court should exclude Lt. Tomory’s deposition pursuant to 3 Federal Rule of Civil Procedure 37(c)(1). (Id.) Defendant counters that Lt. Tomory was 4 disclosed in Defendant’s Initial Disclosures, in which Defendant provided that Lt. Tomory 5 would testify regarding any information or knowledge he had regarding Plaintiff’s 6 allegations and any meetings, conversations, interviews he had relevant to Plaintiff’s 7 complaint. (Id.) Thus, Defendant argues that the Initial Disclosure statement was broad 8 enough to include Lt. Tomory’s statements concerning his decision to carry a secondary 9 weapon while at work. (Id.) The Court agrees. Here, Plaintiff knew that Lt. Tomory 10 would testify as to his interactions with Plaintiff and if Plaintiff wanted to know the 11 specifics of that potential testimony, he could have disposed Lt. Tomory during discovery. 12 Accordingly, the Court overrules Plaintiff’s general objections. 13 The parties filed their transcript designations, objections, and responses using a 14 table, the Court will follow suit starting with Defendant’s designations, Plaintiff’s 15 objections, and Defendant’s response to Plaintiff’s objections. 16 17 18 19 20 21 DEFENDANT’S DESIGNATIONS 5:15 to 14:18 PLAINTIFF’S OBJECTIONS 12:20-25; 13:1 Objection: hearsay, Rule 802; relevance and undue prejudice, Rules 401, 403 22 23 24 25 26 27 28 13:15-25 Objection: relevance, undue prejudice, Rules 401, 403 14:1-18; Objection: relevance, undue DEFENDANT’S RESPONSE COURT’S RULING 12:20-25 and 13:1 12:20–13:1 Statements not hearsay since not offered to prove the truth of the matter asserted but offered to show their effect on Tomory, i.e., his reason for reaching out to Plaintiff – Rule 801, U.S. v. Payne, 944 F.2d 1458, 1472 (9th Cir. 1991); U.S. v. Lopez, 913 F.3d 807, 826 (2019). Hearsay: Objection Overruled. The testimony is being offered to show that Lt. Tomory intended to act as a type of unofficial mentor to Plaintiff. Thus, the testimony is being offered to show its effect on Lt. Tomory as the listener, rather than for the truth of the matter asserted. 13:15-25; 14:1-18 -2- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS prejudice, Rules 401, 403 DEFENDANT’S RESPONSE Exception to hearsay rule – present sense impression Rule 803(1) Tomory is entitled to testify as to his observations of Plaintiff’s demeanor. Disclosure of his testimony was made in Defendant’s Initial Disclosure Statement on 7/7/16 which stated that he would testify regarding any information or knowledge he has regarding Plaintiff’s allegations and any meetings, conversations, interviews he had relevant to Plaintiff’s complaint. Furthermore, the following audio recordings of meetings and transcripts of meetings Tomory attended with Plaintiff and Finley were disclosed on 1/9/17 in Defendant’s 5th Supplemental Disclosure: December 7, 2012 (PHX002329 – 002330) Finley Green Tomory December 10, 2012 (PHX002331 – 002341) Finley Green Tomory -3- COURT’S RULING Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns the nature of the relationship between Lt. Tomory and Plaintiff. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 13:15–14:18 Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns Lt. Tomory’s professional interactions with Plaintiff. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE December 11, 2012 (PHX002342 – 002343) Finley Green (Tomory) December 12, 2012 (PHX002344 – 002353) Finley Green Tomory Henry January 4 and January 15, 2013 (PHX002366 - 002381) Finley Green (Tomory) Clarke January 17, 2013 (#1) (PHX002382 - 002384) Finley Green Tomory January 17, 2013 (#2) (PHX002385 - 002391) Finley Green Tomory Clarke Pace January 18, 2013 (PHX002392 - 002419) Finley Green Tomory February 1, 2013 (PHX002420 - 002423) Finley Green Tomory February 22, 2013 (PHX002424 - 002465) Finley Green Tomory March 4, 2013 (PHX002466 - 002468) Finley Green (Tomory) Henry 26 March 15, 2013 (PHX002469 - 002495) Finley Green Tomory Faulkner 27 March 22, 2013 (PHX002496 - 002528) 24 25 28 -4- COURT’S RULING 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Finley Green Tomory Leuschner April 5, 2013 (PHX002529 – 002534) Finley Green Tomory April 23, 2013 (PHX002535 – 002537) Finley Green Tomory April 25, 2013 (PHX002538 – 002540) Finley Green Tomory April 29, 2013 (PHX002541 – 002542) Finley Green Tomory The above describes his interactions with and observations of Plaintiff during the relevant time period. A description of Plaintiff’s behavior does not constitute unfair prejudice. See, Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011); United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003). Plaintiff’s conduct, i.e., being upset over minor issues such as receiving an expectations memo is relevant to the decision to have Plaintiff undergo work fitness evaluations and -5- COURT’S RULING 1 2 PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE ultimately transfer him from the Robbery Unit. 15:3 starting with “”Did…” to 15:22 Objection: relevance, undue prejudice, Rules 401 and 403 A description of Plaintiff’s behavior does not constitute unfair prejudice. See, Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011); United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003). Plaintiff’s conduct, i.e., being upset over minor issues such as receiving an expectations memo is relevant to the decision to have Plaintiff undergo work fitness evaluations and ultimately transfer him from the Robbery Unit. 15:3–22 Plaintiff’s conduct, i.e., being upset over minor issues such as receiving an expectations memo is relevant to the decision to have Plaintiff undergo work fitness evaluations and ultimately transfer him from the Robbery Unit. 16:3–25 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 16:3 to 20:5 16:3-25 18 19 20 21 22 23 COURT’S RULING DEFENDANT’S DESIGNATIONS Objection: relevance, Rules 401 and 403 24 Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns Lt. Tomory’s professional interactions with Plaintiff on a specific occasion. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns Lt. Tomory’s professional interactions with Plaintiff on a specific occasion. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 25 26 27 28 -6- 1 2 3 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE 20:14 to 26:2 COURT’S RULING 20:14–26:2 Plaintiff does not object; therefore, the Court finds this testimony may be offered. 4 5 6 7 8 9 10 11 12 13 14 15 16 17 26:16 to 27:5 26:1-5; 26:16-25 Objection: hearsay, Rule 802; relevance, undue prejudice, Rules 401 and 403 27:1-5 Objection: hearsay, Rule 802; relevance, undue prejudice, Rules 401 and 403 26:1-5; 26:16-25 26:1–5 The statements not hearsay since not offered to prove the truth of the matters asserted but offered to show their effect on Tomory, i.e., why he was sitting in on meetings between Plaintiff and Lt. Finley. Rule 801. U.S. v. Payne, 944 F.2d 1458, 1472 (9th Cir. 1991); U.S. v. Lopez, 913 F.3d 807, 826 (2019). No party is offering 26:3-5; therefore, the Court will not address objections regarding that section. Additionally, 26:1-2 is the end of answer to a question. The answer in its entirety is 25:2326:2. Thus, it appears that Plaintiff is only objecting to the last two lines of the answer. The Court will overrule that objection. There is foundation for the question. Tomory is asked to testify as to his observations as to whether the meetings which he attended kept the lines of communication open between Plaintiff and Finley. 26:16–27:5 18 19 20 21 22 23 24 25 26 27 28 -7- Hearsay: Objection Overruled. The testimony is being offered to show why Lt. Tomory attended monthly meetings between Plaintiff and Lt. Finley. Thus, the testimony is being offered to show its effect on Lt. Tomory, rather than for the truth of the matter asserted. 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and Plaintiff. 3 4 5 6 7 Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 8 9 10 COURT’S RULING 27:20 to 27:22 11 12 Objection: hearsay, Rule 802; foundation, Rule 602 13 14 15 16 There is foundation for the question. Tomory is asked to testify as to his observations as to whether the meetings which he attended kept the lines of communication open between Plaintiff and Finley. Statements not hearsay since not offered to prove the truth of the matters asserted but offered to show their effect on Tomory, i.e., why he was sitting in on meetings between Plaintiff and Lt. Finley. Rule 801. U.S. v. Payne, 944 F.2d 1458, 1472 (9th Cir. 1991); U.S. v. Lopez, 913 F.3d 807, 826 (2019). 17 18 19 20 21 22 23 24 25 27:20–27:22 Hearsay: Objection Overruled. The question is not asking Lt. Tomory to repeat an out-of-court statement. It is simply asking whether Lt. Tomory’s presence in the monthly meetings was helpful. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and Plaintiff. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 26 27 28 28:1 to 29:3 Objection: relevance, undue prejudice, Rules 401 and 403; hearsay, Tomory is testifying as to his personal observations and interaction with -8- 28:1–29:3 Hearsay: Objection Overruled. The 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS Rule 802; lacks foundation, Rule 602 DEFENDANT’S RESPONSE Plaintiff during monthly meetings. His observations as to Plaintiff’s behavior - angry, emotional form the basis for sending Plaintiff for work fitness evaluations and ultimately his transfer from the Robbery Unit. Additionally, statements by party opponent are not hearsay. Rule 801(d). Statement by Plaintiff that he accused Finley of being unethical and a liar are not offered to prove such, but to describe Plaintiff’s conduct during those meetings. COURT’S RULING majority of this testimony is not outof-court statements, rather it is Lt. Tomory recounting his personal observations and experiences at these meetings. However, Lt. Tomory does state at 28:23-24 that Plaintiff was “calling Troy a liar, he’s unethical.” Thus, it is an out-of-court statement by Plaintiff. However, this was a statement made by Plaintiff and thus is not hearsay under 801(d)(2)(a). Relevance: Objection Overruled. The Court Supervisor impressions finds the testimony of Plaintiff’s behavior relevant as it concerns are relevant to the interactions between honesty of the belief Lt. Tomory and that Plaintiff’s behavior Plaintiff. needed to be evaluated. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 24 25 26 27 28 -9- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE 29:20 starting with “I’m talking…” to 30:23 Objection: relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 Foundation is established because Tomory’s testimony recounts his observations of Plaintiff’s conduct during meetings between Plaintiff and Finley at which he was present. Additionally, statements by party opponent are not hearsay. Rule 801(d). Statement by Plaintiff that he accused Finley of being unethical and a liar are not offered to prove such, but to describe Plaintiff’s conduct during those meetings. COURT’S RULING 29:20–30:23 Hearsay: Objection Overruled. This testimony is not outof-court statements, rather it is Lt. Tomory recounting his personal observations and experiences at these meetings. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and Plaintiff. Undue Prejudice: Objection Overruled. The Court does not See, Defendant’s find any risk of undue disclosure on 7/7/16 and 1/9/17 listed above. prejudice. Question is not leading because it does not suggest an answer. The question can be answered either “yes”, “no” or “I don’t recall.” If the question had been phrased “You did take safety precautions for yourself didn’t you?” that would have been leading. The question posed was not. See, Rule 611. This testimony describes for the jury Tomory’s observations of Plaintiff’s conduct in - 10 - Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 1 2 PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE the workplace and his interactions with Plaintiff and its effect on him. The testimony is relevant because it shows the level of fear/anxiety Plaintiff’s conduct had on those who interacted with him. The testimony is not unfairly prejudicial. See, Rule 403. 31:1 to 32:17 up to “there was a potential for that, yes.” Objection: relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 Foundation is established because Tomory’s testimony recounts his observations of Plaintiff’s conduct during meetings between Plaintiff and Finley at which he was present. 29:20–30:23 The testimony is relevant because it shows the level of fear/anxiety Plaintiff’s conduct had on those who interacted with him. The testimony is not unfairly prejudicial. See, Rule 403. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and Plaintiff. 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 COURT’S RULING DEFENDANT’S DESIGNATIONS Hearsay: Objection Overruled. This testimony is not outof-court statements, rather it is Lt. Tomory recounting his personal observations and experiences at these meetings and See, Defendant’s about the location of disclosure on 7/7/16 Lt. Tomory’s and 1/9/17 listed above. secondary weapon. 25 26 27 Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. Lacks Foundation: Objection Overruled. Lt. Tomory is 28 - 11 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE describing events that he witnessed and was present for. 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 COURT’S RULING 39:23 to 40:4 39:23-25; 40:1-4 This objection is nonsensical. This is a Objection: nonquestion posed by disclosure, relevance Plaintiff’s counsel and and prejudice, Rules Tomory’s response. 401 and 403; This was a deposition hearsay, Rule 802; in lieu of live trial lacks foundation, testimony. If counsel Rule 602 didn’t want to hear the answer he should not have asked the question. 39:23–40:4 This was a question posed to Lt. Tomory by Plaintiff’s counsel. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. Thus, it is akin to Plaintiff’s counsel See, Defendant’s objecting to his own disclosure on 7/7/16 question at trial. The and 1/9/17 listed above. Court finds that Plaintiff waived any If Plaintiff’s counsel objections to questions didn’t believe that such he asked Lt. Tomory testimony was relevant and the answers Lt. he should not have Tomory thereby asked the question. provided. Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). Nonetheless, the Court will address the merits of Plaintiff’s objections. Hearsay: Objection Overruled. This is not out-of-court statements. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between 25 26 27 28 - 12 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Lt. Tomory and Plaintiff. 3 4 Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 5 6 7 Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 8 9 10 11 Nondisclosure: Objection Overruled. Defendant disclosed Lt. Tomory and provided that he would testify as to his “interactions with and observations of Plaintiff during Plaintiff’s tenure with the PPD Robbery Unit.” 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 COURT’S RULING 47:20 to 49:10 Objection: nondisclosure, relevance and prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 This objection is nonsensical. This is a question posed by Plaintiff’s counsel and Tomory’s response. This was a deposition in lieu of live trial testimony. If counsel didn’t want to hear the answer he should not have asked the question. 27 28 - 13 - 47:20–49:10 Plaintiff waived this objection by agreeing to include this portion of testimony. (See Doc. 112 at 75). 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS 3 4 6 7 8 Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). 9 10 11 12 13 14 The testimony is responsive to the question and does not constitute hearsay. 15 16 17 49:16 to 49:23 49:16–23 19 Plaintiff does not object; therefore, the Court finds this testimony may be offered. 20 21 22 23 24 25 26 27 28 COURT’S RULING If Plaintiff’s counsel didn’t believe that such testimony was relevant he should not have asked the question. 5 18 DEFENDANT’S RESPONSE See, Defendant’s disclosure on 7/7/16 and 1/9/17 listed above. 50:20 to 52:5 51:1-25; 52:1-5 Objection: nondisclosure, relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks This objection is nonsensical. This is a question posed by Plaintiff’s counsel and Tomory’s response. This was a deposition in lieu of live trial testimony. If counsel didn’t want to hear the answer he should not - 14 - 51:1–52:5 This was a question posed to Lt. Tomory by Plaintiff’s counsel. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS foundation, Rule 602 DEFENDANT’S RESPONSE have asked the question. COURT’S RULING Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). Nonetheless, the Court will address the merits of Plaintiff’s objections. testifying at trial. Thus, it is akin to Plaintiff’s counsel See, Defendant’s objecting to his own disclosure on 7/7/16 question at trial. The and 1/9/17 listed above. Court finds that Plaintiff waived any If Plaintiff’s counsel objections to questions didn’t believe that such he asked Lt. Tomory testimony was relevant and the answers Lt. he should not have Tomory thereby asked the question. provided. 16 17 18 The testimony is responsive to the question and does not constitute hearsay. 19 20 21 Hearsay: Objection Overruled. This testimony is not outof-court statements. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and other officers regarding their interactions with Plaintiff. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 22 23 24 25 Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 26 27 28 - 15 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE COURT’S RULING Nondisclosure: Objection Overruled. Defendant disclosed Lt. Tomory and provided that he would testify as to his “interactions with and observations of Plaintiff during Plaintiff’s tenure with the PPD Robbery Unit.” 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 52:22 to 53:17 52:22-25 This objection is nonsensical. Plaintiff’s Objection: noncounsel asked a disclosure, relevance question at 52:6 but and prejudice, Rules objected to the 401 and 403; beginning of Tomory’s hearsay, Rule 802; answer but not the rest. lacks foundation, Completion under Rule Rule 602 106 requires 52:22-25 to be admitted. 52:22–25 This is two lines of an answer to a question by Plaintiff’s counsel. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. See, Defendant’s Thus, it is akin to disclosure on 7/7/16 Plaintiff’s counsel and 1/9/17 listed above. objecting to his own question at trial. The If Plaintiff’s counsel Court finds that didn’t believe that such Plaintiff waived any testimony was relevant objections to questions he should not have he asked Lt. Tomory asked the question. and the answers Lt. Tomory thereby Furthermore, such provided. testimony was not unfairly prejudicial. Nonetheless, the Court See, United States v. will address the merits Allen, 341 F.3d 870, of Plaintiff’s 886 (9th Cir. 2003); objections. Batiz v. Am. Commer. Sec. Servs., 776 Hearsay: Objection Overruled. This is not - 16 - 1 2 DEFENDANT’S DESIGNATIONS 3 4 PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE F.Supp.2d 1087, 1092 (C.D.Cal. 2011). The testimony is responsive to the question and does not constitute hearsay. 5 6 7 8 9 10 an out-of-court statement. Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and other officers regarding their interactions with Plaintiff. Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 11 12 13 Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 14 15 16 17 Nondisclosure: Objection Overruled. Defendant disclosed Lt. Tomory and provided that he would testify as to his “interactions with and observations of Plaintiff during Plaintiff’s tenure with the PPD Robbery Unit.” 18 19 20 21 22 23 24 25 COURT’S RULING 72:9 to 73:13 72:9–72:13 26 Plaintiff does not object; therefore, the Court finds this 27 28 - 17 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE testimony may be offered. 3 4 76:4 to 76:8 5 6 7 8 9 10 Objection: questions Questions of counsel of counsel are not are the predicate for the evidence answer given by Tomory at 76:25-77:13. If Plaintiff’s counsel did not want to hear the answer he should not have asked the question. This was a trial deposition. 76:4–8 Objection: nondisclosure, relevance and prejudice, Rules 401 and 403; hearsay; Rule 802; lacks foundation, Rule 602 76:25 to 77:15 76:25–77:13 The answer by Tomory is in direct response to Plaintiff’s counsel’s question. Tomory was asked whether he believed that the cause of tension between Plaintiff and Finley was because of issues regarding Candice Wilson and responded that the issue regarding Candice Wilson was not the sole reason for the tension - - that there were multiple issues. If counsel didn’t want to hear the answer he should not have asked the question. The Court finds that Plaintiff has waived this objecting by agreeing to allow this testimony to be offered. (See Doc. 112 at 76). 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 COURT’S RULING 76:25 to 77:13 28 - 18 - Plaintiff is offering 76:2–15; thus, the Court finds Plaintiff has waived this objection. (See Doc. 112 at 76). Additionally, 76:4–8 is a question posed to Lt. Tomory by Defendant’s counsel, which Lt. Tomory answers at 76:25– 77:13. 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS 3 4 6 7 8 Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). 9 10 11 12 13 14 The testimony is responsive to the question and does not constitute hearsay. 15 16 17 19 20 21 22 23 24 25 26 27 28 COURT’S RULING If Plaintiff’s counsel didn’t believe that such testimony was relevant he should not have asked the question. 5 18 DEFENDANT’S RESPONSE See, Defendant’s disclosure on 7/7/16 and 1/9/17 listed above. 81:2 to 82:25 82:10-19 Objection: hearsay, Rule 801 This objection is nonsensical. This is a question posed by Plaintiff’s counsel and Tomory’s response. This was a deposition in lieu of live trial testimony. If counsel didn’t want to hear the answer he should not have asked the question. Furthermore, if Plaintiff’s counsel didn’t believe that such testimony was relevant he should not have asked the question. - 19 - 82:10–19 The Court finds that Plaintiff has waived this objecting by agreeing to allow this testimony to be offered. (See Doc. 112 at 76). 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS 3 4 DEFENDANT’S RESPONSE Plaintiff’s objection to Tomory’s answer violates Rule 106. 88:7 to 88:10 COURT’S RULING 88:7–88:10 5 Plaintiff does not object; therefore, the Court finds this testimony may be offered. 6 7 8 9 88:14 to 88:24 88:14–88:24 10 Plaintiff does not object; therefore, the Court finds this testimony may be offered. 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 89:11 to 95:6 Objection: nondisclosure, relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 All of these questions were asked by Plaintiff’s counsel in a trial deposition. If counsel did not want to hear the answer he should not have asked the question. Any testimony referring to statements made by Plaintiff is either not hearsay (Rule 801(d)(2)(A) as a statement by a party opponent or is offered to show their effect on Tomory and the actions he took. Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. - 20 - 89:11–95:6 This testimony is comprised of questions posed to Lt. Tomory by Plaintiff’s counsel. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. Thus, it is akin to Plaintiff’s counsel objecting to his own question at trial. The Court finds that Plaintiff waived any objections to questions he asked Lt. Tomory and the answers Lt. Tomory thereby provided. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). COURT’S RULING Nonetheless, the Court will address the merits of Plaintiff’s objections. See, Defendant’s Hearsay: Objection disclosure on 7/7/16 and 1/9/17 listed above. Overruled. The initial question is whether Lt. If Plaintiff’s counsel Tomory recorded his didn’t believe that such conversations with testimony was relevant Plaintiff. The next he should not have question is why Lt. asked the question. Tomory started recording the Furthermore, such conversations. Lt. testimony was not Tomory then explains unfairly prejudicial. why he was recording See, United States v. the conversations; Allen, 341 F.3d 870, thus, the statements 886 (9th Cir. 2003); are not being offered Batiz v. Am. Commer. for the truth of the Sec. Servs., 776 matter asserted; but F.Supp.2d 1087, 1092 rather to explain Lt. (C.D.Cal. 2011). Tomory’s state of mind when he made the decision to record his conversations. 19 Relevance: Objection Overruled. The Court finds the testimony relevant as it concerns interactions between Lt. Tomory and Plaintiff. 20 21 22 23 Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 24 25 26 27 Lacks Foundation: Objection Overruled. Lt. Tomory is 28 - 21 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE COURT’S RULING describing events that he witnessed and was present for. 3 4 Nondisclosure: Objection Overruled. Defendant disclosed Lt. Tomory and provided that he would testify as to his “interactions with and observations of Plaintiff during Plaintiff’s tenure with the PPD Robbery Unit.” 5 6 7 8 9 10 11 12 107:23 to 108:2 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Objection: nondisclosure, relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 All of these questions were asked by Plaintiff’s counsel in a trial deposition. If counsel did not want to hear the answer he should not have asked the question. Any testimony referring to statements made by Plaintiff is either not hearsay (Rule 801(d)(2)(A) as a statement by a party opponent or is offered to show their effect on Tomory and the actions he took. Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); , or Batiz v. Am. Commer. Sec. Servs., 776 - 22 - 107:23–108:2 This is a question posed to Lt. Tomory by Plaintiff’s counsel. It is difficult to understand why Plaintiff would object to the introduction of the question, but not object to Lt. Tomory’s answer, 108:12– 109:5. Additionally, prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. Thus, it is akin to Plaintiff’s counsel objecting to his own question at trial. The Court finds that Plaintiff waived any objections to questions he asked Lt. Tomory and the answers Lt. 1 2 DEFENDANT’S DESIGNATIONS 3 4 PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE F.Supp.2d 1087, 1092 (C.D.Cal. 2011). Tomory thereby provided. See, Defendant’s Nonetheless, the Court disclosure on 7/7/16 will address the merits and 1/9/17 listed above. of Plaintiff’s objections. If Plaintiff’s counsel didn’t believe that such Hearsay: Objection testimony was relevant Overruled. This is a question, it is not an he should not have out-of-court statement. asked the question. 5 6 7 8 9 10 Relevance: Objection Overruled. The Court finds the question and answer to be relevant as it concerns what information Lt. Tomory documented in his supervisory notes. 11 12 13 14 15 Undue Prejudice: Objection Overruled. This is a question; thus, the Court does not find any risk of undue prejudice. 16 17 18 19 Lacks Foundation: Objection Overruled. This is a question. 20 21 Nondisclosure: Objection Overruled. This is a question. 22 23 24 COURT’S RULING 108:12 to 109:5 108:12–109:5 25 Plaintiff does not object; therefore, the Court finds this testimony may be offered. 26 27 28 - 23 - 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 DEFENDANT’S DESIGNATIONS 110:14 to 110:17 PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Objection: nondisclosure, relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 All of these questions were asked by Plaintiff’s counsel in a trial deposition. If counsel did not want to hear the answer he should not have asked the question. Any testimony referring to statements made by Plaintiff is either not hearsay (Rule 801(d)(2)(A) as a statement by a party opponent. Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). 17 18 19 20 21 22 See, Defendant’s disclosure on 7/7/16 and 1/9/17 listed above. If Plaintiff’s counsel didn’t believe that such testimony was relevant he should not have asked the question. 23 24 25 COURT’S RULING 110:14–17 This is a question posed to Lt. Tomory by Plaintiff’s counsel. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. Thus, it is akin to Plaintiff’s counsel objecting to his own question at trial. The Court finds that Plaintiff waived any objections to questions he asked Lt. Tomory and the answers Lt. Tomory thereby provided. Nonetheless, the Court will address the merits of Plaintiff’s objections. Hearsay: Objection Overruled. This is a question, it is not an out-of-court statement. Relevance: Objection Overruled. The Court finds the question and answer to be relevant. Undue Prejudice: Objection Overruled. This is a question; thus, the Court does not find any risk of undue prejudice. 26 27 28 - 24 - 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE Lacks Foundation: Objection Overruled. This is a question. 3 4 Nondisclosure: Objection Overruled. This is a question. 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 110:23 to 112:3 Objection: nondisclosure, relevance, undue prejudice, Rules 401 and 403; hearsay, Rule 802; lacks foundation, Rule 602 All of these questions were asked by Plaintiff’s counsel in a trial deposition. If counsel did not want to hear the answer he should not have asked the question. Any testimony referring to statements made by Plaintiff is either not hearsay (Rule 801(d)(2)(A) as a statement by a party opponent. Furthermore, such testimony was not unfairly prejudicial. See, United States v. Allen, 341 F.3d 870, 886 (9th Cir. 2003); Batiz v. Am. Commer. Sec. Servs., 776 F.Supp.2d 1087, 1092 (C.D.Cal. 2011). See, Defendant’s disclosure on 7/7/16 and 1/9/17 listed above. 24 25 26 27 COURT’S RULING If Plaintiff’s counsel didn’t believe that such testimony was relevant he should not have asked the question. 28 - 25 - 110:23–112:3 This is an answer to Plaintiff’s counsel’s question, 110:14–17. Prior to this deposition, all parties were aware that this deposition was in lieu of Lt. Tomory testifying at trial. Thus, it is akin to Plaintiff’s counsel objecting to his own question at trial. The Court finds that Plaintiff waived any objections to questions he asked Lt. Tomory and the answers Lt. Tomory thereby provided. Nonetheless, the Court will address the merits of Plaintiff’s objections. Hearsay: Objection Overruled. Lt. Tomory is explaining his state of mind at that time; thus, it is not an outof-court statement. 1 2 DEFENDANT’S DESIGNATIONS PLAINTIFF’S OBJECTIONS DEFENDANT’S RESPONSE COURT’S RULING Relevance: Objection Overruled. Lt. Tomory is describing his impressions of Plaintiff. Therefore, the Court finds the answer to be relevant. 3 4 5 6 7 Undue Prejudice: Objection Overruled. The Court does not find any risk of undue prejudice. 8 9 10 Lacks Foundation: Objection Overruled. Lt. Tomory is describing events that he witnessed and was present for. 11 12 13 14 Nondisclosure: Objection Overruled. Defendant disclosed Lt. Tomory and provided that he would testify as to his “interactions with and observations of Plaintiff during Plaintiff’s tenure with the PPD Robbery Unit.” 15 16 17 18 19 20 21 22 23 24 The Court will now address Plaintiff’s designations, Defendant’s objections, and Plaintiff’s response to Defendant’s objections. 25 26 27 28 PLAINTIFF’S DESIGNATIONS 7:20 to 10:15 DEFENDANT’S OBJECTIONS No objection PLAINTIFF’S RESPONSE None. - 26 - COURT’S RULING 7:20–10:15 1 2 PLAINTIFF’S DESIGNATIONS DEFENDANT’S OBJECTIONS PLAINTIFF’S RESPONSE Defendant does not object; therefore, the Court finds this testimony may be offered. 3 4 5 6 24:20-25 No objection None. 7 9 10 44:3 to 45:10 12 Relevance – Rule 401 None. As to Tomory’s respect for the EEOC 44:3–45:10 No objection 46:6–47:3 13 14 15 16 17 18 19 46:6 to 47:3 None. 20 22 23 25 49:9 to 51:15 No objection if 49:11 to 49:15 removed – comments by counsel 26 27 28 Relevance: Objection Sustained. Lt. Tomory’s impressions of the EEOC are irrelevant. Therefore, the Court finds 45:1–2 to be irrelevant and this testimony is precluded from being introduced. Defendant does not object; therefore, the Court finds this testimony may be offered. 21 24 24:20–25 Defendant does not object; therefore, the Court finds this testimony may be offered. 8 11 COURT’S RULING No objection if 50:9 to 50:19 removed – comments by Agreed. 49:9–51:15 This testimony is relevant because it demonstrates that Tomory’s alleged Plaintiff’s counsel has agreed not to offer: 49:11–15. Additionally, Plaintiff’s counsel has agreed to offer, for - 27 - 1 2 3 4 5 PLAINTIFF’S DESIGNATIONS DEFENDANT’S OBJECTIONS counsel; lacks foundation; assumes facts not in evidence; relevance; Rule 403, 611(a), 104(b) PLAINTIFF’S RESPONSE subjective fear of Sgt. Green was not supported by the objective facts. 6 7 8 9 10 COURT’S RULING completeness, 47:20– 49:10. Thus, Defendant only objects to 50:9–19. The Court will address Defendant’s objections to that testimony only. Agreed. No objection if 47:20-49:10 are included for completeness – Rule 106 50:9–19 Comments by Counsel: Objection Overruled. Plaintiff’s counsel is asking a question. 11 Lacks Foundation: Objection Overruled. Lt. Tomory is answering a question regarding his knowledge. 12 13 14 15 Assumes Facts Not in Evidence: Objection Overruled. Lt. Tomory previously answered that he didn’t know of Plaintiff physically attacking anyone. Thus, the Court finds that there were facts regarding the absence of accusations of violence in the record. 16 17 18 19 20 21 22 23 Relevance: Objection Overruled. Whether Lt. Tomory knew that there had been no prior accusations regarding Plaintiff committing acts of physical violence in the 24 25 26 27 28 - 28 - 1 2 PLAINTIFF’S DESIGNATIONS DEFENDANT’S OBJECTIONS PLAINTIFF’S RESPONSE COURT’S RULING workplace is relevant. 3 4 53:18 to 55:2 No objection None. 53:18–55:2 Defendant does not object; therefore, the Court finds this testimony may be offered. 5 6 7 8 9 61:17 to 63:15 10 11 No objection if extended to 63:22 for completeness – Rule 106 Agreed. Hearsay – Rule 801 This testimony goes to Tomory’s state of mind, is not offered for the truth of the underlying statement and consequently is not hearsay. Plaintiff has agreed to also offer 63:16–22. Thus, Defendant does not object; therefore, the Court finds 61:17– 63:22 may be offered. 12 13 14 68:10-25 15 16 17 18 61:17–63:15 19 20 68:10–25 Hearsay: Objection Overruled. The question is asking what Lt. Tomory knew; thus, the testimony is being offered to show Lt. Tomory’s state of mind at that time. 21 22 23 24 25 72:13-18 No objection if extended to 72:22 for completeness - Rule 106 Agreed. 72:13–18 Plaintiff has agreed to also offer 72:19–22. Thus, Defendant does not object; therefore, the Court finds 72:13– 22 may be offered. 26 27 28 - 29 - 1 2 3 PLAINTIFF’S DESIGNATIONS 76:2-15 4 DEFENDANT’S OBJECTIONS PLAINTIFF’S RESPONSE No objection if 76:25 to 77:13 is included for completeness Rule 106 Agreed. Not relevant to any issue in this case whether Tomory witnessed tension between Green and Saflar – Rule 401; Motion in Limine #10 (Doc 77); Order regarding Motions in Limine (Doc 92) at page 6 lines 12 - 24. This testimony is relevant because Tomory claims he witnessed conflict between Sgt. Green and his peers— including Sgt. Safler. This testimony explains the tension. 6 7 8 77:17-21 10 11 12 13 14 15 76:2–15 Plaintiff has agreed to also offer 76:25– 77:13. Thus, Defendant does not object; therefore, the Court finds 76:2–15 and 76:25–77:13 may be offered. 5 9 COURT’S RULING 16 77:17–21 Relevancy: Objection Overruled. The question is asking whether there was tension between Plaintiff and fellow officer. Therefore, the Court finds this testimony relevant. Defendant’s MIL #10: Objection Overruled. The Court’s Order on Defendant’s MIL #10 prevented Plaintiff from arguing a claim for hostile work environment. (Doc. 92 at 6). It does not prevent Plaintiff from introducing evidence that there was tension between Plaintiff and a fellow officer. 17 18 19 20 21 22 23 24 25 26 27 28 81:2-6 No objection if 81:7 through 82:25 is included for completeness - Rule 106 Agreed. 81:2–6 Plaintiff has agreed to also offer 81:7–82:25. Thus, Defendant does not object; therefore, - 30 - 1 2 PLAINTIFF’S DESIGNATIONS DEFENDANT’S OBJECTIONS PLAINTIFF’S RESPONSE the Court finds 81:7– 82:25 may be offered. 3 4 83:2 to 84:17 5 6 Irrelevant as to relationship between Faulkner and Lazelle – Rule 401 This testimony is relevant because it is probative of Commander Faulkner’s bias in favor of his “cousin” Lt. Jeff Lazell and against Sgt. Green, whom Sgt. Green previously filed an EEOC Charge against. 83:2–84:17 No objection None. 87:23–88:24 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 87:23 to 88:24 22 24 25 27 28 Relevancy: Objection Overruled. Plaintiff has previsouly argued that as Plaintiff filed an EEOC charge against Lt. Jeff Lazell in 2009. Plaintiff argued that due to the close relationship between Lt. Lazell and Commander Faulkner, Commander Faulkner—who was in charge of the Robbery Unit—retaliated against Plaintiff to get back at him for filing an EEOC charge against Lt. Lazell. Thus, this Court finds the relationship between Lt. Lazell and Commander Faulkner to be relevant. Defendant does not object; therefore, the Court finds this testimony may be offered. 23 26 COURT’S RULING 100:16 to 104:25 No objection if 103:4 to 103:17 removed and deposition Ex. 1 is stipulated into Agreed. 100:16–104:25 Plaintiff has agreed not to offer 103:4–17. Thus, Defendant does - 31 - 1 2 PLAINTIFF’S DESIGNATIONS COURT’S RULING DEFENDANT’S OBJECTIONS evidence PLAINTIFF’S RESPONSE Objection – relevance; hearsay; lacks foundation; calls for speculation; form; argumentative – Rules 401, 801, 602, 701, 403, 611 This is relevant because it is probative of Commander Faulkner’s bias in favor of his cousin Lt. Jeff Lazell and against Sgt. Green, whom Jeff filed an EEOC Charge of Discrimination against. 113:6–14 Hearsay – Rule 801 Commander Faulkner’s statements are a statement by an “agent of a party opponent” under Fed. R. Evid. 801 (d)(2)(D) and consequently are not hearsay by definition. 114:9–17 not object; therefore, the Court finds 100:16–103:3 and 103:18–104:25 may be offered. Additionally, the parties have stipulated to enter deposition Ex. 1 into evidence. 3 4 5 6 7 8 9 113:6-14 10 11 12 13 14 15 16 17 18 19 20 21 Argumentative: Objection Sustained. Plaintiff’s counsels question summarizes his interpretation of the evidence and recites facts. Defendant’s counsel objected during the deposition on argumentative grounds, and Plaintiff’s counsel choose not to rephrase the question at that time. Thus, the Court finds 113:6–14 to be argumentative and this testimony is precluded from being introduced. 22 23 24 25 26 27 114:9-17 28 - 32 - The Court has excluded the question which this testimony is an answer to; therefore, this testimony is also excluded. 1 2 3 PLAINTIFF’S DESIGNATIONS 115:1-10 DEFENDANT’S OBJECTIONS Hearsay – Rule 801 PLAINTIFF’S RESPONSE Withdrawn. COURT’S RULING 115:1–10 Plaintiff has agreed not to offer this testimony. 4 5 6 7 Accordingly, 8 IT IS ORDERED that the following portions of Lt. Tomory’s Deposition can be 9 offered at trial: 5:15–14:18; 15:3–15:22; 16:03–20:5; 20:14–26:2; 24:20–25; 26:16–27:5; 10 27:20–22; 28:1–29:3; 29:20–30:23; 31:1–32:17; 39:23–40:4; 44:3–25; 45:3–10; 46:6– 11 47:3; 47:20–49:10; 49:16–52:5; 52:22–55:2; 61:17–63:22; 68:10–25; 72:9–73:13; 76:2– 12 15; 76:25–77:13; 77:17–21; 81:2–82:25; 83:2–84:17; 87:23–88:24; 89:11–95:6; 100:16– 13 103:3; 103:18–104:25; 107:23–108:2; 108:12–109:5; 110:14–17; and 110:23–112:3. 14 Dated this 1st day of April, 2019. 15 16 17 18 Honorable Diane J. Humetewa United States District Judge 19 20 21 22 23 24 25 26 27 28 - 33 -

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