Hempfling et al v. Voyles et al
Filing
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IT IS ORDERED granting the "State Defendants' Motion to Dismiss" (Doc. 14 ); dismissing the Complaint (Doc. 1 ) without prejudice; denying the relief requested in Plaintiffs' September 21, 2016 filing (Doc. 2 ) and denying as moot Defendant Voyles' Motion to Dismiss (Doc. 11 ). Signed by Magistrate Judge Eileen S Willett on 04/11/2017.(KAS)
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA
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No. CV-16-03213-PHX-ESW
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ORDER
Lee Kent Hempfling, et al.,
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Plaintiffs,
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v.
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M Lando Voyles, et al.,
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Defendants.
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The Court has reviewed the Motion to Dismiss (Doc. 14) filed by Defendants Hon.
Boyd T. Johnson and Arizona Attorney General Mark Brnovich (the “State Defendants”),
Plaintiffs’ Response (Doc. 16), and Defendants’ Reply (Doc. 21). For the reasons set
forth herein, the Court concludes that it lacks subject matter jurisdiction over Plaintiffs’
Complaint (Doc. 1). The State Defendants’ Motion to Dismiss (Doc. 14) will be granted.
The remaining pending Motions (Docs. 2, 11) will be denied as moot.
I. DISCUSSION
A. Subject Matter Jurisdiction
Because federal courts are courts of limited jurisdiction, a case presumably lies
outside the jurisdiction of the federal courts unless proven otherwise. Kokkonen v.
Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). The Court is obligated
to determine sua sponte whether it has subject matter jurisdiction. See Valdez v. Allstate
Ins. Co., 372 F.3d 1115, 1116 (9th Cir. 2004); see also Fed. R. Civ. P. 12(h)(3) (“If the
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court determines at any time that it lacks subject-matter jurisdiction, the court must
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dismiss the action.”). A defendant may move to dismiss an action for lack of subject
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matter jurisdiction pursuant to Federal Rule of Civil Procedure 12(b)(1).
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Under the Rooker-Feldman doctrine, a federal district court has no authority to
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review the final determinations of a state court in judicial proceedings. Dist. of Columbia
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Court of Appeals v. Feldman, 460 U.S. 462, 476 (1983); Rooker v. Fidelity Trust Co.,
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263 U.S. 413, 415-16 (1923). “The purpose of the doctrine is to protect state judgments
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from collateral federal attack. Because district courts lack power to hear direct appeals
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from state court decisions, they must decline jurisdiction whenever they are ‘in essence
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called
upon
to
review
the
state
court
decision.’”
Doe & Assocs. Law
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Offices v. Napolitano, 252 F.3d 1026, 1030 (9th Cir. 2001) (quoting Feldman, 460 U.S. at
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482 n.16).
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“A federal action constitutes such a de facto appeal where ‘claims raised in the
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federal court action are ‘inextricably intertwined’ with the state court’s decision such that
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the adjudication of the federal claims would undercut the state ruling or require the
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district court to interpret the application of state laws or procedural rules.’” Reusser v.
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Wachovia Bank, N.A., 525 F.3d 855, 859 (9th Cir. 2008) (quoting Bianchi v. Rylaarsdam,
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334 F.3d 895, 898 (9th Cir. 2003)) (emphasis in original). “Where the district court must
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hold that the state court was wrong in order to find in favor of the plaintiff, the issues
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presented to both courts are inextricably intertwined” and the action is properly dismissed
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under the Rooker-Feldman doctrine. Doe & Assocs., 252 F.3d at 1030. In addition, “[i]f
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the injury alleged resulted from the state court judgment itself, Rooker–Feldman directs
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that the lower federal courts lack jurisdiction.” Bianchi, 334 F.3d at 900; see also GASH
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Associates v. Village of Rosemont, Ill., 995 F.2d 726, 728 (7th Cir. 1993) (holding that
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Rooker-Feldman barred the action “because the plaintiffs’ injury stemmed from the state
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judgment—an erroneous judgment, perhaps, entered after procedures said to be
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unconstitutional, but a judgment nonetheless.”).
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To summarize, under the Rooker–Feldman doctrine, a plaintiff may not initiate a
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federal district court action that: (i) directly challenges a state court holding or decision;
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or (ii) indirectly challenges a state court holding or decision by raising claims in federal
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court that are inextricably intertwined with the state court judgment, even if the claim is
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that the state court’s actions were unconstitutional. See Feldman, 460 U.S. at 486. Only
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the Supreme Court may entertain a direct appeal from a state court judgment. Id.
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B. Analysis
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In 2011, Plaintiffs filed an action in Pinal County Superior Court (Case No. 1100-
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CV-201102200). (Doc. 2 at 7). In a March 27, 2012 Order, the Pinal County Superior
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Court issued judgment in favor of the defendants in that case. 1 (Doc. 14 at 39-40). On
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August 16, 2013, Plaintiffs filed a Motion to Vacate the judgment, which the Superior
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Court denied on August 22, 2013. (Id. at 42-49). The Arizona Court of Appeals declined
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to accept jurisdiction of Plaintiffs’ appeal of the Superior Court’s ruling. (Id. at 53). The
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Arizona Supreme Court denied Plaintiffs’ Petition for Review. (Id. at 51). On March 10,
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2014, the Arizona Court of Appeals issued its mandate. (Id.). In a Notice/Order dated
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March 25, 2014 and filed on March 27, 2014, the Superior Court stated: “The Court of
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Appeals having issued its Mandate denying special action jurisdiction, IT IS ORDERED
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closing this case and all future hearings are vacated.” (Id. at 58).
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On September 21, 2016, Plaintiff filed a “Complaint and Request for Permanent
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Preventive Injunction and Summary Judgment” (Doc. 1). The Complaint is brought
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“pursuant to 42 U.S.C. § 1983 for deprivation of 14th Amendment rights to procedural
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due process . . . . against judicial officers[.]” (Doc. 1 at 5).
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(i) Lando Voyles, Pinal County Attorney; (ii) Boyd T. Johnson, retired Pinal County
The named defendants are:
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Although a district court generally may not consider any material beyond the
pleadings in ruling on a Rule 12(b)(6) motion, the Court may take judicial notice of
documents referenced in the complaint, as well as matters in the public record, without
converting a motion to dismiss into one for summary judgment. See Lee v. City of L.A.,
250 F.3d 668, 688-89 (9th Cir. 2001). In addition, the Court may take judicial notice of
matters that are either “generally known within the trial court’s territorial jurisdiction” or
“can be accurately and readily determined from sources whose accuracy cannot
reasonably be questioned.” Fed. R. Evid. 201(b). Public records, including judgments
and other court documents, are proper subjects of judicial notice. See, e.g., United States
v. Black, 482 F.3d 1035, 1041 (9th Cir. 2007).
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Superior Court judge; (iii) Bradley M. Soos, Pinal County Superior Court judge pro tem;
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(iv) Mark Brnovich, Arizona Attorney General; and (v) Loretta Lynch, former United
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States Attorney General.
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dismissed without prejudice Defendants Lynch and Soos. (Doc. 5). On January 12,
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2017, the Clerk of Court docketed a letter from Plaintiffs indicating that “[t]he successor
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to M. Lando Voyles as County Attorney for Pinal County is Kent Volkmer.” (Doc. 23).
(Id. at 2-3).
On October 31, 2016, Plaintiffs voluntarily
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In the Complaint, Plaintiffs state that the “March 25, 2014 court order prohibiting
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any future hearings precludes asking that court for any reopening of the case or request
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that Rule 62 to followed [sic] properly.” (Doc. 1 at 7). Plaintiffs contend that the
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“combination of closed and vacated hearings, denies procedural due process to the
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Plaintiffs.” (Id. at 6). Plaintiffs request the Court to issue a “permanent injunction
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ordering the Defendants to stop violating the Plaintiffs’ 14th Amendment rights of
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procedural Due Process by issuing the existing adjudication and final order of the case
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without delay.” (Id. at 8).
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The Court finds that Plaintiffs’ Complaint is, in effect, an appeal from the Pinal
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County Superior Court’s March 2014 order “closing” the case and vacating “all future
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hearings.” (Doc. 14 at 58). The Court further finds that it cannot grant the relief
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Plaintiffs seek without “undoing” the state court’s decision. Bianchi, 334 F.3d at 900
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(explaining that “[w]here the only redress [sought is] an undoing of the prior state court
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judgment,” subject matter jurisdiction is “clearly barred under Rooker–Feldman.”). Like
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in Bianchi, it is immaterial that Plaintiffs frame their federal Complaint as a constitutional
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challenge to the state courts’ decisions, rather than as a direct appeal of those decisions.
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See id. at 900 n.4 (under the Rooker-Feldman doctrine, “[i]t is immaterial that [the
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plaintiff] frames his federal complaint as a constitutional challenge to the state courts’
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decisions, rather than as a direct appeal of those decisions”).
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The Rooker-Feldman doctrine requires this case be dismissed without prejudice.
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Id. at 900, 902 (“The integrity of the judicial process depends on federal courts respecting
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final state court judgments and rebuffing de facto appeals of those judgments to federal
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court.”); Frigard v. United States, 862 F.2d 201, 204 (9th Cir. 1988) (“Ordinarily, a case
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dismissed for lack of subject matter jurisdiction should be dismissed without prejudice so
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that a plaintiff may reassert his claims in a competent court.”). Because the Court finds
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that it lacks subject matter jurisdiction under the Rooker-Feldman doctrine, the Court
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does not address the State Defendants’ other arguments in their Motion to Dismiss (Doc.
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14). The Court will deny as moot the relief requested in Plaintiffs’ September 21, 2016
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filing (Doc. 2). The Court will also deny as moot Defendant Voyles’ Motion to Dismiss
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(Doc. 11) for failure to state a claim. See Moore v. Maricopa County Sheriff’s Office,
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657 F.3d 890, 895 (9th Cir. 2011) (stating that “[a] federal court cannot assume subject-
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matter jurisdiction to reach the merits of a case” and explaining that where a district court
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determines that it does not have subject matter jurisdiction, “it is not possible for the
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district court” to have dismissed alternatively for failure to state a claim); Herrera-
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Castanola v. Holder, 528 F. App’x 721, 722 (9th Cir. 2013) (“Because we must address
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whether the district court ‘ha[d] jurisdiction before [we] can decide whether a complaint
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states a claim,’ Moore v. Maricopa Cnty. Sheriff's Office, 657 F.3d 890, 895 (9th Cir. 2011),
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we first consider whether the district court properly concluded that it lacked subject-
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matter jurisdiction.”) (alteration in original).
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II. CONCLUSION
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IT IS ORDERED granting the “State Defendants’ Motion to Dismiss” (Doc. 14).
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IT IS FURTHER ORDERED dismissing the Complaint (Doc. 1) without
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prejudice for lack of subject matter jurisdiction under the Rooker-Feldman doctrine.
IT IS FURTHER ORDERED denying the relief requested in Plaintiffs’
September 21, 2016 filing (Doc. 2).
IT IS FURTHER ORDERED denying as moot Defendant Voyles’ Motion to
Dismiss (Doc. 11) for failure to state a claim.
Dated this 11th day of April, 2017.
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