Zaragoza Gutierrez v. Juarez

Filing 17

ORDER that the Verified Petition for Return of Child A Under the Hague Convention, (Doc. 1 ), is granted. The Clerk is directed to terminate this matter. Respondent shall return Child A to Mexico within 20 days of this Order, and Child A shall remain in Mexico until the custody proceedings in the Mexican courts have been concluded. Signed by Judge G Murray Snow on 7/28/17. (LSP)

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IN THE UNITED STATES DISTRICT COURT

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FOR THE DISTRICT OF ARIZONA

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Luz Adriana Zaragoza Gutierrez,
Petitioner,

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No. CV-17-02158-PHX-GMS
ORDER

v.
Octavio Ramirez Juarez,
Respondent.

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Pending before the Court is Petitioner Luz Adriana Zaragoza Gutierrez’s Verified

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Petition for Return of Child A Under the Hague Convention, (Doc. 1). A hearing was

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held on the matter on July 28, 2017.

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Zaragoza’s Petition.

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For the following reasons, the Court grants

BACKGROUND

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Zaragoza and Respondent Octavio Ramirez Juarez are the parents of Child A.

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Zaragoza and Ramirez are Mexican citizens. Child A was born in Phoenix, Arizona on

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July 23, 2006. Zaragoza and Ramirez never married, and in November 2009, Zaragoza

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and Child A returned to Mexico. Ramirez remained in the United States. It was agreed

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that Child A would remain in Mexico with Zaragoza.

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Beginning in 2013, Zaragoza and Ramirez agreed that Child A would visit

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Ramirez in the United States for one month each summer. Child A spent a month

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visiting Ramirez in the summers of 2013, 2014 and 2015, each time returning to

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Zaragoza in Mexico at the conclusion of the visit.

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Child A again came to the United States in the summer of 2016, under
circumstances which Zaragoza and Ramirez dispute.

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According to Zaragoza, Ramirez had been pushing throughout 2015 and 2016 for

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Child A to come live with him in Phoenix for the 2016–17 school year, but Zaragoza

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refused, as she believed that Ramirez did not have the time to take good care of Child A.

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Ultimately, Ramirez’s parents came down to Zaragoza in Mexico on July 20, and

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Zaragoza agreed to another summer visit, on the understanding that Child A would return

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in a month. Zaragoza testified that she packed one bag for Child A, containing about

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eight changes of clothes and no other personal belongings. Child A left for the United

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States on July 21. In August, a week before Child A was to return to school in Mexico,

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Zaragoza testified, Ramirez told Zaragoza that he would keep Child A in the United

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States so that she could learn English.

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Ramirez, on the other hand, testified that Zaragoza and Ramirez agreed that Child

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A would spend two years in the United States and that they would determine what the

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next steps were depending on how Child A was doing in school after those two years.

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Zaragoza alleges that Ramirez has restricted Child A’s communications with
Zaragoza, which Ramirez disputes.

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In September 2016, Zaragoza filed a Hague Convention application with the

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Central Authority of Mexico, seeking the return of Child A. That application was then

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sent to the United States Department of State.

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Zaragoza now seeks an order from this Court returning Child A to Zaragoza or her
agent.
DISCUSSION

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The International Child Abduction Remedies Act (“ICARA”), 22 U.S.C. § 9001 et

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seq., implements the Hague Convention on the Civil Aspects of International Child

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Abduction, Oct. 25, 1980, T.I.A.S. No. 11670, 19 I.L.M. 1501 (“Hague Convention”). A

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federal district court hearing a case under the Hague Convention does not reach the

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merits of a custody dispute. See Shalit v. Coppe, 182 F.3d 1124, 1128 (9th Cir. 1999).

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Rather, the court “is to determine only whether the removal or retention of a child was

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‘wrongful’ under the law of the child’s ‘habitual residence,’ and if so, to order the return

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of the child to the place of ‘habitual residence’ for the court there to decide the merits of

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the custody dispute, unless the alleged abductor can establish one of a few defenses.” Id.

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The petitioner bears the initial burden of showing that the removal or retention

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was wrongful. 22 U.S.C. § 9003(e)(1)(A). The burden then shifts to the respondent to

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demonstrate the applicability of any affirmative defenses. 22 U.S.C. § 9003(e)(2).

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I.

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Zaragoza has demonstrated that Child A was wrongfully retained in the
United States when her habitual residence was Mexico.
In determining whether a child has been wrongfully removed or detained from her

habitual residence, a court must ask the following questions:
(1) When did the removal or retention at issue take place? (2)
Immediately prior to the removal or retention, in which state
was the child habitually resident? (3) Did the removal or
retention breach the rights of custody attributed to the
petitioner under the law of the habitual residence? (4) Was
the petitioner exercising those rights at the time of the
removal or retention?

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Mozes v. Mozes, 239 F.3d 1067, 1070 (9th Cir. 2001).

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A.

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The retention occurred on August 13, 2016, when Ramirez informed Zaragoza that

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he intended to keep Child A in the United States. See Mozes, 239 F.3d at 1070 & n.5

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(citing case where “mother wrongfully retained children by announcing her intent not to

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return them” to their home country).

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B.

The Retention Took Place on August 13, 2016.

At the Time of the Retention, Child A’s Habitual Residence was
Mexico.

The Hague Convention does not define “habitual residence,” but the Ninth Circuit
has provided guidance on this “flexible, fact-specific” inquiry. See Holder v. Holder, 392
F.3d 1009, 1015 (9th Cir. 2004).
First, in order to acquire a new habitual residence, there must
be a “settled intention to abandon the one left behind.” This
is a question of fact . . . . Second, there must be (A) an
“actual ‘change in geography,’” combined with (B) the
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“passage of ‘an appreciable period of time.’” This period of
time must be “sufficient for acclimatization.”

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Id. (citing Mozes, 239 F.3d at 1071–78) (internal citations omitted).

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intention” that must be considered is that of “the person or persons entitled to fix the

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place of the child’s residence”—that is, the parents. Mozes, 239 F.3d at 1076. In “cases

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where the child’s initial translocation from an established habitual residence was clearly

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intended to be part of a specific, delimited period[] . . . courts have generally refused to

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find that the changed intentions of one parent led to an alteration in the child’s habitual

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residence.” Id. at 1077.
That both parents initially agreed to the child’s presence in a new country is not

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enough to infer a settled intent to abandon the prior habitual residence:
Where, as here, children already have a well-established
habitual residence, simple consent to their presence in another
forum is not usually enough to shift it there. Rather the
agreement between the parents and the circumstances
surrounding it must enable the court to infer a shared intent to
abandon the previous habitual residence, such as when there
is effective agreement on a stay of indefinite duration.

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The “settled

Id. at 1081.

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Here, while the parents dispute exactly how long Child A was intended to remain

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in the United States, neither asserts that it was supposed to be an indefinite stay.

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Zaragoza says that they agreed to a definite stay of one month; Ramirez says that they

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agreed to a definite stay of two years. Prior to that, Child A had spent the previous seven

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years of her life in Mexico (with the exception of summer visits to the United States).

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There was thus no “settled intent” on the part of the parents for Child A to abandon her

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prior habitual residence of Mexico. Further, while there has been a geographic shift with

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respect to where Child A is living, there was only a short period of time between her

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arrival in the United States and the retention. Nothing after that matters, because “a

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parent cannot create a new habitual residence by wrongfully removing and sequestering a

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child.” Miller v. Miller, 240 F.3d 392, 400 (4th Cir. 2001).

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C.

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The Court must consider the law of the child’s habitual residence in determining if

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The Retention Breached Zaragoza’s Custody Rights Under the Law of
Mexico.

the petitioner possesses custody rights that have been breached by the removal or
retention. See, e.g., Asveta v. Petroutsas, 580 F.3d 1000, 1017 (9th Cir. 2009). Zaragoza
has provided the Civil Code for the State of Guanajuato, the Mexican state in which she
resides. (Doc. 4 at 17–21.) Article 469, contained within the chapter on child custody,
provides that:

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When the two parents have recognized the child born outside
of marriage and they live together, they shall both exercise
patria potestas.1 If they are separated what is stipulated in
article 436 shall be used.

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(Doc. 4 at 19.) Article 436 is unfortunately only partially legible in the copy of the Code

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provided by Zaragoza. However, the United States District Court for the Middle District

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of Florida recently construed, for the purpose of a Hague Convention action, the custody

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rights afforded by the Civil Code for the State of Guanajuato to the unmarried Mexican

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parents of a child born in the United States and subsequently moved to Mexico as a

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habitual resident there with one of the parents:

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The operative language is found in Section One, Title Eight,
Articles 469 and 471 of the Guanajuato Civil Code, which
state, respectively, that “[w]hen both parents have recognized
a child born out of wedlock and they live together, they will
jointly exert parental authority/responsibility (patria
potestas),” and “[w]hen the parents of a child born out of
wedlock separate and in the case the parents cannot agree on
the matter, the judge will designate which parent will exert
parental authority/responsibility (patria potestas), always
considering the best interest of the child.” This Court,
considering identical provisions in the Civil Code for the
State of Hidalgo, Mexico, held that where “the evidence
amply establishe[d] that Petitioner and Respondent ha[d] not
agreed to the terms of exertion of parental
authority/responsibility over [the minor child] and . . . the
matter ha[d] not been decided by a judge[,] . . . [petitioner’s]
rights and obligations provided by the doctrine of patria
potestas . . . ha[d] not been severed.”

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Patria potestas is an ancient civil law concept that has evolved in Mexico to
“encompass[] the rights of both parents.” See Whallon v. Lynn, 230 F.3d 450, 456–57 &
n.7 (1st Cir. 2000) (citing the law of Baja California Sur).
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De La Riva v. Soto, 183 F. Supp. 3d 1182, 1196 (M.D. Fla. 2016) (internal citations and

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footnote omitted). Accordingly, that court found that the petitioner in that case had

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custody rights under Guanajuato law. Applying the same law to a materially-identical

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factual situation, this Court so finds here.
D.

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It will not be lightly presumed that a parent with custody rights is not exercising

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Zaragoza Was Exercising Her Custody Rights at the Time of
Retention.

them. On the contrary:
[I]f a person has valid custody rights to a child under the law
of the country of the child’s habitual residence, that person
cannot fail to “exercise” those custody rights under the Hague
Convention short of acts that constitute clear and unequivocal
abandonment of the child. Once it determines that the parent
exercised custody rights in any manner, the court should
stop—completely avoiding the question whether the parent
exercised the custody rights well or badly.

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Asvesta, 580 F.3d at 1018 (quoting Friedrich v. Friedrich, 78 F.3d 1060, 1066 (6th Cir.

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1996)). There is no evidence that Zaragoza entirely abandoned her custody rights at any

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point.

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II.

Ramirez Has Not Shown the Applicability of Any Affirmative Defenses.

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Having determined that Zaragoza has demonstrated by a preponderance of the

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evidence that Ramirez wrongfully retained Child A, in violation of the custody rights

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which Zaragoza was exercising pursuant to the laws of Zaragoza’s habitual residence, the

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Court next looks to see if Ramirez can demonstrate that any of the “narrow exceptions set

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forth in the Convention applies.” See 22 U.S.C. § 9001(a)(4). Articles 12, 13 and 20 of

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the Hague Convention set out these exceptions.

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According to Article 12, if (1) judicial proceedings are commenced one year or

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more from the date of wrongful removal or retention and (2) “the child is now settled in

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its new environment,” return should not be ordered.

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Article 13 sets out three exceptions:

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[T]he judicial or administrative authority of the requested
State is not bound to order the return of the child if the
person, institution or other body which opposes its return
establishes that—

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a) the person, institution or other body having the care of the
person of the child was not actually exercising the custody
rights at the time of removal or retention, or had consented to
or subsequently acquiesced in the removal or retention; or

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b) there is a grave risk that his or her return would expose the
child to physical or psychological harm or otherwise place the
child in an intolerable situation.

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The judicial or administrative authority may also refuse to
order the return of the child if it finds that the child objects to
being returned and has attained an age and degree of maturity
at which it is appropriate to take account of its views.

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Hague Convention, Article 13.

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Finally, Article 20 states that “[t]he return of the child . . . may be refused if this

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would not be permitted by the fundamental principles of the requested State relating to

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the protection of human rights and fundamental freedoms.”

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Ramirez must prove the “grave risk of harm” or “fundamental principles of human

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rights” exceptions by clear and convincing evidence; he need only show the others by a

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preponderance of evidence. 22 U.S.C. § 9003.

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A.

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The date of wrongful retention in this case was August 13, 2016. Proceedings

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were commenced on July 6, 2017. (Doc. 1.) The “well-settled” exception applies only

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when proceedings are commenced more than a year after the wrongful removal or

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retention, and thus the Court need not consider whether Child A is “settled” in the United

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States. The exception is inapplicable here.

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B.

Article 12’s “Well-Settled” Exception is Inapplicable.

Zaragoza Was Exercising Her Custody Rights at the Time of
Retention, and She Did Not Consent to or Acquiesce in the Wrongful
Retention.

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As discussed above, Zaragoza possessed custody rights as of August 13, 2016 and

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did not fail to exercise them. The primary dispute on which evidence was presented and
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on which this case turns is whether Zaragoza consented to or acquiesced in the retention

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of Child A in the United States.

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In examining a consent defense, it is important to consider
what the petitioner actually contemplated and agreed to in
allowing the child to travel outside its home country. The
nature and scope of the petitioner’s consent, and any
conditions or limitations, should be taken into account. The
fact that a petitioner initially allows children to travel, and
knows their location and how to contact them, does not
necessarily constitute consent to removal or retention under
the Convention.
Baxter v. Baxter, 423 F.3d 363, 371 (3d Cir. 2005). The parties dispute the extent to
which Zaragoza consented to Child A’s stay in the United States. Zaragoza asserts that
she agreed to a summer visit; Ramirez asserts that Zaragoza agreed to a stay of two years.
As an affirmative defense, the burden of demonstrating this exception is on
Ramirez. He has not carried that burden by a preponderance of the evidence. The
evidence on the matter at the hearing consisted entirely of Zaragoza’s testimony and
Ramirez’s testimony. In such a “he said, she said” situation, the Court as trier of fact
must make a credibility determination. See Saldivar v. Rodela, 879 F. Supp. 2d 610, 628
(W.D. Tex. 2012).
Two points relating to Child A’s July 21, 2016 departure from Mexico weigh in
Zaragoza’s favor. First, Zaragoza and Ramirez agree that Child A only packed a small
suitcase with some clothing and minimal other personal belongings, if any. Zaragoza,
who assisted Child A in packing, asserts that that was because the visit was only to last
for a month. Ramirez asserts that Child A took only a small bag because she was flying
on an airplane. The Court finds Zaragoza’s explanation more credible.
Second, both parties agree that Ramirez’s parents came down to see Zaragoza and
Child A on July 20, 2016. Zaragoza says that they came to convince her that Child A
would only be visiting for a month. Ramirez testified on cross examination that his
parents went to see Zaragoza because Zaragoza had previously refused to agree to let
Child A go to the United States on a more permanent basis. When pressed, he explained
that this worry was based on an incident in 2014 where Zaragoza did not want to send
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Child A to the United States, and/or concern over the manner in which she was planning

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on sending Child A to the airport for her flight. This unclarity weighs against Ramirez;

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moreover, if, as he testified, he was worried that Zaragoza would not send Child A to the

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United States, it casts doubt on the possibility that she had consented to any two-year stay

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in the United States.

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preponderance of the evidence.

At any rate, Ramirez has not established consent by a

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The acquiescence inquiry focuses on a petitioner’s actions after the removal or

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retention. “Unlike consent, acquiescence must be formal, and might include ‘testimony

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in a judicial proceeding; a convincing written renunciation of rights; or a consistent

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attitude of acquiescence over a significant period of time.’” Walker v. Walker, 701 F.3d

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1110, 1122–23 (7th Cir. 2012) (quoting Friedrich, 78 F.3d at 1070).

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evidence of such acquiescence. On the contrary, Zaragoza filed a petition with the

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Central Authority of Mexico the month after the retention and now has commenced this

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action.

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continually for the children’s return since then, he obviously has not ‘subsequently

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acquiesced’ in their retention.”).

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There is no

See Mozes, 239 F.3d at 1086 n.57 (“Given that [petitioner] has litigated

C.

There Is No Evidence of a Grave Risk of Harm Should Child A Be
Returned to Mexico.

“[T]he exception for grave harm to the child is not license for a court in the
abducted-to country to speculate on where the child would be happiest.” Gaudin v.
Remis, 415 F.3d 1028, 1035 (9th Cir. 2005) (quoting Friedrich, 78 F.3d at 1068).
“Rather, the question is whether the child would suffer serious abuse, that is a great deal
more than minimal.” Id. (internal quotation marks and citations omitted). Further, in
keeping with the limited reach of the Court’s decision, the question is not whether the
child would face a risk of grave harm should she permanently reside in Mexico, but
rather whether she would face such a risk while courts in Mexico make a custody
determination. See Mozes, 239 F.3d at 1086 n.58; see also Friedrich, 78 F.3d at 1069
(“[T]here is a grave risk of harm when return of the child puts the child in imminent
danger prior to the resolution of the custody dispute—e.g., returning the child to a zone
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of war, famine, or disease.”).
There is no evidence of any such abuse or other grave risk of harm should Child A
be returned to Mexico. This exception is inapplicable.

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D.

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Another court in this district has recently and aptly summarized the discretion and

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caution with which a district court must approach Article 13’s exception for the wishes of

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a mature child:

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The Court Declines to Apply the “Mature Child” Exception.

This exception, like the others, is to be applied narrowly. 42
U.S.C. § 11601(a)(4).

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The Hague Convention provides no specific age at which a
child is deemed sufficiently mature for his or her opinion to
be considered. Tsai-Yi Yang v. Fu-Chiang Tsui, 499 F.3d
259, 279 (3d Cir. 2007). Indeed, “[g]iven the fact-intensive
and idiosyncratic nature of the inquiry, decisions applying the
age and maturity exception are understandably disparate.” de
Silva v. Pitts, 481 F.3d 1279, 1287 (10th Cir. 2007).

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The State Department Regulations explain that “a child’s
objection to being returned may be accorded little if any
weight if the court believes that the child’s preference is the
product of the abductor parent’s undue influence over the
child.” 51 Fed. Reg. at 10,510. Such influence need not be
intentional or sinister; it may simply result from the child’s
retention by one parent. Hirst v. Tieberghien, 947 F. Supp.
2d 578, 598 (D.S.C. 2013); Haimdas v. Haimdas, 720 F.
Supp. 2d 183, 204 (E.D.N.Y. 2010).

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Aguilera v. De Lara, No. CV14-1209 PHX DGC, 2014 WL 3427548, at *7 (D. Ariz. July

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15, 2014).

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Child A did not testify in this matter. The Court notes that under the limited scope

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of inquiry appropriate in a Hague Convention case, Child A’s age, and the fact that Child

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A has been with her father for close to a year with only telephonic contact with her

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mother, any evidence as to her wishes would be given little weight.

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E.

Article 20’s “Human Rights and Fundamental Freedoms” Exception
Does Not Apply.

The exception to return based on the “protection of human rights and fundamental
freedoms” is narrowly construed. It is to be “invoked only on ‘the rare occasion that
return of a child would utterly shock the conscience of the court or offend all notions of
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due process.’” Souratgar v. Lee, 720 F.3d 96, 108 (2d Cir. 2013) (quoting U.S. State

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Dep’t, Hague International Child Abduction Convention: Text and Legal Analysis, Pub.

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Notice 957, 51 Fed. Reg. 10,494, 10,510 (Mar. 26, 1985)). As of mid-2013, no federal

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court had ever relied on this exception to deny a Hague Convention petition. Id.

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The exception is likewise inapplicable here. It is “construed even more narrowly

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than the grave-risk exception,” Rodriguez v. Sieler, No. CV 12-167-M-DLC, 2012 WL

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5430369, at *9 (D. Mont. Nov. 7, 2012), and, as with the grave risk exception, there is no

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evidence here that the “human rights and fundamental freedoms” exception applies.

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CONCLUSION

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The question before this Court is a narrow one. It is not whether Ramirez or

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Zaragoza is a better parent, or whether Mexico or the United States is a better place for

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Child A to live, or any such questions related to the ultimate custody dispute. The Court

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determines simply that Zaragoza has demonstrated by a preponderance of the evidence

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that Child A was wrongfully retained in the United States as defined by the Hague

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Convention; and that Ramirez has not demonstrated that any of the Convention’s “narrow

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exceptions” apply. Pursuant to the limited inquiry prescribed by the Hague Convention,

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the Court determines that the questions of Child A’s custody must be determined by the

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Mexican legal system.

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IT IS THEREFORE ORDERED that the Verified Petition for Return of Child A

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Under the Hague Convention, (Doc. 1), is granted. The Clerk of Court is directed to

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terminate this matter.

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IT IS FURTHER ORDERED that Respondent shall return Child A to Mexico

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within 20 days of this Order, and Child A shall remain in Mexico until the custody

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proceedings in the Mexican courts have been concluded.

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IT IS FURTHER ORDERED that if Petitioner wishes to make application for an

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award of necessary expenses pursuant to the statute, 22 U.S.C. § 9007, she will do so in

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compliance with LRCiv 54.2.

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Dated this 28th day of July, 2017.

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Honorable G. Murray Snow
United States District Judge

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