Smith v. Arizona Department of Corrections et al
Filing
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ORDER: Plaintiff's second Application to Proceed In Forma Pauperis (Doc. 7 ) is granted. As required by the accompanying Order to the appropriate government agency, Plaintiff must pay the $350.00 filing fee and is assessed an initial parti al filing fee of $16.00. The Complaint (Doc. 1 ) is dismissed for failure to state a claim and as frivolous, and the Clerk of Court must enter judgment accordingly. The Clerk of Court must make an entry on the docket stating that the dismissal for failure to state a claim may count as a "strike" under 28 U.S.C. § 1915(g). The docket shall reflect that the Court has considered whether an appeal of this decision would be taken in good faith and certifies that an appeal would not be taken in good faith for the reasons stated in the Order and because there is no arguable factual or legal basis for an appeal. Signed by Senior Judge James A Teilborg on 3/6/2025. (KJ)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE DISTRICT OF ARIZONA
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Donald Douglas Smith,
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CV-24-08174-PCT-JAT (MTM)
Plaintiff,
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v.
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Arizona Department of Corrections, et
al.,
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No.
ORDER
Defendants.
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Self-represented Plaintiff Donald Douglas Smith, who is confined in the Pinal
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County Adult Detention Center, filed a civil rights Complaint pursuant to 42 U.S.C.
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§ 1983 (Doc. 1) and an Application to Proceed In Forma Pauperis. After the Court denied
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the deficient Application to Proceed and gave Plaintiff an opportunity to either pay the
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filing and administrative fees or file a complete Application to Proceed In Forma Pauperis,
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Plaintiff filed a second Application to Proceed In Forma Pauperis (Doc. 7). The Court will
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grant the second Application to Proceed and will dismiss the Complaint and this action.
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I.
Second Application to Proceed In Forma Pauperis and Filing Fee
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The Court will grant Plaintiff’s second Application to Proceed In Forma Pauperis.
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28 U.S.C. § 1915(a). Plaintiff must pay the statutory filing fee of $350.00. 28 U.S.C.
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§ 1915(b)(1). The Court will assess an initial partial filing fee of $16.00. The remainder
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of the fee will be collected monthly in payments of 20% of the previous month’s income
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credited to Plaintiff’s trust account each time the amount in the account exceeds $10.00.
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28 U.S.C. § 1915(b)(2). The Court will enter a separate Order requiring the appropriate
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government agency to collect and forward the fees according to the statutory formula.
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II.
Statutory Screening of Prisoner Complaints
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The Court is required to screen complaints brought by prisoners seeking relief
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against a governmental entity or an officer or an employee of a governmental entity. 28
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U.S.C. § 1915A(a). The Court must dismiss a complaint or portion thereof if a plaintiff
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has raised claims that are legally frivolous or malicious, fail to state a claim upon which
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relief may be granted, or seek monetary relief from a defendant who is immune from such
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relief. 28 U.S.C. § 1915A(b)(1)–(2).
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A pleading must contain a “short and plain statement of the claim showing that the
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pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2) (emphasis added). While Rule 8 does
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not demand detailed factual allegations, “it demands more than an unadorned, the-
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defendant-unlawfully-harmed-me accusation.”
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(2009). “Threadbare recitals of the elements of a cause of action, supported by mere
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conclusory statements, do not suffice.” Id.
Ashcroft v. Iqbal, 556 U.S. 662, 678
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“[A] complaint must contain sufficient factual matter, accepted as true, to ‘state a
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claim to relief that is plausible on its face.’” Id. (quoting Bell Atlantic Corp. v. Twombly,
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550 U.S. 544, 570 (2007)). A claim is plausible “when the plaintiff pleads factual content
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that allows the court to draw the reasonable inference that the defendant is liable for the
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misconduct alleged.” Id. “Determining whether a complaint states a plausible claim for
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relief [is] . . . a context-specific task that requires the reviewing court to draw on its judicial
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experience and common sense.” Id. at 679. Thus, although a plaintiff’s specific factual
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allegations may be consistent with a constitutional claim, a court must assess whether there
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are other “more likely explanations” for a defendant’s conduct. Id. at 681.
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But as the United States Court of Appeals for the Ninth Circuit has instructed, courts
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must “continue to construe [self-represented litigant’s] filings liberally.” Hebbe v. Pliler,
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627 F.3d 338, 342 (9th Cir. 2010). A “complaint [filed by a self-represented prisoner]
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‘must be held to less stringent standards than formal pleadings drafted by lawyers.’” Id.
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(quoting Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam)).
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If the Court determines that a pleading could be cured by the allegation of other
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facts, a self-represented litigant is entitled to an opportunity to amend a complaint before
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dismissal of the action. See Lopez v. Smith, 203 F.3d 1122, 1127-29 (9th Cir. 2000) (en
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banc). The Court will dismiss Plaintiff’s Complaint for failure to state a claim and because
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it is frivolous, without leave to amend because the defects cannot be corrected.
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III.
Complaint
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In his one-count Complaint, Plaintiff names as Defendants the Arizona Department
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of Corrections, Rehabilitation & Reentry (ADC) and “Unknown Officers.” Plaintiff
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alleges he was subjected to cruel and unusual punishment while in Defendant ADC’s
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custody because he “had a device installed in [his] head without [his] knowledge by the
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authorities,” “without [his] permission or consent.” He claims the surgery occurred in
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2019, but he “only recently found out about it in February 2024 by an FBI investigation.”
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He claims he has been lied to and is “scarred, disfigured, traumatized and disabled for life.”
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Plaintiff seeks monetary damages and an investigation by the Department of Justice.1
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IV.
Dismissal
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First, the Arizona Department of Corrections, Rehabilitation & Reentry is not a
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proper Defendant. Under the Eleventh Amendment to the Constitution of the United
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States, a state or state agency may not be sued in federal court without its consent.
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Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 100 (1984); Taylor v. List, 880
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F.2d 1040, 1045 (9th Cir. 1989). Furthermore, “a state is not a ‘person’ for purposes of
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section 1983. Likewise ‘arms of the State’ such as the Arizona Department of Corrections
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are not ‘persons’ under section 1983.” Gilbreath v. Cutter Biological, Inc., 931 F.2d 1320,
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1327 (9th Cir. 1991) (citation omitted). Therefore, the Court will dismiss Defendant ADC.
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The Court does not have the authority to compel the Department of Justice to
investigate. See Jafree v. Barber, 689 F.2d 640, 643 (7th Cir. 1982) (affirming denial of
request for a writ of mandamus to compel the FBI to investigate plaintiff’s charges of
criminal violations of his civil rights because “[i]nitiation of a criminal investigation by the
F.B.I. is clearly a discretionary act.”).
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Second, Plaintiff has simply made vague and conclusory allegations against a group
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of individuals—“the authorities”—without any factual specificity as to what any particular
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individual did or failed to do. This is insufficient. See Marcilis v. Twp. of Redford, 693
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F.3d 589, 596 (6th Cir. 2012) (upholding dismissal of complaint that referred to all
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defendants “generally and categorically” because the plaintiff had failed to “‘allege, with
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particularity, facts that demonstrate what each defendant did to violate the asserted
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constitutional right.’” (quoting Lanman v. Hinson, 529 F.3d 673, 684 (6th Cir. 2008)));
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Robbins v. Oklahoma, 519 F.3d 1242, 1250 (10th Cir. 2008) (“Given the complaint’s use
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of either the collective term ‘Defendants’ or a list of the defendants named individually but
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with no distinction as to what acts are attributable to whom, it is impossible for any of these
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individuals to ascertain what particular unconstitutional acts they are alleged to have
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committed.”). Thus, the Court will dismiss Defendant Unknown Officers.
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Finally, pursuant to 28 U.S.C. § 1915A(b)(1), the Court must dismiss an in forma
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pauperis action if the Court determines the action or complaint is “frivolous.” When
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evaluating claims under this standard, the Court “is not bound, as it usually is when making
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a determination based solely on the pleadings, to accept without question the truth of the
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plaintiff’s allegations.” Denton v. Hernandez, 504 U.S. 25, 32 (1992). “[A] court may
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dismiss a claim as factually frivolous only if the facts alleged are ‘clearly baseless,’ a
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category encompassing allegations that are ‘fanciful,’ ‘fantastic,’ and ‘delusional.’” Id. at
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32-33 (citations omitted). “[A] finding of factual frivolousness is appropriate when the
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facts alleged rise to the level of the irrational or the wholly incredible.” Id. at 33.
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The Court finds Plaintiff’s claim factually frivolous. Alternatively, the Court,
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drawing on its judicial experience and common sense, finds Plaintiff’s allegations
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implausible, see Iqbal, 556 U.S. at 678, and incredible on their face.
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Accordingly, the Court will dismiss the Complaint and this action.
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IT IS ORDERED:
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(1)
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granted.
Plaintiff’s second Application to Proceed In Forma Pauperis (Doc. 7) is
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(2)
As required by the accompanying Order to the appropriate government
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agency, Plaintiff must pay the $350.00 filing fee and is assessed an initial partial filing fee
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of $16.00.
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(3)
The Complaint (Doc. 1) is dismissed for failure to state a claim and as
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frivolous pursuant to 28 U.S.C. § 1915A(b)(1), and the Clerk of Court must enter judgment
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accordingly.
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(4)
The Clerk of Court must make an entry on the docket stating that the
dismissal for failure to state a claim may count as a “strike” under 28 U.S.C. § 1915(g).
(5)
The docket shall reflect that the Court, pursuant to 28 U.S.C. § 1915(a)(3)
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and Federal Rules of Appellate Procedure 24(a)(3)(A), has considered whether an appeal
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of this decision would be taken in good faith and certifies that an appeal would not be taken
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in good faith for the reasons stated in the Order and because there is no arguable factual or
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legal basis for an appeal.
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Dated this 6th day of March, 2025.
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