Washington v. Ryan et al
Filing
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ORDER Petitioner's Petition under 28 U.S.C. 2254 for a Writ of Habeas Corpus (Doc. 1 ) is DENIED with prejudice. A Certificate of Appeability is DENIED and shall not issue. Petitioner's Motion Requesting Release from Prison Pending the C ourt's Ruling (Doc. 21 ) is DENIED as moot. The Clerk of Court is DIRECTED to enter judgment accordingly and to close the file in this matter. Signed by Magistrate Judge Bernardo P Velasco on 5/24/2016. (See attached PDF for complete information)(DLC)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE DISTRICT OF ARIZONA
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Hubert Washington, Jr.,
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Petitioner,
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ORDER
v.
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No. CV 13-01317-TUC-BPV
Charles L Ryan, et al.,
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Respondents.
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Petitioner has filed a pro se Petition under 28 U.S.C. ' 2254 for a Writ of Habeas
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Corpus. (Doc. 1). Respondents initially filed a “Limited Answer” wherein they argued
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that Petitioner’s claims were barred by the statute of limitations and, alternatively, were
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procedurally defaulted. (Doc. 12). This Court determined that the Petition was timely
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filed, but dismissed Ground One (b) and Grounds Two and Three as procedurally
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defaulted and directed Respondents to file an answer addressing the merits of Ground
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One (a) and (c).1 (Doc. 18). Respondents have now filed their Supplemental Answer
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In accordance with the provisions of 28 U.S.C. ' 636(c)(1), all parties consented
to proceed before a United States Magistrate Judge for any and all further proceedings in
this case, including trial and entry of a final judgment, with direct review by the Ninth
Circuit Court of Appeals if an appeal is filed. (Docs. 15, 16).
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(Doc. 19) and Petitioner has filed a Reply to Respondents’ Supplemental Answer. (Doc.
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20). Petitioner has also filed a Motion Requesting Release from Prison Pending the
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Court’s Ruling (Doc. 21) which Respondents oppose (Doc. 22). For the reasons discussed
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below, the Court: (1) denies Petitioner’s Petition for Writ of Habeas Corpus; and (2)
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denies Petitioner’s Motion Requesting Release from Prison Pending the Court’s Ruling.
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I.
Factual and Procedural Background
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Petitioner stands convicted of two counts of sexual assault. (See Doc. 12, Exh. J at
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2). He was sentenced to consecutive prison terms totaling twelve years and three months.
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(Doc. 12, Exh. J at 2). The Arizona Court of Appeals summarized the facts as follows:
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[Petitioner] gave the victim, his cousin, a ride and engaged in a series of
sexual acts with him. The acts took place in a van and at an apartment, in
the shower and on the bed. The victim repeatedly told [Petitioner] that he
did not want to engage in the behavior and tried to push him away. After
[Petitioner] dropped him back off near his place of work, the victim called
the police and reported the attacks. [Petitioner] was charged with three
counts of sexual assault, and a jury found him guilty on two of those
counts.
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Id.
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As discussed in further detail in this Court’s January 22, 2015 Order, Petitioner,
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through counsel, filed an appeal raising three issues. (Doc. 18 (citing Doc. 12, Exh. G)).
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The appellate court affirmed the convictions and sentences and the Arizona Supreme
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Court denied Petitioner’s Petition for review. (Doc. 12, Exhs. G, J, M).
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Additionally, Petitioner, through counsel, filed a Rule 32 Petition for Post-
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Conviction Relief (“PCR Petition”) alleging that he was deprived of his state and federal
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constitutional rights to effective assistance of counsel because: (1) trial counsel failed to
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object to the jury instruction that defined sexual assault incorrectly by eliminating the
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mens rea as to the lack of consent, and appellate counsel was ineffective for failing to
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raise this issue as fundamental error; and (2) trial counsel was ineffective for failing to
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object to improper vouching by the prosecutor during closing argument. (Doc. 12, Exh.
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Q). The trial court summarily denied Petitioner’s PCR Petition. (Doc. 12, Exh. U.).
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Thereafter, Petitioner filed a pro se motion for rehearing, which the trial court denied.
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(Doc. 12, Exhs. V, W).
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Through counsel, Petitioner filed a petition for appellate court review of the trial
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court’s denial of his PCR Petition. (Doc. 12, Exh. X). After permitting Petitioner to file
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supplemental authority in support of his argument that the jury instruction given by the
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trial court constituted fundamental error, the appellate court granted review, but denied
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relief. (Doc. 12, Exh. CC). The Arizona Supreme Court subsequently denied Petitioner’s
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petition for review. (Doc. 12, Exh. FF).
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As discussed in this Court’s January 22, 2015 Order, at issue are Petitioner’s
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claims raised in his federal Petition for Writ of Habeas Corpus that: (1) “the Prosecutor
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misled the jury on the law she claimed I violated by leaving out, Intentionally or
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Knowingly, from [A.R.S. §] 13-1406, any variation on what’s already written is a
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violation of my fifth and fourteenth Amendment rights, and my attorney, knew the
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Prosecutor was going to do this because it was discussed between the judge, Prosecutor,
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and Mr. Kingston my defence [sic] attorney[]” (Ground One (a)); and (2) trial counsel
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rendered ineffective assistance by failing to object to the prosecutor vouching for the
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victim by invoking the victim’s call to the 911 operator during closing argument (Ground
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One c)). (Doc. 1 at 6). The Court directed the parties to address the merits of these
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claims in their supplemental briefing.2 (Doc. 18 at 13).
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Although Petitioner filed a Reply to Respondent’s Supplemental Answer (Doc.
20), the majority of Petitioner’s comments address his contention that PCR counsel was
ineffective for failing to argue that trial counsel was ineffective for failing to object to the
prosecutor’s statements regarding the victim’s inability to consent to the sexual acts due
to mental impairment, as alleged in Ground One (b) of his federal habeas petition. This
Court previously held that Ground One (b) is procedurally defaulted. (Doc. 18 at 11–12).
To the extent Petitioner is alleging the ineffectiveness of PCR counsel as a new claim, he
has failed to seek leave to amend his Petition to include such a claim. Further,
amendment would be futile as the claim is untimely and Petitioner cannot raise
ineffectiveness of PCR counsel as a freestanding constitutional claim. See Coleman v.
Thompson, 501 U.S. 722, 756–57 (1991) (“a criminal defendant has no right to counsel
beyond his first appeal in pursuing state discretionary or collateral review[.]”); Martinez
v. Ryan, U.S. , 132 S.Ct. 1309, 1315 (2012). Moreover at this point in the proceeding,
any argument about PCR counsel’s conduct is not properly before the Court given that
the parties were granted leave to file supplemental briefing to address Ground One (a)
and (c) only. (Doc. 18 at 13).
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II.
DISCUSSION
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A.
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Under the Antiterrorism and Effective Death Penalty Act (“AEDPA”), this Court
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may not grant a writ of habeas corpus to a state prisoner on a claim adjudicated on the
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merits in state court proceedings unless the state court’s adjudication of the claim
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“resulted in a decision that was contrary to, or involved an unreasonable application of,
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clearly established Federal law, as determined by the Supreme Court of the United
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States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination of the
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facts in light of the evidence presented in the State court proceeding,” id. at § 2254(d)(2).
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To determine whether a state court ruling was “contrary to” or involved an
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“unreasonable application” of federal law under subsection (d)(1), the Court must first
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identify the “clearly established Federal law,” if any, that governs the sufficiency of the
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claims on habeas review. “Clearly established” federal law consists of the holdings of the
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United States Supreme Court which existed at the time the petitioner’s state court
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conviction became final. Williams v. Taylor, 529 U.S. 362, 412 (2000); Harrington v.
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Richter, 562 U.S. 86, 102 (2011) (citing Renico v. Lett, 559 U.S. 766, 778–79 (2010));
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see Carey v. Musladin, 549 U.S. 70, 76–77 (2006). Habeas relief cannot be granted if the
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Supreme Court has not “broken sufficient legal ground” on a constitutional principle
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advanced by a petitioner, even if lower federal courts have decided the issue. Williams,
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529 U.S. at 381; see Musladin, 549 U.S. at 77. Nevertheless, while only Supreme Court
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authority is binding, circuit court precedent may be “persuasive” in determining what law
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is clearly established and whether a state court applied that law unreasonably. Clark v.
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Murphy, 331 F.3d 1062, 1069 (9th Cir. 2003) overruled on other grounds by Lockyer v.
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Andrade, 538 U.S. 63 (2003).
STANDARD FOR REVIEW OF HABEAS CLAIMS ON THE MERITS
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Under the “unreasonable application” prong of § 2254(d)(1), a federal habeas
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court may grant relief where a state court “identifies the correct governing legal rule from
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[the Supreme] Court’s cases but unreasonably applies it to the facts of the particular . . .
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case” or “unreasonably extends a legal principle from [Supreme Court] precedent to a
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new context where it should not apply or unreasonably refuses to extend that principle to
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a new context where it should apply.” Williams, 529 U.S. at 407. For a federal court to
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find a state court’s application of Supreme Court precedent “unreasonable” under §
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2254(d)(1), the petitioner must show that the state court’s decision was not merely
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incorrect or erroneous, but “objectively unreasonable.” Id. at 409; Woodford v. Visciotti,
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537 U.S. 19, 25 (2002).
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The Supreme Court has emphasized that “an unreasonable application of federal
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law is different from an incorrect application of federal law.” Williams, 529 U.S. at 410
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(emphasis in original). Under AEDPA, “[a] state court’s determination that a claim lacks
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merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on the
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correctness of the state court’s decision.” Richter, 562 U.S. at 101. Accordingly, to obtain
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habeas relief from this Court, Petitioner “must show that the state court’s ruling on the
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claim being presented in federal court was so lacking in justification that there was an
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error well understood and comprehended in existing law beyond any possibility for
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fairminded disagreement.” Id. at 103; see Frost v. Pryor, 749 F.3d 1212, 1225–1226
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(10th Cir. 2014) (“[I]f all fairminded jurists would agree the state court decision was
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incorrect, then it was unreasonable . . . If, however, some fairminded jurists could
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possibly agree with the state court decision, then it was not unreasonable and the writ
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should be denied.”).
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With respect to § 2254(d)(2), a state court decision “based on a factual
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determination will not be overturned on factual grounds unless objectively unreasonable
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in light of the evidence presented in the state-court proceeding[.]” Miller-El v. Cockrell,
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537 U.S. 322, 340 (2003). A “state-court factual determination is not unreasonable
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merely because the federal habeas court would have reached a different conclusion in the
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first instance.” Wood v. Allen, 558 U.S. 290, 301 (2010). Even if “[r]easonable minds
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reviewing the record might disagree” about the finding in question, “on habeas review
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that does not suffice to supersede the trial court’s . . . determination.” Rice v. Collins, 546
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U.S. 333, 341–342 (2006); see Hurles v. Ryan, 752 F.3d 768, 778 (9th Cir. 2014)
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(explaining that on habeas review a court “cannot find that the state court made an
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unreasonable determination of the facts in this case simply because [the court] would
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reverse in similar circumstances if th[e] case came before [it] on direct appeal”).
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As the Ninth Circuit has explained, to find that a factual determination is
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unreasonable under § 2254(d)(2), the court must be “convinced that an appellate panel,
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applying the normal standards of appellate review, could not reasonably conclude that the
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finding is supported by the record.” Taylor v. Maddox, 366 F.3d 992, 1000 (9th Cir.
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2004), abrogated on other grounds as discussed in Murray v. Schriro, 745 F.3d 984,
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999–1000 (9th Cir. 2014). “This is a daunting standard—one that will be satisfied in
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relatively few cases.” Id.
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The petitioner bears the burden of rebutting the state court's factual findings “by
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clear and convincing evidence.” § 2254(e)(1). The Supreme Court has not defined the
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precise relationship between § 2254(d)(2) and § 2254(e)(1), but has clarified “‘that a
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state-court factual determination is not unreasonable merely because the federal habeas
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court would have reached a different conclusion in the first instance.’” See Burt v. Titlow,
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__ U.S. __, 134 S.Ct. 10, 15 (2013) (quoting Wood, 558 U.S. at 293, 301).
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Significantly, “review under § 2254(d)(1) is limited to the record that was before
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the state court that adjudicated the claim on the merits.” Cullen v. Pinholster, 563 U.S.
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170, 182; see Murray v. Schriro, 745 F.3d at 998 (“Along with the significant deference
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AEDPA requires us to afford state courts’ decisions, AEDPA also restricts the scope of
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the evidence that we can rely on in the normal course of discharging our responsibilities
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under § 2254(d)(1).”). The Ninth Circuit has observed that “Pinholster and the statutory
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text make clear that this evidentiary limitation is applicable to § 2254(d)(2) claims as
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well.” Gulbrandson v. Ryan, 738 F.3d 976, 993 n. 6 (2013) (citing § 2254(d)(2) and
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Pinholster, 563 U.S. at 184 n. 7). Therefore, the Ninth Circuit has explained:
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[F]or claims that were adjudicated on the merits in state court, petitioners
can rely only on the record before the state court in order to satisfy the
requirements of § 2254(d). This effectively precludes federal evidentiary
hearings for such claims because the evidence adduced during habeas
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proceedings in federal court could not be considered in evaluating whether
the claim meets the requirements of § 2254(d).
Gulbrandson, 738 F.3d at 993–94 (internal citation omitted).
B.
STANDARD FOR ASSESSING CLAIMS OF INEFFECTIVE ASSISTANCE
Claims of ineffective assistance of counsel are governed by the principles set forth
in Strickland v. Washington, 466 U.S. 668 (1984). To prevail under Strickland, the
petitioner must show that counsel's representation fell below an objective standard of
reasonableness and that the deficiency prejudiced the defense. Id. at 687–88.
To satisfy Strickland’s first prong, the petitioner “must overcome the presumption
that, under the circumstances, the challenged action []might be considered sound trial
strategy.[]” Id. at 689 (internal quotation marks omitted). With respect to Strickland’s
second prong, a petitioner must affirmatively prove prejudice by “show[ing] that there is
a reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a probability sufficient
to undermine confidence in the outcome.” Id. at 694.
The inquiry under Strickland is highly deferential, and “every effort [must] be
made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of
counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at
the time.” Id. at 689; see also Padilla v. Kentucky, 559 U.S. 356, 371 (2010)
(“Surmounting Strickland’s high bar is never an easy task.”); Cox v. Ayers, 613 F.3d 883,
893 (9th Cir. 2010). When the standards created by Strickland and § 2254(d) apply in
tandem, review is “doubly” deferential. Richter, 562 U.S. at 105 (citations and quotations
omitted). “[T]he question is not whether counsel’s actions were reasonable . . . [but]
whether there is any reasonable argument that counsel satisfied Strickland’s deferential
standard.” Id. See also Bell v. Cone, 535 U.S. 685, 698 (2002) (internal quotations
omitted).
1.
GROUND ONE (A)
In Ground One (a), Petitioner alleges that trial counsel was ineffective for failing
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to object to the jury instruction on sexual assault, A.R.S. ' 13-1406, which omitted
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“Intentionally or Knowingly”. (Doc. 1 at 6).
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a.
THE STATE COURT PROCEEDING
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In his PCR Petition, Petitioner claimed that the jury instruction defining sexual
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assault under A.R.S. § 13-1406(A) was deficient because it did not state that a person
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must know that the other person did not consent to the sexual conduct. (Doc. 12, Exh. Q
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at 2–3).
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intentionally or knowingly engaging in sexual intercourse or oral sexual contact with any
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person without consent of such person.” (Doc. 12, Exh. U at 3). In Petitioner’s case, the
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A.R.S. ' 13-1406(A) provides that: “A person commits sexual assault by
trial court instructed the jury as follows:
The crime of sexual assault requires proof of the following:
1.
The defendant intentionally or knowingly engaged in either sexual
intercourse or oral sexual contact with any person; and
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The sexual intercourse or oral sexual contact was without the
consent of such person.
(RT 1/30/09 at 25).3
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Petitioner argued in his PCR petition that the instruction allowed the jury to find
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him guilty so long as it found that the victim had not consented to the sexual contact,
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regardless of whether Petitioner knew of the lack of consent. (See Doc. 19 at 5; Doc. 12,
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Exh. Q at 3). Petitioner went on to argue that trial counsel was ineffective for failing to
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object to the instruction that Petitioner contended resulted in relieving the prosecution of
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its burden of proving all elements of the offense. (See Doc. 19 at 5; Doc. 12, Exh. Q at
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4). Petitioner also argued that appellate counsel was ineffective for failing to raise the
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issue on direct appeal. (See Doc. 19 at 5; Doc. 12, Exh. Q at 5).
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The trial court, citing Strickland among other cases, summarily denied Petitioner’s
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claim. The court pointed out that the instruction given “was nearly verbatim[] to the
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elements of A.R.S. '13-1406 as described by the Arizona Supreme Court, including
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The trial transcripts cited in this Order are in the record as exhibits to
Respondents’ Supplemental Answer (Doc. 19).
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keeping the ‘consent’ element separate from the ‘knowingly’ element.” (Doc. 12, Exh. U
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at 5). The court went on to state:
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Further, there is no factual issue that the contact was without the
consent of the victim. In fact, the Court of Appeals [on direct appeal]
specifically found that Petitioner failed to present any evidence that the acts
were consensual, and that the victim had specifically testified that the acts
were not consensual. Petitioner’s Petition, Exh. E at 8: &16. The Court of
Appeals stated clearly: “beyond a reasonable doubt that the jury would not
have accepted the consent defense in any event . . . id. Therefore, even if
the instruction issue . . . was improper, the error was certainly harmless, and
did not prejudice the Petitioner . . . .Thus, trial and appellate counsel were
neither ineffective, nor caused the petitioner prejudice. . . .”
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(Id.).
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While Petitioner’s petition for review of the trial court’s denial of his PCR Petition
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was pending, Division One of the Arizona Court of Appeals held that the same sexual
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assault instruction that was given in Petitioner’s case did not “properly instruct on the
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mens rea applicable to the consent element of the crime. . . .The instruction thus
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improperly relieved the State of its burden of proving an element of the offense, in
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violation of [defendant’s] constitutional right to have a jury determine his guilt as to
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every element of the crime.” State v. Kemper, 229 Ariz. 105, 106–07, 271 P.3d 484,
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485–86 (App. 2011). Petitioner’s PCR counsel filed a motion to permit supplemental
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citation of legal authority on review to inform the appellate court about the Kemper
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decision, and the appellate court granted the motion. (Doc. 12, Exhs. Y, Z).
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The appellate court granted review but denied relief. In doing so, the court
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pointed out that the instruction was “nearly identical to the instruction contained in the
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Revised Arizona Jury Instruction (Criminal) (‘RAJI’)…” at the time of Petitioner’s trial.
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(Doc. 12, Exh. CC at 4). The court also acknowledged that in light of the Kemper
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decision, Petitioner’s “trial and appellate counsel had available an apparently meritorious
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claim that the jury instruction incorrectly stated the law.” (Id.). However, the court went
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on to state that the “mere fact that counsel forgoes a meritorious claim does not establish
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that counsel’s conduct fell below prevailing professional norms. The Sixth Amendment
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does not entitle a defendant to mistake-free representation.” (Id.) (citations omitted).
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The court held that Petitioner failed to establish that his attorneys’ conduct fell below
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prevailing professional norms given that Petitioner did not present any support for his
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allegation “that counsel’s failure to object to, or raise on appeal an argument related to, a
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standard RAJI instruction that is clearly applicable to the case falls below prevailing
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professional norms.” (Id. at 5). The court also pointed out that “[a]t the time of trial and
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during his appeal, [Petitioner’s] counsel did not have the benefit of Kemper’s direct
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holding that an identical instruction was fundamental error. Cf. [State v. Febles, 210
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Ariz. 589, &24, 115 P.3d 629, 636 (App. 2005)] (‘There is a difference between
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ignorance of controlling authority and the failure of an attorney to foresee future
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developments in the law’).” (Id.) (internal quotations and citation omitted). The court
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stated that based on the existing case law at the time, “counsel might have determined
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that an objection or appellate argument based on the jury instruction would not have been
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successful.” (Id. at 5–6). The court also recognized that the decision to winnow out
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weaker arguments on appeal to focus on those more likely to prevail is an acceptable
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exercise of professional judgment.
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appellate court held that that Petitioner failed to “establish a colorable claim that his
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counsels’ conduct fell below prevailing professional norms. . . .” (Id.).
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b.
(Id. at 6) (citation omitted).
Accordingly, the
ANALYSIS
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In Petitioner’s case, the trial and appellate courts cited Strickland when evaluating
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the claims of ineffective assistance of counsel. (See Doc. 12, Exhs. U, CC). The state
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court, in applying Strickland, applied the correct law to the issue. See Dows v. Wood, 211
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F.3d 480, 484–85 (9th Cir. 2000) (Strickland “is considered in this circuit to be ‘clearly
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established Federal law, as determined by the Supreme Court of the United States’ for
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purposes of 28 U.S.C. § 2254(d) review.”). Moreover, the state court’s adjudication of
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Petitioner’s claim was not an unreasonable application of the Strickland standard.
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As the state court recognized, under the Strickland analysis, the issue is whether
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“counsel made errors so serious . . .” that “counsel’s representation fell below an
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objective standard of reasonableness” under prevailing professional norms. Strickland,
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466 U.S. at 687–688. The relevant inquiry is not what defense counsel could have done,
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but, rather, whether the decisions made by defense counsel were reasonable. Babbit v.
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Calderon, 151 F.3d 1170, 1173 (9th Cir. 1998). In considering this factor, counsel is
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strongly presumed to have rendered adequate assistance and made all significant
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decisions in the exercise of reasonable professional judgment. Strickland, 466 U.S. at
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690. “The reasonableness of counsel’s performance is to be evaluated from counsel’s
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perspective at the time of the alleged error and in light of all the circumstances, and the
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standard of review is highly deferential.” Kimmelman v. Morrison, 477 U.S. 365, 381
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(1986). Additionally, “[a] fair assessment of attorney performance requires that every
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effort be made to eliminate the distorting effects of hindsight, to reconstruct the
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circumstances of counsel’s challenged conduct, and to evaluate the conduct from
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counsel’s perspective at the time.” Strickland, 466 U.S. at 689
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In following Strickland’s direction to evaluate counsel’s conduct at the time of
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alleged error, the state court reasonably concluded that Petitioner failed to establish that
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either trial counsel’s or appellate counsel’s conduct was deficient.
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Petitioner’s trial and appeal, Kemper had not yet been decided. There is no dispute that
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the instruction given in Petitioner’s case was virtually identical to the standard instruction
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set out in the RAJI. Nor is it disputed that Petitioner failed to submit any evidence or
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authority that would support a conclusion that counsel’s performance falls below
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professional prevailing norms when counsel fails to challenge a standard RAJI instruction
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that is clearly applicable to the case. Additionally, as the state court pointed out, at least
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one other Arizona case had already “rejected an argument that a jury instruction arguably
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similar to the one given [in Petitioner’s case] . . . was defective in part because the jury
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was instructed that ‘knowingly’ applies to the ‘conduct or circumstances constituting the
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offense.’” (Doc. 12, Exh. CC at 6 (citing State v. Witwer, 175 Ariz. 305, 309, 856 P.2d
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1183, 1187 (App. 1993)).4 Thus, even had counsel perceived a potential claim related to
At the time of
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In Witwer, the court rejected the defendant’s argument “that the instruction was
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the instruction, it was reasonable for counsel to determine that such a challenge would
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not be successful in light of the status of the law at the time. Indeed, the trial court when
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denying Petitioner’s PCR Petition, prior to issuance of the Kemper decision, rejected
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Petitioner’s argument that mens rea should have been included in both elements of the
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sexual assault instruction. (Doc. 12, Exh. U at 4–5 (citing Witwer, 175 Ariz. at 308, 856
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P.2d at 1186, among other cases)).
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On the instant record, the state court ruling on this issue was not contrary to, nor
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an unreasonable application, of Strickland. Nor did the state court’s ruling result in a
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decision that was based on an unreasonable determination of the facts in light of the
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evidence presented during the state court proceeding.
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2.
GROUND ONE (C)
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Petitioner asserts that his trial counsel was ineffective in failing to object when the
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prosecutor vouched for the victim during closing argument with reference to the victim’s
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911 call. (Doc. 1 at 6).
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a.
THE STATE COURT PROCEEDING
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The victim, whose first name is Marcus, testified that after he was sexually
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assaulted, Petitioner dropped him off at “First and Grant” [a location near Marcus’s place
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of employment], and Marcus then “called the cops.” (RT 1/28/09 at 82; see also id. at
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81, 87). When asked whether he told “the cops what happened[]”, Marcus answered
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“Yes.”5 (Id. at 82–83). Marcus also testified that he gave the 911 operator Petitioner’s
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not adequate, and that the judge should also have [instructed that:] . . . ‘Without consent’
means that the Defendant was aware or believed that the other person was coerced by the
immediate or threatened use of force . . . .” Witwer, 175 Ariz. at 308, 856 P.2d at 1186.
In later determining that the sexual assault RAJI was erroneous, the Kemper court noted
that “[t]he superior court was not asked to instruct jurors about the ‘without consent’
definition contained in A.R.S. ['] 13–1401(5). Whether such an instruction would have
cured the deficiency in the sexual assault RAJI is a question we need not decide. Standing
alone, the RAJI was clearly inadequate and legally erroneous.” Kemper, 229 Ariz. at 107
n.2, 271 P.3d at 486 n.2. Respondents assert that because Petitioner’s jury received an
additional instruction on the definition of “without consent” that was not given in
Kemper, Petitioner’s situation is not identical to that in Kemper. (Doc. 19, at 6; see also
RT 1/30/09 at 25).
5
Marcus testified as follows:
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license plate number. (Id. at 125). Samuel Thompson, who was a police officer at the
2
time of the incident, testified that he responded to Marcus’s 911 call reporting a sexual
3
assault. (Id. at 138–39).
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In closing argument, the prosecutor stated:
Some of you may be thinking that it couldn’t be rape because we
heard from Marcus. We saw him testify. And he was confused in some
[sic] his answers. And, gee, it sounds like he will say whatever the person
who is asking him the questions wants him to say. And I want to address
that, ladies and gentlemen.
I want to address that and remind you of the very first call that
Marcus made, the 911 call. In that call, he reports the rape. He reports the
acts, the oral sex, the anal sex, and he reports that his cousin was the
perpetrator.
He also gives the 911 operator the defendant’s license plate number
and tells that operator where the defendant lives, the location.
Now, in that call, ladies and gentlemen, there was nobody asking
him leading questions. There was nobody suggesting answers to him. He
provided that information because that was based on the experience that he
had just had with his cousin, the defendant.
(RT 1/30/09 at 29).
Later in the closing argument, the prosecutor stated:
Marcus finally has a chance to get away from that apartment, and, within an
hour, we heard Marcus makes that call to 911. He makes that call to 911,
and he gives the operator those details that I just recounted for you. And
the event was fresh in his mind. It wasn’t almost a year-and-a-half later as
it was when you heard him testify. The event was fresh. He recounted
20
21
Q. [prosecutor:]
22
23
A. [Marcus:]
Q.
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25
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A.
Q.
A.
So once you get back in the van, he drops you
off at First and Grant?
Yes.
When he drops you off, what is the very next
thing you do?
I called the cops.
Do you tell the cops what happened?
Yes.
(RT 1/28/09 at 82). Marcus went on to testify that when he was interviewed by the
police, he told them where Petitioner lived and described Petitioner’s apartment and van.
(RT 1/28/09 at 82–83).
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those details because that is what he had experienced at the hands of the
defendant, his cousin.
(Id. at 31–32).
In his PCR Petition, Petitioner asserted that the prosecutor’s argument was
improper because the victim’s statements to the 911 operator had not been admitted into
evidence. Petitioner argued that the prosecutor’s statements “informed the jury that the
prosecutor knew of evidence that, in her opinion, corroborated [the victim’s] testimony.”
(Doc. 12, Exh. Q at 10). Petitioner further argued that his trial counsel was ineffective
for failing to object on the grounds of prosecutorial vouching. (Id. at 11).
The trial court rejected Petitioner’s claim, finding “counsel was not ineffective as
there was no prosecutorial vouching….” (Doc. 12, Exh. U at 8). In so holding, the trial
17
court stressed that the victim
testified that he called 911 and conducted an interview with the police
where he described the details of what happened. . . .The Prosecutor
prefaced the quoted “vouching” by referring to the victim’s testimony and
how “he was confused in some [of] his answers.”. . . . By emphasizing the
closeness in time between the assaults and the phone call to police in
closing argument, the Prosecutor was simply addressing the issue of the
victim’s memory problems, and the facts surrounding the phone call the
victim made to police.
18
(Id. at 7–8). The court also pointed out that the jury had been instructed that the anything
19
said during closing arguments was not evidence. (Id. at 7).
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15
16
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On review, the appellate court denied relief, holding that “even assuming the
21
prosecutor’s statements were improper, [Petitioner] has not demonstrated that his trial
22
counsel’s performance fell below prevailing professional norms when he failed to
23
object.” (Doc. 12, Exh. CC at 7). The court pointed out that counsel could have had
24
strategic reasons for not objecting such as a belief that interrupting the prosecutor’s
25
closing argument would distract the jury or draw attention to the purportedly improper
26
comments. (Id.).
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b.
ANALYSIS
2
Generally, a prosecutor may not express his opinion of the defendant’s guilt or his
3
belief that in the credibility of government witnesses. United States v. Necoechea, 986
4
F.2d 1273, 1276 (9th Cir. 1993) (citing United States v. Molina, 934 F.2d 1440, 1444 (9th
5
Cir. 1991). Prosecutorial “[v]ouching consists of placing the prestige of the government
6
behind a witness through personal assurances of the witness’s veracity, or suggesting that
7
information not presented to the jury supports the witness's testimony.” Id. (internal citations
8
omitted); see also State v. Vincent, 159 Ariz. 418, 423, 768 P.2d 150, 155 (1989).
9
The state appellate court did not unreasonably apply Strickland in concluding that
10
that trial counsel was not ineffective on this point. “Although ‘[t]he right to effective
11
assistance extends to closing arguments,’ Yarborough [v. Gentry, 540 U.S. 1, 5 (2003)]. .
12
., failure to object during a closing summation generally does not constitute deficient
13
performance. ‘[A]bsent egregious misstatements, the failure to object during closing
14
argument and opening statement is within the wide range of permissible professional
15
legal conduct.’ Cunningham v. Wong, 704 F.3d 1143, 1159 (9th Cir. 2013) (internal
16
quotation marks omitted).” Zapata v. Vasquez, 788 F.3d 1106, 1115 (9th Cir. 2015); see
17
also Necoechea, 986 F.2d at 1281 (noting that “many lawyers refrain from objecting
18
during opening statement and closing argument….”)).
19
“admonish[ed] that ‘courts may not indulge post hoc rationalizations for counsel’s
20
decisionmaking that contradicts the available evidence of counsel’s actions.’” Zapata,
21
788 F.3d at 1116 (quoting Richter, 562 U.S. at 108) (holding that counsel’s conduct fell
22
below an objective standard of reasonableness where counsel failed to object to
23
prosecutor’s repeated remarks during rebuttal closing that were “fabricated from whole
24
cloth, designed to inflame the passions of the jury and delivered in the waning moments
25
of trial” and were “egregious misstatements”).
The Supreme Court has
26
As set out above, although the evidence presented at trial did not include the full
27
contents of the 911 call, the evidence that was presented established that following the sexual
28
assaults, the victim called “the cops”, provided Petitioner’s license plate number and enough
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information for the responding officer to know that he was responding to a sexual assault
2
call. Additionally, the court had already instructed the jurors that the lawyers’ statements in
3
closing argument were not evidence. The state court opined that Petitioner’s trial counsel
4
may not have objected because he “may have believed interrupting the state’s closing
5
argument would distract the jury or draw attention to the prosecutor’s purportedly
6
improper comments.” (Doc. 12, Exh. CC at 7). On habeas review, “[t]he question is not
7
whether counsel’s actions were reasonable. The question is whether there is any
8
reasonable argument that counsel satisfied Strickland’s deferential standard.” Richter,
9
562 U.S. at 105. On the instant record, trial counsel’s decision not to object to the
10
prosecutor’s “statements possibly to avoid highlighting them, was a reasonable strategic
11
decision.” See e.g. Cunningham, 704 F.3d at 1159 (“Under Necoechea, . . .[counsel’s]
12
decision not to object to . . . [the prosecutor’s] comments [in closing argument], possibly
13
to avoid highlighting them, was a reasonable strategic decision.”). Consequently, the
14
state court’s ruling on this issue was not contrary to, nor an unreasonable application, of
15
Strickland. Nor did the state court’s ruling result in a decision that was based on an
16
unreasonable determination of the facts in light of the evidence presented during the state
17
court proceeding. Petitioner’s Ground One (c) is without merit.
18
III.
19
COURT’S RULING
PETITIONER’S MOTION REQUESTING RELEASE FROM PRISON PENDING THE
20
Petitioner requests release from prison pending the Court’s decision on his habeas
21
petition. (Doc. 21). Respondents oppose the request, stressing that Petitioner is not
22
entitled to any relief under his pending Petition. (Doc. 22).
23
Petitioner’s Petition for Writ of Habeas Corpus is without merit.
24
Petitioner’s instant motion is moot.
25
IV.
As discussed above,
Consequently,
CONCLUSION
26
For the foregoing reasons, Grounds One (a) and One (c), which are the only claims
27
raised in Petitioner’s habeas petition that may be addressed on the merits, do not warrant
28
habeas relief because the state court decision addressing both issues did not “result[] in a
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decision that was contrary to, or involve[] an unreasonable application of, clearly
2
established Federal law, as determined by the Supreme Court of the United States,” 28
3
U.S.C. § 2254(d)(1). Nor has there been any showing that the state court decision on the
4
issues here “was based on an unreasonable determination of the facts in light of the
5
evidence presented in the State court proceeding,” 28 U.S.C. § 2254(d)(2). Accordingly,
6
Petitioner’s Petition for Writ of Habeas Corpus is denied. Additionally, Petitioner’s
7
Motion Requesting Release from Prison Pending the Court’s Ruling is denied as moot.
8
V.
CERTIFICATE OF APPEABILITY
9
In the event Petitioner appeals from this Court's judgment, and in the interests of
10
conserving scarce resources that otherwise might be consumed drafting an application for
11
a certificate of appealability to this Court, the Court on its own initiative has evaluated
12
the claims within the Petition for suitability for the issuance of a certificate of
13
appealability. See 28 U.S.C. § 2253(c); Fed.R.App.P. 22(b); Turner v. Calderon, 281
14
F.3d 851, 864–65 (9th Cir. 2002).
15
Pursuant to 28 U.S.C. § 2253(c)(2), a Certificate of Appealability (“COA”) may
16
issue only when a petitioner “has made a substantial showing of the denial of a
17
constitutional right.” This showing can be established by demonstrating that “reasonable
18
jurists could debate whether (or, for that matter, agree that) the petition should have been
19
resolved in a different manner” or that the issues were “adequate to deserve
20
encouragement to proceed further.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). For
21
procedural rulings, a COA will issue only if reasonable jurists could debate whether the
22
petition states a valid claim of the denial of a constitutional right and whether the court's
23
procedural ruling was correct. Id.
24
Upon review of the record in light of the standards for granting a certificate of
25
appealability, the Court concludes that a certificate shall not issue as the resolution of the
26
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instant Petition is not debatable among reasonable jurists and does not deserve further
2
proceedings. Accordingly,
3
IT IS ORDERED as follows:
4
(1)
5
Petitioner’s Petition under 28 U.S.C. ' 2254 for a Writ of Habeas Corpus
(Doc. 1) is DENIED with prejudice.
6
(2)
A Certificate of Appeability is DENIED and shall not issue.
7
(3)
Petitioner’s Motion Requesting Release from Prison Pending the Court’s
8
9
10
11
Ruling (Doc. 21) is DENIED as moot.
The Clerk of Court is DIRECTED to enter judgment accordingly and to close the
file in this matter.
Dated this 24th day of May, 2016.
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