Huddleston v. Social Security Administration
Filing
13
ORDER AFFIRMING THE COMMISSIONER. The ALJ made no legal error. The Court denies Huddleston's 2 Complaint and affirms the decision of the Commissioner. Signed by Magistrate Judge Jerome T. Kearney on 12/19/2014. (jak)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF ARKANSAS
Darrell Huddleston
Plaintiff
v.
CASE NO. 3:14CV00032 JTK
Carolyn W. Colvin, Acting Commissioner,
Social Security Administration
Defendant
ORDER AFFIRMING THE COMMISSIONER
Darrell Huddleston seeks judicial review of the denial of his application for disability
insurance benefits (DIB) and supplemental security income (SSI). Huddleston applied for DIB
and SSI in October 2011, with an alleged onset date of September 10, 2009.1 Huddleston last
worked in September 2009 as a stain machine operator.2 Huddleston’s date last insured is
December 31, 2014.3 Huddleston bases disability on heart problems and coronary artery disease.4
The Commissioner’s decision. The Commissioner’s ALJ determined that Huddleston
did not engage in substantial gainful activity during the period from the amended alleged onset
date to the date last insured.5 Huddleston has severe impairments - ischemic heart disease,
coronary artery disease and hypertension.6 None of Huddleston’s severe impairments meet the
Listings, and Huddleston can perform medium work.7 The ALJ held that Huddleston can perform
1
SSA record at p. 105 & 111.
2
Id. at p. 154.
3
Id. at p. 160.
4
Id. at p. 153.
5
Id. at p. 11.
6
Id.
7
Id. at pp. 11-12.
past relevant work as a stain machine operator.8 Huddleston’s application was denied.9
After the Commissioner’s Appeals Council denied a request for review, the ALJ’s
decision became a final decision for judicial review.10 Huddleston filed this case to challenge the
decision. In reviewing the decision, the Court must determine whether substantial evidence
supports the decision and whether the ALJ made a legal error.11
Huddleston’s allegations. Huddleston maintains that the ALJ’s denial of disability
benefits should be reversed because (1) the ALJ failed to establish whether Huddleston meets the
“worn-out worker” exception; (2) the ALJ erred in the credibility determination; (3) the RFC is
not supported by substantial evidence; and (4) the ALJ failed to include specific limitations in
the hypothetical presented to the VE. The ALJ’s decision is supported by substantial evidence
and no legal error occurred.
Substantial evidence is “less than a preponderance but . . . enough that a reasonable mind
would find it adequate to support the conclusion.”12 For substantial evidence to exist in this case,
8
Id. at p. 16.
9
Id.
10
See Anderson v. Sullivan, 959 F.2d 690, 692 (8th Cir. 1992) (stating, “the Social
Security Act precludes general federal subject matter jurisdiction until administrative remedies
have been exhausted” and explaining that the appeal procedure permits claimants to appeal only
final decisions).
11
See 42 U.S.C. § 405(g) (requiring the district court to determine whether the
Commissioner’s findings are supported by substantial evidence and whether the Commissioner
conformed with applicable regulations); Long v. Chater, 108 F.3d 185, 187 (8th Cir. 1997) (“We
will uphold the Commissioner’s decision to deny any applicant disability benefits if the decision
is not based on legal error and if there is substantial evidence in the record as a whole to support
the conclusion that the claimant was not disabled.”).
12
Jones v. Astrue, 619 F.3d 963, 968 (8th Cir. 2010) (internal quotations and citations
omitted).
2
a reasonable mind must accept the evidence as adequate to support the determination that
Huddleston is not disabled.13
Worn-out worker exception. Huddleston maintains that he meets the “worn-out
worker” exception and therefore is entitled to disability. The argument is not persuasive because
Huddleston does not meet the requirements of that exception.
The Social Security Regulations state that
If you have no more than a marginal education and work experience of 35 years
or more during which you did only arduous unskilled physical labor, and you are
not working and are no longer able to do this kind of work because of a severe
impairment(s), we will consider you unable to do lighter work, and therefore,
disabled.14
“Marginal education” is the “ability in reasoning, arithmetic, and language skills which are
needed to do simple, unskilled types of jobs.”15 The Regulations “generally consider that formal
schooling at a 6th grade level or less is a marginal education.”16 Huddleston testified that,
although he did not graduate from high school or receive a GED, he completed twelve years of
schooling.17 Therefore, he is not marginally educated, and is not entitled to the benefits of the
exception.
Credibility. Huddleston further asserts that the ALJ erred in the credibility determination
13
See Britton v. Sullivan, 908 F.2d 328, 330 (8th Cir. 1990).
14
20 C.F.R. § 404.1562(a); 20 C.F.R. § 416.962(a).
15
20 C.F.R. § 404.1564(b)(2); 20 C.F.R. § 416.964(b)(2).
16
Id.
17
SSA record at p. 26.
3
because the Polaski18 factors were not properly applied and the credibility determination is not
supported by substantial evidence.
An ALJ must evaluate the claimant’s credibility because subjective complaints play a
role in determining the claimant’s ability to work.19 To evaluate Huddleston’s credibility, the
ALJ followed the required two-step process and considered the required factors under Polaski,20
so the dispositive question is whether substantial evidence supports the credibility evaluation.
The ALJ’s determination that Huddleston’s subjective complaints of pain and limitations were
not credible to the extent that they conflict with the assigned RFC is supported by substantial
evidence.
Huddleston is capable of performing wide-ranging daily activities. In the Function
Report, Huddleston noted that he is able to take care of his personal needs and take his
medications without a reminder.21 Huddleston lives alone, prepares his own meals, cleans the
house, does laundry, washes dishes, makes his bed, shops for groceries and mows the lawn.22 He
does not need help or encouragement to do these things.23 Huddleston is able to go out alone, and
can drive a car.24
18
Polaski v. Heckler, 739 F.2d 1320, 1322 (8th Cir. 1984).
19
Ellis v. Barnhart, 392 F.3d 988, 995-96 (8th Cir. 2005).
20
See SSR 96-7p, Policy Interpretation Ruling Titles II & XVI: Evaluation of Symptoms in
Disability Claims: Assessing the Credibility of an Individual’s Statements.
21
SSA record at pp. 145-146.
22
Id. at pp. 25 & 146.
23
Id. at p. 146.
24
Id. at p. 147.
4
The objective medical evidence also supports the ALJ’s credibility determination.
Huddleston has been diagnosed with hypertension, hyperlipidemia and carotid stenosis,25 and in
April 2009, he was hospitalized with chest pain.26 The observations from his treating physicians,
however, indicate that his heart impairments are not disabling. Following his 2009 hospital stay,
the progress notes indicate that Huddleston had no further episodes of chest pain.27 In a May 1,
2009, progress note, Huddleston’s treating physician wrote that Huddleston was not
experiencing dizziness, edema, syncope or palpitations.28 Later that month, it was noted that
Huddleston was “doing very well” and reported no pain.29 Further, Huddleston was tolerating his
medications well and denied any elevated blood pressure or headaches.30 In April 2012,
Huddleston reported to his treating physician that he experienced an episode of right side
weakness, facial drooping and tingling in his right foot.31 The physician determined that
Huddleston suffered a stroke.32 Following that incident, however, Huddleston suffered no further
symptoms associated with a stroke. A subsequent progress note indicated that Huddleston
25
Id. at pp. 192 & 243.
26
Id. at p. 200.
27
Id. at pp. 189, 238, 300 & 312.
28
Id. at p. 189.
29
Id. at p. 238.
30
Id.
31
Id. at p. 302.
32
Id. at p. 304.
5
showed no acute distress and was pleasant.33 In the last available progress note, Huddleston’s
treating physician observed that Huddleston was doing well and taking all of his medications as
directed.34 Huddleston had no new complaints.35
Although Huddleston underwent diagnostic testing for his heart conditions, the tests did
not reveal anything serious. A 2009 progress note references an ultrasound that showed “right
carotid arteries had less than 50%, right internal carotid had 69%, left internal carotid artery had
less than 50% as well.”36 Huddleston’s treating physician recommended a stress test, and one
was performed.37 The test indicated mild apical ischemia and normal left ventricle systolic
function.38 Such findings do not support allegations of disabling pain and symptoms.
The record reveals that Huddleston has failed to comply with recommended treatment on
multiple occasions. This lends further support to the ALJ’s credibility determination.39
Huddleston smokes one to two packs of cigarettes a day,40 and has been advised on multiple
33
Id. at p. 300.
34
Id. at p. 312.
35
Id.
36
Id. at p. 189.
37
Id. at p. 194.
38
Id. at p. 195.
39
See Gulliams v. Barnhart, 393 F.3d 798, 803 (8th Cir. 2005) (“A failure to follow a
recommended course of treatment also weighs against a claimant’s credibility.”); Stout v.
Shalala, 988 F.2d 853, 855 (8th Cir. 1993) (“If an impairment can be controlled by treatment or
medication, it cannot be considered disabling.”)
40
SSA record at p. 192.
6
occasions to quit smoking.41 Huddleston stated that he is not interested in quitting smoking.42
Following the stroke, Huddleston’s treating physician recommended an MRI, referral to a
specialist and that Huddleston begin taking Plavix.43 Huddleston refused all three.44 There are
also a number of notations in the progress notes indicating that Huddleston was not taking his
medication.45
Additionally, Huddleston stated during the hearing that he thinks he could perform a job
requiring him to stand and/or walk six hours a day, 5 days a week.46 This is inconsistent with his
allegations of disabling symptoms, and weighs against his credibility.
A reasonable mind would accept this evidence as adequate to support the ALJ’s
credibility determination. The credibility determination is supported by substantial evidence.
RFC. Huddleston argues that the RFC is not supported by substantial evidence.
Specifically, Huddleston maintains that the RFC does not take into account the severity of his
stroke and non-exertional limitations. As previously discussed, Huddleston’s activities of daily
living and medical records support the ALJ’s credibility determination, and therefore provide
support for the RFC. The opinions of state physicians also support the RFC determination. The
RFC determination is supported by substantial evidence.
41
Id. at pp. 190, 193, 299, 302, 305, 308 & 312.
42
Id. at pp. 192, 299, 302, 305, 308 & 312.
43
Id. at p. 304.
44
Id.
45
Id. at pp. 299 & 302.
46
Id. at p. 32.
7
In November 2011, a state physician completed a Physical Residual Functional Capacity
Assessment.47 The physician did not assess any non-exertional limitations.48 He concluded that
Huddleston was capable of medium work.49 This assessment was affirmed by a second state
physician.50 Although the assessment was completed prior to Huddleston’s stroke, medical
records from the time period following the stroke support the assessment.51 The two progress
notes following the stroke indicate that Huddleston was in no acute distress and was pleasant.52
The notes do not discuss any further complications or symptoms associated with the stroke.
A reasonable mind would accept this evidence as adequate to support the ALJ’s RFC.
The RFC is supported by substantial evidence.
Hypothetical. Huddleston maintains that the ALJ’s denial of his disability benefits is not
supported by substantial evidence because the ALJ failed to include multiple alleged limitations
- chronic pain, numbness and tingling of the extremities, dizziness, weakness in the right leg and
arm - in the hypothetical presented to the VE. This argument is unpersuasive. The ALJ implicitly
rejected these alleged limitations by excluding them from the hypothetical. Therefore,
Huddleston’s argument turns on credibility, and, as established above, the ALJ’s credibility
determination is supported by substantial evidence.
47
Id. at p. 279.
48
Id. at pp. 281-283.
49
Id. at p. 286.
50
Id. at p. 296.
51
Id. at pp. 299 & 312.
52
Id. at pp. 300 & 313.
8
Conclusion. Substantial evidence supports the ALJ’s decision. The ALJ made no legal
error. For these reasons, the court DENIES Huddleston’s request for relief (docket entry # 2) and
AFFIRMS the Commissioner’s decision.
It is so ordered this 19th day of December, 2014.
____________________________________
UNITED STATES MAGISTRATE JUDGE
9
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