Crump v. Social Security Administration
Filing
18
OPINION finding that the ALJ's decision is supported by substantial evidence and there has been no allegation of legal error; therefore, this case must be dismissed with prejudice. Signed by Magistrate Judge Jerry W. Cavaneau on 6/5/13. (vjt)
IN THE UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF ARKANSAS
PINE BLUFF DIVISION
SARAETTE CRUMP
Vs.
PLAINTIFF
5:12-cv-00233 JWC
SOCIAL SECURITY ADMINISTRATION
DEFENDANT
OPINION
Plaintiff, Saraette Marie Crump, seeks judicial review of the denial of her
claims for a period of disability and disability insurance benefits and for
supplemental security income benefits. 1 Judicial review of the Commissioner's
denial of benefits examines whether the decision is based on legal error and
whether the findings of fact are supported by substantial evidence in the record as a
whole. Wiese v. Astrue, 552 F.3d 728, 730 (8th Cir. 2009); see 42 U.S.C. §§
405(g), 1383(c)(3). Substantial evidence is "less than a preponderance but is
enough that a reasonable mind would find it adequate to support the conclusion."
Wiese, 552 F.3d at 730. In its review, the Court must consider evidence supporting
the Commissioner's decision as well as evidence detracting from it. Id. That the
Court would have reached a different conclusion is not a sufficient basis for
1
The parties have consented to the jurisdiction of the magistrate judge.
(doc.16)
reversal; rather, if it is possible to draw two inconsistent conclusions from the
evidence and one of these conclusions represents the Commissioner's findings, the
denial of benefits must be affirmed. Id.
An Administrative Law Judge (ALJ) held a hearing on October 5, 2010, and
rendered an unfavorable opinion on November 9, 2010, which has become the final
opinion of the Commissioner.
Plaintiff was 29 years old at the time of the hearing. She has a high school
education and past relevant work as a receptionist, stocker, cashier and assembly
line worker. In 1995, she underwent amputation of her right leg above the knee,
due to sarcoma. In 1996 doctors removed part of the upper left lobe of her lung
due to a cancer lesion that was apparently secondary to the sarcoma. However, a
PET scan in May 2009 revealed no evidence of any metastatic lesion, so she
apparently has remained cancer free. Ms. Crump continued to work despite her
health problems until June 2009, when she broke the toes on her left foot. She
received treatment and was cleared to return to work, “full active duty with no
restriction” on October 11, 2009. 2 She has not returned to work, and alleges
disability with an onset date of June 4, 2009, due to back and hip pain secondary to
her amputation and problems with her prosthesis, shortness of breath on exertion
and depression.
2
Tr. 295.
The ALJ found Plaintiff “not disabled” at step four of the required five step
analysis, finding that Plaintiff had the Residual Functional Capacity (RFC) to
perform her past relevant work as a receptionist. Plaintiff argues that the ALJ’s
hypothetical to the VE did not encompass all relevant impairments and that the
RFC findings are unsupported by substantial evidence because the ALJ did not
properly weigh and account for the medical experts’ opinions regarding her mental
health (depression), lung problems, and physical limitations secondary to her
amputation and prosthesis (back and hip problems and pain).
Depression
The ALJ found Ms. Crump’s depression “not severe” under applicable
provisions. Plaintiff argues that the ALJ improperly discounted the information
and opinion stated by Dr. Shalil Malik, M.D. and other health care providers with
Southeast Arkansas Behavioral Healthcare Systems, Inc., 3 and that he substituted
his lay judgment in making that determination.
The ALJ rather extensively discussed Plaintiff’s depression, acknowledging
that Plaintiff had received treatment and specifically acknowledging the findings of
Dr. Malik, the treating psychologist. He discussed each of the four broad
functional areas for evaluating mental disorders and gave substantial reasons for
discounting any opinion that her depression would significantly interfere with her
3
See Exhibits 14F and 15F.
ability to work. The ALJ discussed Plaintiff’s daily activities, which were
inconsistent with severe depression. He pointed out that her depression was related
to situational stressors, such as financial disability and that the psychiatrist had
noted that Plaintiff had no deficits in memory, concentration, orientation, impulse
control, reasoning, insight and judgment and had never identified adaptive
functioning deficits. She had never had episodes of decompensation. The record
also demonstrates that while the depression was secondary to her physical health
problems which had occurred years earlier, she continued to work until she broke
her toes. She did report that she had been depressed since the seventh grade. She
also stated in the administrative hearing that she thought she could return to work
if she was able to alternate between sitting and standing. There is ample evidence
of record to support the ALJ’s finding that Plaintiff’s depression no more than
minimally interferes with her ability to work.
Pulmonary Function
Plaintiff did have a portion of her left lung removed in 1999 due to cancer.
Thankfully, there is no evidence of recurrence. She complains of shortness of
breath on exertion, saying she is unable to walk any substantial distance or do too
much. A pulmonary function test performed in October 2009 revealed a “moderate
obstructive lung deficit.”4 Nevertheless, the ALJ’s determination that this no more
4
See Exhibit 6F.
than minimally affects her ability to work is supported by substantial evidence. No
doctor has stated that the condition is severe enough to require treatment. Dr. Brett
Butler, an examining physician detected normal breath sounds and noted that
Plaintiff complained of shortness of breath, but he did not include pulmonary
problems in his diagnosis. 5 Nor did Dr. James S. Cash, Plaintiff’s primary care
physician. He did note shortness of breath, but this was apparently based solely on
Plaintiff’s subjective complaints. His examinations in January, May and August
2010 showed Plaintiff’s lungs to be clear.
A chest X-Ray Dr. Cash ordered in August of that year showed no acute
process. The radiologist compared this X-Ray with a chest radiograph done in July
2007 and made the following findings:
. . . There is no new or acute lung density. Old stable linear densities
noted in the left upper lung consistent with fibrotic scarring. There is
no pneumothorax or pleural effusion. . . .6
The importance of this finding is that it shows there was no acute
deterioration in lung function which rendered her unable to work as of June 4,
2009, her alleged onset date. There is clear medical evidence that the condition
was substantially the same at least as early as July 2007, yet Plaintiff continued to
work at a production line job more physically strenuous than that of a receptionist
5
Exhibit 3F.
6
Tr. 266.
until she left because of broken toes.
Also of importance is Ms. Crump’s candid testimony at the hearing in
response to the ALJ’s question whether she could go back to work as a
receptionist. She stated that she could “--as long as I can get up and move around
some.” 7 She also said her lung condition did not cause problems if she’s “not
doing too much.” 8 Evidence in the record supports the finding that her lung
condition would not preclude her past relevant work as a receptionist.
Back and Hip Problems
The ALJ found that Ms. Crump had the RFC to perform sedentary work with
a sit/stand option. Among other requirements, the sedentary work definition
includes the ability to sit for up to six hours in an eight hour workday and to stand
and/or walk up to two hours during an eight hour workday. Whether the alleged
pain and movement limitations arising from her back and hip problems would
prevent her from being able to sit and stand for these periods of time and to hold a
receptionist’s job is the core issue in this case.
Plaintiff suffered an above-knee amputation at an early age. She has had
demonstrated problems with her prosthesis and complains of pain and limitations
in her ability to sit and stand or walk. She testified that she was experiencing
7
Tr. 52.
8
Id.
increasing difficulties with pain, movement and balance in her job at Kohler before
she stopped working due to the toe injury she suffered off the job.
Examining physician Dr. Brett Butler, found Plaintiff had “significant
disability” in that she “cannot adequately walk and stand for extended periods,”
and characterized this inability as “severe.” The inability to walk and stand for
extended periods would not necessarily preclude sedentary work. He did not state
an opinion as to how many hours she could sit or stand/walk during an eight hour
workday. 9
Dr. James Steven Cash, M.D., a treating physician, found Plaintiff’s pain or
other symptoms severe enough to “frequently” interfere with attention and
concentration needed to perform even simple work tasks. Dr. Cash reported that
she sit only fifteen minutes before needing to get up and stand only fifteen minutes
before needing to sit down. He said that she could sit or stand/walk less than two
hours in an eight hour workday, and would need to walk around every fifteen
minutes for five minutes. He further found that she would need unscheduled
breaks during an eight hour day, that she would need an assistive device while
walking and that her leg would need to be elevated while she was sitting. 10
The ALJ gave little weight to these opinions, citing their inconsistency with
9
Exhibit 3F.
10
Exhibit 16F.
Plaintiff’s hearing testimony, her daily activities and the objective medical
evidence. He pointed out that the doctors did not cite to medical tests or diagnostic
data, and that Ms. Crump was able to work for an extended period after her
amputation and lung surgery.
The more relevant report is that of Dr. Cash. He found significant
restrictions which would preclude employment. However, an ALJ may discount
the opinions of even treating physicians if he gives good reasons to do so. "
Brown v. Astrue, 611 F.3d 941, 951 (8th Cir. 2010) The ALJ gave adequate
reasons for discounting his opinion. Plaintiff reported rather extensive daily
activities. The record shows that following her amputation and lung surgery, she
worked at jobs more strenuous than that of a receptionist for several years and left
employment because of a separate injury (from which she fully recovered). She
candidly stated in her testimony at the hearing that she thought she could perform
as a receptionist as long as she could get up and move around. Dr. Cash’s report
seems to be based solely on her subjective complaints and, in fact, the record is
devoid of any objective findings supporting the level of impairment he found. XRays of both hips in October 2009 were negative, and comparison with films taken
September 7, 2006, showed no changes. Lumbar views taken the same date were
negative except for “very mild dextroscoliosis.” (later determined to be the result
of positioning, not really scoliosis). 11 Additional X-Rays taken in January and
August 2010 were also negative. 12 None of the X-Rays showed arthritis,
deterioration, disc problems, or other problems. Based on the entire record, the
ALJ’s discounting of Dr. Cash’s opinion was justified and his finding as to
Plaintiff’s ability to sit and stand is supported by the overall record. It follows that
his hypothetical question to the Vocational Expert at the hearing properly included
all relevant impairments.
Conclusion
The Court finds that the ALJ’s decision is supported by substantial evidence
and there has been no allegation of legal error. Therefore, this case must be
dismissed with prejudice.
IT IS SO ORDERED this 5th day of June, 2013.
___________________________________
UNITED STATES MAGISTRATE JUDGE
11
Exhibit 5F.
12
Exhibit 13F, Tr. 265-267.
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