Edwards v. Social Security Administration Commissioner
Filing
14
MEMORANDUM OPINION. Signed by Honorable Mark E. Ford on November 13, 2015. (rg)
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
HARRISON DIVISION
STEPHANIE LYN EDWARDS
v.
PLAINTIFF
Civil No. 3:14-cv-3112-MEF
CAROLYN W. COLVIN, Commissioner
Social Security Administration
DEFENDANT
MEMORANDUM OPINION
Plaintiff, Stephanie Edwards, brings this action under 42 U.S.C. § 405(g), seeking
judicial review of a decision of the Commissioner of Social Security Administration
(Commissioner) denying her claim for a period of disability, disability insurance benefits
(“DIB”), and supplemental security income (“SSI”) under Titles II and XVI of the Social
Security Act (hereinafter “the Act”), 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). In this
judicial review, the court must determine whether there is substantial evidence in the
administrative record to support the Commissioner’s decision. See 42 U.S.C. § 405(g).
I.
Procedural Background:
Plaintiff filed her applications for DIB and SSI on July 5, 2011, alleging a disability
onset date of December 22, 2009, due to anxiety, depression, seizures, fibromyalgia,
osteoarthritis, and chronic pain. Tr. 197, 230, 281, 301. The Commissioner denied her
applications initially and on reconsideration. Tr. 88-91. An Administrative Law Judge
(“ALJ”) held an administrative hearing on May 2, 2013. Tr. 39-87. Plaintiff was present and
represented by counsel. On May 8, 2013, the Plaintiff voluntarily amended her onset date to
May 25, 2010. Tr. 13.
At the time of the hearing, she was 30 years old with a general equivalency diploma
and an Associate’s Degree in Business. Tr. 28, 49, 194. She had past relevant work (”PRW”)
experience as an office manager, server, fast food worker, and film operator. Tr. 28, 78-79,
231, 252-259.
On July 23, 2013, the ALJ found the Plaintiff’s asthma, chronic obstructive pulmonary
disease (“COPD”), history of pseudoseizures, fibromyalgia, history of irritable bowel
syndrome (“IBS”), history of hyperextended joint disease, migraine headaches, history of
cervical cancer, radiation cystitis, history of histoplasmosis/Lyme disease, depression, and
bipolar disorder to be severe, but concluded they did not meet or medically equal one of the
listed impairments in Appendix 1, Subpart P, Regulation No. 4. Tr. 16-18. After partially
discrediting Plaintiff’s subjective complaints, the ALJ determined the Plaintiff retained the
residual functional capacity (“RFC”) to perform sedentary work
with the option to alternate between sitting and standing every 30 minutes. She
should avoid climbing ladders/ropes/scaffolds and exposure to hazards and
vibrations. She can occasionally climb ramps/stairs, stoop, kneel, crouch and
crawl. She should avoid concentrated exposure to dust, odors, gases, and
fumes. She is limited to simple instructions, simple routine tasks, with
occasional contact with supervisors, co-workers and the general public.
Tr. 19. With the assistance of a vocational expert, the ALJ found the Plaintiff capable of
performing work as a small parts mounter and bonder. Tr. 29.
The Appeals Council denied the Plaintiff’s request for review on September 30, 2014.
Tr. 1-7. Subsequently, Plaintiff filed this action. ECF No. 1. This case is before the
undersigned by consent of the parties. Both parties have filed appeal briefs, and the case is
now ready for decision. ECF Nos. 9, 10.
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II.
Applicable Law:
This court’s role is to determine whether substantial evidence supports the
Commissioner’s findings. Vossen v. Astrue, 612 F.3d 1011, 1015 (8th Cir. 2010). Substantial
evidence is less than a preponderance but it is enough that a reasonable mind would find it
adequate to support the Commissioner’s decision. Teague v. Astrue, 638 F.3d 611, 614 (8th
Cir. 2011). We must affirm the ALJ’s decision if the record contains substantial evidence to
support it. Blackburn v. Colvin, 761 F.3d 853, 858 (8th Cir. 2014). As long as there is
substantial evidence in the record that supports the Commissioner’s decision, the court may
not reverse it simply because substantial evidence exists in the record that would have
supported a contrary outcome, or because the court would have decided the case differently.
Miller v. Colvin, 784 F.3d 472, 477 (8th Cir. 2015). In other words, if after reviewing the
record it is possible to draw two inconsistent positions from the evidence and one of those
positions represents the findings of the ALJ, we must affirm the ALJ’s decision. Id.
A claimant for Social Security disability benefits has the burden of proving his
disability by establishing a physical or mental disability that has lasted at least one year and
that prevents him from engaging in any substantial gainful activity. Pearsall v. Massanari,
274 F.3d 1211, 1217 (8th Cir. 2001); see also 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The
Act defines “physical or mental impairment” as “an impairment that results from anatomical,
physiological, or psychological abnormalities which are demonstrable by medically acceptable
clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A Plaintiff
must show that his or her disability, not simply their impairment, has lasted for at least twelve
consecutive months.
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The Commissioner’s regulations require her to apply a five-step sequential evaluation
process to each claim for disability benefits: (1) whether the claimant has engaged in
substantial gainful activity since filing his or her claim; (2) whether the claimant has a severe
physical and/or mental impairment or combination of impairments; (3) whether the
impairment(s) meet or equal an impairment in the listings; (4) whether the impairment(s)
prevent the claimant from doing past relevant work; and, (5) whether the claimant is able to
perform other work in the national economy given his or her age, education, and experience.
See 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). Only if he reaches the final stage does the
fact finder consider the Plaintiff’s age, education, and work experience in light of his or her
residual functional capacity. See McCoy v. Schweiker, 683 F.2d 1138, 1141-42 (8th Cir. 1982);
20 C.F.R. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v).
III.
Discussion:
On appeal, the Plaintiff raises two issues: 1) whether substantial evidence supports the
ALJ’s RFC determination, and 2) whether the ALJ assigned the proper weight to the Plaintiff’s
treating physician. The Court has reviewed the entire transcript. The complete set of facts and
arguments are presented in the parties’ briefs and the ALJ’s opinion, and are repeated here only
to the extent necessary.
A.
RFC Determination:
In her first argument, the Plaintiff contends that the ALJ’s RFC determination is flawed
because it does not account for all of her work-related limitations. RFC is the most a person
can do despite that person’s limitations. 20 C.F.R. '' 404.1545, 416.945. A disability
claimant has the burden of establishing his or her RFC. Vossen v. Astrue, 612 F. 3d 1011, 1016
(8th Cir. 2010). “The ALJ determines a claimant’s RFC based on all relevant evidence in the
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record, including medical records, observations of treating physicians and others, and the
claimant=s own descriptions of his or her limitations.” Jones v. Astrue, 619 F.3d 963, 971 (8th
Cir. 2010); Davidson v. Astrue, 578 F.3d 838, 844 (8th Cir. 2009). Limitations resulting from
symptoms such as pain are also factored into the assessment. 20 C.F.R. '' 404.1545(a)(3),
416.945(a)(3). The United States Court of Appeals for the Eighth Circuit has held that a
“claimant’s residual functional capacity is a medical question.” Miller v. Colvin, 784 F.3d 472,
479 (8th Cir. 2015) (citing Lauer v. Apfel, 245 F.3d 700, 704 (8th Cir. 2001). Therefore, an
ALJ=s determination concerning a claimant’s RFC must be supported by medical evidence that
addresses the claimant’s ability to function in the workplace. Perks v. Astrue, 687 F.3d 1086,
1092 (8th Cir. 2012).
The transcript in this case is over 2,000 pages in length and comprised of over 1,700
pages of medical evidence. Evidence predating the Plaintiff’s date of onset reveals treatment
for a variety of ailments, including vomiting and diarrhea, abdominal pain, fibromyalgia,
anxiety, depression, migraine headaches, and possible seizure activity.
Tr. 343, 346, 368,
409. In 2004, doctors also diagnosed her with bipolar disorder with psychotic features and
personality disorder. Tr. 456, 563, 577. Doctors prescribed Effexor, Trazodone, and Tramadol
to treat her impairments.
In April 2010, Dr. Randall Hightower diagnosed the Plaintiff with adenosquamous
carcinoma of the cervix. Tr. 779-781, 861-863, 1200, 1238-1240, 1976. After discussion of
her treatment options, the Plaintiff elected to undergo a radical hysterectomy. CT scans of her
abdomen and chest completed in preparation for surgery revealed no evidence of metastatic
disease within the abdomen or pelvis, but showed a subpleural non-calcified node within the
medial right lower lobe of her lung. Tr. 803-804, 887-889, 924-926, 1210, 1252-1253, 13265
1327, 1585-1587, 1961. A biopsy proved the nodule benign, consisting of epithelial cells,
narcotic debris, and rare giant cells. Tr. 796, 798, 800, 1243-1249. However, the biopsy
caused a pneumothorax and necessitated an overnight hospitalization and the temporary
placement of a chest tube. Tr. 795, 798, 1121-1132, 1242, 1245-1247, 1313-1314.
In June 2010, the Plaintiff began treatment with Dr. John Kendrick for anxiety,
depression, and pelvic pain. Tr. 773-778, 916-921, 1588-1593, 1961. He prescribed Effexor,
Trazadone, and Tramadol. He later changed the Tramadol to Hydrocodone and had the
Plaintiff sign a pain medication contract, agreeing to take the medication only as prescribed.
Tr. 887-889, 924-926, 1585-1587.
In mid-July 2010, the Plaintiff was treated in the emergency room for mental status
changes and weakness. Tr. 1105-1115, 1207, 1301-1312. She complained of nausea and
weakness over the preceding three days. On the day of her visit, the Plaintiff had presented
for lab work. Upon presentation, she became sweaty, went into the restroom and vomited, and
“then went down to the floor.” The Plaintiff denied any loss of consciousness, rather referring
to this episode as a seizure. She reported experiencing seizures, headaches, and nausea since
grade school. A neurologist had prescribed Topamax for these episodes, but she had been
unable to afford it. The Plaintiff was now receiving Medicaid benefits and was financially able
to obtain her prescriptions. The doctor prescribed Topamax for migraines and seizures and
Metoprolol for what he termed neurovasogenic syncope. He also noted that she tested positive
for opiates, propoxyphene, and cannabis.
On August 16, 2010, the Plaintiff underwent a hysterectomy. Tr. 871-877, 1059-1101,
1283-1296, 1329-1332. She was released home three days later with instructions to consult
with oncologists, Drs. Arnold Smith and Eric Schaefer regarding radiation and concurrent
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chemotherapy. Between September and November 2010, the Plaintiff received radiation
treatments five days per week for six weeks concurrent with weekly chemotherapy for five
weeks. Tr. 868-870, 933-935, 983-993, 996, 999-1030, 1342-1348, 1363-1362, 1366-1387,
1389-1400, 1415-1424, 1443-1444, 1574-1576. Treatment caused a great deal of nausea,
vomiting, and abdominal pain. She required IV fluids at least three times per week and had
problems with her veins blowing causing possible extravasation of her chemotherapy.
Accordingly, in early October, Dr. Jeffrey Bell placed a port into her left internal jugular vein.
Tr. 835-836, 839, 1053-1058, 1276-1282. The port was removed in January 2011, following
completion of her cancer treatment. Tr. 837-838.
On December 1, 2010, neurologist Dr. Jhablall Balmakund evaluated the Plaintiff for
reported seizure activity. Tr. 809-812. Her last reported seizure was October 10. The Plaintiff
indicated that her symptoms included a metallic taste, blurred vision, occasional “zig zag” at
the periphery, nausea, vomiting, feeling as though she were not quite “there,” headaches,
frontal lobe stabbing/pounding, and photo and phonophobia. She stated that her seizures could
last from a few hours to a day, with extreme fatigue following each spell. Dr. Balmakund
noted normal physical, mental and neurological exams. He diagnosed chronic pain syndrome
versus primary generalized seizures and migraine headaches. Aside from the metallic taste,
Dr. Balmakund found it difficult to discern whether she was experiencing true seizures or just
significant migraines.
However, he thought it odd that her “seizures” were reportedly
controlled by such a small dosage of Topamax. Accordingly, he advised her to continue the
Topamax and asked for copies of her previous MRI and EEG results.
On December 22, 2010, infectious disease specialist, Dr. Stephen Hennigan, evaluated
the nodule in the Plaintiff’s lung. Tr. 815-816, 819-80. He determined it to be histoplasmosis,
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with repeated CT scans showing complete stability. On examination, her lungs were clear and
there was no evidence of wheezing, rubbing, or crackles. Dr. Hennigan concluded she required
no further evaluation or work-up. Repeat CT scans conducted throughout the relevant time
period consistently revealed a stable nodule with no additional nodule formation.
Between December 2010, and September 2013, the Plaintiff sought treatment for
chronic pain syndrome, fibromyalgia, and migraine headaches from her treating physician, Dr.
Kendrick. He prescribed Hydrocodone, Topamax, and Flexeril. Tr. 786-782, 805-807, 840854, 936-975, 1035, 1511-1573, 1685-1725, 1780-1782, 1866-1903, 1910-1929, 1944-1948,
2013-2027.
The Plaintiff reported lower back, right hip, bilateral knee, and leg pain;
fibromyalgia; depression; and, recurrent urinary tract infections. She rated her pain anywhere
from a 5 on a 10-point scale to a 10, but routinely voiced satisfaction with her treatment
regimen and indicated she was able to perform her activities of daily living with minimal
interruption. Although physical exams occasionally revealed pain in her right hip joint and
lumbar spine, suprapubic tenderness, tenderness in her coccyx, or trochanteric tenderness, Dr.
Kendrick typically noted no abnormalities.
Moreover, the Plaintiff persistently denied
experiencing neurological symptoms such as seizures.
In March 2011, the Plaintiff began seeing Dr. Hightower every three months for followup PAP smears to monitor her for cancer recurrence. Tr. 1035-1036, 1189, 1191-1192, 11951196, 1432-1433, 1617-1629, 1631, 1949-1957, 1959-1960, 1979. Through January 2012,
these PAP smears consistently revealed atypical squamous cells of undetermined significance.
However, no additional treatment was required.
On April 11, 2011, the Plaintiff consulted with rheumatologist, Dr. Tamer Alsebai
regarding her arthritis. Tr. 1144-1149, 1154-1159. Records reveal he had treated her prior to
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the relevant time period, diagnosing her with fibromyalgia in 2005. The Plaintiff reported pain
in her right hip and back, which she rated as a 6 on a 10-point scale; some morning and evening
stiffness; and, dyspareunia. Her pain was aggravated by activity, movement, and weight
bearing and relieved by medication and the application of heat to the affected area. Fatigue,
sleep disturbance, and swelling in the affected joints were also a problem. Dr. Alsebai noted
15 out of the 18 possible fibromyalgia tender points with tenderness in the trochanteric bursa.
He diagnosed her with fibromyalgia, hypermobility joint syndrome, and trochanteric bursitis.
Dr. Alsebai advised her to restart Flexeril and Gabapentin, gave her samples of Lidoderm
patches to wear on an as needed basis, and indicated that he would consider steroid injections
into the trochanteric bursa. He also recommended that she consult her radiation oncologist for
treatment of her dyspareunia, and stressed the importance of stress management and exercise
in the treatment of fibromyalgia.
On April 19, 2011, the Plaintiff returned to Dr. Schaefer for a follow-up exam. Tr.
1040-1044, 1450-1454. She complained of recurrent UTIs; fibromyalgia; abnormal PAP
smears status post surgery, radiation, and chemotherapy for cervical cancer; dizziness; and,
headaches. The Plaintiff also reported some depression associated with marital conflict and a
very controlling spouse. Dr. Schaefer referred her to HOPE for medication assistance and
counseling.
In early May 2011, the Plaintiff began reporting some urinary incontinence in addition
to her recurrent UTIs. Tr. 957-960, 1548-1551, 1722-1725. A physical exam revealed
suprapubic tenderness, resulting in diagnoses of chronic pain syndrome, cervical cancer status
post treatment, fibromyalgia, migraine headaches, and frequent UTIs. Dr. Kendrick advised
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her to consult with Dr. Hightower, who in turn referred her to urologist, Dr. Jeffrey Sekula, for
the treatment of possible radiation induced cystitis. Tr. 1194, 1958.
On May 26, 2011, Dr. Sekula evaluated the Plaintiff, noting her history. Tr. 892-895,
1172-1175. She complained of dysuria and urinary frequency. Records indicate that the
Plaintiff had initially developed lower urinary tract symptoms following radiation to her pelvis
and said symptoms persisted despite antibiotic therapy. Dr. Sekula diagnosed frequent UTIs,
female pelvic pain, and psychophysiological dysuria.
He prescribed Oxycodone-
Acetaminophen and Topamax for health maintenance and Lorazepam for her UTIs. Dr. Sekula
also ordered a cystourethroscopy and cytology exam for further investigation.
On June 6, 2011, the cystourethroscopy showed minimal prominence of the
submucosal vasculature at the bottom half of the bladder, but no true evidence of cystitis. Tr.
896-897, 1176-1177. A urine analysis was also negative for infection. Accordingly, Dr.
Sekula performed a bladder washing and prescribed rescue treatment once per week for six
weeks as well as Pyridium to treat her discomfort.
On August 10, 2011, Dr. Schaefer increased her Lexapro dosage, noting continued
marital conflict and the impending death of a family member suffering from cancer. Tr. 10451049. The Plaintiff rated her pain as an 8 on a 10-point scale and her fatigue as a 7. She
complained of chronic fatigue and insomnia.
On August 23, 2011, Plaintiff reported that the medications prescribed to treat her
fibromyalgia were primarily helpful at night. Tr. 1143, 1153. However, the pain in her back,
hips, knees, shoulders, and fingers persisted during the daytime hours. Dr. Alsebai diagnosed
her with severe fibromyalgia, noting tenderness in all 18 of the fibromyalgia tender points;
mechanical lower back pain; cervical cancer; and, hypermobility syndrome with a history of
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seizures and osteoarthritis. Dr. Alsebai gave the Plaintiff samples of Lexapro and Celebrex
and advised her to continue the Gabapentin, Flexeril, and Lidoderm patch. He also ordered
lab tests and x-rays of her lumbar spine.
On September 29, 2011, Dr. Karmen Hopkins, a non-examining consultant completed
a physical RFC assessment. Tr. 1820-1827. After reviewing her medical records, Dr. Hopkins
concluded she could perform a full range of light work.
In November 2011, Dr. Schaefer again increased her Lexapro dosage due to her
domestic issues. Tr. 1474-1478. She was separated from her husband and had obtained a
protective order against him due to a history of domestic violence.
On November 9, 2011, Plaintiff underwent a mental status examination with Dr. Mary
Sonntag.
Tr. 1480-1484.
Her chief mental complaints were problems with memory,
concentration, and focus and mood swings. The Plaintiff reported general malaise as well as
panic attacks. She denied a history of ongoing mental health treatment, absent a hospitalization
in 2004 and medications prescribed by her treating doctor, due to a lack of funds and her fear
that the records would be used against her in child custody proceedings. Dr. Sonntag diagnosed
the Plaintiff with depressive disorder and panic disorder without agoraphobia. However, she
noted the Plaintiff maintained the ability to communicate in an adequate and intelligible
manner, cope with the typical mental and cognitive demands of the tasks assigned, maintain
attention and concentration throughout the exam, and complete the tasks within an acceptable
time frame.
On December 2, 2011, Dr. Christal Janssen, a non-examining psychologist, completed
a mental RFC assessment. Tr. 1816-1819. She reviewed the Plaintiff’s medical records and
concluded she would have the following moderate limitations:
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carrying out detailed
instructions, maintaining attention and concentration for extended periods, sustaining an
ordinary routine without special supervision, completing a normal workday and workweek
without interruptions from psychologically based symptoms, performing at a consistent pace
without an unreasonable number and length of rest periods, accepting instructions and
responding appropriately to criticism from supervisors, responding appropriately to changes in
work setting, setting realistic goals; and, making plans independently of others.
On January 18, 2012, the Plaintiff was evaluated by neurologist, Dr. Roger Oghlakian
for management of her alleged seizure disorder. Tr. 1639-1657. She reported experiencing
seizures since the age of eight, the first of which occurred at school. The Plaintiff alleged
weekly seizures, stating she had never been seizure-free. She acknowledged having tried
Dilantin, Keppra, Depakote, and Trileptal to no avail. In 2002, she was prescribed Topamax.
Following a normal exam, Dr. Oghlakian concluded that her seizures were mostly dialeptic,
wherein she would stare blankly. Both an MRI of her brain and an EEG were essentially
normal, revealing no epileptiform activity or abnormal areas of enhancing mass, signs of blood,
or iron deposits. Tr. 1739-1740. Accordingly, Dr. Oghlakian suspected her episodes were
non-epileptic in nature and related to her significant history of personal psychiatric
hospitalization for severe depression, anxiety, and physical abuse.
On follow-up exam with Dr. Oghlakian on February 22, 2012, the Plaintiff complained
of headaches for the previous two weeks and increased seizure activity. Tr. 1658-1671. It was
discovered that her headaches and seizures were linked to sexual activity. Because her sexual
activity had increased, she also reported an increase in her headaches and seizures. The
Plaintiff reported taking three Hydrocodone daily for headaches, fibromyalgia, and back pain.
Suspecting overuse headaches, Dr. Oghlakian discontinued her prescription for Neurontin and
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substituted it with Lyrica. He hoped this would decrease her need for Hydrocodone and
improve what he called daily rebound headaches. Dr. Oghlakian also ordered an overnight
continuous video-EEG. Further, he emphasized that the Plaintiff should not drive until she
had been seizure free for at least six months.
On March 12, 2012, the Plaintiff was admitted for characterization of her seizure-like
episodes triggered by sexual activity. Tr. 1741-1745. She reported experiencing one nighttime
seizure a few days prior and admitted to taking the wrong dose of Topamax. The Plaintiff also
indicated that she had not started the Lyrica, instead continuing to take the Neurontin. At this
time, she also reported a history of sexual abuse at the age of 7 or 8, and physical abuse by her
ex-husband. The Plaintiff was diagnosed with non-epileptic spells, most likely psychogenic
in nature due to her history of sexual and physical abuse and her significant psychiatric history.
She was discharged with a prescription for Topamax, mainly as a migraine prophylaxis, and
Lyrica to treat her fibromyalgia. Follow-up with a psychiatrist and Dr. Oghlakian was strongly
recommended.
On March 20, 2012, Dr. Edualdo Ulloa completed an RFC assessment. Tr. 1828-1833.
After reviewing the Plaintiff’s medical records, he was of the opinion she could perform
sedentary work requiring only occasional climbing of ladders/ropes/scaffolds, stooping,
kneeling, crouching, and crawling and no concentrated exposure to hazards such as machinery
or heights.
On April 23, 2012, the Plaintiff returned to Dr. Oghlakian’s office reporting that
Medicaid would not cover Lyrica. Tr. 1764-1774. Therefore, she had switched back to
Neurontin. She continued to experience spells, mostly nocturnal and in her sleep. The Plaintiff
also reported shaking, slurred speech, and urinary or bowel incontinence during these spells.
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However, her headaches had improved. Dr. Oghlakian again noted that her spells were likely
caused by a post-traumatic disorder resulting from her childhood sexual abuse and other
emotionally traumatizing experiences. He strongly suggested that she see a psychiatrist, noting
there was not much he could do for her.
In May 2012, Dr. Mark Edelstein treated the Plaintiff. Tr. 1788, 1795-1797. Dr.
Edelstein noted that her PAP smear was negative, but a test for human papillomavirus (“HPV”)
was positive. Further, an IV pyelogram with tomography revealed no obvious fistulous
communication between the kidneys, bladder, and ureters. Tr. 1790.
On June 14, 2012, Plaintiff returned to Dr. Schaefer in follow-up. Tr. 1811-1815, 19041909. She continued to report pain in her back and fatigue, rating her pain as a 6 and her
fatigue as a 9. Depression, stress, and insomnia also continued to be problematic for her. She
advised Dr. Schaefer that her last PAP smear had been negative, but she tested positive for
HPV.
Dr. Schaefer noted the Plaintiff could not perform strenuous activity, but was
ambulatory and able to carry out light or sedentary work (e.g., office work, light housework).
After documenting a normal physical exam, stabilization of her lung nodule as evidenced by
CT scans revealing no change, and a negative brain MRI and EEG, he diagnosed her with nonepileptic seizure disorder, likely supratentorial in nature.
In October 2012, the Plaintiff presented in the emergency room with complaints of
painful urination and blood in her urine. Tr. 1840-1850. She reported a long history of cystitis
and indicated that she was experiencing perineal pain, which she rated as a 9. The doctor
diagnosed her with dysuria and referred her to a gynecologist for further assessment of her
UTI/cystitis.
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In December 2012, the Plaintiff was treated in the emergency room for abdominal pain,
nausea, diarrhea, and some right sided chest pain worse with inspiration. Tr. 1852. An EKG,
abdominal x-rays, and blood tests were normal. The Plaintiff was diagnosed with acute
gastroenteritis and pleurisy. She was discharged with a prescription for Zofran.
On January 10, 2013, Dr. Kendrick wrote a letter indicating that the Plaintiff’s biggest
problem was the development of adenosquamous carcinoma of the cervix that had become
metastatic and for which she had undergone radical treatment. Tr. 1875. He stated that she
“gets by month to month requiring large amounts of narcotics.” Further, Dr. Kendrick
indicated that he did consider her disabled.
On April 11, 2013, the Plaintiff returned to the ER with complaints of abdominal pain,
diarrhea, vomiting, and fever. Tr. 1983-1999. An examination revealed abdominal tenderness,
but was otherwise normal. An abdominal CT scan showed a small calcification in the right
lower lobe and a lesion in the liver. Some bladder wall thickening and linear areas of increased
density, as well as increased attenuation in the presacral space were also noted, likely
representative of post radiation changes.
The doctor diagnosed her with cervicitis and
prescribed Doxycycline Hyclate, Valium, Zofran, and Promethazine Hydrochloride.
On April 11, 2013, Dr. Kendrick composed a second letter. Tr. 1931. He indicated
that she had not undergone a curative procedure for the carcinoma of the cervix. Dr. Kendrick
also stated that she was being treated for arthritis and fibromyalgia, as well as multiple other
medical issues. Again, in his opinion, she was disabled.
On May 3, 2013, Dr. Kendrick completed a physical RFC assessment. Tr. 1932-1935.
He had been treating the Plaintiff since June 2010 for metastatic adenosquamous cell
carcinoma, fibromyalgia, osteoarthritis, migraines, seizures, depression, and anxiety. He
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assessed her prognosis as fair, and listed her symptoms to include chronic pain, depression,
anxiety, muscle spasms, insomnia, headaches, weakness, and fatigue. Dr. Kendrick concluded
she could sit for 30 minutes at a time for a total of 2 hours per 8-hour workday, stand for 15
minutes for less than 2 hours per 8-hour day, would need a job where she could alternate
between siting and standing at will with periods of walking every 45 minutes for 1 minute, and
would need 3-4 unscheduled breaks per day for 5 to 10 minutes. Further, he opined that she
could perform sedentary work with occasional twisting and stooping, was incapable of even a
low stress job due to her panic attacks and depression, would miss more than 4 days of work
per month, and must avoid exposure to extreme temperatures and dust.
On May 6, 2013, a CT scan of her pelvis and abdomen revealed deep pelvic fat
stranding and concentric thickening of the rectum suggesting radiation proctitis (inflammation
of the lining of the rectum) and a decompressed urinary bladder. Tr. 2001-2003, 2009-2010.
Radiation cystitis could not be excluded.
On May 9, 2013, a colonoscopy with bowel biopsy revealed only radiation changes and
inflammation, but no histopathologic abnormality. Tr. 2008, 2031. Further, a barium enema
was unremarkable showing no evidence of high-grade stricture, mucosal irregularity, or fistula.
In June 2013, Dr. Kendrick diagnosed the Plaintiff with swollen external hemorrhoids
causing rectal bleeding and prescribed Proctofoam HC Cream and Sitz baths. Tr. 2017-2027.
Then, in September 2013, he referred her for a gastrointestinal exam due to continued rectal
bleeding. Tr. 2013-2015.
The ALJ concluded that the Plaintiff could perform sedentary work with the option to
alternate between sitting and standing every 30 minutes and requiring no climbing of
ladders/ropes/scaffolds or exposure to hazards and vibrations; occasional climbing of
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ramps/stairs, stooping, kneeling, crouching, and crawling; no concentrated exposure to dust,
odors, gases, or fumes; and, simple instructions, simple routine tasks, and occasional contact
with supervisors, co-workers, and the general public.
The Plaintiff contends that her
impairments necessitate a sit/stand at will option and would require her to miss two to four
days of work per month. After reviewing the record, we find that her condition does necessitate
a sit/stand option, as found by the ALJ. However, we do not find evidence to support a finding
that she would miss two to four days of work per month. Contrary to the Plaintiff’s argument,
the record shows no metastasis of her cervical cancer. Although she has had abnormal PAP
smear results since undergoing cancer treatment, repeat CT scans have shown no abdominal
or pelvic metastasis. Dr. Schaefer even found her capable of performing light or sedentary
work, providing substantial support for the ALJ’s decision.
A biopsy of the nodule in her lung indicated that it was benign and consistent with
histoplasmosis.
Although the biopsy resulted in a pneumothorax and necessitated the
temporary placement of a chest tube to allow the lung to reinflate, repeat CT scans proved the
nodule stable with no development of additional nodules. Further, infectious disease specialist,
Dr. Hennigan, concluded she was doing well and required no additional treatment or work-up
for this impairment. While records also reveal that she suffered from COPD and asthma, these
impairments did not require extensive treatment during the relevant time period. As such, the
record supports the ALJ’s determination that she should avoid concentrated exposure to dust,
odors, gases, and fumes.
The Plaintiff was also diagnosed with and treated for chronic pain syndrome,
fibromyalgia, right hip and leg pain, osteoarthritis, migraine headaches, and psychogenic
seizures. Aside from the two treatment notes of Dr. Alsebai documenting fibromyalgia trigger
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points, the Plaintiff’s follow-up visits yielded minimal physical findings.
See Forte v.
Barnhart, 377 F.3d 892, 895 (8th Cir. 2004) (holding that lack of objective medical evidence
is a factor an ALJ may consider). She consistently reported satisfaction with her conservative
treatment regimen, acknowledged an average pain level of 5 to 6 on a 10-point scale, and
repeatedly admitted the ability to perform her activities of daily living. See Smith v. Shalala,
987 F.2d 1371, 1374 (8th Cir. 1993) (holding that treating physician’s conservative treatment
was inconsistent with plaintiff=s allegations of disabling pain).
As for her alleged migraine headaches and seizures, we note that these “spells” were
found to be nonepileptic and psychogenic in nature. And, she required minimal treatment for
these alleged spells during the relevant time period. She also admitted that sexual activity
triggered her spells, with them most frequently occurring while she slept. As such, aside from
the seizure precautions included by the ALJ in the RFC assessment (hazard and height
restrictions), the record does not support the imposition of any additional work-related
limitations.
There is also some evidence to suggest that the Plaintiff’s radiation treatment for
cervical cancer resulted in abdominal pain, recurrent UTI’s, cystitis, and proctitis. Although
she did report some nocturnal urinary incontinence as well as urinary frequency and urgency,
the record does not indicate that any of these impairments were severe enough to impose
additional limitations on her ability to perform work-related activities.
Further, we find the Plaintiff’s depression and anxiety to be fully accounted for in the
ALJ’s RFC determination. Although she does appear to have had some inpatient treatment for
her mental impairments prior to the relevant time period, her treatment for these impairments
during the relevant time period consisted of only prescription medication. Interestingly, Dr.
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Kendrick consistently noted essentially normal psychiatric examinations. In addition, Dr.
Sonntag diagnosed the Plaintiff with mild to moderate major depression and anxiety without
agoraphobia. She also found her capable of communicating and interacting in a socially
adequate and effective manner and completing tasks within an acceptable timeframe. Further,
the Plaintiff had no difficulty coping with the typical mental and cognitive demands of the
tasks given to her during the evaluation and no difficulty with attention, concentration, or
persistence. Non-examining consultants Drs. Janssen and Bowles assessed her with some
moderate mental limitations, but found her capable of performing unskilled work involving
simple instructions and interpersonal contact that is incidental to the work performed.
Accordingly, the undersigned finds that the ALJ’s RFC determination is supported by
substantial evidence.
B.
Weight Afforded Treating Sources:
The Plaintiff also takes issue with the ALJ’s treatment of Dr. Kendrick’s RFC
assessment. Under the social security regulations, the commissioner will generally give a
treating physician’s “opinion on the issue(s) of the nature and severity of [a claimant’s]
impairment(s)” “controlling weight” when it “is well-supported by medically acceptable
clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial
evidence in [the] case record.” 20 C.F.R. ' 416.927(d)(2)3; see also Goff v. Barnhart, 421
F.3d 785, 790 (8th Cir. 2005). However, such weight is neither inherent nor automatic and
does not “obviate the need to evaluate the record as whole.” Hacker v. Barnhart, 459 F.3d
934, 937 (8th Cir. 2006); Hogan v. Apfel, 239 F.3d 958, 961 (8th Cir. 2001). The commissioner
“‘may discount or even disregard the opinion of a treating physician where other medical
assessments are supported by better or more thorough medical evidence, or where a treating
19
physician renders inconsistent opinions that undermine the credibility of such opinions.’”
Anderson v. Astrue, 696 F.3d 790, 793 (8th Cir. 2012) (quoting Wildman v. Astrue, 596 F.3d
959, 964 (8th Cir. 2010)); accord Hacker, 459 F.3d at 937 (noting we have declined “to give
controlling weight to the treating physician=s opinion because the treating physician’s notes
were inconsistent with her . . . assessment”).
The Plaintiff contends that Dr. Kendrick’s RFC assessment was entitled to controlling
weight because it is supported by substantial medical evidence. We disagree. Although Dr.
Kendrick has been her treating doctor since June 2010, his records do not document
impairments and limitations that are consistent with his assessment. He repeatedly diagnosed
her with fibromyalgia, osteoarthritis, chronic right hip and leg pain, anxiety, and depression,
but rarely noted any remarkable abnormalities on physical or mental exam. The Plaintiff’s
own reports concerning her pain also fail to support Dr. Kendrick’s assessment. The majority
of her pain ratings were 5 to 6 on a 10-point scale and she reported satisfaction with her
treatment regimen and the ability to perform her activities of daily living. It is also significant
to note that the Plaintiff required no significant medication changes or adjustments.
Additionally, treating oncologist Dr. Schaefer and non-examining consultant Dr. Ulloa
found the Plaintiff capable of at least sedentary work. Dr. Ulloa also concluded she could
stand and walk for at least 2 hours per 8-hour workday; sit at least 6 hours per day; occasionally
climb ladders/ropes/scaffolds, stoop, kneel, crouch, and crawl; and, must avoid concentrated
exposure to hazards such as machinery and heights. Accordingly, after reviewing the entire
record in this case, the undersigned concludes that Dr. Kendrick’s RFC assessment was not
entitled to controlling weight because it lacks the support of substantial evidence.
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V.
Conclusion:
Having carefully reviewed the record, the undersigned finds substantial evidence
supporting the ALJ’s decision denying the Plaintiff benefits, and affirms the decision. The
undersigned further directs that the Plaintiff’s Complaint be dismissed with prejudice.
DATED this 13th day of November, 2015.
Mark E. Ford
/s/
HON. MARK E. FORD
UNITED STATES MAGISTRATE JUDGE
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