Douglas v. Social Security Administration Commissioner
Filing
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MEMORANDUM OPINION. Signed by Honorable Mark E. Ford on March 11, 2016. (tg)
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
HARRISON DIVISION
KAREN ELIZABETH DOUGLAS
v.
PLAINTIFF
Civil No. 3:15-cv-03006-MEF
CAROLYN W. COLVIN, Commissioner
Social Security Administration
DEFENDANT
MEMORANDUM OPINION
Plaintiff, Karen Douglas, brings this action under 42 U.S.C. § 405(g), seeking judicial
review of a decision of the Commissioner of Social Security Administration (the Commissioner)
denying her claims for a period of disability and disability insurance benefits (“DIB”) under Title
II of the Social Security Act (hereinafter “the Act”), 42 U.S.C. § 423(d)(1)(A). In this judicial
review, the court must determine whether there is substantial evidence in the administrative record
to support the Commissioner’s decision. See 42 U.S.C. § 405(g).
I.
Procedural Background:
On March 15, 2012, the Plaintiff filed her application for DIB alleging disability since
January 30, 2012, due to osteoarthritis, degenerative disk disease (“DDD”), headaches, memory
loss, postural orthostatic tachycardia syndrome (“POTS”), fibromyalgia, chronic fatigue
syndrome, carpal tunnel syndrome (“CTS”), incontinence, headaches, and chronic pain syndrome.
(Tr. 148-161, 216-217, 242, 246-262, 269, 277-280, 501-502) Plaintiff’s application was denied
initially and on reconsideration. An Administrative Law Judge (“ALJ”) held an administrative
hearing via video conferencing on May 31, 2013. (Tr. 60-91) Plaintiff was present and represented
by counsel.
At the time of the administrative hearing, the Plaintiff was 49 years old and possessed a
high school education, two years of college credit, and an insurance license. (Tr. 50, 243) She had
past relevant work (”PRW”) experience as a clerical worker and production assembler (Tr. 49, 6670, 207-214, 230-240, 244)
On August 16, 2013, the ALJ concluded Plaintiff’s osteoarthritis, degenerative disk
disease, carpal tunnel syndrome, diabetes, and depression were severe, but did not meet or
medically equal one of the listed impairments in Appendix 1, Subpart P, Regulation No. 4. (Tr.
41-46) After partially discrediting the Plaintiff’s subjective complaints, the ALJ determined the
Plaintiff retained the residual functional capacity (“RFC”) to perform light work except:
she can climb ladders, ropes, scaffolds, ramps and stairs at most occasionally; can
balance, stoop, kneel, crouch, and crawl occasionally; she can handle and finger
frequently on a bilateral basis; and, she can perform work in which interpersonal
contact is incidental to the work performed, the work is learned by rote with few
variables and limited judgment, and the supervision involved is simple, direct, and
concrete.
(Tr. 46) With the assistance of a vocational expert, the ALJ then concluded the Plaintiff was
capable of performing her past relevant work as a production assembler and could perform work
as a mail sorter and routing clerk, power screw driver operator, and extrusion press operator. (Tr.
49, 51)
The Appeals Council denied the Plaintiff’s request for review on November 18, 2014. (Tr.
1-7) Subsequently, Plaintiff filed this action. (ECF No. 1) This case is before the undersigned by
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consent of the parties. Both parties have filed appeal briefs, and the case is now ready for decision.
(ECF Nos. 11, 14)
II.
Applicable Law:
This court’s role is to determine whether substantial evidence supports the Commissioner’s
findings. Vossen v. Astrue, 612 F.3d 1011, 1015 (8th Cir. 2010). Substantial evidence is less than
a preponderance but it is enough that a reasonable mind would find it adequate to support the
Commissioner’s decision. Teague v. Astrue, 638 F.3d 611, 614 (8th Cir. 2011). We must affirm
the ALJ’s decision if the record contains substantial evidence to support it. Blackburn v. Colvin,
761 F.3d 853, 858 (8th Cir. 2014). As long as there is substantial evidence in the record that
supports the Commissioner’s decision, the court may not reverse it simply because substantial
evidence exists in the record that would have supported a contrary outcome, or because the court
would have decided the case differently. Miller v. Colvin, 784 F.3d 472, 477 (8th Cir. 2015). In
other words, if after reviewing the record it is possible to draw two inconsistent positions from the
evidence and one of those positions represents the findings of the ALJ, we must affirm the ALJ’s
decision. Id.
A claimant for Social Security disability benefits has the burden of proving his disability
by establishing a physical or mental disability that has lasted at least one year and that prevents
him from engaging in any substantial gainful activity. Pearsall v. Massanari, 274 F.3d 1211, 1217
(8th Cir. 2001); see also 42 U.S.C. § 423(d)(1)(A). The Act defines “physical or mental
impairment” as “an impairment that results from anatomical, physiological, or psychological
abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic
techniques.” 42 U.S.C. § 423(d)(3). A Plaintiff must show that his or her disability, not simply
their impairment, has lasted for at least twelve consecutive months.
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The Commissioner’s regulations require her to apply a five-step sequential evaluation
process to each claim for disability benefits: (1) whether the claimant has engaged in substantial
gainful activity since filing his or her claim; (2) whether the claimant has a severe physical and/or
mental impairment or combination of impairments; (3) whether the impairment(s) meet or equal
an impairment in the listings; (4) whether the impairment(s) prevent the claimant from doing past
relevant work; and, (5) whether the claimant is able to perform other work in the national economy
given his or her age, education, and experience. See 20 C.F.R. § 404.1520(a)(4). Only if he reaches
the final stage does the fact finder consider the Plaintiff’s age, education, and work experience in
light of his or her residual functional capacity. See McCoy v. Schweiker, 683 F.2d 1138, 1141-42
(8th Cir. 1982), abrogated on other grounds by Higgins v. Apfel, 222 F.3d 504, 505 (8th Cir. 2000);
20 C.F.R. § 404.1520(a)(4)(v).
III.
Discussion:
Of particular concern to the undersigned is the ALJ’s RFC determination. RFC is the most
a person can do despite that person’s limitations. 20 C.F.R. ' 404.1545. “The ALJ determines a
claimant’s RFC based on all relevant evidence in the record, including medical records,
observations of treating physicians and others, and the claimant’s own descriptions of his or her
limitations.” Jones v. Astrue, 619 F.3d 963, 971 (8th Cir. 2010); Davidson v. Astrue, 578 F.3d 838,
844 (8th Cir. 2009). Limitations resulting from symptoms such as pain are also factored into the
assessment. 20 C.F.R. ' 404.1545(a)(3). The United States Court of Appeals for the Eighth Circuit
has held that a “claimant’s residual functional capacity is a medical question.” Miller v. Colvin,
784 F.3d 472, 479 (8th Cir. 2015) (citing Lauer v. Apfel, 245 F.3d 700, 704 (8th Cir. 2001).
Therefore, an ALJ’s determination concerning a claimant’s RFC must be supported by medical
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evidence that addresses the claimant’s ability to function in the workplace. Perks v. Astrue, 687
F.3d 1086, 1092 (8th Cir. 2012).
When formulating a claimant’s RFC, the ALJ must (1) include a narrative discussion of
how the evidence supports each conclusion and cite specific medical facts and non-medical
evidence; (2) assess the individual’s ability to perform sustained work activities in a work setting
on a regular and continuing basis; and, (3) describe the maximum amount of each activity the
person can perform. SSR 96–8p. Further, the ALJ must base the assessment on all of the relevant
evidence and build “an accurate and logical bridge” between the evidence and his decision. St.
Clair v. Colvin, 2013 WL 4400832, at *2 (W.D. MO., Aug. 14, 2013) (citing Sarchet v. Chater,
78 F.3d 305, 307 (7th Cir. 1996)).
In the present case, the ALJ concluded that the Plaintiff suffered from severe carpal tunnel
syndrome (“CTS”). He also found, “in light of subsequent positive [electromyography (“EMG”)]
findings for CTS on the left and positive Phalen’s and Tinel’s sign bilaterally,” the Plaintiff would
be limited to frequent handling and fingering bilaterally. (Tr. 47) While we agree that the Plaintiff’s
carpal tunnel constitutes a severe impairment, we do not find a sufficient logical bridge between
the medical evidence and the RFC determination. “[T]he decision does not discuss the degree to
which Plaintiff can reach, handle, finger, or feel objects.” St. Clair v. Colvin, 2013 WL 4400832,
at *2 (W.D. MO., Aug. 14, 2013). And, we note that repetitive tasks that require bending of the
wrists or grasping with the hands, including typing, cutting, sewing, playing a musical instrument,
overuse of small hand tools, and use of vibrating tools are factors that can contribute to the
development of CTS. See PHYSICIAN=S DESK REFERENCE, Carpal Tunnel Syndrome,
http://www.pdrhealth.com/diseases/carpal-tunnel-syndrome/diagnosis (Last accessed March 9,
2016). It seems reasonable that an individual who is undergoing treatment for CTS would need to
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avoid these activities, which do not just involve the rapid and repetitive use of their wrists, in order
to prevent further complications. Accordingly, remand is necessary to allow the ALJ to reassess
the limitations imposed by Plaintiff=s CTS.
We also find that remand is necessary to allow the ALJ to reconsider the Plaintiff’s
subjective complaints and the assessments of her treating doctors. The ALJ discounted the
Plaintiff’s credibility and the assessments of her treating physicians, stating they were not
supported by the overall record. Our review of the record suggests otherwise. While we would
agree that objective studies were initially unable to account for all of the Plaintiff’s complaints,
more recent testing and examinations have offered additional answers. An MRI of the Plaintiff’s
lumbar spine dated 2012 showed a broad based posterior disk protrusion causing mild bilateral
foramen narrowing at the L4-5 level, a right lateral annular fissure in the disk at the same level, a
central disk protrusion, and degenerative changes in the lumbar spine. (Tr. 678, 743) Similarly, a
2012 MRI of her cervical spine revealed foramen stenosis at the C7-T1 level, especially on the
right, caused by degenerative changes in the facet joints at this level and minimal degenerative
disk disease. (Tr. 763-764, 944) Further, a study of her thoracic spine documented mild diffuse
degenerative disk disease with a focal shallow right paracentral disk herniation at the T7-8 level.
(Tr. 763-764, 944)
The record also contains medical records from doctors specializing in a variety of specialty
areas including neurology, pulmonology, rheumatology, and pain management. Pain specialist,
Dr. Diane Cornelison “easily” documented 11 of the 18 possible tender points necessary for a
diagnosis of fibromyalgia. (Tr. 1139-1146). Rheumatologist, Dr. Ronald Rubio’s examination
documenting fibromyalgia-like symptoms and diagnosing myalgia, myositis, and chronic pain
provides further support for her assessment. (Tr. 1054-1056, 1057-1058) Several other examiners
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also questioned whether an underlying inflammatory disease or fibromyalgia might be contributing
to her symptomology. (Tr. 774-775, 1054-1056, 1121-1125, 1126, 1155) And, physical exams
have consistently documented diffuse tenderness and limitation in many of the areas commonly
associated with fibromyalgia. Accordingly, because the ALJ did not consider the Plaintiff’s
diagnosis of fibromyalgia, we must remand the matter for further consideration. On remand, the
ALJ is directed to address the Plaintiff’s fibromyalgia and its impact on her ability to perform
work-related tasks. In so doing, the ALJ is reminded “[f]ibromyalgia is a common nonarticular
disorder of unknown cause characterized by generalized aching (sometimes severe); widespread
tenderness of muscles, areas around tendon insertions, and adjacent soft tissues; muscle stiffness;
fatigue; and poor sleep.” THE MERCK MANUAL 375 (19th ed. 2011). Any fibromuscular tissues may
be involved, but fibromyalgia is especially prevalent in the occiput, neck, shoulders, thorax, lower
back, and thighs. Id. The symptoms of fibromyalgia are generalized soft-tissue pain that is
disproportionate to the physical findings, negative laboratory results despite wide spread
symptoms, and fatigue. Id. Its cause is not known, and there are no laboratory tests to determine
its presence or severity. Id. Fibromyalgia treatment includes “exercise, local heat, stress
management, drugs to improve sleep, and analgesics.” Id.
The Eighth Circuit has held, in the context of a fibromyalgia case, that the ability to engage
in activities such as cooking, cleaning, and hobbies, does not constitute substantial evidence of the
ability to engage in substantial gainful activity. Brosnahan v. Barnhart, 336 F.3d 671, 677 (8th
Cir. 2003); See Kelley v. Callahan, 133 F.3d 583, 588-89 (8th Cir. 1998).
IV.
Conclusion:
Accordingly, we conclude that the ALJ’s decision is not supported by substantial evidence
and should be reversed and remanded to the Commissioner for further consideration pursuant to
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sentence four of 42 U.S.C. § 405(g).
DATED this 11th day of March, 2016.
Mark E. Ford
/s/
HON. MARK E. FORD
UNITED STATES MAGISTRATE JUDGE
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