Brasuell v. Social Security Administration Commissioner
Filing
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MEMORANDUM OPINION. Signed by Honorable Erin L. Setser on August 5, 2016. (tg)
IN THE UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
FAYETTEVILLE DIVISION
CHRISTY BRASUELL
PLAINTIFF
v.
CIVIL NO. 14-5174
CAROLYN W. COLVIN, Commissioner
Social Security Administration
DEFENDANT
MEMORANDUM OPINION
Plaintiff, Christy D. Brasuell, brings this action pursuant to 42 U.S.C. § 405(g), seeking
judicial review of a decision of the Commissioner of the Social Security Administration
(Commissioner) denying her claims for a period of disability and disability insurance benefits
(DIB) and supplemental security income (SSI) benefits under the provisions of Title II and
XVI of the Social Security Act (Act). In this judicial review, the Court must determine whether
there is substantial evidence in the administrative record to support the Commissioner's
decision. See 42 U.S.C. § 405(g).
I.
Procedural Background:
Plaintiff protectively filed her current applications for DIB and SSI on July 25, 2011,
alleging an inability to work since July 25, 2011, due to Bipolar Disorder, depression, a mood
disorder, and sleep apnea. (Doc. 14, p. 148, 152, 195). For DIB purposes, Plaintiff maintained
insured status through September 30, 2011. An administrative hearing was held on October
11, 2012, at which Plaintiff appeared with counsel and testified. (Doc. 14, p. 29-52). A
supplemental hearing was held on April 4, 2013. (Doc. 14, p. 554-560).
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By written decision dated May 14, 2013, the ALJ found that during the relevant time
period, Plaintiff had an impairment or combination of impairments that were severe. (Doc. 14,
p. 14). Specifically, the ALJ found Plaintiff had the following severe impairments: obesity,
disorder of the back, carpel tunnel syndrome, and depression. However, after reviewing all of
the evidence presented, the ALJ determined that Plaintiff’s impairments did not meet or equal
the level of severity of any impairment listed in the Listing of Impairments found in Appendix
I, Subpart P, Regulation No. 4. (Doc. 14, p. 15). The ALJ found Plaintiff retained the residual
functional capacity (RFC) to:
perform light work as defined in 20 CFR 404.1567(b) and 416.967(b) except
the claimant can frequently climb, balance, crawl, kneel, stoop and crouch. She
can frequently engage in rapid, repetitive flexion/extension of the wrists. She
can understand, remember and carry out simple, routine, repetitive tasks. She
can respond to the usual work situations and routine work changes. She can
respond to supervision that is simple, direct and concrete. She can occasionally
interact with supervisors, co-workers and the public.
(Doc. 14, p. 16). With the help of a vocational expert, the ALJ determined Plaintiff could
perform work as a housekeeper, an assembler, and a machine tender. (Doc. 14, p. 22-23).
Plaintiff then requested a review of the hearing decision by the Appeals Council, which
denied that request on April 11, 2014. (Doc. 14, p. 1-5). Subsequently, Plaintiff filed this
action. (Doc. 1). This case is before the undersigned pursuant to the consent of the parties.
(Doc. 6). Both parties have filed appeal briefs, and the case is now ready for decision. (Docs.
10, 11).
The Court has reviewed the entire transcript. The complete set of facts and arguments
are presented in the parties’ briefs, and are repeated here only to the extent necessary.
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II.
Applicable Law:
This Court's role is to determine whether the Commissioner's findings are supported by
substantial evidence on the record as a whole. Ramirez v. Barnhart, 292 F.3d 576, 583 (8th
Cir. 2002). Substantial evidence is less than a preponderance but it is enough that a reasonable
mind would find it adequate to support the Commissioner's decision. The ALJ's decision must
be affirmed if the record contains substantial evidence to support it. Edwards v. Barnhart, 314
F.3d 964, 966 (8th Cir. 2003). As long as there is substantial evidence in the record that
supports the Commissioner's decision, the Court may not reverse it simply because substantial
evidence exists in the record that would have supported a contrary outcome, or because the
Court would have decided the case differently. Haley v. Massanari, 258 F.3d 742, 747 (8th
Cir. 2001). In other words, if after reviewing the record it is possible to draw two inconsistent
positions from the evidence and one of those positions represents the findings of the ALJ, the
decision of the ALJ must be affirmed. Young v. Apfel, 221 F.3d 1065, 1068 (8th Cir. 2000).
It is well-established that a claimant for Social Security disability benefits has the
burden of proving her disability by establishing a physical or mental disability that has lasted
at least one year and that prevents her from engaging in any substantial gainful activity.
Pearsall v. Massanari, 274 F.3d 1211, 1217 (8th Cir. 2001); see also 42 U.S.C. §§ 423(d)(1)(A),
1382c(a)(3)(A). The Act defines “physical or mental impairment” as “an impairment that
results from anatomical, physiological, or psychological abnormalities which are demonstrable
by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. § 423(d)(3).
A Plaintiff must show that her disability, not simply her impairment, has lasted for at least
twelve consecutive months.
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The Commissioner’s regulations require her to apply a five-step sequential evaluation
process to each claim for disability benefits: (1) whether the claimant has engaged in
substantial gainful activity since filing her claim; (2) whether the claimant has a severe physical
and/or mental impairment or combination of impairments; (3) whether the impairment(s) meet
or equal an impairment in the listings; (4) whether the impairment(s) prevent the claimant from
doing past relevant work; and, (5) whether the claimant is able to perform other work in the
national economy given her age, education, and experience. See 20 C.F.R. §§ 404.1520,
416.920. Only if the final stage is reached does the fact finder consider the Plaintiff’s age,
education, and work experience in light of her residual functional capacity. See McCoy v.
Schweiker, 683 F.2d 1138, 1141-42 (8th Cir. 1982), abrogated on other grounds by Higgins v.
Apfel, 222 F.3d 504, 505 (8th Cir. 2000); 20 C.F.R. § 404.1520, 416.920.
III.
Discussion:
Of particular concern to the undersigned is the ALJ’s RFC determination. RFC is the
most a person can do despite that person’s limitations. 20 C.F.R. § 404.1545(a)(1). A
disability claimant has the burden of establishing his or her RFC. See Masterson v. Barnhart,
363 F.3d 731, 737 (8th Cir.2004). “The ALJ determines a claimant’s RFC based on all relevant
evidence in the record, including medical records, observations of treating physicians and
others, and the claimant’s own descriptions of his or her limitations.” Eichelberger v. Barnhart,
390 F.3d 584, 591 (8th Cir. 2004); Guilliams v. Barnhart, 393 F.3d 798, 801 (8th Cir. 2005).
Limitations resulting from symptoms such as pain are also factored into the assessment. 20
C.F.R. § 404.1545(a)(3). The United States Court of Appeals for the Eighth Circuit has held
that a “claimant’s residual functional capacity is a medical question.” Lauer v. Apfel, 245
F.3d 700, 704 (8th Cir. 2001). Therefore, an ALJ’s determination concerning a claimant’s
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RFC must be supported by medical evidence that addresses the claimant’s ability to function
in the workplace.” Lewis v. Barnhart, 353 F.3d 642, 646 (8th Cir. 2003).
In the present case, the ALJ determined that Plaintiff was able to perform light work
with limitations. While the Court finds substantial evidence to support the ALJ’s determination
regarding Plaintiff’s mental impairments and her mental RFC, after reviewing the entire record
the Court cannot say the same about Plaintiff’s alleged physical impairments. In determining
Plaintiff’s RFC, the ALJ notes that a state agency examiner opined that Plaintiff did not have
a severe physical impairment. (Doc. 14, p. 21). After reviewing the record, the Court found a
notation indicating that on October 24, 2011, Dr. McCarron opined that Plaintiff did not have
a severe impairment. (Doc. 14, p. 501). However, the actual RFC completed by Dr. McCarron
is not part of the record. This one notation from Dr. McCarron appears to be the only physical
assessment completed by a medical professional. As a Nerve Conduction Velocity Study
revealed Plaintiff had bilateral carpal tunnel syndrome in July of 2012 (Doc. 14, p. 527),
Plaintiff continued to complain of numbness and tingling in her hands, and the record is void
of a RFC assessment completed by an examining or non-examining medical professional, the
Court believes remand is necessary for the ALJ to more fully and fairly develop the record
regarding Plaintiff’s physical RFC.
On remand, the ALJ is directed to address interrogatories to a medical professional
requesting that said physician review Plaintiff's medical records; complete a RFC assessment
regarding Plaintiff's capabilities during the time period in question; and give the objective basis
for the opinion so that an informed decision can be made regarding Plaintiff's ability to perform
basic work activities on a sustained basis. The ALJ may also order a consultative examination,
in which, the consultative examiner should be asked to review the medical evidence of record,
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perform examinations and appropriate testing needed to properly diagnosis Plaintiff's
condition(s), and complete a medical assessment of Plaintiff's abilities to perform work related
activities. See 20 C.F.R. § 416.917.
With this evidence, the ALJ should then re-evaluate Plaintiff's RFC and specifically
list in a hypothetical to a vocational expert any limitations that are indicated in the RFC
assessments and supported by the evidence.
The undersigned acknowledges that the ALJ=s decision may be the same after proper
analysis. Nonetheless, proper analysis must occur. Groeper v. Sullivan, 932 F.2d 1234, 1239
(8th Cir. 1991).
IV.
Conclusion:
Accordingly, the Court concludes that the ALJ’s decision is not supported by
substantial evidence, and therefore, the denial of benefits to the Plaintiff should be reversed
and this matter should be remanded to the Commissioner for further consideration pursuant to
sentence four of 42 U.S.C. § 405(g).
DATED this 5th day of August, 2016.
/s/ Erin L. Setser
HON. ERIN L. SETSER
UNITED STATES MAGISTRATE JUDGE
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