Ernest DeWayne Jones v. Robert K. Wong
Filing
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ANSWER to Petition for Writ of Habeas Corpus filed by Respondent Robert K. Wong.(Tetef, Herbert)
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EDMUND G. BROWN JR.
Attorney General of California
DANE R. GILLETTE
Chief Assistant Attorney General
PAMELA C. HAMANAKA
Senior Assistant Attorney General
A. SCOTT HAYWARD
Deputy Attorney General
HERBERT S. TETEF
Deputy Attorney General
State Bar No. 185303
300 South Spring Street, Suite 1702
Los Angeles, CA 90013
Telephone: (213) 897-0201
Fax: (213) 897-6496
E-mail: DocketingLAAWT@doj.ca.gov
Attorneys for Respondent
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IN THE UNITED STATES DISTRICT COURT
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FOR THE CENTRAL DISTRICT OF CALIFORNIA
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ERNEST DEWAYNE JONES,
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Petitioner, DEATH PENALTY CASE
v.
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ROBERT K. WONG, Acting Warden
of California State Prison at San
Quentin,
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Respondent.
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CV-09-2158-CJC
ANSWER TO PETITION FOR
WRIT OF HABEAS CORPUS
The Honorable Cormac J. Carney, U.S.
District Judge
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TABLE OF CONTENTS
Page
Procedural And Jurisdictional Statement .................................................................. 1
A.
Custody ....................................................................................... 1
B.
Trial Court Proceedings .............................................................. 1
C.
State Post-Conviction Proceedings............................................. 2
1.
Appeal To The California Supreme Court ....................... 2
2.
California Supreme Court Habeas Corpus Petitions ........ 2
D.
Federal Habeas Corpus Proceedings .......................................... 3
Preamble To Answer ................................................................................................. 3
Statement Of Facts ..................................................................................................... 5
Affirmative Defenses ............................................................................................... 14
A.
Failure To Allege Violation Of Federal Law ........................... 15
B.
Lack Of Subject Matter Jurisdiction......................................... 15
C.
Procedural Default .................................................................... 15
D.
Non-Retroactivity: The Teague Doctrine ................................ 17
E.
Harmless Error .......................................................................... 17
The Standard Of Review ......................................................................................... 17
Claims For Relief ..................................................................................................... 20
Claim One: Ineffective Assistance Of Trial Counsel At Guilt
And Penalty Phases ............................................................................. 20
Claim Two: Irreconcilable Conflict With Trial Counsel .................... 22
Claim Three: Failure To Disclose Exculpatory Evidence .................. 24
Claim Four: Incompetence To Stand Trial ......................................... 26
Claim Five: Medicated At Trial .......................................................... 27
Claim Six: Trial Judge’s Conflict Of Interest And Psychological
Impairment .......................................................................................... 29
Claim Seven: Inadequate Inquiry Into Juror Bias ............................... 30
Claim Eight: Unreasonable Rulings On Cause Challenges ................ 32
Claim Nine: Insufficiency Of The Evidence ...................................... 33
Claim Ten: Inflammatory Propensity Evidence ................................. 35
Claim Eleven: Denial Of Petitioner’s Right To Testify About
His Mental Health History .................................................................. 37
Claim Twelve: Erroneous Jury Instructions And Verdict Forms ....... 39
Claim Thirteen: Unreliable DNA Evidence........................................ 41
Claim Fourteen: Prosecutorial Misconduct ........................................ 43
Claim Fifteen: Prejudicial Aggravating Evidence .............................. 46
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TABLE OF CONTENTS
(continued)
Page
Claim Sixteen: Ineffective Assistance Of Trial Counsel At
Penalty Phase ...................................................................................... 48
Claim Seventeen: Admission Of Prejudicial Penalty Phase
Evidence .............................................................................................. 49
Claim Eighteen: Juror Misconduct ..................................................... 51
Claim Nineteen: Outbursts By Victim’s Daughters ........................... 52
Claim Twenty: Inflammatory Photographs Of The Victim ................ 54
Claim Twenty-One: Erroneous Penalty Phase Instructions................ 55
Claim Twenty-Two: Erroneous Penalty Phase Instructions And
Arbitrary Death Penalty Scheme ........................................................ 57
Claim Twenty-Three: Death Sentence Is Cruel And Unusual
Given Petitioner’s Mental Retardation And Mental Impairments...... 59
Claim Twenty-Four: Constitutional And International Law
Violations Because Of The Failure To Narrow The Class Of
Offenders Eligible For The Death Penalty ......................................... 60
Claim Twenty-Five: Use Of Race, Gender, And Other
Unconstitutional Considerations In Decision To Seek The Death
Penalty ................................................................................................. 62
Claim Twenty-Six: Unlawful Death Sentence Because
International Law Bars Imposition Of The Death Penalty On
Mentally Disordered Individuals ........................................................ 64
Claim Twenty-Seven: Constitutional And International Law
Violations Because Of Lengthy Period Of Confinement Under
Sentence Of Death .............................................................................. 66
Claim Twenty-Eight: Ineffective Assistance Of Appellate
Counsel................................................................................................ 67
Claim Twenty-Nine: Inaccurate And Incomplete Appellate
Record ................................................................................................. 70
Claim Thirty: Multiple Constitutional Errors Cumulatively
Rendered Petitioner’s Trial Unfair...................................................... 72
Conclusion ............................................................................................................... 74
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TABLE OF AUTHORITIES
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Page
CASES
Atkins v. Virginia
536 U.S. 304, 122 S. Ct. 2242, 153 L. Ed. 2d 335 (2002) ................................. 59
Bell v. Cone
535 U.S. 685, 122 S. Ct. 1843, 152 L. Ed. 2d (2002) ................................. passim
Bell v. Cone
543 U.S. 447, 125 S. Ct. 847, 160 L. Ed. 2d 881 (2005) .................................. 19
Bennett v. Mueller
322 F.3d 573 (9th Cir. 2003) ....................................................................... passim
Bragg v. Galaza
242 F.3d 1082 (9th Cir. 2001) .............................................................................. 5
Carey v. Musladin
549 U.S. 70, 127 S. Ct. 649, 166 L. Ed. 2d 482 (2006) ..................................... 19
Clark v. Murphy
331 F.3d 1062 (9th Cir. 2003) ...................................................................... 18, 19
Dugger v. Adams
489 U.S. 401, 109 S. Ct. 1211, 103 L. Ed. 2d 435 (1989) ........................... 40, 54
Early v. Packer
537 U.S. 3, 123 S. Ct. 362, 154 L. Ed. 2d 263 (2002) ................................. 18, 19
Engle v. Isaac
456 U.S. 107, 102 S. Ct. 1558, 71 L. Ed. 783 (1982) .................................. 40, 54
Estelle v. McGuire
502 U.S. 62, 112 S. Ct. 475, 116 L. Ed. 2d 385 (1991) ............................... 40, 54
Hernandez v. Small
282 F.3d 1132 (9th Cir. 2002) ............................................................................ 19
Holland v. Jackson
542 U.S. 649, 124 S. Ct. 2736, 159 L. Ed. 2d 683 (2004) ......................... passim
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TABLE OF AUTHORITIES
(continued)
Page
In re Dixon
41 Cal. 2d 756, 264 P.2d 513 (1953)........................................................... passim
In re Harris
5 Cal. 4th 813, 21 Cal. Rptr. 2d 373 (1993) ................................................ passim
In re Lindley
29 Cal. 2d 709, 177 P.2d 918 (1947).................................................................. 34
In re Seaton
34 Cal. 4th 193, 17 Cal. Rptr. 3d 633 (2004) ............................................... 44, 62
Jones v. California
540 U.S. 952, 124 S. Ct. 395, 157 L. Ed. 2d 286 (2003) ..................................... 2
Lambert v. Blodgett
393 F.3d 943 (9th Cir. 2004) .................................................................. 18, 19, 20
Lockyer v. Andrade
538 U.S. 63, 123 S. Ct. 1166, 155 L. Ed. 2d 144 (2003) ............................. 18, 19
Miller-el v. Cockrell
537 U.S. 322, 123 S. Ct. 1029, 154 L. Ed. 2d 931 (2003) .......................... passim
Miller-El v. Dretke
545 U.S. 231, 125 S. Ct. 2317, 162 L. Ed. 2d 196 (2005) ................................. 20
Ortiz v. Stewart
149 F.3d 923 (9th Cir. 1998) .............................................................................. 70
People v. Jones
29 Cal. 4th 1229, 131 Cal. Rptr. 2d 468 (2003) .......................................... passim
Price v. Vincent
538 U.S. 634, 123 S. Ct. 1848, 155 L. Ed. 2d 877 (2003) ................................. 17
Rice v. Collins
546 U.S. 333, 126 S. Ct. 969, 163 L. Ed. 2d 824 (2006) ................................... 20
Schriro v. Landrigan
550 U.S. 465, 127 S. Ct. 1933, 167 L. Ed. 2d 836 (2007) .......................... passim
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TABLE OF AUTHORITIES
(continued)
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Page
Taylor v. Maddox
366 F.3d 992 (9th Cir. 2004) ........................................................................ 19, 20
Teague v. Lane
489 U.S. 288, 109 S. Ct. 1060, 103 L. Ed. 2d 334 (1989) .......................... passim
Williams v. Taylor
529 U.S. 362, 120 S. Ct. 1495, 146 L. Ed. 2d 389 (2000) ........................... 18, 19
Woodford v. Visciotti
537 U.S. 19, 123 S. Ct. 357, 154 L. Ed. 2d 279 (2002) ..................................... 17
Wright v. Van Patten
552 U.S. 120, 128 S. Ct. 743, 169 L. Ed. 2d 583 (2008) ................................... 18
STATUTES
28 U.S.C. § 2254............................................................................................... passim
Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) .... 3, 17, 18, 19
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Cal. Penal Code
§ 187 ..................................................................................................................... 1
§ 190.2 .................................................................................................................. 1
§ 190.3 ................................................................................................................ 68
§ 261 ..................................................................................................................... 1
§ 667.5 .................................................................................................................. 1
§ 12022 ................................................................................................................. 1
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COURT RULES
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Local Rule 83-17.7 .................................................................................................... 1
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OTHER AUTHORITIES
CALJIC No. 4.21.1 ............................................................................................ 15, 39
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Vincent Cullen, the Acting Warden of the California State Prison in San
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Quentin, California,1 by and through his attorneys of record, files this Answer to the
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Petition for Writ of Habeas Corpus filed on March 10, 2010, and hereby generally
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and specifically denies each and every allegation therein, including but not limited
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to the allegations contained in subject headings, subheadings, and footnotes, except
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as expressly set forth herein. Respondent answers the Petition by admitting,
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denying, and affirmatively alleging as follows:
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Dated: April 6, 2010
Respectfully submitted,
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EDMUND G. BROWN JR.
Attorney General of California
DANE R. GILLETTE
Chief Assistant Attorney General
PAMELA C. HAMANAKA
Senior Assistant Attorney General
A. SCOTT HAYWARD
Deputy Attorney General
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/s/ Herbert S. Tetef
HERBERT S. TETEF
Deputy Attorney General
Attorneys for Respondent
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Respondent notes that Vincent Cullen is now the Acting Warden of the
California State Prison in San Quentin, California. Pursuant to Federal Rule of
Civil Procedure 25(d), Respondent respectfully requests that he be substituted as
Respondent in this matter.
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PROCEDURAL AND JURISDICTIONAL STATEMENT
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A.
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Petitioner, Ernest Dewayne Jones, is in the custody of the California
Custody
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Department of Corrections and Rehabilitation in San Quentin, California, pursuant
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to the judgment and conviction in People v. Ernest Dwayne Jones, Los Angeles
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County Superior Court case number BA063825.
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Petitioner received a fair guilt and penalty trial by an impartial jury. No errors
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of federal constitutional dimension occurred in connection with his criminal
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proceedings. The convictions for which he is held in custody and his sentence of
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death are valid and proper and do not violate the Constitution or laws or treaties of
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the United States. Petitioner is entitled to no relief on any of the claims or
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subclaims alleged in the Petition for Writ of Habeas Corpus.
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B.
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On February 1, 1995, a jury convicted Petitioner of the first degree murder
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(Cal. Penal Code § 187(a); count 1) and forcible rape (Cal. Penal Code § 261(a)(2);
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count 3) of Julia Ann Miller. As to the murder, the jury found true a special
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circumstance that it was committed while Petitioner was engaged in the
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commission of a rape (Cal. Penal Code § 190.2(a)(17)). As to both offenses, the
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jury found that Petitioner personally used a knife (Cal. Penal Code § 12022(b)) and
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had served a prior prison term (Cal. Penal Code § 667.5(a)&(b)).2 (CT at 365,
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367.)
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Trial Court Proceedings
On February 16, 1995, following a penalty trial, the jury fixed the penalty for
the murder at death. (CT at 428.) On April 7, 1995, the court pronounced a
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Respondent is filing, concurrently with this Answer, a Notice of Lodging
(“NOL”), which describes the documents being lodged pursuant to Local Rule 8317.7, including the Clerk’s Transcript (“CT”), the Reporter’s Transcript (“RT”),
and the briefs, opinion, and/or orders filed in connection with Petitioner’s direct
appeal (case number S046117) and the habeas corpus proceedings (case numbers
S110791, S159235, & S180926) in the California Supreme Court. All further
references to particular lodged documents herein will be to “NOL” letter and
number (e.g., NOL A1) or “CT” or “RT” unless otherwise specifically indicated.
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judgment of death in accordance with the jury’s verdict. In addition, it imposed a
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prison sentence of twelve years for the rape, which was stayed. (CT at 512, 515-
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16.)
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C.
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State Post-Conviction Proceedings
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Appeal to the California Supreme Court
On March 17, 2003, the California Supreme Court affirmed the judgment of
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conviction and death sentence on direct appeal (case number S046117). People v.
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Jones, 29 Cal. 4th 1229, 131 Cal. Rptr. 2d 468 (2003). (NOL B4.) On October 14,
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2003, the United States Supreme Court denied a petition for writ of certiorari.
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Jones v. California, 540 U.S. 952, 124 S. Ct. 395, 157 L. Ed. 2d 286 (2003). (NOL
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B7.)
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2.
California Supreme Court Habeas Corpus Petitions
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On October 21, 2002, Petitioner filed his first petition for writ of habeas
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corpus in the California Supreme Court (case number S110791). (NOL C1.) On
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October 16, 2007, Petitioner filed his second petition for writ of habeas corpus in
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the California Supreme Court (case number S159235). (NOL D1.) On March 11,
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2009, the California Supreme Court denied both petitions for writ of habeas corpus.
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(NOL C7 & D6.) On March 11, 2010, the day after he filed the instant Petition for
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Writ of Habeas Corpus, Petitioner filed a third petition for writ of habeas corpus in
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the California Supreme Court (case number S180926). (NOL E1.) That petition is
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pending.3
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///
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At the time Petitioner filed his third habeas corpus petition in the California
Supreme Court, he also filed a motion in the California Supreme Court to defer
briefing on the petition pending resolution of exhaustion issues in the instant federal
proceedings. In the motion, Petitioner indicated that he would withdraw the state
petition if it were determined that all claims in the instant federal Petition are
exhausted. Since Respondent is not asserting that any claims in the instant federal
Petition are unexhausted, Respondent anticipates that Petitioner will be
withdrawing the California Supreme Court habeas petition.
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D.
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On March 27, 2009, Petitioner filed in this Court a request for appointment of
Federal Habeas Corpus Proceedings
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counsel, a request for stay of execution and status conference, and a notice of
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intention to file a petition for writ of habeas corpus. On March 31, 2009, this Court
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issued an order staying execution of the death sentence until ninety days after the
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appointment of counsel. On April 14, 2009, current counsel was appointed to
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represent Petitioner in these proceedings.
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On March 10, 2010, Petitioner filed the instant Petition for Writ of Habeas
Corpus (“Petition” or “Pet.”), which contains thirty claims for relief.
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PREAMBLE TO ANSWER
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The Petition is subject to 28 U.S.C. § 2254 et seq., as amended by the
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Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”).4 The
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California Supreme Court denied each of Petitioner’s claims and subclaims on the
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merits. As a result, Petitioner cannot obtain federal habeas relief because the
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California Supreme Court’s denial of each claim and subclaim was not contrary to
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any clearly established Supreme Court authority, did not involve an unreasonable
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application of clearly established Supreme Court authority, and did not involve an
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unreasonable determination of the facts based on the evidence presented to it within
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the meaning of § 2254(d). As to each claim for which no clearly established
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Supreme Court authority existed at the time of the California Supreme Court’s
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denial of the claim, federal habeas relief is precluded by § 2244(d). As to each
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claim and subclaim that fails to allege a cognizable claim in a federal habeas
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proceeding, or fails to allege a prima facie federal constitutional claim for relief, the
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claim fails.
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As to the statements contained in the “Introduction” section of the Petition,
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Respondent denies, or lacks sufficient knowledge to admit or deny, every allegation
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All further statutory references are to Title 28 of the United States Code
unless otherwise specified.
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contained in the “Introduction” section. As to the statements contained in the
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“Procedural History and Background” section of the Petition, Respondent denies, or
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lacks sufficient knowledge to admit or deny, every allegation contained in the
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“Procedural History and Background” section. As to the statements contained in
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the “Jurisdiction” section of the Petition, Respondent denies, or lacks sufficient
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knowledge to admit or deny, every allegation contained in the “Jurisdiction”
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section. In addition, as to the factual allegations made in support of Petitioner’s
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thirty claims for relief (including all subclaims), Respondent denies, or lacks
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sufficient knowledge to admit or deny, every factual allegation made in support of
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Petitioner’s thirty claims for relief (including all subclaims); alternatively,
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Respondent denies that the alleged facts, if true, entitle Petitioner to federal habeas
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relief. Additionally, Respondent does not respond to argumentative or conclusory
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statements in the Petition, because these statements do not require an admission or
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denial.
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Further, Petitioner is not entitled to an evidentiary hearing on any claim or
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subclaim alleged in the Petition because a proper application of § 2254(d) requires
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that each claim be adjudicated on the basis of the record before the California
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Supreme Court. Holland v. Jackson, 542 U.S. 649, 652, 124 S. Ct. 2736, 159 L.
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Ed. 2d 683 (2004) (per curiam) (“we have made clear that whether a state court’s
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decision is unreasonable must be assessed in light of the record the court had before
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it”), citing Yarborough v. Gentry, 540 U.S. 1, 124 S. Ct. 1, 157 L. Ed. 2d 1 (2003),
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Miller-el v. Cockrell, 537 U.S. 322, 348, 123 S. Ct. 1029, 154 L. Ed. 2d 931 (2003),
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Bell v. Cone, 535 U.S. 685, 697 n.4, 122 S. Ct. 1843, 152 L. Ed. 2d (2002) (Bell I)
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(declining to consider evidence not presented to state court in determining whether
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its decision was contrary to federal law). Permitting an evidentiary hearing to allow
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Petitioner to more fully develop the factual basis of a claim would render any such
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claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
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Landrigan, 550 U.S. 465, 474, 127 S. Ct. 1933, 167 L. Ed. 2d 836 (2007)
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(“Because the deferential standards prescribed by § 2254(d) control whether to
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grant habeas relief, a federal court must take into account those standards in
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deciding whether an evidentiary hearing is appropriate.”). Moreover, no
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evidentiary hearing should be held because, to the extent that any of Petitioner’s
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claims is not fully factually developed, he failed to exercise “due diligence” within
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the meaning of § 2254(e), and he cannot otherwise meet the stringent requirements
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of § 2254(e)(2).
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STATEMENT OF FACTS
The Respondent’s Brief filed in connection with Petitioner’s direct appeal in
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the California Supreme Court included a statement of facts. Respondent
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respectfully incorporates the factual statement from that brief herein, which
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includes citations to the Reporter’s Transcript. (See NOL B2 at 3-22.)
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In addition, the California Supreme Court recited the facts of this case in its
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opinion on direct appeal. The California Supreme Court’s findings in this regard
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are factual determinations that are both reasonable within the meaning of § 2254(d)
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and presumed correct within the meaning of § 2254(e)(1). Bragg v. Galaza, 242
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F.3d 1082, 1087 (9th Cir. 2001). Because the California Supreme Court’s factual
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determinations were reasonable in light of the evidence presented to it, Petitioner is
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not entitled to federal habeas relief. Moreover, because Petitioner has not and
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cannot rebut the presumption of correctness by clear and convincing evidence, this
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Court must accept those findings. 28 U.S.C. § 2254(e)(1). The following is the
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California Supreme Court’s statement of facts, including the guilt phase evidence
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and penalty phase evidence. The court’s reference to “defendant” is to Petitioner.
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A. Guilt Phase
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1. The People’s Case
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Shortly after midnight on August 25, 1992, in Los Angeles, Chester
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Miller returned home from work and noticed the family station wagon
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was missing from the driveway. Mr. Miller went into his house and
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found his wife, Julia, lying dead at the foot of their bed. Mrs. Miller’s
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robe was open, her nightgown was bunched above her waist, and she was
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naked from the waist down. A telephone cord and a purse strap had been
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used to tie Mrs. Miller’s arms over her head, and a nightgown had been
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used to loosely tie her ankles together. Mrs. Miller had been gagged with
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two rags, one in her mouth and another around her face. Two kitchen
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knives were sticking out of her neck. Pieces of three other knives were
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found on or around her body.
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Defendant and the Millers’ daughter, Pam, lived together in an
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apartment about two and one-half miles from the Millers. Around 6:00
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p.m. on the previous day, August 24, 1992, Pam had been on the phone
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with her mother. Defendant had interrupted Pam to ask her whether her
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parents were at home. Pam told defendant that her father was at work,
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but that her mother was home.
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Around 7:40 p.m. the same evening, defendant left the apartment.
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Pam later noticed defendant had apparently switched off the ringer on
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their phone, something he had never done before. At 9:30 p.m.,
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defendant returned to the apartment, smoked a joint of marijuana and
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cocaine, and then left again at 10:00 p.m. He had again switched off the
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phone ringer. Defendant returned in 20 minutes and rolled some more
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“joints.”
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Pam always slept with the television on, but this night defendant
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told her to turn it off because he had things on his mind. Around
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midnight she woke up and saw defendant looking out the window. At
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some point in the evening he had changed clothes. At 1:00 a.m., their
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doorbell rang. Defendant told Pam not to answer it. Hearing her name
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called, Pam looked out of the bedroom window and saw her
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grandmother, who told her to open the apartment door. When defendant
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did so, Pam’s grandfather said her mother had been killed. Pam
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repeatedly asked defendant to accompany her to her grandparents’ house,
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but defendant refused, saying he would come when he got his sister’s car.
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When Pam arrived at her grandparents’ house, she called her friend
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Shamaine Love. Pam told Love that Mrs. Miller had been killed. Love,
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a childhood friend of Pam’s, as well as a drug dealer who regularly sold
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cocaine to her and to defendant, lived near Mr. and Mrs. Miller. Love
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told Pam that several times during the day Mrs. Miller had been
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murdered defendant had been to Love’s house to buy drugs from her.
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Two of defendant’s trips to Love’s house were in the afternoon; on both
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occasions he paid for the drugs in cash. Shortly after sunset, which
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would have been sometime between 7:30 and 7:55 p.m., defendant had
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again visited Love, this time paying for cocaine and marijuana with a
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gold chain. Later that night defendant again bought cocaine from Love,
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paying for it with a pearl necklace, pearl earrings, and a pearl bracelet.
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Pam identified the pearl jewelry, and later the gold chain, as Mrs.
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Miller’s. Pam took the pearl jewelry to the Miller house and showed it to
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detectives there. Pam told the officers that she knew who had killed her
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mother and that they should go to the apartment.
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At 3:00 a.m., police officers staked out the Millers’ station wagon,
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which they found parked around the corner from the apartment. Shortly
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thereafter defendant got into the station wagon and drove away. The
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officers followed in their marked patrol car. Defendant looked back in
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the officers’ direction, reached into the backseat, and brought a rifle into
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the front seat. Defendant then sped up, and the officers gave chase, their
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lights and sirens on. Defendant ran red lights and stop signs. Other
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patrol cars joined in pursuit. Defendant hit a traffic island and blew out
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the tires on the driver’s side of the station wagon. He continued driving
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on the rims, however, and entered a freeway. First the wheels and then
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the rims on the station wagon disintegrated, forcing defendant to stop.
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The pursuit lasted 40 minutes. Defendant was ordered out of the station
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wagon, but instead he placed the rifle to his chest and shot himself. A
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subsequent search of the apartment revealed that the front and back doors
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had been barricaded with furniture.
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The deputy medical examiner with the Los Angeles County
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Coroner’s Office who performed the autopsy on Mrs. Miller’s body
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concluded, on the basis of the following evidence, that she had been
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stabbed to death. Two knives were sticking out of Mrs. Miller’s neck.
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She also had 14 stab wounds in her abdomen and one in her vagina, but
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the fatal stab wound, which penetrated to the spine, was the one in the
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middle of her chest. Aside from the stab wound, there was no evidence
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of trauma to the vaginal region.
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At the crime scene, a criminalist with the Los Angeles County
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Coroner's Office took swabs of Mrs. Miller’s vagina. Another criminalist
17
found a great abundance of intact spermatozoa on the vaginal swab,
18
leading him to conclude that ejaculation occurred no more than five to 10
19
hours before Mrs. Miller’s death. A blood sample was taken from
20
defendant. A molecular biologist for Cellmark Diagnostics performed
21
deoxyribonucleic acid (DNA) testing on the blood sample taken from
22
defendant and on the vaginal swabs taken from Mrs. Miller. This testing
23
yields banding patterns that are, with the exception of identical twins,
24
unique to every individual. There is only one chance in 78 million that a
25
random individual would have the same DNA banding pattern as
26
defendant. The tests showed that the banding pattern in the DNA from
27
defendant’s blood sample matched the banding pattern of the semen on
28
the vaginal swab taken from Mrs. Miller.
8
1
Defendant’s prior conviction for sexually assaulting Dorothea H.
2
Previously, defendant had lived with Glynnis H. and their infant son
3
in a garage behind the home of Glynnis’s mother, Dorothea H. (Mrs. H.).
4
After defendant and Glynnis broke up and Glynnis moved away, Mrs. H.
5
told defendant to move out of the garage. On March 29, 1985, around
6
6:30 a.m., Mrs. H. heard the gate to her backyard rattle and then heard a
7
window in the bedroom nearest the garage, the bedroom Glynnis had
8
used, break. Mrs. H. investigated and found defendant standing in her
9
hallway. Appearing desperate, defendant asked Mrs. H. where Glynnis
10
and the infant were. When he learned they were not there, defendant,
11
telling her not to scream, took Mrs. H. into her bedroom. Defendant
12
gagged Mrs. H. and bound her arms and legs. The binding permitted Mrs.
13
H.’s legs to be separated a bit. Defendant then raped and sodomized her.
14
After the assault, while defendant was resting on the bed, the
15
doorbell rang. After peeking outside, defendant untied Mrs. H., told her
16
not to say anything, and stood behind her as she opened the door. It was
17
a delivery from the United Parcel Service - a package from Glynnis
18
containing a photograph of Glynnis, defendant and their infant. When he
19
saw the photograph, defendant began crying. He told Mrs. H. he was not
20
going to kill her because Mrs. H., who was a teacher, could take care of
21
the baby financially.
22
Defendant then took a knife from the kitchen drawer, placed it
23
against his stomach, and asked Mrs. H. to kill him. When Mrs. H. said
24
she couldn’t, that it would be against her religion, defendant bound her to
25
her bed, took $40 dollars from her purse, and asked her for her
26
neighbor’s phone number, saying that after he left he would call her
27
neighbor. Defendant did so, and the neighbor released Mrs. H.
28
As a result of this incident, defendant was convicted of first degree
9
1
burglary [citations], residential robbery [citations], assault with a deadly
2
weapon [citation], rape [citation], and sodomy [citation]. In April 1986,
3
defendant was sentenced to prison for 12 years, and he was paroled in
4
1991, 10 months before the murder of Mrs. Miller.
5
2. The Defense Case
6
Defendant testified as follows: Around 3:00 p.m. on the day he
7
killed Mrs. Miller, defendant, feeling depressed, bought rock cocaine and
8
marijuana from Shamaine Love, paying $20 in cash. He went to the
9
apartment and smoked some of the drugs, and not having used drugs for
10
seven years, became very high and paranoid. Pam came home to the
11
apartment around 5:30 p.m. She was also high on drugs. Giving
12
defendant a gold chain, pearl necklace, pearl earrings, and a pearl
13
bracelet, Pam told defendant to use the jewelry to buy drugs from
14
Shamaine Love. Defendant had seen Pam with Mrs. Miller’s jewelry
15
before, but he did not recognize this jewelry as belonging to Mrs. Miller.
16
After Pam spoke on the phone with her mother, defendant took the bus to
17
Shamaine Love’s house, arriving around 7:30 p.m., and bought cocaine
18
from her, paying $125 in cash plus the jewelry.
19
After waiting at a bus stop for 30 or 40 minutes, defendant decided
20
to walk to the Millers’ nearby home and ask Mrs. Miller for a ride back
21
to the apartment. He did so for two reasons: He was feeling the effects of
22
the drugs and liquor he had consumed throughout the day, and Love had
23
told him police were patrolling the neighborhood. Mrs. Miller invited
24
defendant into her house and agreed to give him a ride to the apartment.
25
A few weeks earlier, defendant had broken his thumb in six places.
26
Defendant had previously given Mrs. Miller a more innocuous
27
explanation - that he had broken it in the course of horseplay with Pam -
28
but now Mrs. Miller asked him how he had really broken it. Defendant
10
1
admitted that when Pam had come home late one night, he had
2
confronted her, she had walked away from him, and he had grabbed at
3
her waist and missed, jamming his thumb into the door frame.
4
Upon hearing this, Mrs. Miller became very angry. She told
5
defendant she would kill him if he hurt Pam, and that she would lie to his
6
parole officer to get him sent back to prison, a threat she had made on a
7
previous occasion. Mrs. Miller took a knife from the kitchen drawer.
8
Defendant pushed her. “You bastard,” Mrs. Miller said, “My husband
9
don’t put his hands on me.” As Mrs. Miller came at defendant with the
10
knife, defendant responded by grabbing a knife out of the kitchen drawer
11
himself. Defendant told Mrs. Miller he did not want to hurt her. Mrs.
12
Miller swung at defendant with her knife, missing him. Defendant
13
swung back at her, cutting her arm. “Just wait until I get my gun,” Mrs.
14
Miller said, running to her bedroom. Defendant followed Mrs. Miller
15
and as she was taking a rifle out of the bedroom closet, defendant
16
grabbed her from behind and spun her around. Mrs. Miller lost her grip
17
on the rifle and fell to the floor. As defendant stood over her, Mrs. Miller
18
said, “Give it to me.”
19
Defendant then “kind of slipped back into [his] childhood” and had
20
a vision of walking into a room where his mother was with a man “who
21
wasn’t [his] father.” He picked up a knife and began stabbing Mrs.
22
Miller. The next thing defendant knew he was curled up in a ball, crying,
23
and Mrs. Miller was tied up on the floor with knives sticking out of her
24
neck. Defendant remembered nothing after the first few stabs, but he
25
admitted that he must have been the one who tied Mrs. Miller up,
26
sexually assaulted her, and killed her. He insisted he had not come to the
27
Miller house with the intention of robbing, raping, or killing Mrs. Miller.
28
After the killing, defendant “started experiencing things that [he]
11
1
had not experienced for a while.” He was “hearing . . . things in [his]
2
head telling [him] to do certain things. [He] guess[ed] you could call it
3
paranoia, thinking someone was coming to kill [him].” He grabbed a
4
second rifle and bullets from the bedroom closet with the intention of
5
taking his life. Defendant drove the Millers’ station wagon to the
6
apartment and parked around the corner, leaving the rifle in the station
7
wagon. He locked all the windows and doors in the apartment, believing
8
someone was coming to kill him, yet he went outside later to smoke some
9
of the drugs he had purchased from Shamaine Love. When Pam’s
10
grandparents informed her of Mrs. Miller’s death, and she left with them,
11
defendant barricaded the doors of the apartment.
12
When defendant left the apartment he intended to drive the station
13
wagon off a cliff and kill himself. Following the police chase, after the
14
station wagon was disabled, a voice inside his head said, “They're going
15
to kill you.” Defendant then put the rifle to his chest and pulled the
16
trigger. He was hospitalized for three weeks, recovering from the wound,
17
and for the first week he was unconscious and on a respirator.
18
19
With regard to his prior conviction for sexually assaulting Mrs. H.,
defendant testified he was “not denying any of that.”
20
B. Penalty Phase
21
1. The People’s Case
22
Mr. and Mrs. Miller were married for 30 years, and he died eight
23
months after Mrs. Miller was murdered. In Pam’s opinion, Mr. Miller
24
“grieved himself to death.”
25
26
Gloria Hanks, defendant’s sister, testified that defendant told her he
“didn’t give a fuck about Pam or her family.”
27
During the entire year they lived together, defendant did not tell
28
Pam he heard voices; he did not, in Pam’s opinion, act like someone who
12
1
was hearing voices; and he did not display such behavior when he
2
returned to the apartment after killing Mrs. Miller.
3
The rape of Kim J.
4
On May 28, 1984, Kim J. attended a barbecue party given by
5
defendant’s sister, Gloria Hanks. Kim and defendant smoked marijuana
6
together at the party, and then they went to Kim’s house and smoked
7
some more. Kim considered defendant to be like a brother. However,
8
when she suggested it was time for him to leave, defendant grabbed her
9
by the throat, told her he would kill her if she screamed, and then raped
10
her at knifepoint. While defendant was attacking Kim “he seemed to be
11
in a trance. His eyes got big and glassy and his whole demeanor
12
changed. [¶] It was like he took on a new person, like he was in a trance,
13
and then afterwards, he seemed to snap back.” Defendant apologized and
14
asked Kim whether she was going to tell anyone. She said she would
15
not, but later, urged by her mother to do so, Kim called the police. She
16
testified against defendant at a preliminary hearing, but then dropped the
17
charges because she had known defendant “practically all of his life” and
18
she was “best friends with two of his sisters.” “[F]or whatever reason I
19
was thinking he needs a second chance.”
20
21
2. The Defense Case
In the words of an aunt, defendant’s home life was a “living hell.”
22
Defendant’s father and mother were alcoholics. They also used
23
marijuana in front of their children. The father and mother had “pretty
24
rough fights” with one another, and on one occasion the mother stabbed
25
the father in the hand. The mother had numerous affairs. Once, the
26
father caught the mother in bed with one of the father’s friends, and
27
defendant and his sister were in the bed at the time. After that incident,
28
the father began beating the mother and “stomped her in her vagina.”
13
1
When the father left the family, the mother and her boyfriend drank
2
heavily and often the family had no money for food. The mother beat the
3
children. “Whatever she had in her hands, she might hit them with it.”
4
In defendant’s presence, defendant’s mother told his father that defendant
5
was not in fact his child.
6
In the opinion of James Park, a corrections consultant and retired
7
Department of Corrections employee, defendant was likely to be a good
8
prisoner and unlikely to become involved in violence. Mr. Park based his
9
opinion on the following factors: Younger prisoners are more likely to be
10
violent, and at 30, defendant was older; during his previous eight-year
11
prison term, defendant had relatively few infractions, and only one for
12
fighting; finally, defendant had completed the requirements for a high
13
school degree.
14
In the opinion of Dr. Claudewell S. Thomas, a psychiatrist
15
appointed by the court at the request of the defense, defendant suffered
16
from schizoaffective schizophrenia, a major psychiatric disorder. In
17
reaching his diagnosis, Dr. Thomas interviewed defendant and reviewed
18
various documents: a 1985 report by a psychologist concluding that
19
defendant’s mental processes were intact and he was not psychotic; a
20
1985 report by a psychiatrist concluding defendant suffered from a
21
chronic underlying depressive mental illness exacerbated by alcohol and
22
drug abuse; a report by a psychologist who examined defendant in 1994
23
concluding that defendant was schizophrenic.
24
(NOL B4; People v. Jones, 29 Cal. 4th at 1238-44.)
25
AFFIRMATIVE DEFENSES
26
Respondent alleges the following affirmative defenses, as applicable, to each
27
claim in the Petition.
28
///
14
1
A.
2
Federal habeas corpus relief, as a matter of law, is available to a prisoner in
Failure to Allege Violation of Federal Law
3
state custody only if he demonstrates that he is being held in custody “in violation
4
of the Constitution or laws or treaties of the United States.” 28 U.S.C. §§ 2241(c)
5
& 2254(a). As a matter of law, such relief is not available for errors in the
6
application of state law.
7
Since none of Petitioner’s claims allege facts which, even if true, would
8
amount to a “violation of the Constitution or laws or treaties of the United States,”
9
federal habeas corpus relief is not available on any of his claims.
10
11
To the extent that Petitioner’s claims are based upon purported errors in the
application of state law, federal habeas corpus relief is unavailable.
12
B.
13
Because the “federal question” requirement -- i.e., that a prisoner demonstrate
14
he is being held in state custody in “violation of the Constitution or laws or treaties
15
of the United States” -- is jurisdictional, Petitioner’s failure to allege facts in
16
support of any of his claims which, if true, would amount to a “violation of the
17
Constitution or laws or treaties of the United States” deprives this Court of subject
18
matter jurisdiction.
19
Lack of Subject Matter Jurisdiction
Any claims that are based solely on purported violations of state statutes or the
20
state constitution are likewise not cognizable on federal habeas corpus and are
21
outside this Court’s subject matter jurisdiction.
22
C.
23
The California Supreme Court found that Petitioner had defaulted a number of
Procedural Default
24
the claims and subclaims contained in the pending Petition. Specifically, on direct
25
appeal, the California Supreme Court found that Petitioner had waived his claim
26
that prior crimes evidence was erroneously admitted at trial (NOL B4; People v.
27
Jones, 29 Cal. 4th at 1255; see Pet. Claim Ten, Subclaims 1 through 5), waived his
28
claim that CALJIC No. 4.21.1 erroneously told the jury that voluntary intoxication
15
1
or mental disorder could not be considered in determining whether Petitioner had
2
the specific intent to commit rape (NOL B4; People v. Jones, 29 Cal. 4th at 1258;
3
see Pet. Claim Twelve, Subclaim 6), waived his claim that the guilt phase verdict
4
form was fatally ambiguous (NOL B4; People v. Jones, 29 Cal. 4th at 1259; see
5
Pet. Claim Twelve, Subclaim 8), and waived his claim that the prosecutor
6
committed misconduct in implying that Petitioner was a member of a prison gang
7
(NOL B4; People v. Jones, 29 Cal. 4th at 1262-63; see Pet. Claim Fourteen,
8
Subclaim 11). Accordingly, relief on those claims is barred.
9
In denying Petitioner’s first habeas corpus petition, the California Supreme
10
Court found that, to the extent they were not raised on appeal, and except insofar as
11
they alleged ineffective assistance of counsel, Subclaim 6b of Claim Three (NOL
12
C1 paragraph 1 of Claim “G”), Claim Seven (NOL C1 Claim “L”), Claim Nine
13
(NOL C1 Claim “K”), Claim Ten (NOL C1 Claim “C”), Claim Twelve (NOL C1
14
Claim “M”), Claim Fourteen, with the exception of Subclaims 8a(3) and 12 (NOL
15
C1 Claim “I” with the exception of paragraph 5(c), and Claim “Q” with the
16
exception of paragraph 2), Claim Fifteen (NOL C1 Claim “U”), and Claim Twenty-
17
One (NOL C1 Claim “R”) were barred by In re Harris, 5 Cal. 4th 813, 825 & n.3,
18
826-29, 21 Cal. Rptr. 2d 373 (1993) and In re Dixon, 41 Cal. 2d 756, 759, 264 P.2d
19
513 (1953). (NOL C7.) Accordingly, relief on those claims is barred.
20
In denying Petitioner’s first habeas corpus petition, the California Supreme
21
Court also found that, except to the extent they alleged ineffective assistance of trial
22
counsel, Subclaim 8a(3) of Claim Fourteen (NOL C1 Claim “I” paragraph 5(c)) and
23
Claim Twenty-Five (NOL C1 Claim “Y”) were denied because Petitioner failed to
24
raise them in the trial court, citing In re Seaton, 34 Cal. 4th 193, 17 Cal. Rptr. 3d
25
633 (2004). (NOL C7.) Accordingly, relief on those claims is barred.
26
In denying Petitioner’s first habeas corpus petition, the California Supreme
27
Court also found that, to the extent it alleged insufficiency of the evidence, Claim
28
Nine (NOL C1 Claim “K”) was not cognizable on habeas corpus, citing In re
16
1
Lindley, 29 Cal. 2d 709, 723, 177 P.2d 918 (1947). (NOL C7.) Accordingly, relief
2
on that claim is barred.
3
The various procedural default doctrines invoked by the California Supreme
4
Court are independent of federal law and adequate to bar review on federal habeas
5
corpus. Accordingly, the identified claims, as having been procedurally defaulted,
6
are barred from review by this Court and should be dismissed.
7
D.
8
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
9
Non-Retroactivity: The Teague Doctrine
constitutional provisions alleged by Petitioner in support of each of his claims
10
because, at the time his conviction became final, existing precedent did not
11
“compel” the result he now seeks. See Teague v. Lane, 489 U.S. 288, 299-301,
12
310, 109 S. Ct. 1060, 103 L. Ed. 2d 334 (1989). None of the recognized exceptions
13
to this doctrine applies to any of the claims.
14
E.
15
Even if Petitioner has alleged an error that is potentially cognizable on federal
Harmless Error
16
habeas corpus, any such error was harmless under the governing standards of
17
harmless error review and therefore cannot be grounds for federal habeas relief.
18
19
THE STANDARD OF REVIEW
The Antiterrorism and Effective Death Penalty Act of 1996 became effective
20
on April 24, 1996. When a state court adjudicates a claim on the merits, the
21
AEDPA bars federal habeas corpus relief on that claim unless the state-court
22
adjudication was either (1) “contrary to, or involved an unreasonable application of,
23
clearly established Federal law, as determined by the Supreme Court of the United
24
States,” or (2) “based on an unreasonable determination of the facts in light of the
25
evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d); Price v.
26
Vincent, 538 U.S. 634, 638-39, 123 S. Ct. 1848, 155 L. Ed. 2d 877 (2003). This is
27
a “‘highly deferential standard for evaluating state-court rulings’ which demands
28
that state-court decisions be given the benefit of the doubt.” Woodford v. Visciotti,
17
1
537 U.S. 19, 24, 123 S. Ct. 357, 154 L. Ed. 2d 279 (2002) (per curiam) (quoting
2
Lindh v. Murphy, 521 U.S. 320, 333 n.7, 117 S. Ct. 2059, 138 L. Ed. 2d 481
3
(1997)).
4
A state court decision is “contrary to” federal law if it either “applies a rule
5
that contradicts the governing law” as set forth in Supreme Court opinions, or
6
reaches a different decision from a Supreme Court opinion when confronted with
7
materially indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 405-06, 120 S.
8
Ct. 1495, 146 L. Ed. 2d 389 (2000); accord Bell I, 535 U.S. at 694; Clark v.
9
Murphy, 331 F.3d 1062, 1067 (9th Cir. 2003). A state court makes an
10
“unreasonable application” of federal law if the state court identifies the correct
11
governing legal principle from the Supreme Court’s decisions but unreasonably
12
applies that principle to the facts of the prisoner’s case. Williams v. Taylor, 529
13
U.S. at 413; Bell I, 535 U.S. at 694; accord Lockyer v. Andrade, 538 U.S. 63, 71,
14
123 S. Ct. 1166, 155 L. Ed. 2d 144 (2003) (“AEDPA does not require a federal
15
habeas court to adopt any one methodology in deciding the only question that
16
matters under § 2254(d)(1) -- whether a state court decision is contrary to, or
17
involved an unreasonable application of, clearly established federal law”).
18
It is not enough merely to show that the state court was incorrect. Federal
19
habeas corpus relief is not available simply because a federal court independently
20
concludes “that the relevant state-court decision applied clearly established federal
21
law erroneously or incorrectly. Rather, that application must also be unreasonable.”
22
Williams v. Taylor, 529 U.S. at 411; accord Lockyer v. Andrade, 538 U.S. at 75-76;
23
Early v. Packer, 537 U.S. 3, 11, 123 S. Ct. 362, 154 L. Ed. 2d 263 (2002); Bell I,
24
535 U.S. at 694; Lambert v. Blodgett, 393 F.3d 943, 978 (9th Cir. 2004) (“we may
25
not review state court judgments on the same terms as we do for direct appeals”).
26
If there is no Supreme Court precedent that controls a legal issue raised by a
27
petitioner in state court, the state court’s decision cannot be contrary to, or an
28
unreasonable application of, clearly established federal law. See Wright v. Van
18
1
Patten, 552 U.S. 120, 126, 128 S. Ct. 743, 169 L. Ed. 2d 583 (2008); Carey v.
2
Musladin, 549 U.S. 70, 77, 127 S. Ct. 649, 166 L. Ed. 2d 482 (2006). Decisions of
3
the Supreme Court are the only ones that can form the basis justifying habeas relief;
4
lower federal courts cannot themselves establish such a principle to satisfy the
5
AEDPA bar. Clark v. Murphy, 331 F.3d at 1069; Hernandez v. Small, 282 F.3d
6
1132, 1140 (9th Cir. 2002) (any principle on which a petitioner seeks to rely must
7
be found in the holdings, as opposed to dicta, of the Supreme Court decisions).
8
Under the AEDPA, “clearly established federal law” is the “governing legal
9
principle or principles set forth by the Supreme Court at the time the state court
10
renders its decision.” Lockyer v. Andrade, 538 U.S. at 71; see also Williams v.
11
Taylor, 529 U.S. at 412.
12
A state court’s failure to cite any federal law in its opinion does not run afoul
13
of the AEDPA. In fact, a state court need not even be aware of applicable Supreme
14
Court precedents “so long as neither the reasoning nor the result of the state-court
15
decision contradicts them.” Early v. Packer, 537 U.S. at 8; Bell v. Cone, 543 U.S.
16
447, 455, 125 S. Ct. 847, 160 L. Ed. 2d 881 (2005) (per curiam) (Bell II) (federal
17
courts are not free to presume that a state court did not comply with constitutional
18
dictates on the basis of nothing more than a lack of citation; federal courts must
19
presume that the state court applied the same constitutionally sufficient review it
20
used in earlier cases absent some contrary indication).
21
In addition, under § 2254(d)(2), a state court’s findings of fact are binding in
22
federal court unless the federal court determines that the state court’s factual
23
findings were unreasonable in light of the evidence presented in state court. Taylor
24
v. Maddox, 366 F.3d 992, 1000-01 (9th Cir. 2004) (federal court first undertakes
25
“intrinsic review” of state court’s fact-finding under § 2254(d)(2); during this
26
process, the federal court “must be particularly deferential”); Lambert v. Blodgett,
27
393 F.3d at 972 (§ 2254(d)(2) applies to challenges based on state court record).
28
The burden a petitioner faces in attempting to show an unreasonable determination
19
1
of the facts based on the evidence presented is “daunting -- one that will be satisfied
2
in few cases.” Taylor v. Maddox, 366 F.3d at 1000; see also Rice v. Collins, 546
3
U.S. 333, 336-42, 126 S. Ct. 969, 163 L. Ed. 2d 824 (2006) (federal court
4
misapplied settled rules that limit its role and authority by setting aside reasonable
5
state-court determinations of fact in favor of its own debatable interpretation of the
6
record).
7
The state court’s factual findings are also entitled to a “presumption of
8
correctness” and are controlling unless the petitioner rebuts the presumption by
9
clear and convincing extrinsic evidence. See 28 U.S.C. § 2254(e)(1); Lambert v.
10
Blodgett, 393 F.3d at 973 (“the only evidence eligible to meet the ‘clear and
11
convincing’ burden is new evidence presented exclusively in federal court”); see
12
also Miller-El v. Dretke, 545 U.S. 231, 240, 125 S. Ct. 2317, 162 L. Ed. 2d 196
13
(2005).
14
15
16
17
CLAIMS FOR RELIEF
CLAIM ONE: INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL AT GUILT
AND PENALTY PHASES
In Claim One, Petitioner claims various federal constitutional violations on the
18
ground that he was denied the effective assistance of trial counsel at the guilt and
19
penalty phases of his trial.5 (Pet. at 21-92.) Petitioner raised part of this claim in
20
21
22
23
24
25
26
27
28
5
Petitioner claims trial counsel rendered ineffective assistance by: (1) failing
during the guilt phase to investigate, develop, and present compelling expert and
lay witness testimony about Petitioner’s mental state (Pet. at 22-37); (2) failing to
develop and present a coherent and persuasive defense to the rape count, the rape
felony murder theory, and the rape special circumstance (Pet. at 37-47); (3)
pleading Petitioner guilty to the crime of rape during his closing argument (Pet. at
47-48); (4) failing to reasonably investigate and present potential challenges to the
admissibility of the DNA testimony (Pet. at 48-58); (5) failing to enter a plea of not
guilty by reason of insanity and investigating and presenting such a defense (Pet. at
58-60); (6) failing to conduct an adequate voir dire of potential jurors and ensure
the selection of a jury capable of a fair and reliable determination of guilt and
penalty (Pet. at 60-63); (7) failing to investigate the criminal background and the
status of pending cases against critical prosecution witnesses (Pet. at 64-67); (8)
failing to investigate Petitioner’s prior crimes, develop a strategy for addressing the
prosecution’s use of the prior crimes, and ensure that the jury was not
impermissibly influenced by the prior crimes (Pet. at 67-71); (9) failing to advise
(continued…)
20
1
his opening brief on appeal in the California Supreme Court.6 (NOL B1 at 126-43.)
2
The California Supreme Court rejected the claim on the merits in its reasoned
3
published opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at 1251, 1254-
4
55.) Petitioner also raised the claim in his first habeas corpus petition in the
5
California Supreme Court. (NOL C1 at 66-166 (Claim “D”).) The California
6
Supreme Court rejected the claim on the merits in its unpublished order denying the
7
petition. (NOL C7.)
8
Petitioner is precluded from obtaining federal habeas relief because the
9
California Supreme Court’s denial of each claim and subclaim was not contrary to
10
any clearly established Supreme Court authority, did not involve an unreasonable
11
application of clearly established Supreme Court authority, and did not involve an
12
unreasonable determination of the facts based on the evidence presented to it within
13
the meaning of § 2254(d). To the extent that no governing clearly established
14
Supreme Court authority existed at the time of the California Supreme Court’s
15
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
16
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
17
of review. To the extent that the claim fails to allege a cognizable claim in a federal
18
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
19
relief, it fails.
20
21
22
23
24
25
26
27
28
(…continued)
Petitioner about possible ramifications stemming from his testimony and failing to
prepare Petitioner for testifying (Pet. at 71-75); (10) failing to request necessary
jury instructions and verdict forms during the guilt phase (Pet. at 75-81); (11)
failing to object to numerous instances of prosecutorial misconduct in the guilt and
penalty phases (Pet. at 81-89); and (12) having a disabling conflict of interest (Pet.
at 89-91).
6
On appeal, Petitioner claimed that trial counsel rendered ineffective
assistance by: (1) failing to call live witnesses when challenging the admission of
the DNA evidence; (2) failing to cross-examine the DNA expert at trial; (3)
withdrawing his objection to the prior crimes evidence; and (4) failing to call an
expert at the guilt phase to testify about Petitioner’s inability to form specific intent.
(NOL B1 at 126-43.)
21
1
As to the factual allegations made in support of Claim One, Respondent
2
denies, or lacks sufficient knowledge to admit or deny, every allegation;
3
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
4
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
5
this claim, including all subclaims, because a proper application of § 2254(d)
6
requires that the claim be adjudicated on the basis of the record before the
7
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
8
clear that whether a state court’s decision is unreasonable must be assessed in light
9
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
10
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
11
to consider evidence not presented to state court in determining whether its decision
12
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
13
to more fully develop the factual basis of the claim would render his claim
14
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
15
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
16
2254(d) control whether to grant habeas relief, a federal court must take into
17
account those standards in deciding whether an evidentiary hearing is
18
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
19
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
20
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
21
stringent requirements of § 2254(e)(2).
22
CLAIM TWO: IRRECONCILABLE CONFLICT WITH TRIAL COUNSEL
23
In Claim Two, Petitioner claims various federal constitutional violations on
24
the ground that he had an irreconcilable conflict with his trial attorney and that the
25
trial court conducted an inadequate hearing into the nature of the alleged conflict.
26
(Pet. at 92-98.) Petitioner raised this claim in his opening brief on appeal in the
27
California Supreme Court. (NOL B1 at 96-108.) The California Supreme Court
28
22
1
rejected the claim on the merits in its reasoned published opinion on appeal. (NOL
2
B4; People v. Jones, 29 Cal. 4th at 1244-46.)
3
Petitioner is precluded from obtaining federal habeas relief because the
4
California Supreme Court’s denial of each claim and subclaim was not contrary to
5
any clearly established Supreme Court authority, did not involve an unreasonable
6
application of clearly established Supreme Court authority, and did not involve an
7
unreasonable determination of the facts based on the evidence presented to it within
8
the meaning of § 2254(d). To the extent that no governing clearly established
9
Supreme Court authority existed at the time of the California Supreme Court’s
10
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
11
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
12
of review. To the extent that the claim fails to allege a cognizable claim in a federal
13
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
14
relief, it fails.
15
As to the factual allegations made in support of Claim Two, Respondent
16
denies, or lacks sufficient knowledge to admit or deny, every allegation;
17
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
18
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
19
this claim, including all subclaims, because a proper application of § 2254(d)
20
requires that the claim be adjudicated on the basis of the record before the
21
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
22
clear that whether a state court’s decision is unreasonable must be assessed in light
23
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
24
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
25
to consider evidence not presented to state court in determining whether its decision
26
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
27
to more fully develop the factual basis of the claim would render his claim
28
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
23
1
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
2
2254(d) control whether to grant habeas relief, a federal court must take into
3
account those standards in deciding whether an evidentiary hearing is
4
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
5
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
6
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
7
stringent requirements of § 2254(e)(2).
8
CLAIM THREE: FAILURE TO DISCLOSE EXCULPATORY EVIDENCE
9
In Claim Three, Petitioner claims various federal constitutional violations on
10
the ground that the prosecutor failed to disclose exculpatory evidence, including
11
medical records for Petitioner, witness impeachment evidence, and materials
12
concerning the DNA laboratory. (Pet. at 98-107.) Petitioner raised this claim in his
13
first and second habeas corpus petitions in the California Supreme Court. (NOL C1
14
at 262-66 (Claim “G”); NOL D1 at 5-10.) The California Supreme Court rejected
15
the claim on the merits in its unpublished orders denying the first and second
16
habeas corpus petitions. (NOL C7; NOL D6.) In its unpublished order denying the
17
first habeas corpus petition, the California Supreme Court also rejected the claim on
18
the ground that, to the extent it was not raised on direct appeal, and except insofar
19
as it alleged ineffective assistance of counsel, it was barred by In re Harris, 5 Cal.
20
4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal. 2d at 759. (NOL C7.) As a
21
result, Claim Three is procedurally barred from consideration on the merits herein
22
because California’s Harris bar and Dixon bar are independent and adequate, and
23
Petitioner has not and cannot demonstrate that a fundamental miscarriage of justice
24
would occur if the claim was not considered on the merits. Bennett v. Mueller, 322
25
F.3d 573, 583 (9th Cir. 2003).
26
In addition, Petitioner is precluded from obtaining federal habeas relief
27
because the California Supreme Court’s denial of each claim and subclaim was not
28
contrary to any clearly established Supreme Court authority, did not involve an
24
1
unreasonable application of clearly established Supreme Court authority, and did
2
not involve an unreasonable determination of the facts based on the evidence
3
presented to it within the meaning of § 2254(d). To the extent that no governing
4
clearly established Supreme Court authority existed at the time of the California
5
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
6
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
7
under a de novo standard of review. To the extent that the claim fails to allege a
8
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
9
federal constitutional claim for relief, it fails.
10
As to the factual allegations made in support of Claim Three, Respondent
11
denies, or lacks sufficient knowledge to admit or deny, every allegation;
12
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
13
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
14
this claim, including all subclaims, because a proper application of § 2254(d)
15
requires that the claim be adjudicated on the basis of the record before the
16
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
17
clear that whether a state court’s decision is unreasonable must be assessed in light
18
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
19
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
20
to consider evidence not presented to state court in determining whether its decision
21
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
22
to more fully develop the factual basis of the claim would render his claim
23
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
24
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
25
2254(d) control whether to grant habeas relief, a federal court must take into
26
account those standards in deciding whether an evidentiary hearing is
27
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
28
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
25
1
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
2
stringent requirements of § 2254(e)(2).
3
CLAIM FOUR: INCOMPETENCE TO STAND TRIAL
4
In Claim Four, Petitioner claims various federal constitutional violations on
5
the ground that he was incompetent to stand trial. (Pet. at 107-24.) Petitioner
6
raised this claim in his first habeas corpus petition in the California Supreme Court.
7
(NOL C1 at 240-53 (Claim “E”).) The California Supreme Court rejected the claim
8
on the merits in its unpublished order denying the first habeas corpus petition.
9
(NOL C7.)
10
Petitioner is precluded from obtaining federal habeas relief because the
11
California Supreme Court’s denial of each claim and subclaim was not contrary to
12
any clearly established Supreme Court authority, did not involve an unreasonable
13
application of clearly established Supreme Court authority, and did not involve an
14
unreasonable determination of the facts based on the evidence presented to it within
15
the meaning of § 2254(d). To the extent that no governing clearly established
16
Supreme Court authority existed at the time of the California Supreme Court’s
17
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
18
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
19
of review. To the extent that the claim fails to allege a cognizable claim in a federal
20
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
21
relief, it fails.
22
As to the factual allegations made in support of Claim Four, Respondent
23
denies, or lacks sufficient knowledge to admit or deny, every allegation;
24
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
25
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
26
this claim, including all subclaims, because a proper application of § 2254(d)
27
requires that the claim be adjudicated on the basis of the record before the
28
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
26
1
clear that whether a state court’s decision is unreasonable must be assessed in light
2
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
3
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
4
to consider evidence not presented to state court in determining whether its decision
5
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
6
to more fully develop the factual basis of the claim would render his claim
7
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
8
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
9
2254(d) control whether to grant habeas relief, a federal court must take into
10
account those standards in deciding whether an evidentiary hearing is
11
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
12
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
13
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
14
stringent requirements of § 2254(e)(2).
15
CLAIM FIVE: MEDICATED AT TRIAL
16
In Claim Five, Petitioner claims various federal constitutional violations on
17
the ground that he was involuntarily medicated at the time of trial, which affected
18
his cognitive functioning and his appearance to the jury. (Pet. at 124-30.)
19
Petitioner raised this claim in his first habeas corpus petition in the California
20
Supreme Court. (NOL C1 at 254-61 (Claim “F”).) The California Supreme Court
21
rejected the claim on the merits in its unpublished order denying the first habeas
22
corpus petition. (NOL C7.)
23
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
24
constitutional provisions alleged by Petitioner in support of this claim because, at
25
the time his conviction became final, existing precedent did not “compel” the result
26
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
27
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
28
27
1
Petitioner is also precluded from obtaining federal habeas relief because the
2
California Supreme Court’s denial of each claim and subclaim was not contrary to
3
any clearly established Supreme Court authority, did not involve an unreasonable
4
application of clearly established Supreme Court authority, and did not involve an
5
unreasonable determination of the facts based on the evidence presented to it within
6
the meaning of § 2254(d). To the extent that no governing clearly established
7
Supreme Court authority existed at the time of the California Supreme Court’s
8
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
9
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
10
of review. To the extent that the claim fails to allege a cognizable claim in a federal
11
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
12
relief, it fails.
13
As to the factual allegations made in support of Claim Five, Respondent
14
denies, or lacks sufficient knowledge to admit or deny, every allegation;
15
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
16
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
17
this claim, including all subclaims, because a proper application of § 2254(d)
18
requires that the claim be adjudicated on the basis of the record before the
19
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
20
clear that whether a state court’s decision is unreasonable must be assessed in light
21
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
22
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
23
to consider evidence not presented to state court in determining whether its decision
24
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
25
to more fully develop the factual basis of the claim would render his claim
26
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
27
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
28
2254(d) control whether to grant habeas relief, a federal court must take into
28
1
account those standards in deciding whether an evidentiary hearing is
2
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
3
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
4
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
5
stringent requirements of § 2254(e)(2).
6
7
8
CLAIM SIX: TRIAL JUDGE’S CONFLICT OF INTEREST AND
PSYCHOLOGICAL IMPAIRMENT
In Claim Six, Petitioner claims various federal constitutional violations on the
9
ground that the judge who presided over some of the pretrial proceedings “had a
10
conflict of interest and disabling psychological condition that prevented him from
11
being an unbiased decision-maker.” (Pet. at 130-34.) Petitioner raised this claim in
12
his first habeas corpus petition in the California Supreme Court. (NOL C1 at 378-
13
82 (Claim “W”).) The California Supreme Court rejected the claim on the merits in
14
its unpublished order denying the first habeas corpus petition. (NOL C7.)
15
Petitioner is precluded from obtaining federal habeas relief because the
16
California Supreme Court’s denial of each claim and subclaim was not contrary to
17
any clearly established Supreme Court authority, did not involve an unreasonable
18
application of clearly established Supreme Court authority, and did not involve an
19
unreasonable determination of the facts based on the evidence presented to it within
20
the meaning of § 2254(d). To the extent that no governing clearly established
21
Supreme Court authority existed at the time of the California Supreme Court’s
22
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
23
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
24
of review. To the extent that the claim fails to allege a cognizable claim in a federal
25
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
26
relief, it fails.
27
28
As to the factual allegations made in support of Claim Six, Respondent denies,
or lacks sufficient knowledge to admit or deny, every allegation; alternatively,
29
1
Respondent denies that the alleged facts, if true, entitle Petitioner to federal habeas
2
relief. Further, Petitioner is not entitled to an evidentiary hearing on this claim,
3
including all subclaims, because a proper application of § 2254(d) requires that the
4
claim be adjudicated on the basis of the record before the California Supreme
5
Court. Holland v. Jackson, 542 U.S. at 652 (“we have made clear that whether a
6
state court’s decision is unreasonable must be assessed in light of the record the
7
court had before it”), citing Yarborough v. Gentry, 540 U.S. 1, Miller-el v.
8
Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining to consider
9
evidence not presented to state court in determining whether its decision was
10
contrary to federal law). Permitting an evidentiary hearing to allow Petitioner to
11
more fully develop the factual basis of the claim would render his claim
12
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
13
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
14
2254(d) control whether to grant habeas relief, a federal court must take into
15
account those standards in deciding whether an evidentiary hearing is
16
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
17
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
18
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
19
stringent requirements of § 2254(e)(2).
20
CLAIM SEVEN: INADEQUATE INQUIRY INTO JUROR BIAS
21
In Claim Seven, Petitioner claims various federal constitutional violations on
22
the ground that the trial court “permitted an improper and one-sided voir dire of the
23
jurors and failed to ensure that the prospective jurors’ biases were revealed.” (Pet.
24
at 134-37.) Petitioner raised this claim in his first habeas corpus petition in the
25
California Supreme Court. (NOL C1 at 282-84 (Claim “L”).) The California
26
Supreme Court rejected the claim on the merits in its unpublished order denying the
27
first habeas corpus petition. In that same order, the California Supreme Court also
28
rejected the claim on the ground that, to the extent it was not raised on direct
30
1
appeal, and except insofar as it alleged ineffective assistance of counsel, it was
2
barred by In re Harris, 5 Cal. 4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal. 2d
3
at 759. (NOL C7.) As a result, Claim Seven is procedurally barred from
4
consideration on the merits herein because California’s Harris bar and Dixon bar
5
are independent and adequate, and Petitioner has not and cannot demonstrate that a
6
fundamental miscarriage of justice would occur if the claim was not considered on
7
the merits. Bennett v. Mueller, 322 F.3d at 583.
8
9
In addition, Petitioner is precluded from obtaining federal habeas relief
because the California Supreme Court’s denial of each claim and subclaim was not
10
contrary to any clearly established Supreme Court authority, did not involve an
11
unreasonable application of clearly established Supreme Court authority, and did
12
not involve an unreasonable determination of the facts based on the evidence
13
presented to it within the meaning of § 2254(d). To the extent that no governing
14
clearly established Supreme Court authority existed at the time of the California
15
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
16
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
17
under a de novo standard of review. To the extent that the claim fails to allege a
18
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
19
federal constitutional claim for relief, it fails.
20
As to the factual allegations made in support of Claim Seven, Respondent
21
denies, or lacks sufficient knowledge to admit or deny, every allegation;
22
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
23
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
24
this claim, including all subclaims, because a proper application of § 2254(d)
25
requires that the claim be adjudicated on the basis of the record before the
26
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
27
clear that whether a state court’s decision is unreasonable must be assessed in light
28
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
31
1
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
2
to consider evidence not presented to state court in determining whether its decision
3
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
4
to more fully develop the factual basis of the claim would render his claim
5
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
6
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
7
2254(d) control whether to grant habeas relief, a federal court must take into
8
account those standards in deciding whether an evidentiary hearing is
9
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
10
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
11
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
12
stringent requirements of § 2254(e)(2).
13
CLAIM EIGHT: UNREASONABLE RULINGS ON CAUSE CHALLENGES
14
In Claim Eight, Petitioner claims various federal constitutional violations on
15
the ground that the trial court unreasonably sustained and denied challenges for
16
cause to prospective jurors. (Pet. at 137-42.) Petitioner raised this claim in his
17
opening brief on appeal in the California Supreme Court. (NOL B1 at 35-61.) The
18
California Supreme Court rejected the claim on the merits in its reasoned published
19
opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at 1246-50.)
20
Petitioner is precluded from obtaining federal habeas relief because the
21
California Supreme Court’s denial of each claim and subclaim was not contrary to
22
any clearly established Supreme Court authority, did not involve an unreasonable
23
application of clearly established Supreme Court authority, and did not involve an
24
unreasonable determination of the facts based on the evidence presented to it within
25
the meaning of § 2254(d). To the extent that no governing clearly established
26
Supreme Court authority existed at the time of the California Supreme Court’s
27
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
28
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
32
1
of review. To the extent that the claim fails to allege a cognizable claim in a federal
2
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
3
relief, it fails.
4
As to the factual allegations made in support of Claim Eight, Respondent
5
denies, or lacks sufficient knowledge to admit or deny, every allegation;
6
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
7
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
8
this claim, including all subclaims, because a proper application of § 2254(d)
9
requires that the claim be adjudicated on the basis of the record before the
10
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
11
clear that whether a state court’s decision is unreasonable must be assessed in light
12
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
13
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
14
to consider evidence not presented to state court in determining whether its decision
15
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
16
to more fully develop the factual basis of the claim would render his claim
17
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
18
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
19
2254(d) control whether to grant habeas relief, a federal court must take into
20
account those standards in deciding whether an evidentiary hearing is
21
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
22
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
23
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
24
stringent requirements of § 2254(e)(2).
25
CLAIM NINE: INSUFFICIENCY OF THE EVIDENCE
26
In Claim Nine, Petitioner claims various federal constitutional violations on
27
the ground that there was insufficient evidence to support the rape conviction, rape
28
felony murder conviction, and rape special circumstance. (Pet. at 143-44.)
33
1
Petitioner raised this claim in his first habeas corpus petition in the California
2
Supreme Court. (NOL C1 at 279-81 (Claim “K”).) The California Supreme Court
3
rejected the claim on the merits in its unpublished order denying the first habeas
4
corpus petition. In that same order, the California Supreme Court also rejected the
5
claim on the ground that, to the extent it was not raised on direct appeal, and except
6
insofar as it alleged ineffective assistance of counsel, it was barred by In re Harris,
7
5 Cal. 4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal. 2d at 759. In addition, in
8
that same order, the California Supreme Court also rejected the claim on the ground
9
that, to the extent it alleged insufficiency of the evidence, it was not cognizable on
10
habeas corpus, citing In re Lindley, 29 Cal. 2d at 723. (NOL C7.) As a result,
11
Claim Nine is procedurally barred from consideration on the merits herein because
12
California’s Harris bar, Dixon bar, and Lindley bar are independent and adequate,
13
and Petitioner has not and cannot demonstrate that a fundamental miscarriage of
14
justice would occur if the claim was not considered on the merits. Bennett v.
15
Mueller, 322 F.3d at 583.
16
In addition, Petitioner is precluded from obtaining federal habeas relief
17
because the California Supreme Court’s denial of each claim and subclaim was not
18
contrary to any clearly established Supreme Court authority, did not involve an
19
unreasonable application of clearly established Supreme Court authority, and did
20
not involve an unreasonable determination of the facts based on the evidence
21
presented to it within the meaning of § 2254(d). To the extent that no governing
22
clearly established Supreme Court authority existed at the time of the California
23
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
24
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
25
under a de novo standard of review. To the extent that the claim fails to allege a
26
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
27
federal constitutional claim for relief, it fails.
28
34
1
As to the factual allegations made in support of Claim Nine, Respondent
2
denies, or lacks sufficient knowledge to admit or deny, every allegation;
3
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
4
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
5
this claim, including all subclaims, because a proper application of § 2254(d)
6
requires that the claim be adjudicated on the basis of the record before the
7
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
8
clear that whether a state court’s decision is unreasonable must be assessed in light
9
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
10
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
11
to consider evidence not presented to state court in determining whether its decision
12
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
13
to more fully develop the factual basis of the claim would render his claim
14
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
15
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
16
2254(d) control whether to grant habeas relief, a federal court must take into
17
account those standards in deciding whether an evidentiary hearing is
18
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
19
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
20
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
21
stringent requirements of § 2254(e)(2).
22
CLAIM TEN: INFLAMMATORY PROPENSITY EVIDENCE
23
In Claim Ten, Petitioner claims various federal constitutional violations on the
24
ground that inflammatory propensity evidence was admitted during the guilt phase
25
of the trial, the trial court failed to properly instruct the jury on the limited purpose
26
of the evidence, trial counsel acted unreasonably with regard to the evidence, and
27
the prosecutor committed misconduct with regard to the evidence. (Pet. at 144-54.)
28
Petitioner raised part of this claim in his opening brief on appeal in the California
35
1
Supreme Court.7 (NOL B1 at 62-79, 133-35.) The California Supreme Court
2
rejected part of the claim as waived and part of the claim on the merits.8 (NOL B4;
3
People v. Jones, 29 Cal. 4th at 1255-56.) Petitioner also raised the claim in his first
4
habeas corpus petition in the California Supreme Court. (NOL C1 at 54-65 (Claim
5
“C”).) The California Supreme Court rejected the claim on the merits in its
6
unpublished order denying the petition. In that same order, the California Supreme
7
Court also rejected the claim on the ground that, to the extent it was not raised on
8
direct appeal, and except insofar as it alleged ineffective assistance of counsel, it
9
was barred by In re Harris, 5 Cal. 4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal.
10
2d at 759. (NOL C7.) As a result, Claim Ten is procedurally barred from
11
consideration on the merits herein because California’s waiver bar, Harris bar, and
12
Dixon bar are independent and adequate, and Petitioner has not and cannot
13
demonstrate that a fundamental miscarriage of justice would occur if the claim was
14
not considered on the merits. Bennett v. Mueller, 322 F.3d at 583.
15
In addition, Petitioner is precluded from obtaining federal habeas relief
16
because the California Supreme Court’s denial of each claim and subclaim was not
17
contrary to any clearly established Supreme Court authority, did not involve an
18
unreasonable application of clearly established Supreme Court authority, and did
19
not involve an unreasonable determination of the facts based on the evidence
20
presented to it within the meaning of § 2254(d). To the extent that no governing
21
clearly established Supreme Court authority existed at the time of the California
22
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
23
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
24
25
26
27
28
7
On appeal, Petitioner claimed that prior crimes evidence was erroneously
admitted at trial and that trial counsel was ineffective for withdrawing his objection
to the evidence. (NOL B1 at 62-79, 133-35.)
8
The California Supreme Court found that Petitioner had waived his claim
that prior crimes evidence was erroneously admitted at trial and rejected on the
merits the claim that trial counsel was ineffective for withdrawing his objection to
the evidence. (NOL B4; People v. Jones, 29 Cal. 4th at 1255-56.)
36
1
under a de novo standard of review. To the extent that the claim fails to allege a
2
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
3
federal constitutional claim for relief, it fails.
4
As to the factual allegations made in support of Claim Ten, Respondent
5
denies, or lacks sufficient knowledge to admit or deny, every allegation;
6
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
7
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
8
this claim, including all subclaims, because a proper application of § 2254(d)
9
requires that the claim be adjudicated on the basis of the record before the
10
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
11
clear that whether a state court’s decision is unreasonable must be assessed in light
12
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
13
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
14
to consider evidence not presented to state court in determining whether its decision
15
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
16
to more fully develop the factual basis of the claim would render his claim
17
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
18
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
19
2254(d) control whether to grant habeas relief, a federal court must take into
20
account those standards in deciding whether an evidentiary hearing is
21
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
22
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
23
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
24
stringent requirements of § 2254(e)(2).
25
26
27
28
CLAIM ELEVEN: DENIAL OF PETITIONER’S RIGHT TO TESTIFY ABOUT
HIS MENTAL HEALTH HISTORY
In Claim Eleven, Petitioner claims various federal constitutional violations on
the ground that the trial court refused to permit him to testify about his mental
37
1
health history at the guilt phase of his trial. (Pet. at 154-61.) Petitioner raised this
2
claim in his opening brief on appeal in the California Supreme Court. (NOL B1 at
3
109-25.) The California Supreme Court rejected the claim on the merits in its
4
reasoned published opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at
5
1252-53.)
6
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
7
constitutional provisions alleged by Petitioner in support of this claim because, at
8
the time his conviction became final, existing precedent did not “compel” the result
9
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
10
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
11
Petitioner is also precluded from obtaining federal habeas relief because the
12
California Supreme Court’s denial of each claim and subclaim was not contrary to
13
any clearly established Supreme Court authority, did not involve an unreasonable
14
application of clearly established Supreme Court authority, and did not involve an
15
unreasonable determination of the facts based on the evidence presented to it within
16
the meaning of § 2254(d). To the extent that no governing clearly established
17
Supreme Court authority existed at the time of the California Supreme Court’s
18
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
19
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
20
of review. To the extent that the claim fails to allege a cognizable claim in a federal
21
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
22
relief, it fails.
23
As to the factual allegations made in support of Claim Eleven, Respondent
24
denies, or lacks sufficient knowledge to admit or deny, every allegation;
25
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
26
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
27
this claim, including all subclaims, because a proper application of § 2254(d)
28
requires that the claim be adjudicated on the basis of the record before the
38
1
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
2
clear that whether a state court’s decision is unreasonable must be assessed in light
3
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
4
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
5
to consider evidence not presented to state court in determining whether its decision
6
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
7
to more fully develop the factual basis of the claim would render his claim
8
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
9
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
10
2254(d) control whether to grant habeas relief, a federal court must take into
11
account those standards in deciding whether an evidentiary hearing is
12
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
13
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
14
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
15
stringent requirements of § 2254(e)(2).
16
17
18
CLAIM TWELVE: ERRONEOUS JURY INSTRUCTIONS AND VERDICT
FORMS
In Claim Twelve, Petitioner claims various federal constitutional violations on
19
the ground that the guilt phase jury instructions and guilt phase verdict forms were
20
“conflicting, confusing, inaccurate, and incomplete.” (Pet. at 161-73.) Petitioner
21
raised this claim in his opening brief on appeal in the California Supreme Court.
22
(NOL B1 at 144-72.) The California Supreme Court rejected the claim on the
23
merits in its reasoned published opinion on appeal. It also rejected part of the claim
24
as waived.9 (NOL B4; People v. Jones, 29 Cal. 4th at 1256-60.) Petitioner also
25
26
27
28
9
The California Supreme Court found that Petitioner had waived his claim
that CALJIC No. 4.21.1 erroneously told the jury that voluntary intoxication or
mental disorder could not be considered in determining whether Petitioner had the
specific intent to commit rape and waived his claim that the guilt phase verdict
form was fatally ambiguous. (NOL B4; People v. Jones, 29 Cal. 4th at 1258-59.)
39
1
raised the claim in his first habeas corpus petition in the California Supreme Court.
2
(NOL C1 at 285-89; Claim “M”).) The California Supreme Court rejected the
3
claim on the merits in its unpublished order denying the petition. In that same
4
order, the California Supreme Court also rejected the claim on the ground that, to
5
the extent it was not raised on direct appeal, and except insofar as it alleged
6
ineffective assistance of counsel, it was barred by In re Harris, 5 Cal. 4th at 825 &
7
n.3, 826-29 and In re Dixon, 41 Cal. 2d at 759. (NOL C7.) As a result, Claim
8
Twelve is procedurally barred from consideration on the merits herein because
9
California’s waiver bar, Harris bar, and Dixon bar are independent and adequate,
10
and Petitioner has not and cannot demonstrate that a fundamental miscarriage of
11
justice would occur if the claim was not considered on the merits. Bennett v.
12
Mueller, 322 F.3d at 583.
13
To the extent this claim turns on state law, it fails to present a federal
14
constitutional question cognizable herein. § 2254(a); Estelle v. McGuire, 502 U.S.
15
62, 68, 72, 112 S. Ct. 475, 116 L. Ed. 2d 385 (1991) (federal habeas courts do not
16
grant relief, as a state appellate court might, simply based on a violation of state
17
law); Dugger v. Adams, 489 U.S. 401, 409, 109 S. Ct. 1211, 103 L. Ed. 2d 435
18
(1989) (“the availability of a claim under state law does not of itself establish that a
19
claim was available under the United States Constitution”); Engle v. Isaac, 456
20
U.S. 107, 119, 102 S. Ct. 1558, 71 L. Ed. 783 (1982).
21
In addition, Petitioner is precluded from obtaining federal habeas relief
22
because the California Supreme Court’s denial of each claim and subclaim was not
23
contrary to any clearly established Supreme Court authority, did not involve an
24
unreasonable application of clearly established Supreme Court authority, and did
25
not involve an unreasonable determination of the facts based on the evidence
26
presented to it within the meaning of § 2254(d). To the extent that no governing
27
clearly established Supreme Court authority existed at the time of the California
28
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
40
1
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
2
under a de novo standard of review. To the extent that the claim fails to allege a
3
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
4
federal constitutional claim for relief, it fails.
5
As to the factual allegations made in support of Claim Twelve, Respondent
6
denies, or lacks sufficient knowledge to admit or deny, every allegation;
7
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
8
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
9
this claim, including all subclaims, because a proper application of § 2254(d)
10
requires that the claim be adjudicated on the basis of the record before the
11
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
12
clear that whether a state court’s decision is unreasonable must be assessed in light
13
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
14
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
15
to consider evidence not presented to state court in determining whether its decision
16
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
17
to more fully develop the factual basis of the claim would render his claim
18
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
19
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
20
2254(d) control whether to grant habeas relief, a federal court must take into
21
account those standards in deciding whether an evidentiary hearing is
22
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
23
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
24
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
25
stringent requirements of § 2254(e)(2).
26
CLAIM THIRTEEN: UNRELIABLE DNA EVIDENCE
27
In Claim Thirteen, Petitioner claims various federal constitutional violations
28
on the ground that unreliable and prejudicial DNA evidence was admitted at trial.
41
1
(Pet. at 173-96.) Petitioner raised part of the claim in his opening brief on appeal in
2
the California Supreme Court.10 (NOL B1 at 80-95.) The California Supreme
3
Court rejected the claim on the merits in its reasoned published opinion on appeal.
4
(NOL B4; People v. Jones, 29 Cal. 4th at 1250-52.) Petitioner also raised the claim
5
in his first habeas corpus petition in the California Supreme Court. (NOL C1 at 20-
6
53 (Claim “B”).) The California Supreme Court rejected the claim on the merits in
7
its unpublished order denying the petition.
8
Petitioner is precluded from obtaining federal habeas relief because the
9
California Supreme Court’s denial of each claim and subclaim was not contrary to
10
any clearly established Supreme Court authority, did not involve an unreasonable
11
application of clearly established Supreme Court authority, and did not involve an
12
unreasonable determination of the facts based on the evidence presented to it within
13
the meaning of § 2254(d). To the extent that no governing clearly established
14
Supreme Court authority existed at the time of the California Supreme Court’s
15
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
16
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
17
of review. To the extent that the claim fails to allege a cognizable claim in a federal
18
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
19
relief, it fails.
20
As to the factual allegations made in support of Claim Thirteen, Respondent
21
denies, or lacks sufficient knowledge to admit or deny, every allegation;
22
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
23
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
24
this claim, including all subclaims, because a proper application of § 2254(d)
25
requires that the claim be adjudicated on the basis of the record before the
26
27
28
10
On appeal, Petitioner claimed that the trial court erred in taking judicial
notice of evidence to prove that the DNA procedure was generally accepted in the
scientific community. (NOL B1 at 80-95.)
42
1
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
2
clear that whether a state court’s decision is unreasonable must be assessed in light
3
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
4
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
5
to consider evidence not presented to state court in determining whether its decision
6
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
7
to more fully develop the factual basis of the claim would render his claim
8
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
9
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
10
2254(d) control whether to grant habeas relief, a federal court must take into
11
account those standards in deciding whether an evidentiary hearing is
12
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
13
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
14
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
15
stringent requirements of § 2254(e)(2).
16
CLAIM FOURTEEN: PROSECUTORIAL MISCONDUCT
17
In Claim Fourteen, Petitioner claims various federal constitutional violations
18
on the ground that the prosecutor committed misconduct during the guilt and
19
penalty phases of the trial, including presenting false testimony, making false and
20
prejudicial arguments, referring to facts not in evidence, misstating the law,
21
introducing irrelevant and inflammatory victim impact evidence, characterizing
22
Petitioner as a gang member, characterizing Petitioner’s failure to take advantage of
23
psychiatric treatment as aggravating evidence, and making improper victim impact
24
arguments. (Pet. at 196-207.) Petitioner raised part of this claim in his opening
25
brief on appeal in the California Supreme Court.11 (NOL B1 at 202-11.) The
26
California Supreme Court rejected the claim as waived and on the merits in its
27
28
11
On appeal, Petitioner claimed that the prosecutor committed misconduct
in characterizing Petitioner as a gang member. (NOL B1 at 202-11.)
43
1
reasoned published opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at
2
1262-63.) Petitioner also raised the claim in his first habeas corpus petition in the
3
California Supreme Court. (NOL C1 at 272-76, 320-25 (Claims “I” and “Q”).)
4
The California Supreme Court rejected the claim on the merits in its unpublished
5
order denying the petition. In that same order, the California Supreme Court also
6
rejected part of the claim on the ground that, to the extent it was not raised on direct
7
appeal, and except insofar as it alleged ineffective assistance of counsel, it was
8
barred by In re Harris, 5 Cal. 4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal. 2d
9
at 759.12 Further, in that same order, the California Supreme Court also rejected
10
part of the claim on the ground that, with the exception that it alleged ineffective
11
assistance of trial counsel, Petitioner failed to raise it in the trial court, citing In re
12
Seaton, 34 Cal. 4th 193.13 (NOL C7.) As a result, Claim Fourteen is procedurally
13
barred from consideration on the merits herein because California’s waiver bar,
14
Harris bar, Dixon bar, and Seaton bar are independent and adequate, and Petitioner
15
has not and cannot demonstrate that a fundamental miscarriage of justice would
16
occur if the claim was not considered on the merits. Bennett v. Mueller, 322 F.3d at
17
583.
18
In addition, Petitioner is precluded from obtaining federal habeas relief
19
because the California Supreme Court’s denial of each claim and subclaim was not
20
contrary to any clearly established Supreme Court authority, did not involve an
21
unreasonable application of clearly established Supreme Court authority, and did
22
not involve an unreasonable determination of the facts based on the evidence
23
presented to it within the meaning of § 2254(d). To the extent that no governing
24
clearly established Supreme Court authority existed at the time of the California
25
26
27
28
12
The California Supreme Court denied Claim Fourteen, with the exception
of Subclaims 8a(3) and 12 (NOL C1 Claim “I” with the exception of paragraph
5(c), and Claim “Q” with the exception of paragraph 2), as barred by Harris and
Dixon.13(NOL C7.)
The California Supreme Court denied Subclaim 8a(3) of Claim Fourteen
(NOL C1 Claim “I” paragraph 5 (c)) under Seaton.
44
1
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
2
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
3
under a de novo standard of review. To the extent that the claim fails to allege a
4
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
5
federal constitutional claim for relief, it fails.
6
As to the factual allegations made in support of Claim Fourteen, Respondent
7
denies, or lacks sufficient knowledge to admit or deny, every allegation;
8
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
9
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
10
this claim, including all subclaims, because a proper application of § 2254(d)
11
requires that the claim be adjudicated on the basis of the record before the
12
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
13
clear that whether a state court’s decision is unreasonable must be assessed in light
14
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
15
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
16
to consider evidence not presented to state court in determining whether its decision
17
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
18
to more fully develop the factual basis of the claim would render his claim
19
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
20
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
21
2254(d) control whether to grant habeas relief, a federal court must take into
22
account those standards in deciding whether an evidentiary hearing is
23
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
24
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
25
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
26
stringent requirements of § 2254(e)(2).
27
///
28
///
45
1
CLAIM FIFTEEN: PREJUDICIAL AGGRAVATING EVIDENCE
2
In Claim Fifteen, Petitioner claims various federal constitutional violations on
3
the ground that unnoticed, irrelevant, and prejudicial aggravating evidence was
4
introduced at the penalty phase of the trial and that his trial attorney unreasonably
5
failed to investigate and rebut the aggravating evidence. (Pet. at 207-23.)
6
Petitioner raised part of this claim in his opening brief on appeal in the California
7
Supreme Court.14 (NOL B1 at 182-90.) The California Supreme Court rejected the
8
claim on the merits in its reasoned published opinion on appeal. (NOL B4; People
9
v. Jones, 29 Cal. 4th at 1265-67.) Petitioner also raised the claim in his first habeas
10
corpus petition in the California Supreme Court. (NOL C1 at 371-74 (Claim “U”).)
11
The California Supreme Court rejected the claim on the merits in its unpublished
12
order denying the petition. In that same order, the California Supreme Court also
13
rejected the claim on the ground that, to the extent it was not raised on direct
14
appeal, and except insofar as it alleged ineffective assistance of counsel, it was
15
barred by In re Harris, 5 Cal. 4th at 825 & n.3, 826-29 and In re Dixon, 41 Cal. 2d
16
at 759. (NOL C7.) As a result, Claim Fifteen is procedurally barred from
17
consideration on the merits herein because California’s Harris bar and Dixon bar
18
are independent and adequate, and Petitioner has not and cannot demonstrate that a
19
fundamental miscarriage of justice would occur if the claim was not considered on
20
the merits. Bennett v. Mueller, 322 F.3d at 583.
21
In addition, Petitioner is precluded from obtaining federal habeas relief
22
because the California Supreme Court’s denial of each claim and subclaim was not
23
contrary to any clearly established Supreme Court authority, did not involve an
24
unreasonable application of clearly established Supreme Court authority, and did
25
not involve an unreasonable determination of the facts based on the evidence
26
27
28
14
On appeal, Petitioner claimed that the testimony of his sister about a
statement that Petitioner made that was offered to show lack of remorse was
improperly admitted at the penalty phase. (NOL B1 at 182-90.)
46
1
presented to it within the meaning of § 2254(d). To the extent that no governing
2
clearly established Supreme Court authority existed at the time of the California
3
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
4
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
5
under a de novo standard of review. To the extent that the claim fails to allege a
6
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
7
federal constitutional claim for relief, it fails.
8
9
As to the factual allegations made in support of Claim Fifteen, Respondent
denies, or lacks sufficient knowledge to admit or deny, every allegation;
10
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
11
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
12
this claim, including all subclaims, because a proper application of § 2254(d)
13
requires that the claim be adjudicated on the basis of the record before the
14
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
15
clear that whether a state court’s decision is unreasonable must be assessed in light
16
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
17
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
18
to consider evidence not presented to state court in determining whether its decision
19
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
20
to more fully develop the factual basis of the claim would render his claim
21
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
22
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
23
2254(d) control whether to grant habeas relief, a federal court must take into
24
account those standards in deciding whether an evidentiary hearing is
25
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
26
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
27
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
28
stringent requirements of § 2254(e)(2).
47
1
2
CLAIM SIXTEEN: INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL AT
PENALTY PHASE
3
In Claim Sixteen, Petitioner claims various federal constitutional violations on
4
the ground that he was denied the effective assistance of trial counsel at the penalty
5
phase of his trial.15 (Pet. at 223-339.) Petitioner raised this claim in his first habeas
6
corpus petition in the California Supreme Court. (NOL C1 at 167-239 (Claim
7
“D”).) The California Supreme Court rejected the claim on the merits in its
8
unpublished order denying the first habeas corpus petition. (NOL C7.)
9
Petitioner is precluded from obtaining federal habeas relief because the
10
California Supreme Court’s denial of each claim and subclaim was not contrary to
11
any clearly established Supreme Court authority, did not involve an unreasonable
12
application of clearly established Supreme Court authority, and did not involve an
13
unreasonable determination of the facts based on the evidence presented to it within
14
the meaning of § 2254(d). To the extent that no governing clearly established
15
Supreme Court authority existed at the time of the California Supreme Court’s
16
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
17
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
18
of review. To the extent that the claim fails to allege a cognizable claim in a federal
19
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
20
relief, it fails.
21
As to the factual allegations made in support of Claim Sixteen, Respondent
22
denies, or lacks sufficient knowledge to admit or deny, every allegation;
23
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
24
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
25
26
27
28
15
Petitioner claims trial counsel rendered ineffective assistance by: (1)
conducting a deficient penalty phase investigation (Pet. at 224-327); (2) failing to
retain, consult, and prepare mental health experts (Pet. at 327-37); and (3) failing to
investigate and challenge the prosecution’s improper victim impact evidence (Pet.
at 337-38).
48
1
this claim, including all subclaims, because a proper application of § 2254(d)
2
requires that the claim be adjudicated on the basis of the record before the
3
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
4
clear that whether a state court’s decision is unreasonable must be assessed in light
5
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
6
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
7
to consider evidence not presented to state court in determining whether its decision
8
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
9
to more fully develop the factual basis of the claim would render his claim
10
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
11
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
12
2254(d) control whether to grant habeas relief, a federal court must take into
13
account those standards in deciding whether an evidentiary hearing is
14
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
15
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
16
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
17
stringent requirements of § 2254(e)(2).
18
19
20
CLAIM SEVENTEEN: ADMISSION OF PREJUDICIAL PENALTY PHASE
EVIDENCE
In Claim Seventeen, Petitioner claims various federal constitutional violations
21
on the ground that the trial court, during the penalty phase, permitted the
22
prosecution to elicit irrelevant and prejudicial facts concerning Petitioner’s minor,
23
non-violent jail infractions and precluded Petitioner from presenting evidence to
24
mitigate such information. (Pet. at 339-43.) Petitioner raised this claim in his
25
opening brief on appeal in the California Supreme Court. (NOL B1 at 191-201.)
26
The California Supreme Court rejected the claim on the merits in its reasoned
27
published opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at 1260-62.)
28
49
1
Petitioner is precluded from obtaining federal habeas relief because the
2
California Supreme Court’s denial of each claim and subclaim was not contrary to
3
any clearly established Supreme Court authority, did not involve an unreasonable
4
application of clearly established Supreme Court authority, and did not involve an
5
unreasonable determination of the facts based on the evidence presented to it within
6
the meaning of § 2254(d). To the extent that no governing clearly established
7
Supreme Court authority existed at the time of the California Supreme Court’s
8
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
9
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
10
of review. To the extent that the claim fails to allege a cognizable claim in a federal
11
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
12
relief, it fails.
13
As to the factual allegations made in support of Claim Seventeen, Respondent
14
denies, or lacks sufficient knowledge to admit or deny, every allegation;
15
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
16
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
17
this claim, including all subclaims, because a proper application of § 2254(d)
18
requires that the claim be adjudicated on the basis of the record before the
19
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
20
clear that whether a state court’s decision is unreasonable must be assessed in light
21
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
22
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
23
to consider evidence not presented to state court in determining whether its decision
24
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
25
to more fully develop the factual basis of the claim would render his claim
26
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
27
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
28
2254(d) control whether to grant habeas relief, a federal court must take into
50
1
account those standards in deciding whether an evidentiary hearing is
2
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
3
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
4
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
5
stringent requirements of § 2254(e)(2).
6
CLAIM EIGHTEEN: JUROR MISCONDUCT
7
In Claim Eighteen, Petitioner claims various federal constitutional violations
8
on the ground that there were several instances of juror misconduct at his trial.
9
(Pet. at 343-58.) Petitioner raised this claim in his first habeas corpus petition in
10
the California Supreme Court. (NOL C1 at 293-316 (Claim “O”).) The California
11
Supreme Court rejected the claim on the merits in its unpublished order denying the
12
first habeas corpus petition. (NOL C7.)
13
Petitioner is precluded from obtaining federal habeas relief because the
14
California Supreme Court’s denial of each claim and subclaim was not contrary to
15
any clearly established Supreme Court authority, did not involve an unreasonable
16
application of clearly established Supreme Court authority, and did not involve an
17
unreasonable determination of the facts based on the evidence presented to it within
18
the meaning of § 2254(d). To the extent that no governing clearly established
19
Supreme Court authority existed at the time of the California Supreme Court’s
20
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
21
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
22
of review. To the extent that the claim fails to allege a cognizable claim in a federal
23
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
24
relief, it fails.
25
As to the factual allegations made in support of Claim Eighteen, Respondent
26
denies, or lacks sufficient knowledge to admit or deny, every allegation;
27
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
28
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
51
1
this claim, including all subclaims, because a proper application of § 2254(d)
2
requires that the claim be adjudicated on the basis of the record before the
3
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
4
clear that whether a state court’s decision is unreasonable must be assessed in light
5
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
6
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
7
to consider evidence not presented to state court in determining whether its decision
8
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
9
to more fully develop the factual basis of the claim would render his claim
10
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
11
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
12
2254(d) control whether to grant habeas relief, a federal court must take into
13
account those standards in deciding whether an evidentiary hearing is
14
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
15
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
16
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
17
stringent requirements of § 2254(e)(2).
18
CLAIM NINETEEN: OUTBURSTS BY VICTIM’S DAUGHTERS
19
In Claim Nineteen, Petitioner claims various federal constitutional violations
20
on the ground that the jury was exposed to repeated outbursts by the victim’s
21
daughters. (Pet. at 359-63.) Petitioner raised this claim in his first habeas corpus
22
petition in the California Supreme Court. (NOL C1 at 290-92 (Claim “N”).) The
23
California Supreme Court rejected the claim on the merits in its unpublished order
24
denying the first habeas corpus petition. (NOL C7.)
25
Petitioner is precluded from obtaining federal habeas relief because the
26
California Supreme Court’s denial of each claim and subclaim was not contrary to
27
any clearly established Supreme Court authority, did not involve an unreasonable
28
application of clearly established Supreme Court authority, and did not involve an
52
1
unreasonable determination of the facts based on the evidence presented to it within
2
the meaning of § 2254(d). To the extent that no governing clearly established
3
Supreme Court authority existed at the time of the California Supreme Court’s
4
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
5
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
6
of review. To the extent that the claim fails to allege a cognizable claim in a federal
7
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
8
relief, it fails.
9
As to the factual allegations made in support of Claim Nineteen, Respondent
10
denies, or lacks sufficient knowledge to admit or deny, every allegation;
11
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
12
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
13
this claim, including all subclaims, because a proper application of § 2254(d)
14
requires that the claim be adjudicated on the basis of the record before the
15
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
16
clear that whether a state court’s decision is unreasonable must be assessed in light
17
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
18
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
19
to consider evidence not presented to state court in determining whether its decision
20
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
21
to more fully develop the factual basis of the claim would render his claim
22
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
23
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
24
2254(d) control whether to grant habeas relief, a federal court must take into
25
account those standards in deciding whether an evidentiary hearing is
26
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
27
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
28
53
1
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
2
stringent requirements of § 2254(e)(2).
3
CLAIM TWENTY: INFLAMMATORY PHOTOGRAPHS OF THE VICTIM
4
In Claim Twenty, Petitioner claims various federal constitutional violations on
5
the ground that irrelevant and inflammatory photographs of the victim were
6
introduced at trial. (Pet. at 363-66.) Petitioner raised this claim in his first habeas
7
corpus petition in the California Supreme Court. (NOL C1 at 277-78 (Claim “J”).)
8
The California Supreme Court rejected the claim on the merits in its unpublished
9
order denying the first habeas corpus petition. (NOL C7.)
10
To the extent this claim turns on state law, it fails to present a federal
11
constitutional question cognizable herein. § 2254(a); Estelle v. McGuire, 502 U.S.
12
at 68; Dugger v. Adams, 489 U.S. at 409; Engle v. Isaac, 456 U.S. at 119.
13
Further, Petitioner is precluded from obtaining federal habeas relief because
14
the California Supreme Court’s denial of each claim and subclaim was not contrary
15
to any clearly established Supreme Court authority, did not involve an unreasonable
16
application of clearly established Supreme Court authority, and did not involve an
17
unreasonable determination of the facts based on the evidence presented to it within
18
the meaning of § 2254(d). To the extent that no governing clearly established
19
Supreme Court authority existed at the time of the California Supreme Court’s
20
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
21
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
22
of review. To the extent that the claim fails to allege a cognizable claim in a federal
23
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
24
relief, it fails.
25
As to the factual allegations made in support of Claim Twenty, Respondent
26
denies, or lacks sufficient knowledge to admit or deny, every allegation;
27
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
28
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
54
1
this claim, including all subclaims, because a proper application of § 2254(d)
2
requires that the claim be adjudicated on the basis of the record before the
3
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
4
clear that whether a state court’s decision is unreasonable must be assessed in light
5
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
6
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
7
to consider evidence not presented to state court in determining whether its decision
8
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
9
to more fully develop the factual basis of the claim would render his claim
10
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
11
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
12
2254(d) control whether to grant habeas relief, a federal court must take into
13
account those standards in deciding whether an evidentiary hearing is
14
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
15
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
16
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
17
stringent requirements of § 2254(e)(2).
18
CLAIM TWENTY-ONE: ERRONEOUS PENALTY PHASE INSTRUCTIONS
19
In Claim Twenty-One, Petitioner claims various federal constitutional
20
violations on the ground that the jury received confusing and incomplete
21
instructions during the penalty phase of the trial. (Pet. at 366-72.) Petitioner raised
22
this claim in his first habeas corpus petition in the California Supreme Court.
23
(NOL C1 at 326-32 (Claim “R”).) The California Supreme Court rejected the claim
24
on the merits in its unpublished order denying the petition. In that same order, the
25
California Supreme Court also rejected the claim on the ground that, to the extent it
26
was not raised on direct appeal, and except insofar as it alleged ineffective
27
assistance of counsel, it was barred by In re Harris, 5 Cal. 4th at 825 & n.3, 826-29
28
and In re Dixon, 41 Cal. 2d at 759. (NOL C7.) As a result, Claim Twenty-One is
55
1
procedurally barred from consideration on the merits herein because California’s
2
Harris bar and Dixon bar are independent and adequate, and Petitioner has not and
3
cannot demonstrate that a fundamental miscarriage of justice would occur if the
4
claim was not considered on the merits. Bennett v. Mueller, 322 F.3d at 583.
5
In addition, Petitioner is precluded from obtaining federal habeas relief
6
because the California Supreme Court’s denial of each claim and subclaim was not
7
contrary to any clearly established Supreme Court authority, did not involve an
8
unreasonable application of clearly established Supreme Court authority, and did
9
not involve an unreasonable determination of the facts based on the evidence
10
presented to it within the meaning of § 2254(d). To the extent that no governing
11
clearly established Supreme Court authority existed at the time of the California
12
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
13
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
14
under a de novo standard of review. To the extent that the claim fails to allege a
15
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
16
federal constitutional claim for relief, it fails.
17
As to the factual allegations made in support of Claim Twenty-One,
18
Respondent denies, or lacks sufficient knowledge to admit or deny, every
19
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
20
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
21
evidentiary hearing on this claim, including all subclaims, because a proper
22
application of § 2254(d) requires that the claim be adjudicated on the basis of the
23
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
24
(“we have made clear that whether a state court’s decision is unreasonable must be
25
assessed in light of the record the court had before it”), citing Yarborough v.
26
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
27
697 n.4 (declining to consider evidence not presented to state court in determining
28
whether its decision was contrary to federal law). Permitting an evidentiary hearing
56
1
to allow Petitioner to more fully develop the factual basis of the claim would render
2
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
3
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
4
2254(d) control whether to grant habeas relief, a federal court must take into
5
account those standards in deciding whether an evidentiary hearing is
6
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
7
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
8
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
9
stringent requirements of § 2254(e)(2).
10
11
12
CLAIM TWENTY-TWO: ERRONEOUS PENALTY PHASE INSTRUCTIONS
AND ARBITRARY DEATH PENALTY SCHEME
In Claim Twenty-Two, Petitioner claims various federal constitutional
13
violations on the following grounds: (1) the jurors were not instructed that they had
14
to unanimously agree on the circumstances in aggravation; (2) the jurors were not
15
instructed that the beyond a reasonable doubt burden of proof applied to
16
determining which factors were aggravating, whether the aggravating factors
17
outweighed the mitigating factors, and whether death was the appropriate penalty;
18
(3) the jurors were not instructed that a presumption of life applied at the penalty
19
phase; and (4) California’s statutory death penalty scheme fails to require written
20
findings from the jury, fails to designate the sentencing factors as either mitigating
21
or aggravating, and fails to require the reviewing court to engage in inter-case
22
proportionality review. (Pet. at 372-81.) Petitioner raised this claim in his opening
23
brief on appeal in the California Supreme Court. (NOL B1 at 217-28.) The
24
California Supreme Court rejected the claim on the merits in its reasoned published
25
opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at 1267.)
26
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
27
constitutional provisions alleged by Petitioner in support of this claim because, at
28
the time his conviction became final, existing precedent did not “compel” the result
57
1
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
2
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
3
In addition, Petitioner is precluded from obtaining federal habeas relief
4
because the California Supreme Court’s denial of each claim and subclaim was not
5
contrary to any clearly established Supreme Court authority, did not involve an
6
unreasonable application of clearly established Supreme Court authority, and did
7
not involve an unreasonable determination of the facts based on the evidence
8
presented to it within the meaning of § 2254(d). To the extent that no governing
9
clearly established Supreme Court authority existed at the time of the California
10
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
11
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
12
under a de novo standard of review. To the extent that the claim fails to allege a
13
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
14
federal constitutional claim for relief, it fails.
15
As to the factual allegations made in support of Claim Twenty-Two,
16
Respondent denies, or lacks sufficient knowledge to admit or deny, every
17
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
18
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
19
evidentiary hearing on this claim, including all subclaims, because a proper
20
application of § 2254(d) requires that the claim be adjudicated on the basis of the
21
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
22
(“we have made clear that whether a state court’s decision is unreasonable must be
23
assessed in light of the record the court had before it”), citing Yarborough v.
24
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
25
697 n.4 (declining to consider evidence not presented to state court in determining
26
whether its decision was contrary to federal law). Permitting an evidentiary hearing
27
to allow Petitioner to more fully develop the factual basis of the claim would render
28
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
58
1
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
2
2254(d) control whether to grant habeas relief, a federal court must take into
3
account those standards in deciding whether an evidentiary hearing is
4
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
5
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
6
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
7
stringent requirements of § 2254(e)(2).
8
9
10
CLAIM TWENTY-THREE: DEATH SENTENCE IS CRUEL AND UNUSUAL
GIVEN PETITIONER’S MENTAL RETARDATION AND MENTAL
IMPAIRMENTS
In Claim Twenty-Three, Petitioner, relying on Atkins v. Virginia, 536 U.S.
11
304, 122 S. Ct. 2242, 153 L. Ed. 2d 335 (2002), claims that his death sentence
12
constitutes cruel and unusual punishment because of his mental retardation and
13
mental impairments. (Pet. at 382-93.) Petitioner raised this claim in his first
14
habeas corpus petition in the California Supreme Court. (NOL C1 at 347-70
15
(“Claim T”).) The California Supreme Court rejected the claim on the merits in its
16
unpublished order denying the first habeas corpus petition. (NOL C7.)
17
Petitioner is precluded from obtaining federal habeas relief because the
18
California Supreme Court’s denial of each claim and subclaim was not contrary to
19
any clearly established Supreme Court authority, did not involve an unreasonable
20
application of clearly established Supreme Court authority, and did not involve an
21
unreasonable determination of the facts based on the evidence presented to it within
22
the meaning of § 2254(d). To the extent that no governing clearly established
23
Supreme Court authority existed at the time of the California Supreme Court’s
24
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
25
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
26
of review. To the extent that the claim fails to allege a cognizable claim in a federal
27
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
28
relief, it fails.
59
1
As to the factual allegations made in support of Claim Twenty-Three,
2
Respondent denies, or lacks sufficient knowledge to admit or deny, every
3
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
4
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
5
evidentiary hearing on this claim, including all subclaims, because a proper
6
application of § 2254(d) requires that the claim be adjudicated on the basis of the
7
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
8
(“we have made clear that whether a state court’s decision is unreasonable must be
9
assessed in light of the record the court had before it”), citing Yarborough v.
10
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
11
697 n.4 (declining to consider evidence not presented to state court in determining
12
whether its decision was contrary to federal law). Permitting an evidentiary hearing
13
to allow Petitioner to more fully develop the factual basis of the claim would render
14
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
15
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
16
2254(d) control whether to grant habeas relief, a federal court must take into
17
account those standards in deciding whether an evidentiary hearing is
18
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
19
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
20
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
21
stringent requirements of § 2254(e)(2).
22
23
CLAIM TWENTY-FOUR: CONSTITUTIONAL AND INTERNATIONAL LAW
VIOLATIONS BECAUSE OF THE FAILURE TO NARROW THE CLASS OF
OFFENDERS ELIGIBLE FOR THE DEATH PENALTY
24
In Claim Twenty-Four, Petitioner claims various federal constitutional
25
violations and a violation of international law on the ground that the California
26
death penalty statute fails to narrow the class of offenders eligible for the death
27
penalty. (Pet. at 394-401.) Petitioner raised this claim in his first habeas corpus
28
petition in the California Supreme Court. (NOL C1 at 383-408 (“Claim X”).) The
60
1
California Supreme Court rejected the claim on the merits in its unpublished order
2
denying the first habeas corpus petition. (NOL C7.)
3
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
4
constitutional provisions alleged by Petitioner in support of this claim because, at
5
the time his conviction became final, existing precedent did not “compel” the result
6
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
7
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
8
In addition, Petitioner is precluded from obtaining federal habeas relief
9
because the California Supreme Court’s denial of each claim and subclaim was not
10
contrary to any clearly established Supreme Court authority, did not involve an
11
unreasonable application of clearly established Supreme Court authority, and did
12
not involve an unreasonable determination of the facts based on the evidence
13
presented to it within the meaning of § 2254(d). To the extent that no governing
14
clearly established Supreme Court authority existed at the time of the California
15
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
16
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
17
under a de novo standard of review. To the extent that the claim fails to allege a
18
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
19
federal constitutional claim for relief, it fails.
20
As to the factual allegations made in support of Claim Twenty-Four,
21
Respondent denies, or lacks sufficient knowledge to admit or deny, every
22
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
23
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
24
evidentiary hearing on this claim, including all subclaims, because a proper
25
application of § 2254(d) requires that the claim be adjudicated on the basis of the
26
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
27
(“we have made clear that whether a state court’s decision is unreasonable must be
28
assessed in light of the record the court had before it”), citing Yarborough v.
61
1
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
2
697 n.4 (declining to consider evidence not presented to state court in determining
3
whether its decision was contrary to federal law). Permitting an evidentiary hearing
4
to allow Petitioner to more fully develop the factual basis of the claim would render
5
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
6
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
7
2254(d) control whether to grant habeas relief, a federal court must take into
8
account those standards in deciding whether an evidentiary hearing is
9
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
10
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
11
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
12
stringent requirements of § 2254(e)(2).
13
14
CLAIM TWENTY-FIVE: USE OF RACE, GENDER, AND OTHER
UNCONSTITUTIONAL CONSIDERATIONS IN DECISION TO SEEK THE
DEATH PENALTY
15
In Claim Twenty-Five, Petitioner claims various federal constitutional
16
violations on the ground that the prosecution used race, gender, and other
17
unconstitutional considerations in its decision to seek the death penalty. (Pet. at
18
401-06.) Petitioner raised this claim in his first habeas corpus petition in the
19
California Supreme Court. (NOL C1 at 409-15 (Claim “Y”).) The California
20
Supreme Court rejected the claim on the merits in its unpublished order denying the
21
first habeas corpus petition. In that same order, the California Supreme Court also
22
rejected the claim on the ground that, with the exception that it alleged ineffective
23
assistance of trial counsel, Petitioner failed to raise it in the trial court, citing In re
24
Seaton, 34 Cal. 4th 193. (NOL C7.) As a result, Claim Twenty-Five is
25
procedurally barred from consideration on the merits herein because California’s
26
Seaton bar is independent and adequate, and Petitioner has not and cannot
27
demonstrate that a fundamental miscarriage of justice would occur if the claim was
28
not considered on the merits. Bennett v. Mueller, 322 F.3d at 583.
62
1
In addition, the non-retroactivity doctrine forecloses federal habeas corpus
2
relief as to the constitutional provisions alleged by Petitioner in support of this
3
claim because, at the time his conviction became final, existing precedent did not
4
“compel” the result he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And,
5
in any event, none of the recognized exceptions to the non-retroactivity doctrine
6
apply to this claim.
7
Further, Petitioner is precluded from obtaining federal habeas relief because
8
the California Supreme Court’s denial of each claim and subclaim was not contrary
9
to any clearly established Supreme Court authority, did not involve an unreasonable
10
application of clearly established Supreme Court authority, and did not involve an
11
unreasonable determination of the facts based on the evidence presented to it within
12
the meaning of § 2254(d). To the extent that no governing clearly established
13
Supreme Court authority existed at the time of the California Supreme Court’s
14
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
15
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
16
of review. To the extent that the claim fails to allege a cognizable claim in a federal
17
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
18
relief, it fails.
19
As to the factual allegations made in support of Claim Twenty-Five,
20
Respondent denies, or lacks sufficient knowledge to admit or deny, every
21
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
22
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
23
evidentiary hearing on this claim, including all subclaims, because a proper
24
application of § 2254(d) requires that the claim be adjudicated on the basis of the
25
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
26
(“we have made clear that whether a state court’s decision is unreasonable must be
27
assessed in light of the record the court had before it”), citing Yarborough v.
28
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
63
1
697 n.4 (declining to consider evidence not presented to state court in determining
2
whether its decision was contrary to federal law). Permitting an evidentiary hearing
3
to allow Petitioner to more fully develop the factual basis of the claim would render
4
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
5
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
6
2254(d) control whether to grant habeas relief, a federal court must take into
7
account those standards in deciding whether an evidentiary hearing is
8
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
9
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
10
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
11
stringent requirements of § 2254(e)(2).
12
13
CLAIM TWENTY-SIX: UNLAWFUL DEATH SENTENCE BECAUSE
INTERNATIONAL LAW BARS IMPOSITION OF THE DEATH PENALTY ON
MENTALLY DISORDERED INDIVIDUALS
14
In Claim Twenty-Six, Petitioner claims that his death sentence is unlawful
15
because customary international law binding on the United States bars imposition
16
of the death penalty on mentally disordered individuals. (Pet. at 406-14.)
17
Petitioner raised this claim in his first habeas corpus petition in the California
18
Supreme Court. (NOL C1 at 416-24 (Claim “Z”).) The California Supreme Court
19
rejected the claim on the merits in its unpublished order denying the first habeas
20
corpus petition. (NOL C7.)
21
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
22
constitutional provisions alleged by Petitioner in support of this claim because, at
23
the time his conviction became final, existing precedent did not “compel” the result
24
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
25
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
26
In addition, Petitioner is precluded from obtaining federal habeas relief
27
because the California Supreme Court’s denial of each claim and subclaim was not
28
contrary to any clearly established Supreme Court authority, did not involve an
64
1
unreasonable application of clearly established Supreme Court authority, and did
2
not involve an unreasonable determination of the facts based on the evidence
3
presented to it within the meaning of § 2254(d). To the extent that no governing
4
clearly established Supreme Court authority existed at the time of the California
5
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
6
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
7
under a de novo standard of review. To the extent that the claim fails to allege a
8
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
9
federal constitutional claim for relief, it fails.
10
As to the factual allegations made in support of Claim Twenty-Six,
11
Respondent denies, or lacks sufficient knowledge to admit or deny, every
12
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
13
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
14
evidentiary hearing on this claim, including all subclaims, because a proper
15
application of § 2254(d) requires that the claim be adjudicated on the basis of the
16
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
17
(“we have made clear that whether a state court’s decision is unreasonable must be
18
assessed in light of the record the court had before it”), citing Yarborough v.
19
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
20
697 n.4 (declining to consider evidence not presented to state court in determining
21
whether its decision was contrary to federal law). Permitting an evidentiary hearing
22
to allow Petitioner to more fully develop the factual basis of the claim would render
23
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
24
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
25
2254(d) control whether to grant habeas relief, a federal court must take into
26
account those standards in deciding whether an evidentiary hearing is
27
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
28
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
65
1
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
2
stringent requirements of § 2254(e)(2).
3
4
CLAIM TWENTY-SEVEN: CONSTITUTIONAL AND INTERNATIONAL LAW
VIOLATIONS BECAUSE OF LENGTHY PERIOD OF CONFINEMENT UNDER
SENTENCE OF DEATH
5
In Claim Twenty-Seven, Petitioner claims various federal constitutional
6
violations and a violation of international law on the ground that California’s death
7
penalty post-conviction procedures permit execution following a long period of
8
confinement under a sentence of death. (Pet. at 414-18.) Petitioner raised this
9
claim in his opening brief on appeal in the California Supreme Court. (NOL B1 at
10
229-43.) The California Supreme Court rejected the claim on the merits in its
11
reasoned published opinion on appeal. (NOL B4; People v. Jones, 29 Cal. 4th at
12
1267.)
13
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
14
constitutional provisions alleged by Petitioner in support of this claim because, at
15
the time his conviction became final, existing precedent did not “compel” the result
16
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
17
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
18
In addition, Petitioner is precluded from obtaining federal habeas relief
19
because the California Supreme Court’s denial of each claim and subclaim was not
20
contrary to any clearly established Supreme Court authority, did not involve an
21
unreasonable application of clearly established Supreme Court authority, and did
22
not involve an unreasonable determination of the facts based on the evidence
23
presented to it within the meaning of § 2254(d). To the extent that no governing
24
clearly established Supreme Court authority existed at the time of the California
25
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
26
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
27
under a de novo standard of review. To the extent that the claim fails to allege a
28
66
1
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
2
federal constitutional claim for relief, it fails.
3
As to the factual allegations made in support of Claim Twenty-Seven,
4
Respondent denies, or lacks sufficient knowledge to admit or deny, every
5
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
6
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
7
evidentiary hearing on this claim, including all subclaims, because a proper
8
application of § 2254(d) requires that the claim be adjudicated on the basis of the
9
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
10
(“we have made clear that whether a state court’s decision is unreasonable must be
11
assessed in light of the record the court had before it”), citing Yarborough v.
12
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
13
697 n.4 (declining to consider evidence not presented to state court in determining
14
whether its decision was contrary to federal law). Permitting an evidentiary hearing
15
to allow Petitioner to more fully develop the factual basis of the claim would render
16
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
17
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
18
2254(d) control whether to grant habeas relief, a federal court must take into
19
account those standards in deciding whether an evidentiary hearing is
20
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
21
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
22
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
23
stringent requirements of § 2254(e)(2).
24
25
CLAIM TWENTY-EIGHT: INEFFECTIVE ASSISTANCE OF APPELLATE
COUNSEL
26
In Claim Twenty-Eight, Petitioner claims various federal constitutional
27
violations on the ground that appellate counsel rendered ineffective assistance by
28
67
1
failing to include meritorious issues on appeal.16 (Pet. at 418-21.) Petitioner raised
2
this claim in his first habeas corpus petition in the California Supreme Court.
3
(NOL C1 at 375-77 (Claim “V”).) The California Supreme Court rejected the
4
claim on the merits in its unpublished order denying the first habeas corpus petition.
5
(NOL C7.)
6
Petitioner is precluded from obtaining federal habeas relief because the
7
California Supreme Court’s denial of each claim and subclaim was not contrary to
8
any clearly established Supreme Court authority, did not involve an unreasonable
9
application of clearly established Supreme Court authority, and did not involve an
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
16
Petitioner claims that appellate counsel rendered ineffective assistance by
failing to include the following issues on appeal: (1) Petitioner’s federal
constitutional rights to a fair and reliable guilt and sentencing determination were
violated by the trial court’s erroneous ruling allowing the jury to draw
impermissible inferences from highly inflammatory propensity evidence during the
guilt phase; (2) the trial court unreasonably and prejudicially failed to protect
Petitioner’s federal constitutional rights by allowing the prosecution to engage in
numerous instances of deceptive and reprehensible prosecutorial misconduct in the
guilt and penalty phases; (3) the trial court violated Petitioner’s federal
constitutional rights when it abdicated its responsibility to ensure an effective
inquiry into prospective juror biases; (4) Petitioner was deprived of his federal
constitutional rights because the jury was given incomplete and confusing jury
instructions and verdict forms in the guilt and penalty phases of Petitioner’s trial;
(5) the erroneous admission of improper, prejudicial, and false victim impact
evidence violated Petitioner’s state and federal constitutional rights; (6) the
prosecution violated Petitioner’s federal constitutional rights by failing to disclose
material exculpatory evidence; (7) the prosecution knowingly presented false
evidence in violation of Petitioner’s federal constitutional rights; (8) no evidence
supported Petitioner’s convictions and true special circumstance finding in
violation of the federal constitution; (9) Petitioner’s federal constitutional rights
were violated when the prosecution failed to give trial counsel adequate notice of
aggravation evidence pursuant to California Penal Code section 190.3; (10) the trial
court failed to protect Petitioner’s federal constitutional rights by admitting
evidence of Petitioner’s minor, non-violent, prior prison infractions, and not
permitting Petitioner to mitigate the court’s error by permitting evidence of the
conditions of confinement for prisoners sentenced to life without the possibility of
parole; (11) Petitioner’s federal constitutional rights were violated by the admission
of numerous inflammatory and irrelevant photographs and also by trial counsel’s
failure to object to their introduction; (12) the failure of California’s death penalty
statute to narrow the class of death eligible offenders violated Petitioner’s federal
constitutional rights; (13) as a result of Petitioner’s profound mental illness and
severe cognitive defects, Petitioner’s death sentence violates the tenets of
international law; and (14) Petitioner’s federal constitutional rights were violated
because the direct appeal of his capital conviction and death sentence were based on
an incomplete and inaccurate appellate record. (Pet. at 419-21.)
68
1
unreasonable determination of the facts based on the evidence presented to it within
2
the meaning of § 2254(d). To the extent that no governing clearly established
3
Supreme Court authority existed at the time of the California Supreme Court’s
4
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
5
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
6
of review. To the extent that the claim fails to allege a cognizable claim in a federal
7
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
8
relief, it fails.
9
As to the factual allegations made in support of Claim Twenty-Eight,
10
Respondent denies, or lacks sufficient knowledge to admit or deny, every
11
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
12
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
13
evidentiary hearing on this claim, including all subclaims, because a proper
14
application of § 2254(d) requires that the claim be adjudicated on the basis of the
15
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
16
(“we have made clear that whether a state court’s decision is unreasonable must be
17
assessed in light of the record the court had before it”), citing Yarborough v.
18
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
19
697 n.4 (declining to consider evidence not presented to state court in determining
20
whether its decision was contrary to federal law). Permitting an evidentiary hearing
21
to allow Petitioner to more fully develop the factual basis of the claim would render
22
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
23
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
24
2254(d) control whether to grant habeas relief, a federal court must take into
25
account those standards in deciding whether an evidentiary hearing is
26
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
27
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
28
69
1
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
2
stringent requirements of § 2254(e)(2).
3
4
5
CLAIM TWENTY-NINE: INACCURATE AND INCOMPLETE APPELLATE
RECORD
In Claim Twenty-Nine, Petitioner claims various federal constitutional
6
violations on the ground that the appellate record of his trial proceedings was
7
inaccurate and incomplete. (Pet at 421-28.) Petitioner raised this claim in his first
8
habeas corpus petition in the California Supreme Court. (NOL C1 at 11-19 (Claim
9
“A”).) The California Supreme Court rejected the claim on the merits in its
10
unpublished order denying the first habeas corpus petition. (NOL C7.)
11
To the extent Petitioner alleges error in post-conviction proceedings, his claim
12
is not cognizable in a federal habeas corpus petition. See Ortiz v. Stewart, 149 F.3d
13
923, 939 (9th Cir. 1998) (“federal habeas relief is unavailable to redress alleged
14
procedural error in state post-conviction proceedings”).
15
In addition, the non-retroactivity doctrine forecloses federal habeas corpus
16
relief as to the constitutional provisions alleged by Petitioner in support of this
17
claim because, at the time his conviction became final, existing precedent did not
18
“compel” the result he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And,
19
in any event, none of the recognized exceptions to the non-retroactivity doctrine
20
apply to this claim.
21
Further, Petitioner is precluded from obtaining federal habeas relief because
22
the California Supreme Court’s denial of each claim and subclaim was not contrary
23
to any clearly established Supreme Court authority, did not involve an unreasonable
24
application of clearly established Supreme Court authority, and did not involve an
25
unreasonable determination of the facts based on the evidence presented to it within
26
the meaning of § 2254(d). To the extent that no governing clearly established
27
Supreme Court authority existed at the time of the California Supreme Court’s
28
denial of the claim, federal habeas relief is precluded by § 2254(d). To the extent
70
1
that Petitioner overcomes the § 2254 bar, the claim fails under a de novo standard
2
of review. To the extent that the claim fails to allege a cognizable claim in a federal
3
habeas proceeding, or fails to allege a prima facie federal constitutional claim for
4
relief, it fails.
5
As to the factual allegations made in support of Claim Twenty-Nine,
6
Respondent denies, or lacks sufficient knowledge to admit or deny, every
7
allegation; alternatively, Respondent denies that the alleged facts, if true, entitle
8
Petitioner to federal habeas relief. Further, Petitioner is not entitled to an
9
evidentiary hearing on this claim, including all subclaims, because a proper
10
application of § 2254(d) requires that the claim be adjudicated on the basis of the
11
record before the California Supreme Court. Holland v. Jackson, 542 U.S. at 652
12
(“we have made clear that whether a state court’s decision is unreasonable must be
13
assessed in light of the record the court had before it”), citing Yarborough v.
14
Gentry, 540 U.S. 1, Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at
15
697 n.4 (declining to consider evidence not presented to state court in determining
16
whether its decision was contrary to federal law). Permitting an evidentiary hearing
17
to allow Petitioner to more fully develop the factual basis of the claim would render
18
his claim unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
19
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
20
2254(d) control whether to grant habeas relief, a federal court must take into
21
account those standards in deciding whether an evidentiary hearing is
22
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
23
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
24
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
25
stringent requirements of § 2254(e)(2).
26
///
27
///
28
///
71
1
2
3
CLAIM THIRTY: MULTIPLE CONSTITUTIONAL ERRORS CUMULATIVELY
RENDERED PETITIONER’S TRIAL UNFAIR
In Claim Thirty, Petitioner claims various federal constitutional violations on
4
the ground that the multiple constitutional errors committed by the prosecutor,
5
Petitioner’s counsel, and the trial court as alleged in the Petition cumulatively
6
rendered his trial unfair. (Pet. at 428-29.) Petitioner raised this claim in his first
7
habeas corpus petition in the California Supreme Court. (NOL C1 at 425-26
8
(Claim “AA”).) The California Supreme Court rejected the claim on the merits in
9
its unpublished order denying the first habeas corpus petition. (NOL C7.)
10
The non-retroactivity doctrine forecloses federal habeas corpus relief as to the
11
constitutional provisions alleged by Petitioner in support of this claim because, at
12
the time his conviction became final, existing precedent did not “compel” the result
13
he now seeks. See Teague v. Lane, 489 U.S. at 299-301. And, in any event, none
14
of the recognized exceptions to the non-retroactivity doctrine apply to this claim.
15
In addition, Petitioner is precluded from obtaining federal habeas relief
16
because the California Supreme Court’s denial of each claim and subclaim was not
17
contrary to any clearly established Supreme Court authority, did not involve an
18
unreasonable application of clearly established Supreme Court authority, and did
19
not involve an unreasonable determination of the facts based on the evidence
20
presented to it within the meaning of § 2254(d). To the extent that no governing
21
clearly established Supreme Court authority existed at the time of the California
22
Supreme Court’s denial of the claim, federal habeas relief is precluded by §
23
2254(d). To the extent that Petitioner overcomes the § 2254 bar, the claim fails
24
under a de novo standard of review. To the extent that the claim fails to allege a
25
cognizable claim in a federal habeas proceeding, or fails to allege a prima facie
26
federal constitutional claim for relief, it fails.
27
28
As to the factual allegations made in support of Claim Thirty, Respondent
denies, or lacks sufficient knowledge to admit or deny, every allegation;
72
1
alternatively, Respondent denies that the alleged facts, if true, entitle Petitioner to
2
federal habeas relief. Further, Petitioner is not entitled to an evidentiary hearing on
3
this claim, including all subclaims, because a proper application of § 2254(d)
4
requires that the claim be adjudicated on the basis of the record before the
5
California Supreme Court. Holland v. Jackson, 542 U.S. at 652 (“we have made
6
clear that whether a state court’s decision is unreasonable must be assessed in light
7
of the record the court had before it”), citing Yarborough v. Gentry, 540 U.S. 1,
8
Miller-el v. Cockrell, 537 U.S. at 348, Bell v. Cone, 535 U.S. at 697 n.4 (declining
9
to consider evidence not presented to state court in determining whether its decision
10
was contrary to federal law). Permitting an evidentiary hearing to allow Petitioner
11
to more fully develop the factual basis of the claim would render his claim
12
unexhausted, and a sound application of § 2254(d) impossible. Schriro v.
13
Landrigan, 550 U.S. at 474 (“Because the deferential standards prescribed by §
14
2254(d) control whether to grant habeas relief, a federal court must take into
15
account those standards in deciding whether an evidentiary hearing is
16
appropriate.”). Moreover, no evidentiary hearing should be held because, to the
17
extent that Petitioner’s claim is not fully factually developed, he failed to exercise
18
“due diligence” within the meaning of § 2254(e), and cannot otherwise meet the
19
stringent requirements of § 2254(e)(2).
20
///
21
///
22
///
23
///
24
///
25
///
26
///
27
///
28
///
73
1
2
CONCLUSION
Except as expressly admitted, Respondent denies each and every allegation of
3
the Petition and specifically denies that the judgment and sentence pursuant to
4
which Petitioner is confined are in any way unconstitutional. Petitioner is entitled
5
to no relief, and Respondent respectfully requests that the Petition be denied with
6
prejudice without an evidentiary hearing.
7
Dated: April 6, 2010
Respectfully submitted,
8
EDMUND G. BROWN JR.
Attorney General of California
DANE R. GILLETTE
Chief Assistant Attorney General
PAMELA C. HAMANAKA
Senior Assistant Attorney General
A. SCOTT HAYWARD
Deputy Attorney General
9
10
11
12
13
/s/ Herbert S. Tetef
HERBERT S. TETEF
Deputy Attorney General
Attorneys for Respondent
14
15
16
17
LA2009505879
60529446.doc
18
19
20
21
22
23
24
25
26
27
28
74
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