Vivine H. Wang v. Bear Stearns & Co. Inc.

Filing 51

JUDGMENT by Judge George H. King: Judgment is awarded in favor of JPMSI and against Ms. Wang in the amount of the award in the sum of $3,048,514.87; Post-award, pre-judgment interest on the above amount at the legal rate of 9% per annum pur suant to New York Civil Practice Law and Rules Section 5004 (daily interest amount of $751.68) from the date ofthe FINRA Arbitration Award (June 9, 2009) until the date ofthis judgment for a total pre-judgment interest amount of $ 163,866.24; and post-judgment interest on the above sum & pre-judgment interest at the legal rate pursuant to 28 USC 1961 from the date of this judgment until paid in full. (MD JS-6, Case Terminated). (ir)

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II , PALMER, L O M B A R D I & D O N O H U E L L P D E V I N A . D O N O H U E , S B N 190030 2 Email: ddonohue(tV.pldlawyers.com J E F F R E Y N . G O m B E R G , S B N 217555 3 E m a i l : jgo\f!berg(tV.pld~a~ers.com 888 West 6 Street: 12 F l o o r 4 L o s AngeleS~ C a l i f o r n i a 9 0 0 1 7 Phone: (213 688-0430 5 Fax: (213) 88-0440 1 FILED CLERK, U.S. DISTRICl COURT JW 132010 6 7 Attorneys for Respondent and Counter-Petitioner B E A R , S T E A R N S & CO. I N C . , now known as J.P. M O R G A N SECURITIES INC. 8 9 10 11 ::l ll. 5 o ... ~ o t- r:a 12 13 VIVINE H. WANG, Petitioner, v. B E A R , S T E A R N S & CO. I N C . , n o w known as J.P. M O R G A N SECURITIES INC. Respondent. Case No. 2:09-cv-05731-GHK (CTx) ~~ - " ~"'~ ] 0 ' 5 .l! Cl ~ E oll i f ~ z Ii: ~ 0 Q ~ 14 15 [~DGMENT ~ ti!j g~l 16 17 18 19 20 B E A R , S T E A R N S & CO. I N C . , n o w known as J.P. M O R G A N SECURITIES INC. Counter-Petitioner, 21 22 23 v. VIVINE H. WANG, Counter-Respondent. 24 25 26 27 28 [PROPOSED] JUDGMENT II I T IS H E R E B Y A D J U D G E D a n d D E C R E E D t h a t j u d g m e n t is entered in 2 3 conformity w i t h the a r b i t r a t i o n a w a r d (the " A w a r d " ) i s s u e d b y t h e Financial I n d u s t r y R e g u l a t o r y A u t h o r i t y ( " F I N R A " ) D i s p u t e R e s o l u t i o n arbitration p a n e l in t h e b i n d i n g a r b i t r a t i o n b e t w e e n R e s p o n d e n t a n d C o u n t e r - P e t i t i o n e r B e a r , Stearns & Co. Inc., n o w k n o w n as J.P. M o r g a n Securities Inc. ( " J P M S I " ) , a n d Petitioner and Counter-Respondent V i v i n e H. W a n g ("Ms. Wang"), entitled Bear, Stearns & Co. 4 5 6 7 Inc., n/k/a J.P. Morgan Securities Inc v. Vivine H W a n g , F I N R A Arbitration No. 08-00892, as f o l l o w s : . 8 J ~.,(,d . f". ....,e-. ,u,~I'WP-V6\.·P c==._ . L. Il J p,4.{,1' I ;> ... ----.- .~-.-~c.·'.:~=~~~= ..~==~c~.="" .... . the~amount o f= e = = t th = ~ ~ ..... I ~ 10 A w a r d in t h e s u m o f $ 3 , 0 4 8 , 5 1 4 . 8 7 ; ~. ~4s. ~ f\4.-c 4.J~ ~~.... ~ . interest~t t h e l e g a l rate o f 9% p e r annum p u r s u a n t to N e w Y o r k Civil 11 Vloftftgi3 l i a b l e f e f aftQ..aftall "fly JP~{8I post-Award, pre-judgment i ~~ :Zll<~ 8 fl .~ O,S/C III ~ 12 13 P r a c t i c e L a w a n d R u l e s Section 5004 (daily i n t e r e s t a m o u n t o f $ 7 5 1 . 6 8 ) f r o m t h e d a t e o f t h e F I N R A A r b i t r a t i o n A w a r d ( J u n e 9, 2 0 0 9 ) is ~ ~ ~~i oil t~ 14 15 16 17 18 19 a.r!3 9~~ ~ . - ... u n t i l t h e d a t e o f t h i s j u d g m e n t for a t o t a l p r e - j u d g m e n t i n t e r e s t a m o u n t of ~ ... p . u . - J - ' - I : l . . . - J , v e - ; . ~ :: ~ ,'3, S'b ,1,/ · ,. , . f -j ~ ~ IkM..~V . . v I .c j J4.;..j .... ~_&..d" 2 I T IS S O A D J U D G E D a n d D E C R E E D . ;.:, ~ u S c. f /1t11 ~ /lc..4 L ~....t~~.u ....--- II"' /1u. A-hfIV'"C- Dated: 1/1 ~ I ' 0 ru· ~~ ~ 20 21 22 23 T h e H o n r a b l e George H. K i U n i t e d States D i s t r i c t C o u r t o r t e Central D i s t r i c t o f CalifomI 24 25 26 27 28 -2[pROPOSED] JUDGMENT

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