Nano-Second Technology Co Ltd v. Dynaflex International
Filing
271
ORDER Re: Defendants' Motion for Partial Summary Judgment of Invalidity 230 by Judge Ronald S.W. Lew: the Court GRANTS Defendants' Motion for Partial Summary Judgment of Invalidity. SEE ORDER FOR FURTHER AND COMPLETE DETAILS. (jre)
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA
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11 NANO-SECOND TECHNOLOGY CO., )
LTD., a Taiwanese
)
12 Corporation,
)
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Plaintiff,
)
14
)
v.
)
15
)
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16 DYNAFLEX INTERNATIONAL,
)
a California Corporation., )
17 and GFORCE Corp. d/b/a DFX )
SPORTS & FITNESS, a Nevada )
18 Corporation,
)
)
19
Defendants.
)
20
CV 10-9176 RSWL (MANx)
ORDER Re: Defendants’
Motion for Partial
Summary Judgment of
Invalidity [230]
Currently before the Court is Defendants Dynaflex
21 International and GForce Corporation’s (“Defendants”)
22 Motion for Partial Summary Judgment of Invalidity
23 [230].
The Court having reviewed all papers submitted
24 pertaining to this Motion and having considered all
25 arguments presented to the Court, NOW FINDS AND RULES
26 AS FOLLOWS:
27
The Court hereby GRANTS Defendants’ Motion for
28 Partial Summary Judgment.
1
1
2
I. BACKGROUND
Plaintiff Nano-Second Technology Co. (“Plaintiff”)
3 brought this Action against Defendant Dynaflex
4 International and Defendant GForce Corporation d/b/a
5 DFX Sports & Fitness (“Defendants”) alleging
6 infringement of Plaintiff’s patent, United States
7 Patent No. 5,800,311 (“‘311 Patent”).
8
The patent-in-suit involves a gyroscopic wrist
9 exerciser containing light emitting diodes, a counter,
10 and a string used to impart rotation on the rotor.
See
11 ECF No. 230-1, Schwartz Decl., Ex. 1. (the ‘311
12 Patent).
13
Specifically, the wrist exerciser (10) claimed in
14 the ‘311 patent includes a spherical rotor (40) mounted
15 on a ring (30) within a hollow spherical casing
16 (60),(11).
The exerciser comes with a flexible rope
17 (56) with a rigid end (55) that is inserted into a
18 driving hole (45) formed in the groove (42) of the
19 rotor (40).
The rope (56) sits on the groove (42) and
20 wraps around the rotor (40).
The user can hold the
21 exerciser (10) in one hand, while pulling the rope (56)
22 with the other, to impart rotation to the rotor (40).
23 Once the rotor (40) is given an initial spin, the user
24 can gyrate the exerciser manually to cause the rotor to
25 precess about an axis perpendicular to its spin axis.
26
The wrist exerciser (10) is also equipped with
27 lighting elements (43) in the form of light emitting
28 diodes (LEDs) arranged in the groove (42) of the rotor
2
1 (40).
The LEDs are energized by coils (53) that are
2 mounted on the rotor (40) and a magnet (34) that is
3 mounted on the ring (30).
The coils rotate within the
4 magnetic lines of force of the magnet, which induces an
5 electric current within the coils, and provide
6 electricity to the LEDs.
Finally, the wrist exerciser
7 contains a counter (20) that displays the number of
8 rotations of the rotor.
9
Plaintiff has asserted claims 1-5, 7, 9-12, 15, and
10 17 (“asserted claims”) of the ‘311 Patent in this
11 Action.
Defendant moves for partial summary judgment
12 of invalidity on each of these claims.
Claims 1 and 15
13 are independent claims.
14
Claim 1 recites the following:
15
A wrist exerciser comprising a spherical casing
16
having a first axis and a second axis
17
substantially perpendicular to each other, a
18
ring received within the spherical casing to be
19
concentric with and rotatable about the first
20
axis with respect to the casing and a spherical
21
rotor received within the ring and having a
22
rotational axis co-linear with the second axis
23
to be rotatable about the second axis with
24
respect to both the casing and the ring, the
25
rotor having an outer surface on which a
26
circumferential groove is formed with a driving
27
hole formed in the groove, a flexible rope
28
having a rigid end receivable in and engageable
3
1
with the driving hole. The flexible rope being
2
windable around the outer surface of the rotor
3
along the groove through a top opening formed
4
on the casing so that the rotor is driven to
5
rotate about the second axis by pulling to
6
unwind the rope from the rotor, light
7
generation means mounted on the rotor to emit
8
light during the rotation of the rotor.
9
Claims 2, 5, and 9 depend on Claim 1.
Claim 2
10 discloses the additional limitation of “electrically
11 driving lighting elements disposed in the groove” and
12 an “electrical generator means.”
Claim 5 discloses the
13 additional limitation of a “counter”.
Claim 9
14 discloses the further limitation of partition plates
15 that generate sound during rotation of the rotor.
16 Claim 7 depends on Claim 5, and discloses a counter
17 attached to the bottom opening of the casing, with a
18 proximity detector actuateable by a magnet fixed in the
19 groove of the rotor.
20
Claim 15 is identical to Claim 1 except that Claim
21 15 recites “a counter being provided to count the
22 rotations of the rotor about the second axis” instead
23 of “light generation means.”
Claim 17 depends upon
24 Claim 15, and discloses the additional limitation of a
25 counter having a proximity detector actuateable by a
26 magnet fixed in the groove of the rotor.
27
Previously, the Court construed the following
28 claim terms: “driving hole”; “light generation means”;
4
1 and “electrical generator means” [97].
2
The Court construed “light generation means” as a
3 means-plus-function claim.
The claimed function is “to
4 generate light and emit light during rotation of the
5 rotor”.
The Court found that the following structure
6 corresponds to this function:
7
A ring magnet fixed to the ring and coaxial
8
with the second axis and two coils fixed to the
9
rotor and corresponding to the ring magnet for
10
generating electrical current to power the
11
light-emitting diodes [LEDs], which are
12
disposed in the groove of the rotor and
13
electrically connected to the coils.
14
The Court construed “electrical generator means” as
15 a means-plus-function limitation.
The claimed function
16 is “supplying electrical current to the lighting
17 elements.”
The Court construed the corresponding
18 structure as “coils that cut through the magnetic line
19 of force provided by the ring magnet; and a ring magnet
20 fixed to the ring and coaxial with the second axis and
21 two coils fixed to the rotor and corresponding to the
22 ring magnet for generating electrical current to power
23 the LEDs.”
24
In its Motion, Defendants assert that at least five
25 pieces of prior art render the ‘311 Patent obvious:
26 U.S. Patent No. 5,353,655 (“the ‘655 Patent”); U.S.
27 Patent No. 3,726,146 (“the Mishler ‘146 Patent”); U.S.
28 Patent No. 3,945,146 (“the Brown ‘146 Patent”); U.S.
5
1 Patent No. 4,150,580 (“the ‘580 Patent”); and U.S.
2 Patent No. D365,612 (“the ‘612 Patent”).
3
II.
LEGAL STANDARD
4 A.
Summary Judgment
5
Summary judgment is appropriate when there is no
6 genuine issue of material fact and the moving party is
7 entitled to judgment as a matter of law.
8 P. 56.
Fed. R. Civ.
A genuine issue is one in which the evidence is
9 such that a reasonable fact-finder could return a
10 verdict for the non-moving party.
Anderson v. Liberty
11 Lobby, 477 U.S. 242, 248 (1986).
12
A party seeking summary judgment always bears the
13 initial burden of establishing the absence of a genuine
14 issue of material fact.
15 U.S. 317, 322 (1986).
Celotex Corp. v. Catrett, 477
“Where the moving party will
16 have the burden of proof on an issue at trial, the
17 movant must affirmatively demonstrate that no
18 reasonable trier of fact could find other than for the
19 moving party.”
Soremekun v. Thrifty Payless, Inc., 509
20 F.3d 978, 984 (2007).
21
Once the moving party makes this showing, the
22 non-moving party must set forth facts showing that a
23 genuine issue of disputed material fact remains.
24 Celotex, 477 U.S. at 322.
The non-moving party is
25 required by Federal Rule of Civil Procedure 56(e)1 to go
26
27
1
The Federal Rules of Civil Procedure were amended on
28 December 1, 2010. Federal Rule of Civil Procedure 56(e) has now
been codified as Federal Rule of Civil Procedure 56(c).
6
1 beyond the pleadings and designate specific facts
2 showing a genuine issue for trial exists.
Id. at 324.
3 B.
Obviousness
4
A party seeking to establish that patent claims are
5 invalid must overcome the statutory presumption of
6 validity set forth in 35 U.S.C. § 282 by clear and
7 convincing evidence.
Impax Labs., Inc. v. Aventis
8 Pharms., Inc., 545 F.3d 1312, 1314 (Fed. Cir. 2008).
9
A patent is invalid for obviousness under 35 U.S.C.
10 § 103 “if the differences between the subject matter
11 sought to be patented and the prior art are such that
12 the subject matter as a whole would have been obvious
13 at the time the invention was made to a person having
14 ordinary skill in the art.”
Takeda Chem. Indus. v.
15 Alphapharm Pty., Ltd., 492 F.3d 1350, 1355 (Fed. Cir.
16 2007).
17
Obviousness analysis is “objective”:
18
Under § 103, the scope and content of the prior art
19
are to be determined; differences between the prior
20
art and the claims at issue are to be ascertained;
21
and the level of ordinary skill in the pertinent
22
art resolved.
23
obviousness or nonobviousness of the subject matter
24
is determined.
25
commercial success, long felt but unsolved needs,
26
failure of others, etc., might be utilized to give
27
light to the circumstances surrounding the origin
28
of the subject matter sought to be patented.
Against this background the
Such secondary considerations as
7
1 KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
2 (2007) (quoting Graham v. John Deere Co. of Kansas
3 City, 383 U.S. 1 (1966), and stating that the Graham
4 factors still control).
5
“[A] patent composed of several elements is not
6 proved obvious merely by demonstrating that each of its
7 elements was, independently, known in the prior art.
8 Although common sense directs one to look with care at
9 a patent application that claims as innovation the
10 combination of two known devices according to their
11 established functions, it can be important to identify
12 a reason that would have prompted a person of ordinary
13 skill in the relevant field to combine the elements in
14 the way the claimed new invention does.”
15
Id. at 418.
In other words, obviousness depends on “whether the
16 improvement is more than the predictable use of prior
17 art,” and whether there were reasons (e.g. demand,
18 need, or problem known in the field or market) to
19 combine the known elements or make such improvements in
20 the fashion claimed by the patent at issue.
Id. at
21 417-18 (emphasis added).
22
The “combination of familiar elements according to
23 known methods” is likely to be obvious when it “does no
24 more than yield predictable results.”
Id. at 416.
If
25 an ordinarily skilled artisan can implement a
26 predictable variation of a work available in the same
27 field of endeavor or a different one, section 103
28 likely bars patentability of the variation.
8
Id.
1
“Whether an invention would have been obvious under
2 35 U.S.C. § 103 is a question of law . . . based upon
3 underlying factual questions.”
4 at 1355.
Takeda Chem., 492 F.3d
Summary judgment may be appropriate if “the
5 content of the prior art, the scope of the patent
6 claim, and the level of ordinary skill in the art are
7 not in material dispute, and the obviousness of the
8 claim is apparent in light of these factors.”
KSR
9 Int’l Co., 550 U.S. at 427 (citing Graham, 383 U.S. at
10 17).
11
12
III. EVIDENTIARY OBJECTIONS
As part of its Reply, Defendants filed an Ex Parte
13 Application to strike portions of the declaration of
14 Tony M. Lu, Plaintiff’s counsel, filed with Plaintiff’s
15 Opposition [264].
The Court construed the Ex Parte
16 Application as part of the Reply because the Ex Parte
17 Application contains evidentiary objections that are
18 ordinarily filed as part of the Reply.
Plaintiff did
19 not file a response.
20
The Court SUSTAINS Defendants’ evidentiary
21 objections to Paragraphs 5 through 8, and 10 through 14
22 because they offer improper legal conclusions or expert
23 testimony.
24
IV. ANALYSIS
25 A.
Ordinary Skill in the Art
26
The obviousness analysis requires determining the
27 level of ordinary skill in the pertinent art.
28 Graham, 383 U.S. at 17-18.
See
“Ascertaining the level of
9
1 ordinary skill in the art is necessary for maintaining
2 objectivity in the obviousness inquiry.”
See Ryko Mfg.
3 Co. v. Nu-Star, Inc., 950 F.2d 714, 719 (Fed. Cir.
4 1991).
Factors to consider include the educational
5 level of the inventor, the educational level of those
6 who work in the relevant industry, and the
7 sophistication of the technology involved.
8
See id.
Defendants contend that the level of ordinary skill
9 in the art is as follows: a person having two or more
10 years of post-secondary education in mechanical design
11 and one or two years of experience designing toys,
12 fitness devices or other electromechanical objects.
13 Alternatively, one of ordinary skills could have been a
14 high school graduate with aptitude for mechanical
15 devices and two or more years designing toys, fitness
16 devices, or other electromechanical objects.
Schwartz
17 Reply Decl. Ex. 1, Expert Report of Dr. Vijay Gupta on
18 Defendants’ Contention that the Asserted Claims of U.S.
19 Patent No. 5,800,311 Are Invalid (“Gupta Report”), ¶
20 49.
21
On the other hand, Plaintiff contends that a person
22 of ordinary skill in the art would have a good
23 understanding of the theory and practice of electronics
24 hardware and mechanical design.
A person of ordinary
25 skill would thus have a Bachelor’s degree or equivalent
26 in Electrical Engineering, Mechanical Engineering, or
27 Electronics and a year of relevant experience.
Lu
28 Decl., Ex. 1, Expert Report of Dr. Chi On Chui (“Chui
10
1 Report”), ¶ 34.
2
The Court finds that the slight differences
3 identified by the Parties are not material to this
4 Motion.
Although Plaintiff appears to dispute the
5 level of ordinary skill in the art, citing a slightly
6 higher level, Plaintiff has not demonstrated how this
7 is relevant to any of its analysis.
For the purposes
8 of this Motion, the Court assumes that a person of
9 ordinary skill in the art possesses the qualities
10 identified by Plaintiff: one of ordinary skill in the
11 art would have a good understanding of electronics
12 hardware and mechanical design.
Such person will have
13 a Bachelor’s degree from a four-year college in
14 Electrical Engineering, Electronics, and Mechanical
15 Engineering, and a year of relevant experience.
16 B.
Scope and Content of the Prior Art
17
Under the Graham test for obviousness, the Court
18 must also determine the scope and content of the prior
19 art.
The scope of prior art is only that art which is
20 analogous.
21 Cir. 1992).
See In re Clay, 966 F.2d 656, 658-59 (Fed.
Analogous art is art that is not “too
22 remote to be treated as prior art.”
23 F.2d at 657.
In re Clay, 966
In addition, a prior art reference is
24 analogous if it is from the same “‘field of endeavor,’
25 even if it addresses a different problem, or, if not
26 within the same field, if the reference is ‘reasonably
27 pertinent’ to the particular problem with which the
28 inventor is involved.”
In re Conte, 36 Fed. Appx. 446,
11
1 450, 2002 WL 1216965, *4 (Fed. Cir. 2002) (citing In re
2 Clay, 966 F.2d at 658-59).
The determination of
3 relevant prior art is a question of fact.
In re Clay,
4 966 F.2d at 658.
5
Relevant prior art is further defined by 35 U.S.C.
6 §§ 102(a) and (b), which limit the time frame within
7 which prior art can be found.
Sections 102(a) and (b)
8 provide:
9
A person shall be entitled to a patent unless --
10
(a) the invention was known or used by others in
11
this country, or patented or described in a printed
12
publication in this or a foreign country, before
13
the invention thereof by the applicant for patent,
14
or
15
(b) the invention was patented or described in a
16
printed publication in this or a foreign country or
17
in public use or on sale in this country, more than
18
one year prior to the date of the application for
19
patent in the United States.
20 Defendants contend that the asserted claims of the ‘311
21 patent are invalid because they are obvious in view of
22 prior art.
Defendants point to five prior art patents
23 in doing so:
24
1.
25
The ‘655 Patent issued on October 11, 1994.
U.S. Patent No. 5,353,655 (“the ‘655 Patent”):
The
26 ‘655 Patent discloses a gyroscopic wrist exerciser with
27 a spherical housing (10) and a rotor (12) within the
28 housing.
The rotor is mounted on a shaft (14) that
12
1 provides the spin axis (or the first axis) (36) for the
2 rotor.
The shaft ends (28) fit in notches (26) in a
3 circular guide ring (24).
The circular guide ring (24)
4 sits in a circumferentially-extending groove (22) in
5 the housing.
The guide ring (24) rotates about the
6 groove (22) around a second axis perpendicular to the
7 ring.
A user can initiate the rotation of the rotor by
8 engaging the open end (16) of the casing or by running
9 the device along a surface.
The user can also manually
10 gyrate the wrist exerciser, about a third axis
11 perpendicular to the first and second axes, causing the
12 rotor to precess about the second axes.
This generates
13 a torque about the third axis.
14
The wrist exerciser also includes coils (42) and
15 permanent magnets (41) that use the rotation of the
16 rotor to “generate electricity for operating various
17 electrical visual or audio devices”.
18 include lights or counters.
These devices can
In one embodiment of the
19 patent, the coil (42) is embedded in the housing (10),
20 and the magnets (41) are mounted in the “outer
21 periphery of the rotor”.
In another embodiment, the
22 magnets are embedded in the housing and the coil is
23 mounted on the rotor.
The coils form a circuit with
24 brushes and plate-like members, providing electricity
25 to the audio or visual devices.
26 2.
27
28 ///
13
See Schwartz Decl. Ex.
1
2.
U.S. Patent No. 3,726,146 (“the Mishler ‘146
2 Patent”):
3
The Mishler ‘146 Patent issued on April 10, 1973.
4 The patent discloses a hand-held gyroscopic device
5 comprising of a rotor (12) mounted within a cylinder
6 (10) for rotation about perpendicular axes.
7 includes a shaft (14) having a hole (34).
The rotor
The hole
8 (34) receives a string that can be wrapped around the
9 shaft (14).
The user can impart rotation on the rotor
10 by pulling on the string, and can manually gyrate the
11 spinning rotor to cause the rotor to precess,
12 generating a torque felt by the user.
13
3.
Id. Ex. 4.
U.S. Patent No. 3,945,146 (“the Brown ‘146
14 Patent”):
15
The Brown ‘146 Patent issued on March 23, 1976.
It
16 discloses a gyroscope with a casing (11) housing a
17 rotor (42), a shaft (26) and a starter element (39).
18 A starter cord (22) is wound around a hub (50) of the
19 starter element (39).
Pulling the cord imparts
20 rotation to the starter element.
Id. Ex. 5.
21
4.
22
The ‘580 Patent issued on April 24, 1979, and
U.S. Patent No. 4,150,580 (“the ‘580 Patent”):
23 discloses a gyroscopic exerciser consisting of a
24 spherical shell (10) and a rotor (18) mounted within
25 the shell.
The rotor has partition plates (90-96) that
26 divide the central bore of the rotor into quadrants.
27 The plates pull air into the shell during high
28 rotational activity, cooling the exerciser.
14
Id. Ex. 6.
1
5.
U.S. Patent No. D365,612 (“the ‘612 Patent”):
2
The ‘612 Patent issued on December 26, 1995, which
3 is a design patent for a gyroscopic exerciser.
The
4 patent depicts a rotor mounted for rotation within a
5 spherical housing.
6
Id. Ex. 7.
Defendants also contend that gyroscopic devices
7 have appeared in advertisements since 1991.
A number
8 of these devices use string wound within a
9 circumferential groove in the rotor to impart rotation
10 on the rotor.
11
Schwartz Decl. Ex. 8.
The Court finds that the prior art cited above are
12 analogous prior art and sufficient to establish
13 obviousness by clear and convincing evidence.
Each of
14 the prior arts are in the same field of endeavor as the
15 ‘311 Patent, because they all relate to gyroscopic
16 exercisers or gyroscopes.
Plaintiff does not dispute
17 the use of Defendants’ cited prior art.
18
Further, the cited prior art also conforms to the
19 time requirements of 35 U.S.C. §§ 102(a) and (b),
20 because they were printed or patented before the filing
21 of the ‘311 Patent, which is December 3, 1997.
22 Schwartz Decl. Ex. 1.
The Court notes that none of
23 these references were considered by the U.S. Patent and
24 Trademark Office (USPTO) during the initial examination
25 of the ‘311 Patent.
26 C.
The Differences Between the Prior Art and Claimed
27
Invention
28
The final element in the Graham analyses requires
15
1 the determination of any differences between the
2 teachings found in the prior art and the claimed
3 invention, from the vantage point of a hypothetical
4 person with ordinary skill in the art.
See Graham, 383
5 U.S. at 17-18; Velander v. Garner, 348 F.3d 1359, 1380
6 (Fed. Cir. 2003).
The claims of the patent-in-suit
7 must be considered “as a whole.”
W.L. Gore & Assoc.,
8 Inc. v. Garlock, Inc., 721 F.2d 1540, 1547-48 (Fed.
9 Cir. 1983).
It is “[t]he claims, not [the] particular
10 embodiments [that] must be the focus of the obvious
11 inquiry.”
Jackson Jordan, Inc. v. Plasser Am. Corp.,
12 747 F.2d 1567, 1578 (Fed. Cir. 1984).
Although it is
13 entirely proper to use the specification of the patent
14 to interpret what the patentee meant by a word or
15 phrase in a claim, adding to the claim an extraneous
16 limitation appearing in the specification is improper.
17 See E.I. du Pont de Nemours & Co. v. Phillips Petroleum
18 Co., 849 F.2d 1430, 1433 (Fed. Cir. 1988) (citations
19 omitted).
20
On balance, the Court finds that there is little
21 difference in the teachings of the prior art and the
22 independent claims of the ‘311 Patent.
23
As to Claim 1, as argued by Defendants, the ‘655
24 Patent teaches a spherical casing and a rotor received
25 in a ring, which rotates about an axis perpendicular to
26 the ring.
27
The ring sits within the housing.
The ‘655 Patent also teaches the use of magnets and
28 coils to generate electricity used to energize LEDs, as
16
1 claimed in the ‘311 Patent.
Although the LEDs,
2 magnets, and coils of the ‘655 Patent are not arranged
3 in the same manner as in the ‘311 Patent, they perform
4 the same function, and achieve the same result.
As
5 described by Defendants, in both the ‘311 Patent and
6 the ‘655 Patent, the coils generate electricity by
7 cutting through the magnet’s lines of force.
The
8 location of the magnets, coils, and LEDs is merely a
9 matter of design choice and does not change the overall
10 operation of the exerciser.
There are only a few
11 places in the exerciser where one of ordinary skill
12 could place a magnet, coils, and lighting elements.
13 Gupta Report ¶¶ 88, 92 (“Details of the actual size,
14 shape, type, and number of magnets and coils and their
15 specific locations on the rotor and housing are
16 essentially design choices and not new inventions.”).
17 A person of ordinary skill in the art would be expected
18 to consider and effectuate mere design changes to the
19 gyroscope involving the arrangement of magnets, coils,
20 electrical circuits, and lights.
Gupta Report ¶ 89
21 (“Someone designing a gyroscopic wrist exerciser in
22 1997, and wanting to add some form of electrical
23 generator to run lights or other devices, could start
24 with a structure equivalent to the electrical generator
25 disclosed in the ‘655 Patent.
It is a matter of choice
26 for one of ordinary skill.”).
27
Plaintiff has not identified how the specific
28 location of the LEDs, magnets, and coils in the ‘311 is
17
1 distinguishable from the location of the magnets,
2 coils, and LEDs in the ‘655 Patent, or somehow
3 generates a novel or unexpected result.
See
4 Application of Kuhle, 526 F.2d 553, 555 (C.C.P.A. 1975)
5 (“[T]he particular placement of the [battery] contact
6 provides no novel or unexpected result.
The manner in
7 which electrical contact is made for Smith’s battery
8 would be an obvious matter of design choice within the
9 skill of the art. . . . use of a spring-loaded contact
10 in the manner claimed is well known with the common
11 flashlight.”) (citations omitted).
Plaintiff cites to
12 its expert’s testimony that the location of the coils
13 and magnets in the ‘311 Patent results in a more
14 “efficient” means to generate electricity, but this
15 opinion is conclusory and unsupported by any evidence.
16 Thus the Court finds that it is insufficient to defeat
17 summary judgment.
Telemac Cellular Corp. v. Topp
18 Telecom, Inc., 247 F.3d 1316 (Fed. Cir. 2001) (“broad
19 conclusory statements offered by [Plaintiff’s] experts
20 are not evidence and are not sufficient to establish a
21 genuine issue of material fact.”).
22
The only limitation of Claim 1 that the ‘655 Patent
23 does not teach is the use of a string to impart
24 rotation on the rotor.
The Mishler ‘146 and the Brown
25 ‘146 both teach this missing limitation.
Although
26 neither discloses the use of a groove formed on the
27 surface of the rotor to accommodate a string or a
28 string with a rigid end, one of the ordinary skill
18
1 would have found it obvious to modify the rotor of the
2 ‘655 Patent to contain a groove, and to make the string
3 end rigid.
A rigid end makes it easier to insert a
4 string into a driving hole, and a groove in the rotor
5 would enable the use of the string to impart rotation
6 on the rotor.
Gupta Report ¶ 111.
These are merely
7 design alternatives to solving the problem of how to
8 impart rotation on the rotor.
Id. ¶ 111.
Further, the
9 known prior art depicted in Figure 5 of the ‘311 Patent
10 depicts the use of a groove on the rotor, a driving
11 hole, and a flexible rope with a rigid end.
12
Next, the Court finds that there was an incentive
13 to combine the teachings of the ‘655 Patent with the
14 Mishler ‘146 and Brown ‘147 to provide an alternative
15 means to impart rotation to the rotor of the ‘655
16 Patent.
The Mishler ‘146 Patent itself identifies the
17 use of a string as an alternative to spinning the rotor
18 by hand.
Schwartz Decl., Ex. 4 (Mishler Patent), 3:29-
19 40 (“It will be apparent that the rotor 12 of FIGS. 1
20 and 2 can be given an initial spin by holding the
21 support structure 10 of the device in one hand and
22 rapidly moving the other hand in a direction
23 perpendicular to the shaft 14 in a path which engages
24 the palm of the hand with the rim of the rotor.
25 Alternatively the shaft 14 may have a hole 34 extending
26 diametrically through the shaft as shown in FIG. 2 and
27 one end of a string may be inserted through such hole
28 and the string wrapped around the shaft.
19
Pulling the
1 string will then spin the rotor 12.”).
The incentive
2 to combine prior art references can come from the prior
3 art itself or be reasonably inferred from the “nature
4 of the problem to be solved, leading inventors to look
5 to references related to solutions to that problem.”
6 Pro-Mold & Tool Co. v. Great Lakes Plastics, Inc., 75
7 F.3d 1568, 1573 (Fed. Cir. 1996).
Further, Defendants
8 have provided evidence, which Plaintiff does not
9 dispute, that the wrist exerciser industry sought to
10 improve the attractiveness of ordinary gyroscopic
11 exercisers to consumers by adding additional features,
12 such as an alternative means to impart rotation on the
13 gyroscope and fanciful lighting elements.
14 Decl. ¶¶ 104-105.
See Gupta
A person of ordinary skill would be
15 motivated to make improvements and add appealing
16 features to a basic wrist exerciser to enhance its
17 marketability.
18
Id. ¶ 109-110.
Plaintiff’s only other argument is that there is
19 “no reasonable expectation of success” to combine the
20 teachings of the ‘655 and Mishler and Brown ‘146
21 Patents, but again this is conclusory.
Further, this
22 is not a requirement to finding obviousness.
See KSR
23 Int’l Co., 550 U.S. at 415 (holding that the
24 obviousness analysis is flexible and expansive).
25
The Court finds the remaining independent claim,
26 Claim 15, is identical to Claim 1 except that Claim 15
27 recites “a counter being provided to count the
28 rotations of the rotor about the second axis” instead
20
1 of “light generation means.”
2 the use of a counter.
The ‘655 Patent teaches
For the reasons discussed above
3 in relation to Claim 1, the Court finds Claim 15
4 obvious.
5
The Court finds the remaining dependent claims of
6 the ‘311 Patent obvious, as follows.
7
Claim 2 of the ‘311 Patent is obvious over the ‘655
8 Patent in view of the Mishler ‘146 or Brown ‘146
9 Patents.
The claimed function of Claim 2 is similar to
10 that disclosed in the ‘655 Patent.
In the ‘655 Patent,
11 electricity is generated by coils and magnets that
12 energize LEDs connected to the coils.
Further, the
13 claimed structure of Claim 2, involving the arrangement
14 of magnets and coils on the rotor, is similar to the
15 arrangement of magnets and coils disclosed in the ‘655
16 Patent, as discussed above.
17
Claim 3 depends on Claim 2, and adds “wherein the
18 generator means comprises at least one coil of
19 conductive wire fixed on the rotor to be in electrical
20 connection with the lighting elements and a magnet
21 fixed to the ring and having magnetic line of force,
22 the magnet being positioned corresponding to the coil
23 so that the rotation of the rotor moves the coil to cut
24 through the magnetic line of force of the magnet and
25 thus induce an electrical current in the conductive
26 wire of the coil which is supplied to light the
27 lighting elements.”
The Court finds that for the same
28 reasons as Claims 1 and 2, Claim 3 is obvious over the
21
1 ‘655 Patent in view of the Mishler ‘146 or Brown ‘146
2 patents as applied to Claim 1.
The magnets and coils
3 of the ‘655 Patent generate an electrical current, as
4 the coils “cut through the magnetic line of force of
5 the magnet”.
The disposition of the coils and magnets
6 is merely a design choice.
7
Claim 4 depends on Claim 3, and adds “wherein the
8 generator means comprises two coils provided on two
9 opposite sides of the rotational axis of the rotor.”
10 The Court finds that for the same reasons as Claims 111 3, Claim 4 is obvious over the ‘655 Patent in view of
12 the Mishler ‘146 or Brown ‘146 patents as applied to
13 Claim 1.
Again, although Plaintiff argues that the
14 ‘655 Patent discloses a different arrangement of coils
15 and magnets than the ‘311 Patent, it has not explained
16 how the structure disclosed in the ‘311 Patent is
17 novel.
As discussed above, the arrangement of the
18 magnets and coils in the ‘655 Patent generates an
19 electric current in the same way as the magnets and
20 coils in the ‘311.
How they are arranged is a matter
21 of design choice.
22
Claim 5 depends on Claim 1, but adds a “counter.”
23 For the reasons discussed above for Claim 1, the Court
24 finds that Claim 5 is obvious over the ‘655 Patent in
25 view of the Mishler ‘146 and Brown ‘146 Patents as
26 applied to Claim 1.
Plaintiff acknowledges that the
27 ‘655 Patent discloses a counter.
The Court finds that
28 there was a motivation to add a counter to a wrist
22
1 exerciser because it would have enhanced the
2 attractiveness of the wrist exerciser to customers.
3 Gupta Report ¶ 117.
4
Claim 7 depends on Claim 5, and adds “wherein the
5 casing comprises a bottom opening and wherein the
6 counter comprises a surface which is attached to the
7 bottom opening of the casing, the surface having a
8 proximity detector mounted thereon to be corresponding
9 to and actuateable by a magnet fixed in the groove of
10 rotor so as to obtain the rotation turns of the rotor,
11 the counter comprising a display to show number of the
12 rotation turns.”
The Court finds that Claim 7 is
13 obvious over the ‘655 Patent in view of the Mishler
14 ‘146 or Brown ‘146 Patent as applied to Claim 1.
The
15 ‘655 Patent discloses the use of a counter on a wrist
16 exerciser for counting the number of rotations made by
17 the rotor.
Further, the Court finds that all counters
18 require sensors, and that one of ordinary skill in the
19 art would have been able to mount a sensor, such as a
20 magnet, on the rotor to actuate the counter.
21
Although the ‘655 Patent does not disclose a
22 particular location for the counter, the specific
23 arrangement of the counter involves nothing more than a
24 design choice.
Gupta Report ¶ 120.
Moreover, there
25 are only so many places on the wrist exerciser where
26 one can attach a counter.
See KSR, 550 U.S. at 416
27 (The “combination of familiar elements according to
28 known methods” is likely to be obvious when it “does no
23
1 more than yield predictable results.”).
A person of
2 ordinary skill of the art would have found it obvious
3 to mount a counter on the bottom of the ‘655 Patent.
4
The Court also finds that Claim 9 of the ‘311
5 Patent is obvious over the ‘655 Patent in view of the
6 Mishler ‘146 or Brown ‘146 Patent as applied to Claim
7 1.
The ‘580 and ‘612 Patents both teach the use of
8 rotor fins that cause air to enter the interior of the
9 shell.
The ‘580 Patent identifies a reason for adding
10 fins to a rotor: to “provide internal cooling of the
11 entire device as the rotor turns.”
Schwartz Decl. Ex.
12 6, 1:46-49; see also Gupta Report ¶¶ 122-123.
13 generated when air whips through the device.
Sound is
One of
14 ordinary skill in the art would have found it obvious
15 to modify the rotor of the ‘655 Patent to include fins
16 and partitions to generate sound, as claimed in Claim
17 9.
18
The Court finds that Claim 10 is similar to Claim
19 9, except that Claim 10 includes an additional
20 partition plate.
Both the ‘580 and ‘612 Patents
21 disclose the use of multiple partition plates.
For the
22 same reasons as discussed above, the Court finds that
23 Claim 10 of the ‘311 Patent is obvious over the ‘655
24 Patent in view of the Mishler ‘146 or Brown ‘146 Patent
25 as applied to Claim 1.
Plaintiff also does not dispute
26 that the ‘580 Patent discloses the additional
27 limitation of Claim 10.
28
Claim 11 depends on Claim 9, and recites “wherein
24
1 each of the chambers comprises a weight block fixed
2 therein.”
For the same reasons as discussed above, the
3 Court finds that Claim 11 of the ‘311 Patent is obvious
4 over the ‘655 Patent in view of the Mishler ‘146 or
5 Brown ‘146 Patent as applied to Claim 1, and further in
6 view of the ‘580 Patent.
A person with ordinary skill
7 in the art, motivated to increase the rotational speed
8 of the rotor, would have been able to modify the rotor
9 of the ‘655 Patent to include a weight block, such as a
10 metal ring disclosed in the ‘580 Patent.
11
Claim 12 depends on Claim 2, and adds “wherein the
12 lighting elements comprise light emitting diodes.”
13 ‘655 Patent discloses the use of LEDs.
The
For the reasons
14 discussed above in relation to Claim 2, the Court finds
15 Claim 12 obvious.
16
Finally, Defendants point out that Claim 17 is
17 identical to Claim 7, with exception that claim 7
18 depends from Claim 5.
Thus for the same reasons
19 discussed for Claim 7, Claim 17 is obvious.
20
Accordingly, the prior art teaches the limitations
21 in the asserted claims in this Action.
The Court finds
22 that Defendants have shown by clear and convincing
23 evidence that the asserted claims are obvious.
24
25
26
27
28 ///
25
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2
V. CONCLUSION
For the foregoing reasons, the Court GRANTS
3 Defendants’ Motion for Partial Summary Judgment of
4 Invalidity.
5
6 IT IS SO ORDERED.
7 DATED: May 10, 2013
8
9
HONORABLE RONALD S.W. LEW
Senior, U.S. District Court Judge
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