Mitia Lynn Lansburg-Cochran v. Carolyn Colvin

Filing 25

MEMORANDUM AND OPINION by Magistrate Judge Alka Sagar. The decision of the Commissioner is affirmed. (See Order for complete details) (afe)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA-WESTERN DIVISION 10 11 12 13 14 15 16 17 MITIA LYNN LANSBURG-COCHRAN, ) ) Plaintiff, ) ) v. ) ) CAROLYN W. COLVIN, ) Acting Commissioner of the ) Social Security Administration,) ) Defendant. ) ) Case No. CV 13-5173-AS MEMORANDUM OPINION 18 PROCEEDINGS 19 20 On July 25, 2013, Plaintiff filed a Complaint seeking review of the 21 denial of her application for Supplemental Security Income. 22 Entry No. 3). (Docket The parties have consented to proceed before the 23 undersigned United States Magistrate Judge. (Docket Entry Nos. 13-14). 24 On November 7, 2013, Defendant filed an Answer along with the 25 Administrative Record (“AR”). 26 23, 2013 Plaintiff filed 27 (“Plaintiff’s Brief”). (Docket Entry Nos. 13-14). a Brief in Support (Docket Entry No. 21). of On December the Complaint On January 22, 2014, 28 Defendant filed a Brief in Support of the Answer (“Defendant’s Brief”). 1 (Docket Entry No. 22). On January 29, 2014, Plaintiff filed a Reply to 2 Defendant’s Brief (“Plaintiff’s Reply”). (Docket Entry No. 23). 3 4 The Court has taken this matter under submission without oral 5 argument. See C.D. Cal. L.R. 7-15; “Case Management Order Including 6 Mandatory Settlement Conference Procedures,” filed July 29, 2013 (Docket 7 Entry No. 7). 8 9 BACKGROUND AND SUMMARY OF ADMINISTRATIVE DECISION 10 11 On September 23, 2008, Plaintiff, formerly employed as a 12 bookkeeper/general merchandise sales representative (see AR 50, 52, 86, 13 180), filed an application for Supplemental Security Income, alleging a 14 disability since September 23, 2008. (See AR 66, 74, 78, 158-59). On 15 June 21, 2010, the Administrative Law Judge (“ALJ”), Sally C. Reason, 16 heard testimony from Plaintiff, medical expert Betty Bourden, and 17 vocational expert Gregory Jones. (See AR 41-64). On July 8, 2010, the 18 ALJ issued a decision denying Plaintiff’s application. (See AR 78-8). 19 After determining that Plaintiff had severe impairments –- asthma and a 20 mood disorder (AR 80-81)1 --, the ALJ found that Plaintiff had the 21 residual functional capacity (“RFC”)2 to “perform a full range of work 22 at all exertional levels with the following nonexertional limitations: 23 avoidance of concentrated exposure to dust, fumes, odors, etc.; no more 24 than limited public contact; and can do simple, unskilled tasks. (AR 25 1 The 26 impairments –- ALJ found that Plaintiff had several non-severe acute renal failure secondary to diuretics and hypertensive urgency, hypertension, acute gastritis, irritable bowel 27 syndrome, and a heart murmur. (AR 80-81). 28 2 A Residual Functional Capacity is what a claimant can still do despite existing exertional and nonexertional limitations. See 20 C.F.R. § 404.1545(a)(1). 2 1 82). After finding that Plaintiff is unable to perform past relevant 2 work as a general merchandise sales representative (AR 86), the ALJ 3 found that jobs existed in significant numbers in the national economy 4 that Plaintiff could perform, and therefore found that Plaintiff was not 5 disabled within the meaning of the Social Security Act. (AR 87-88). 6 7 Plaintiff requested that the Appeals Council review the ALJ’s 8 decision. 9 19). The (AR 37). ALJ’s The request was denied on May 24, 2012. decision then became the final decision (AR 13of the 10 Commissioner, allowing this Court to review the decision. See 42 U.S.C. 11 §§ 405(g), 1383(c). 12 13 PLAINTIFF’S CONTENTIONS 14 15 Plaintiff alleges that the ALJ erred in failing to properly: (1) 16 evaluate the opinions of Plaintiff’s treating physicians; and (2) 17 determine Plaintiff’s credibility. (See Plaintiff’s Brief at 3-9; 18 Plaintiff’s Reply at 1-4). 19 20 DISCUSSION 21 22 A. The ALJ Properly Assessed Plaintiff’s Credibility 23 24 Plaintiff asserts 25 Plaintiff’s credibility. that the ALJ failed to properly assess (See Plaintiff’s Brief at 7-9; Plaintiff’s 26 Reply at 3-4). Defendant asserts that the ALJ properly evaluated 27 Plaintiff’s credibility. (See Defendant’s Brief at 8-9). 28 3 1 Plaintiff made the following statements in a Function Report-Adult 2 dated October 16, 2008: 3 4 (1) she lives at home with friends; (2) with respect to daily 5 activities, she wakes up, has coffee, takes her pills, yells 6 at her girls to go to school, takes a nap, has lunch, takes 7 more pills, asks her older daughter to pick up her sister from 8 school, asks her older daughter to go to the store, either 9 makes dinner or has her older daughter make dinner, takes more 10 pills, watches television, and goes to bed; if she feels good, 11 she washes her face, combs her hair and brushes her teeth, if 12 she does not feel good, she just watches television or sits in 13 a quiet place; (3) she takes care of her two daughters (she 14 feeds them); (4) she does not take care of pets (her daughters 15 do); (5) her daughters care for pets, clean the house, and 16 sometimes her older daughter makes dinner; (6) she used to be 17 able, but is no longer able, to care for her house and 18 daughters, to work and to go shopping; (7) with respect to 19 personal care, she is able to dress (but stays in her pajamas 20 most of the time), to bathe (but sometimes goes weeks without 21 bathing), to care for hair (her daughters braid it), to shave 22 her legs (rarely), to brush her teeth (but sometimes goes for 23 a week without brushing or flossing); but she is not able to 24 feed 25 reminders to take care of her personal needs and grooming and 26 to take medicine (she forgets); (8) she is able to make 27 sandwiches and frozen food a couple times a week, which takes 28 30 minutes to 3 hours (her daughters make real food); she used herself or use the toilet, 4 and she needs special 1 to make homemade foods, such as salad; (9) she does one 2 household chore –- laundry –- once or twice a month; it takes 3 her all day, and she needs a reminder to do it (she cannot do 4 other house or yard work because she has allergies and she 5 gets sick and is usually too tired); (10) she does not go 6 outside often because she has difficulty in crowded places and 7 just wants to sit in her chair; when she goes out, her 8 daughter drives her (she drives but only when necessary); (11) 9 she shops by computer for everything but food; she does not 10 shop often because she is poor and it takes a long time; (12) 11 she does not pay bills and does not handle a savings account 12 or use checkbook/money orders, but she can count (she does not 13 have a bank account, but she goes on spending sprees to feel 14 better); she used to have checking and savings accounts prior 15 to her conditions; (13) her interests are watching television 16 (which she does every day, but never did before due to lack of 17 time); (14) she spends time with others on the phone (she 18 tries to call her mom at least one time a week); she does not 19 go to any places regularly, and she avoids other people 20 because she does not want to deal with their problems; (15) 21 her conditions affect her squatting, bending, reaching and 22 kneeling (she falls over doing them), talking, hearing, stair- 23 climbing (she gets dizzy), seeing (she gets blurred vision), 24 memory (she cannot remember short-term), completing tasks (she 25 gets 26 understanding and following instructions (1/2 of her normal); 27 (16) she does not know how far she can walk before needing to 28 rest; (17) she cannot pay attention for long because her mind sidetracked), concentration 5 (1/4 of her normal), 1 wanders; (18) she does not finish what she starts because she 2 gets 3 instructions 4 distracted); she is not good at following spoken instructions; 5 (20) she does not get along with authority figures (she 6 panics); she does not handle stress well (she yells and has to 7 leave the room); she does not handle changes in routine well; 8 (21) her unusual fears include a fear of being crazy, a fear 9 of large places; and a fear of a place with a lot of people; 10 and (22) she uses a breathing machine (nebulizer), which was 11 prescribed in March/April 2008. distracted; (but (19) gets she is angry okay and at following confused when written she is 12 13 (See AR 223-30). 14 15 At the hearing, Plaintiff testified as follows: 16 17 She completed high school. She last worked in 2006, 18 selling on the sales floor and performing “sort of managerial 19 work.” 20 too much stress and problems with dealing with the public (she 21 does not deal with people who get upset or aggressive). 22 1988 to approximately 1998, she owned a billiard supply 23 company which apparently was shut down based on the failure to 24 pay taxes to the Internal Revenue Service. 25 her to have a nervous breakdown. 26 but her doctor told her she was over-stressed. 27 54). She was only able to work for a few months because of 28 6 From That event caused She was not hospitalized, (See AR 50- 1 Following the 1998 event, she got some treatment, but she 2 did not really improve. She tried to go back to work, but she 3 was not able to do it. She did not think about finding a job 4 in an environment where she would be away from people because 5 she was not trained to do anything else, she did not know what 6 else she could do, and she has problems thinking, remembering, 7 concentrating, and gets frustrated. 8 concentration, if she tries to read something, she gets to a 9 point where she cannot see or think, so she becomes frustrated 10 and has to take a pill which makes her fall sleep. (See AR 54- 11 55). With respect to her 12 13 When she worked in 2006, she got along with her co- 14 workers and supervisors. She gets along with her family. She 15 has one friend only, and she and her friend presently are not 16 friends. (See AR 55-56). 17 18 When she gets depressed, she sits at home on the couch. 19 When her daughters talk over everything and turn on the 20 television, 21 complicated, and she has to go to her room and turn out the 22 lights. She gets anxiety attacks almost every day. Sometimes 23 she bursts out in anger and starts screaming. She does not go 24 to crowds of people because she gets confused and lost. 25 also goes from being compulsive (i.e., constant flossing, 26 brushing her teeth) to not doing anything (i.e., showering 27 once a week, wearing pajamas for a week). watching everything 28 7 gets too clouded and She She has more bad 1 days than good days; a typical bad day consists of a lot of 2 confusion, anxiety and noise. (See AR 56-58). 3 4 Her daughters (20 and 17 years old) do the house work 5 (vacuuming, mopping, grocery shopping). 6 unless she has to (i.e., picking up her daughter from school 7 if her daughter misses the bus). If she takes medication, she 8 cannot drive or function. She does not drive (See AR 58-59). 9 10 Her medication causes her to be a little lethargic and 11 not be able to focus. 12 She is not able to estimate how much time she spends lying 13 down during the day. She can remember things from a long time 14 ago, but not from a short time ago. She always lies down during the day. (See AR 59). 15 16 After briefly summarizing Plaintiff’s testimony, as well as the 17 statements of Plaintiff’s friend in a Third Party Function Report (AR 18 82), the ALJ concluded: “After careful consideration of the evidence, 19 the undersigned finds that the claimant’s medically determinable 20 impairments could reasonably be expected to cause the alleged symptoms; 21 however, the claimant’s statements concerning the intensity, persistence 22 and limiting effects of these symptoms are not credible to the extent 23 that they are inconsistent with the above residual functional capacity 24 assessment.” (Id.). 25 26 The ALJ then provided the following assessment of Plaintiff’s 27 credibility: 28 8 1 To start, the claimant’s allegations that she is unable 2 to sustain the demands of competitive employment due to asthma 3 and depression are less than fully credible in light of the 4 medical evidence. The medical record establishes the claimant 5 has a history of asthma that has been primarily treated with 6 nebulizer therapy. 7 exacerbations, 8 hospitalized. 9 November 2008 and required a regimen of steroid therapy, there 10 is no mention of any asthma related complaints until April 11 2009 (Exhibits 2F/9 & 14F/15). 12 the claimant’s asthma has been fairly controlled with no 13 changes in her medication and only one reported exacerbation 14 in January 2010 due to sinusitis (Exhibit 22F/9). 15 2010, the claimant’s asthma was noted to be under “good 16 control” (Exhibit 22F/9). 17 generally credible allegations and testimony, the undersigned 18 has included limitations in the residual functional capacity 19 finding 20 claimant’s alleged limitations. the While the claimant has experienced asthma evidence shows she has never been Additionally, although her asthma worsened in contained herein Subsequent to that episode, By March Nevertheless, given the claimant’s which are consistent with the 21 22 With regards to the claimant’s depressive disorder, the 23 record reveals that while the claimant was intermittently 24 prescribed antidepressants by her general practitioner, she 25 did not seek treatment with a mental specialist until August 26 2008 27 However, the undersigned notes the claimant has not sought an 28 individual therapist. when she saw Stephen Simonian, M.D. (Exhibit 3F). While Dr. Simonian noted on mental 9 1 examination that the claimant was labile with occasional 2 crying spells, all other findings were unremarkable including 3 intact memory of remote and recent events (Exhibit 3F/5). The 4 claimant was started on several mood stabilizers and by 5 October 2008, reported that the medications were “helpful” and 6 that 7 Concurrently, 8 statement where he noted the claimant was unlimited in her 9 ability she was to “generally Dr. doing Simonian understand, good” completed remember and (Exhibit 3F/8). medical source a carry out simple 10 instructions; 11 understanding, 12 instructions; and that she was somewhat impaired in her 13 ability to maintain concentration, attention, and persistence, 14 perform 15 workday and workweek, and respond appropriately to changes in 16 work setting (Exhibit 4F). 17 asserted the claimant’s general condition was stable (Exhibit 18 3F/8). 19 Simonian that her current medication was “helpful and keeps 20 her anger and impulsive behavior in check” (Exhibit 11F/3). that she was not remembering activities within significantly and a carrying schedule, limited out complete in complex a normal In November 2008, Dr. Simonian In December 2008, the claimant reported to Dr. 21 22 At the request of the State Agency, a psychiatric 23 consultation was performed on December 16, 2008 by Edward 24 Ritvo, M.D., where the claimant reported feeling depressed and 25 having “anger issues” (Exhibit 6F/3). 26 hallucinations, morbid mood changes, suicidal ideation and any 27 evidence of psychosis; however, she reported having to washing 28 [sic] her hands at least 10 times a day. 10 She denied delusions, A mental statuts 1 examination revealed patently normal results. 2 diagnosed the claimant with obsessive-compulsive neurosis due 3 to her persistent symptoms of repetitive urgent hand washing. Dr. Ritvo 4 5 The claimant continued treating with Dr. Simonian on a 6 monthly basis for what appears to be medication management and 7 sporadic cognitive psychotherapy. 8 reveal that while the claimant did report some depression as 9 well as isolating herself from people, a majority of the Progress notes from 2009 10 appointments 11 combination of medications she was prescribed for it (Exhibits 12 11F). 13 motivation and anxiety, the record reveal [sic] that no 14 changes were made to the claimant’s psychotropic medications 15 since February 2009 (Exhibit 11F/4). 16 Dr. combination [of 17 medication] has been more than helpful” (Exhibit 19F/2). The 18 undersigned also notes that prior to this appointment the 19 claimant had not been seen by Dr. Simonian for 3 months. 20 Therefore, although the claimant has received various forms of 21 treatment for the allegedly disabling symptoms, which would 22 normally weigh somewhat in the claimant’s favor, the record 23 reveals that the treatment has been generally successful in 24 controlling those symptoms. deal with her “medical condition” and the Additionally, despite reports of feeling sad, poor Simonian opined that the In fact, in March 2010, “present 25 26 Despite the allegations of being unable to be around 27 people 28 reflects that the claimant went on a vacation since the and limitations preventing 11 all work, the record 1 alleged onset date. In July 2009, she was capable of going on 2 vacation to Hawaii for approximately 12 days (Exhibit 22F/19). 3 Although a vacation and a disability are not necessarily 4 mutually 5 vacation tends to suggest that the alleged symptoms and 6 limitations may have been overstated. exclusive, the claimant’s decision to go on a 7 8 The undersigned has also considered the claimant’s work 9 history in assessing her credibility in accordance with the 10 Regulations (20 CFR 404.1529 and 416.929). The evidence of 11 record the 12 unemployment 13 actually due to her medical condition. 14 that she had stopped working in approximately 1998 because she 15 had become “disabled”, the record is conspicuously devoid of 16 corroborating medical evidence. 17 working due to serious problems in 1998 as alleged, then one 18 might reasonably expect to see some evidence of medical 19 treatment for those problems in or around that period. 20 a review of the record reveals that the claimant did not 21 consistently 22 disabling problem until 2008, two years after she stopped 23 working. 24 that she was not able to work or even attempt to get a job 25 except for a short period in 2006; however, in August 2008, 26 the claimant reported to Dr. Simonian that she stopped taking 27 her antidepressant medications in 2002 because she “felt 28 better” (Exhibit 3F/5). raises a question since seek the as to alleged medical whether onset of claimant’s disability was Although she alleged If the claimant did stop attention for the Yet, allegedly Additionally, the claimant testified at the hearing 12 1 (AR 83-84). 2 3 After summarizing and assessing the opinion evidence in the record 4 (see AR 84-86), the ALJ concluded: 5 6 In reaching the conclusion as to the claimant’s residual 7 functional capacity, the undersigned finds that the claimant 8 is credible to the extent she would experience some shortness 9 of breath with exposure to fumes, odors, dusts, gases, poor 10 ventilation, etc. 11 accordingly reduced 12 However, 13 allegations that she is incapable of all work activity to be 14 credible because of significant inconsistencies in the record 15 as a whole. the The residual to functional accommodate undersigned cannot capacity those find the was limitations. claimant’s 16 17 (AR 86). 18 19 A claimant initially must produce objective medical evidence 20 establishing a medical impairment reasonably likely to be the cause of 21 the subjective symptoms. Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 22 1996); Bunnell v. Sullivan, 947 F.2d 341, 345 (9th Cir. 1991). Once a 23 claimant produces objective medical evidence of an underlying impairment 24 that could reasonably be expected to produce the pain or other symptoms 25 alleged, and there is no evidence of malingering, the ALJ may reject the 26 claimant’s testimony regarding the severity of her pain and symptoms 27 only by articulating specific, clear and convincing reasons for doing 28 so. Brown-Hunter v. Colvin, F.3d 13 , 2015 WL 4620123 *5 (August 5, 1 2015) (citing Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2 2007)); see also Smolen, supra; Reddick v. Chater, 157 F.3d 715, 722 3 (9th Cir. 1998); Light v. Social Sec. Admin., 119 F.3d 789, 792 (9th 4 Cir. 1997). 5 6 Here, substantial evidence supports the ALJ’s finding that 7 Plaintiff’s testimony about the intensity, persistence and limiting 8 effects of her symptoms was not fully credible. 9 10 The ALJ properly discredited Plaintiff’s testimony about her 11 symptoms and limitations because it was not supported by the objective 12 medical evidence. See Burch v. Barnhart, 500 F.3d 676, 681 (9th Cir. 13 2005)(“Although lack of medical evidence cannot form the sole basis for 14 discounting pain testimony, it is a factor that the ALJ can consider in 15 his credibility analysis); Rollins v. Massanari, 261 F.3d 853, 857 (9th 16 Cir. 2001)(“While subjective pain testimony cannot be rejected on the 17 sole ground that it is not fully corroborated by objective medical 18 evidence, the medical evidence is still a relevant factor in determining 19 the severity of the claimant’s pain and its disabling effects); Morgan 20 v. Commissioner, 169 F.3d 595, 599-60 (9th Cir. 1999). 21 22 The ALJ properly found that Plaintiff’s asthma symptoms were less 23 serious than Plaintiff claimed or had been effectively treated. As the 24 ALJ noted, the record reflects that, although on November 17, 2008, 25 Plaintiff complained of more frequent asthma attacks and received 26 treatment for her asthma (see AR 281 [Plaintiff was placed on steroids 27 and advised to continue Albuterol and Advair and nebulizer therapy]), 28 Plaintiff did not further complain about her asthma until April 10, 2009 14 1 (see AR 594), Plaintiff’s medication appeared to fairly control 2 Plaintiff’s asthma (see AR 738-39 [Progress Note dated January 27, 2010, 3 noting that Plaintiff was still taking Albuterol and Advair, and 4 increased use of Albuterol was necessary for her asthma], 736 [Progress 5 Note dated February 2, 2010, stating that Plaintiff’s asthma is “often 6 essentially asymptomatic”], and 734 [Progress Note date March 23, 2010, 7 noting that Plaintiff’s “[a]sthma [is] under good control”]), and 8 Plaintiff was never hospitalized for her asthma attacks. 9 Comm’r of Soc. Sec. Admin., 439 F.3d 1001, 1008 See Warre v. (9th Cir. 10 2006)(“Impairments that can be controlled effectively with medication 11 are not disabling for the purpose of determining eligibility for 12 [disability] benefits.”). 13 14 The ALJ also properly found that treatment, including medication, 15 “had been generally successful in controlling [the] symptoms” caused by 16 Plaintiff’s mental condition. As noted by the ALJ, the record reflects 17 that: Plaintiff did not seek help with a mental health specialist 18 (Stephan Simonian, M.D.) until August 6, 2008, at which time Plaintiff’s 19 mental exam was mostly unremarkable (i.e., Plaintiff was alert and 20 oriented, there was no disorder of speech, thought process was coherent, 21 there was no tangentiality or looseness of association, affect was full 22 range and appropriate, there was no delusional thinking, hallucination, 23 or suicidal or homicidal ideation, and intellectual function, memory for 24 recent and remote events, comprehension, calculation and abstract 25 thinking were intact and average) and Plaintiff was prescribed a mood 26 stabilizer to be added to her previously prescribed antidepressants (see 27 AR 318-20; see also AR 321 [Progress Note dated August 6, 2008, noting 28 that “[g]enerally her condition seems stable”]); Plaintiff appeared to 15 1 be improving by October 2008 (see AR 322 [Progress Note dated October 6, 2 2008, noting that Plaintiff was “generally doing good” and that 3 Plaintiff reported that “Abilify and Paxil are helpful”], 326-28 [In a 4 Short-Form Evaluation for Mental Disorders, completed on October 27, 5 2008, Dr. Simonian, after noting inter alia that Plaintiff had normal 6 speech, was cooperative, was oriented, had slightly distracted 7 concentration, had normal memory, had dysphoric mood, had appropriate 8 affect, had no hallucinations or illusions, and had goal directed 9 associations and intact judgment, and was making “good” progress in 10 treatment, stated that Plaintiff was “unlimited” in her ability to 11 understand, remember, and carry out simple instructions, was “good” in 12 her ability to understand, remember, and carry out complex instructions, 13 and was “fair” in her abilities to maintain concentration, attention and 14 persistence, to perform activities within a schedule and maintain 15 regular attendance, to complete a normal workday and workweek without 16 interruptions from psychologically based symptoms, and to respond 17 appropriately to changes in a work setting]; and Plaintiff’s mental 18 health continued to improve though 2010 (see AR 322 [Progress Note dated 19 November 14, 2008, noting that Plaintiff “[g]enerally manifests good 20 affect and improvement of insight; Progress Note dated November 25, 21 2008, noting that “[g]enerally condition is stable], 376 [Progress Note 22 dated December 8, 2008, noting that Plaintiff reported that Abilify “is 23 helpful and keeps her anger and impulsive behavior in check”], 333-37 24 [In a report dated December 16, 2008, Edward Ritvo, M.D., a 25 psychiatrist, stated that the results of the mental examination were 26 unremarkable, diagnosed Plaintiff with obsessive-compulsive neurosis, 27 and found that Plaintiff was not impaired in her abilities to 28 understand, remember or complete simple commands or complex commands, to 16 1 interact appropriately with supervisors, coworkers or the public, to 2 comply with job rules such as safety and attendance, to respond to 3 change in the normal workplace setting, and to maintain persistence and 4 pace in a normal workplace setting], 377 [Progress Note dated February 5 18, 2009, noting that Plaintiff reported that “present combination of 6 medication seems to be better” (although she continues to complain of 7 depression and feeling sad) and that Plaintiff “is complaining of her 8 medical condition”; Progress Note dated March 3, 2009, noting that 9 Plaintiff “is complaining of her medical condition” and of the 10 “combination of medication that she is taking for her medical 11 condition”], 716-17 [Progress Note dated March 22, 2010 (three months 12 after her last visit), noting that the “present combination (of 13 medication) has been more helpful”]). 14 15 To the extent that Plaintiff asserts that Plaintiff’s symptoms 16 continue despite her medications, as reflected in the 17 Psychiatric/Psychological Impairment Questionnaire completed on October 18 12, 2011 by Fawzy Basta, M.D., a psychiatrist who purportedly treated 19 Plaintiff from March 31, 2011 to May 12, 2011 (see Plaintiff’s Brief at 20 7, citing AR 793-800)3, Dr. Basta’s statements about Plaintiff’s 21 continuing symptoms (see AR 794-95) are not supported by any objective 22 medical evidence, such as a mental status examination. See Thomas v. 23 Barnhart, 278 F.3d 947, 957 (9th Cir. 2002)(An ALJ “need not accept the 24 opinion of any physician, including a treating physician, if that 25 opinion is brief, conclusory and inadequately supported by clinical 26 27 28 3 Dr. Basta’s Questionnaire was submitted to the Appeals Council at the time Plaintiff requested review of the ALJ’s Decision. (See AR 17). 17 1 findings.”); Rollins v. Massanari, 261 F.3d 853, 856 (9th Cir. 2001)(the 2 ALJ properly discounted treating physician’s opinion for being “so 3 extreme as to be implausible” and “not supported by any findings” where 4 there was “no indication in the record what the basis for these 5 restrictions might be”). [[Moreover, it appears that treatment for 6 Plaintiff’s mental health was generally effective from March 22, 2010 7 (the date of Plaintiff’s last treatment with Dr. Simonian, see AR 716) 8 through March 31, 2011 (the date of Plaintiff’s first treatment with Dr. 9 Basta), since there are no records concerning Plaintiff’s mental health 10 treatment during that period.]] 11 12 The ALJ’s finding that Plaintiff was able to travel to Hawaii for 13 12 days (see AR 84, citing AR 744) was a clear and convincing reason for 14 discrediting Plaintiff’s testimony. See Tommasetti v. Astrue, 533 F.3d 15 1035, 1040 (9th Cir. 2008)(“[T]he ALJ doubted Tommasetti’s testimony 16 about the extent of his pain and limitations based on his ability to 17 travel to Venezuela for an extended time to care for his sister. The 18 ALJ could properly infer from this fact that Tommasetti was not as 19 physically limited as he purported to be.”). As the ALJ found, 20 Plaintiff’s ability to travel “tends to suggest that the alleged 21 symptoms and limitations may have been overstated.” See Molina v. 22 Astrue, 674 F.3d 1104, 1113 (9th Cir. 2012)(“Even where those [daily 23 activities] suggest some difficulty functioning, they may be grounds for 24 discrediting the claimant’s testimony to the extent that they contradict 25 claims of a totally debilitating impairment.”); Reddick v. Chater, 157 26 F.3d 715, 722 (9th Cir. 1998)(“Only if the level of activity were 27 inconsistent with the Claimant’s claimed limitations would these 28 activities have any bearing on Claimant’s credibility.”). 18 Moreover, 1 since Plaintiff’s ability to travel was inconsistent with Plaintiff’s 2 testimony that she rarely goes outside and that she cannot be in crowded 3 places or with crowds of people (see AR 57, 226, 229), it was a clear 4 and convincing reason for discrediting Plaintiff’s testimony. See Light 5 v. Social Security Admin., 119 F.3d 789, 792 (9th Cir. 1997)(“In 6 weighing a claimant’s credibility, the ALJ may consider his reputation 7 for truthfulness, inconsistencies either in his testimony or between his 8 testimony and his conduct, his daily activities, his work history, and 9 testimony from physicians and third parties concerning the nature, 10 severity, and effect on the symptoms of which he complains.”). 11 12 Even assuming the ALJ erred in discrediting Plaintiff’s testimony 13 because the ALJ overlooked, in her evaluation of Plaintiff’s treatment 14 and work history, the fact that Plaintiff had amended the onset date of 15 disability to September 23, 2008 (see Plaintiff’s Brief at 7-8), the 16 Court finds any such error to be harmless. See Carmickle v. 17 Commissioner, 533 F.3d 1155, 1162-63 (9th Cir. 2008)(“So long as there 18 remains ‘substantial evidence supporting the ALJ’s conclusion on . . . 19 credibility’ and the error ‘does not negate the validity of the ALJ’s 20 ultimate [credibility] conclusion,’ such is deemed harmless and does not 21 warrant reversal.”)(citation omitted); Tommasetti, supra, 533 F.3d at 22 1038 (an ALJ’s error is harmless “when it is clear from the record 23 . . . that it was ‘inconsequential to the ultimate nondisability 24 determination.’”); Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 25 2005)(“A decision of the ALJ will not be reversed for errors that are 26 harmless.”). The ALJ’s error was harmless since, as discussed above, 27 the ALJ provided clear and convincing reasons for rejecting Plaintiff’s 28 testimony about her symptoms and limitations. See Carmickle, supra, 533 19 1 F.3d at 1162-63 (finding that the ALJ’s error in giving two invalid 2 reasons for partially discrediting Plaintiff’s testimony was harmless 3 where the ALJ gave valid reasons for partially discrediting Plaintiff’s 4 testimony). 5 6 B. The ALJ Properly Rejected the Opinions of Plaintiff’s Treating 7 Physicians 8 9 Plaintiff asserts that the ALJ failed to provide specific and 10 legitimate reasons for rejecting the opinions of Plaintiff’s treating 11 physicians, Drs. Lackman and Simonian. (Plaintiff’s Brief at 3-7; Reply 12 at 1-3). Defendant asserts that the ALJ provided proper reasons for 13 rejecting the opinions of Drs. Lackman and Simonian. (Defendant’s Brief 14 at 2-8). 15 16 Although a treating physician's opinion is generally afforded the 17 greatest weight in disability cases, it is not binding on an ALJ with 18 respect to the existence of an impairment or the ultimate determination 19 of disability. Batson v. Comm'r of Soc. Sec. Admin., 359 F.3d 1190, 20 1195 (9th Cir. 2004); Magallanes v. Bowen, 812 F.2d 747, 751 (9th Cir. 21 1989). The weight given a treating physician’s opinion depends on 22 whether it is supported by sufficient medical data and is consistent 23 with other evidence in the record. 20 C.F.R. § 416.927(b)-(d). If the 24 treating doctor's opinion is contradicted by another doctor, the ALJ 25 must provide “specific and legitimate reasons” for rejecting the 26 treating physician’s opinion. Orn v. Astrue, 495 F.3d 625, 632 (9th 27 Cir. 2007); Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998); Lester 28 20 1 v. Chater, 81 F.3d 821, 830 (9th Cir. 1995)(as amended); Winans v. 2 Bowen, 853 F.2d 643, 647 (9th Cir. 1987). 3 4 As set forth below, the Court finds that the ALJ provided specific 5 and legitimate reasons for rejecting the opinions of Dr. Lackman and Dr. 6 Simonian about Plaintiff’s limitations. 7 8 a. Dr. Lackman 9 10 Vernon Lackman, M.D., a general practitioner at Facey Medical 11 Group, treated Plaintiff from October 19, 2009 to May 4, 2010. (See AR 12 727-43, 784). In a Multiple Impairment Questionnaire completed on July 13 11, 2010, Dr. Lackman diagnosed Plaintiff with hypertension, asthma and 14 migraine headaches, which were based on the clinical findings of 15 persistent elevated blood pressure and wheezing on exam. Dr. Lackman 16 opined that Plaintiff had the following functional limitations: could 17 sit and stand/walk 1 to 2 hours in an 8-hour workday; no limitations 18 with respect to lifting, carrying, grasping, using fingers/hands for 19 fine manipulations; Plaintiff’s symptoms likely would increase if she 20 were placed in a competitive work environment; Plaintiff’s condition 21 does not interfere with the ability to keep the neck in a constant 22 position; Plaintiff’s experience of pain, fatigue and other symptoms are 23 periodically severe enough to interfere with attention and 24 concentration; Plaintiff’s anxiety and stress leads to elevated blood 25 pressure and possible asthma exacerbation; Plaintiff is incapable of 26 tolerating even low work stress; Plaintiff will have to take, possibly 27 on an hourly basis, unscheduled breaks to rest at unpredictable 28 intervals; Plaintiff likely would be absent from work more than three 21 1 times a month as a result of her impairments; Plaintiff is prone to 2 infections due to asthma; and the other limitations that would affect 3 Plaintiff’s ability to work on a sustained basis are psychological 4 limitations and the need to avoid fumes, gases, humidity and dust. (See 5 AR 784-91). 6 7 After summarizing Dr. Lackman’s opinion (see AR 84), the ALJ 8 addressed Dr. Lackman’s opinion as follows: 9 10 Although Dr. Lackman asserted treating the claimant for 11 approximately seven months, his progress notes indicate he saw 12 the claimant on one occasion in May 2010 (Exhibit 22F). 13 Furthermore, the evidence does not support Dr. Lackman’s 14 assertion that the claimant cannot stand, sit or walk in 15 combination for more than 2 hours. 16 indicating 17 musculoskeletal impairments and progress reports fail to 18 indicate that the claimant suffers from any limitations as a 19 result. 20 supported his assessment to include persistent elevated blood 21 pressure and wheezing on exam. As noted above, while a review 22 of the claimant’s blood pressure reveals she experienced a 23 spike in January and May 2010 with readings of 150/99 and 24 141/98 respectively (Exhibit 22 F/3, 14), the remainder of 25 readings 26 (Exhibit 22F/11-23). 27 wheezing, the most recent progress note in the record dated 28 May 2010 reveals clear lung sounds and no complaints of the presence of There are no x-rays medically determinable Moreover, Dr. Lackman asserted the findings that from July 2009 through the present are normal In regards to the claimant’s alleged 22 1 wheezing (Exhibit 22F/3). 2 is inconsistent with the bulk of the evidence of record. Overall, Dr. Lackman’s assessment 3 4 (AR 84-85). 5 6 Plaintiff correctly notes that the ALJ improperly stated that Dr. 7 Lackman’s progress notes indicate he saw Plaintiff only once, in May 8 2010. (See Plaintiff’s Brief at 3). The progress notes show that Dr. 9 Lackman saw Plaintiff on four occasions. (See AR 741-43 [October 19, 10 2009], 736-37 [February 2, 2010], 734-35 [March 23, 2010], 727-28 [May 11 4, 2010]). 12 13 However, the ALJ’s misstatement about the number of times Dr. 14 Lackman treated Plaintiff was insignificant. The record reflects that 15 the ALJ discredited Dr. Lackman’s opinion based on a consideration of 16 all of the progress notes concerning Plaintiff during that period 17 (October 2009 to May 2010), and that Dr. Lackman’s opinion about 18 Plaintiff’s limitations was inconsistent with the notations in his 19 progress notes. See Valentine v. Commissioner Social Sec. Admin., 574 20 F.3d 685, 693 (9th Cir. 2009)(the ALJ’s decision to reject the treating 21 physician’s opinion, in part, since it was inconsistent with the 22 treating physician’s own treatment notes was a specific and legitimate 23 reason supported by substantial evidence); Tommasetti v. Astrue, 533 24 F.3d 1035, 1041 (9th Cir. 2008)(an incongruity between a treating 25 physician’s opinion and his or her medical records is a specific and 26 legitimate reason for rejecting the treating physician’s opinion of a 27 claimant’s limitations). 28 23 1 As the ALJ noted, Dr. Lackman improperly claimed that his diagnosis 2 was supported by his finding of “persistent elevated blood pressure” 3 (see AR 784). Plaintiff did not have high blood pressure on every 4 occasion she saw Dr. Lackman or prior to her visits with Dr. Lackman. 5 (See e.g., AR 748 [July 1, 2009, blood pressure 118/88], 745 [August 12, 6 2009, blood pressure 110/70]; 742 [October 19, 2009, blood pressure 7 148/102], 739 [January 27, 2010, blood pressure 150/99], 737 [February 8 2, 2010, blood pressure 140/98], 735 [March 23, 2010 [March 23, 2010, 9 blood pressure 128/98], and AR 728 [May 4, 2010, blood pressure 10 141/98]). 11 12 Moreover, as the ALJ noted, Dr. Lackman improperly claimed that his 13 diagnosis was supported by his finding of “wheezing on exam” (AR 784). 14 On May 4, 2010 (Plaintiff’s last visit with Dr. Lackman), there is no 15 indication that Plaintiff complained of wheezing and the examination 16 showed that Plaintiff’s “[l]ungs [were] clear with equal breath sounds.” 17 (See AR 727-28). Moreover, on other occasions prior to and during the 18 window of Plaintiff’s treatment with Dr. Lackman, the physical exams 19 revealed somewhat minimal issues with Plaintiff’s wheezing. (See AR 748 20 [July 1, 2009, “Clear to ausculatation without wheezes, rales or 21 rhonchi. Good respiratory effort.”], 745 [August 12, 2009, “Clear to 22 auscultation. Good respiratory effort.”], 742 [October 19, 2009, “Lungs 23 clear with equal breat[h] sounds.”], 739 [January 27, 2010, “Clear to 24 auscultation no crackles rhonci, slight wheezing.”], and 737 [February 25 2, 2010, “Lungs with end expiratory wheezes, no ronchi or rales, equal 26 breath sounds.”]; 735 [March 23, 2010, “Lungs clear with equal breath 27 sounds.”]). 28 24 1 Although Plaintiff contends that the ALJ’s assessment of Dr. 2 Lackman’s opinion was erroneous in light of earlier progress notes 3 (prepared by other medical personnel at Facey Medical Group) containing 4 notations about Plaintiff’s wheezing and high blood pressure (see 5 Plaintiff’s Brief at 3-4 and Plaintiff’ Reply at 2, citing AR 276 6 [November 24, 2008], 281 [November 17, 2008], 288 [September 15, 2008], 7 291 [July 2, 2008], 292 [April 29, 2008], 296 [April 17, 2008], 295 8 [April 18, 2008], 296 [April 16, 2008], 298 [April 11, 2008], 300 [April 9 24, 2008], 304 [March 14, 2008], 306 [January 8, 2008]), 620 [November 10 4, 2008], 642 [September 15, 2008], 673 [April 17, 2008], 678 [April 11, 11 2008], and 680 [March 24, 2008]), those treatment notes are irrelevant 12 to the ALJ’s evaluation of Dr. Lackman’s opinion because those progress 13 notes were completed long before Dr. Lackman’s treatment of Plaintiff 14 and there is no indication in the record that Dr. Lackman considered 15 them. 16 17 Finally, it is not necessary for the Court to address whether the 18 absence of x-rays of Plaintiff’s musculoskeletal impairments was a 19 specific and legitimate reason for discrediting Dr. Lackman’s opinion 20 about Plaintiff’s abilities to stand, walk or sit (see Plaintiff’s Brief 21 at 4; Plaintiff’s Reply at 2). Dr. Lackman’s opinions about all of 22 Plaintiff’s limitations, including standing, walking and sitting, were 23 based on his clinical findings of persistent high blood pressure and 24 wheezing on exam. As discussed above, those findings were inconsistent 25 with the notations in Dr. Lackman’s progress notes. 26 /// 27 /// 28 /// 25 1 b. Dr. Simonian 2 3 Stephan Simonian, M.D., a psychiatrist, treated Plaintiff from 4 August 6, 2008 to October 20, 2009. 5 (See AR 707, 716-18). In a Psychiatric/Psychological Impairment Questionnaire completed on November 6 7 30, 2009, Dr. Simonian diagnosed Plaintiff with depression disorder and anxiety disorder, based on the following clinical findings: mood 8 disturbance, emotional lability, recurrent panic attacks, social 9 10 11 12 13 withdrawal or isolation, decreased energy, and generalized persistent anxiety. (See AR 707-08). When asked to identify the laboratory and diagnostic test results which support the diagnosis, Dr. Simonian stated, “Differed [sic] to [Plaintiff’s] general physician, however 14 [Plaintiff] does not report any such abnormality.” (See AR 708). Dr. 15 Simonian opined that Plaintiff had the following functional limitations: 16 “moderately limited (significantly affects but does not totally preclude 17 the individual’s ability to perform the activity)” with respect to 18 Plaintiff’s abilities to remember locations and work-like procedures, to 19 understand and remember one or two step instructions, and to understand 20 and remember detailed instructions (Understanding and Memory), to carry 21 out simple one or two step instructions, to carry out detailed 22 instructions, to maintain attention and concentration for extended 23 periods, to perform activities within a schedule, maintain regular 24 attendance, and be punctual within customary tolerance, to sustain 25 ordinary routine without supervision, to work in coordination with or in 26 27 proximity to others without being distracted by them, to make simple work related decisions, and to complete a normal workweek without 28 interruptions from psychologically based symptoms and to perform at a 26 1 consistent pace without an unreasonable number and length of rest 2 periods (Sustained Concentration and Persistence), to accept 3 instructions and respond appropriately to criticism from supervisors, to 4 get alone with co-workers or peers without distracting them or 5 exhibiting behavioral extremes (Social Interactions), and to respond 6 appropriately to changes in the work setting, to be aware of normal 7 8 9 hazards and take appropriate precautions, to travel to unfamiliar places or use public transportation, and to set realistic goals or make plans independently (Adaptation); and no limitations with respect to 10 Plaintiff’s abilities to interact appropriately with the general public, 11 12 13 14 to ask simple questions or request assistance, and to maintain socially appropriate behavior and to adhere to basic standards of neatness and cleanliness (Social Interactions). (See AR 709-12). Dr. Simonian stated 15 that under stressful situations Plaintiff might develop decompensation 16 and an exacerbation of her symptoms. (See AR 712). Dr. Simonian opined 17 that Plaintiff was capable of tolerating low and moderate work stress 18 because Plaintiff has the “intellectual and effective stability to face 19 low or moderate stress situations,” and that Plaintiff is likely to be 20 absent from work an average of about two to three times a month as a 21 result of her impairments. (See AR 713-14). 22 23 After discussing Dr. Simonian’s opinion (see AR 85), the ALJ wrote: 24 25 26 27 28 The undersigned affords the opinion of Dr. Simonian some weight. [¶] . . . The medical evidence contains treatment records from Dr. Simonian dating back to August 2008; however, his progress notes are relatively cursory and general. 27 For 1 instance, a review of all treating notes from 2009 shows no 2 evidence that any mental status examination was performed 3 (Exhibits 11F and 19F). Additionally, Dr. Simonian has opined 4 that the claimant suffers from certain limitations; however, 5 his 6 significant clinical abnormalities one would expect if the 7 8 9 own progress reports fail to reveal claimant did in fact have such limitations. the type of For instance, while Dr. Simonian opined the claimant would likely be absent two to three times a month, he also concluded the claimant was 10 capable of handling moderately stressful work situations. 11 12 13 Furthermore, moderate Dr. Simonian difficulties while noted in the claimant maintaining 15 however, he also asserted that the claimant had no “positive 16 clinical 17 concentrating 18 claimant was capable of performing simple one to two step 19 tasks. 20 assessments apparently relied quite heavily on the subjective 21 report of symptoms and limitations provided by the claimant, 22 and seemed to uncritically accept as true most, if not all, of 23 what the claimant reported. 24 this decision, there exists good reasons for questioning the 25 reliability of the claimant’s subjective complaints. (Exhibit difficulties 18F/6). in Moreover, tasks; thinking he noted or the Given the lack of objective support, Dr. Simonian’s 26 27 work-related and persistence of simple concentration have 14 findings” performing would (AR 85-86). 28 28 Yet, as explained elsewhere in 1 Dr. Simonian’s opinion about Plaintiff’s limitations 2 inconsistent with the notations in his progress notes. was See Valentine, 3 supra, 574 F.3d at 693; Tommasetti, supra, 533 F.3d at 1041. As the ALJ 4 noted, Dr. Simonian’s progress notes fail to reflect the type of 5 significant clinical abnormalities that would be expected if Plaintiff 6 were functionally limited to the extent Dr. Simonian opined. On August 7 8 9 6, 2008 (Plaintiff’s first visit with Dr. Simonian), Plaintiff’s mental status exam was mostly unremarkable and Plaintiff’s condition generally seemed to be stable. (See AR 318-21). On October 6, 2008 (Plaintiff’s 10 fifth or sixth visit with Dr. Simonian), Plaintiff was “generally doing 11 12 13 14 good” and Plaintiff reported that “Abilify and Paxil are helpful”. (See AR 321-22). On October 27, 2008, Plaintiff’s mental status exam was mostly unremarkable. 15 generally continued (See AR 326-28). to improve through Plaintiff’s mental health the use of psychotropic 16 medication through the rest of Dr. Simonian’s treatment of Plaintiff. 17 (See e.g., AR 322 [November 14, 2008, Plaintiff “[g]enerally manifests 18 good affect and improvement of insight”], 322 [November 25, 2008, 19 “Generally condition is stable”], 376 [December 8, 2008, Abilify “is 20 helpful and keeps her anger and impulsive behavior in check”], 377 21 [February 18, 2009, Plaintiff reported that “present combination of 22 medication seems to be better” (although she continues to complain of 23 depression and feeling sad);, 716-17 [March 22, 2010, the “present 24 combination (of medication) has been more helpful”]). 25 26 27 Moreover, the ALJ properly rejected Dr. Simonian’s opinion because of internal inconsistencies. As the ALJ noted, Dr. Simonian’s opinion 28 29 1 that Plaintiff likely would be absent from work about two to three times 2 a month (AR 714) was inconsistent with his opinion that Plaintiff was 3 capable of tolerating moderate work stress (AR 713), and Dr. Simonian’s 4 opinion that Plaintiff was moderately limited in sustained concentration 5 and persistent (AR 710-11) was inconsistent with his opinion that there 6 were no clinical findings that Plaintiff had difficulty in thinking or 7 concentration (AR 708). 8 9 In addition, the ALJ properly rejected Dr. Simonian’s opinion based 10 on Dr. Simonian’s apparent reliance on Plaintiff’s self-report of 11 12 13 14 psychiatric symptoms and limitations which the ALJ properly discredited, as discussed above. See Tomasetti, supra, 533 F.3d at 1041 (“An ALJ may reject a treating physician’s opinion if it is based ‘to a large extent’ 15 on a claimant’s self-reports that have been properly discounted as 16 incredible.”)(citations omitted). 17 18 To the extent that Plaintiff is alleging that the ALJ’s rejection 19 of Dr. Simonian’s opinion was erroneous because Dr. Basta (who diagnosed 20 Plaintiff with bipolar disorder, general anxiety, and explosive 21 disorder, and provided Plaintiff with even more functional limitations 22 that Dr. Simonian, except for the missing work limitation, see AR 79323 800) supported Dr. Simonian’s opinion (see Plaintiff’s Brief at 6; 24 Plaintiff’s Reply at 3), the Court has noted that Dr. Basta’s opinion 25 would not have been entitled to great weight. See page 17, n. 3. 26 27 Finally, the ALJ’s rejection of Dr. Simonian’s opinion based on the 28 30 1 opinion of the testifying medical expert, Betty Bourden, Ph.D. (see AR 2 86), was also a specific and legitimate reason based on substantial 3 evidence. See Thomas, supra (“The opinions of non-treating or non4 examining physicians may also serve as substantial evidence when the 5 opinions are consistent with independent clinical findings and evidence 6 in the record.”); Magallanes v. Bowen, 881 F.2d 747, 753 (9th Cir. 7 1989)(“To the extent that other physicians’ conflicting opinions rested 8 9 on independent, objective findings, those opinions could constitute substantial evidence.”). As the ALJ found (AR 86), Dr. Bourden’s 10 testimony that Plaintiff should be limited to low stress work, and that 11 12 13 14 Plaintiff has moderate difficulties in remembering and carrying out detailed instructions and in maintaining attention and concentration for extended periods of time, difficulty interacting with the public, and 15 should be limited to brief and casual interactions with supervisors and 16 co-workers (Plaintiff can do unskilled work with limited public 17 contact)(see AR 45-46), is supported by the objective medical evidence, 18 as discussed above. Moreover, as the ALJ found (AR 86), the record also 19 supports Dr. Bourden’s testimony that Dr. Simonian’s opinion that 20 Plaintiff would likely miss 2 or 3 workdays a month was inconsistent 21 with Dr. Simonian’s finding that Plaintiff had only moderate limitations 22 and had the ability to intellectually and effectively handle moderately 23 stressful situations (see AR 47-48). 24 /// 25 /// 26 /// 27 28 31 1 ORDER 2 3 For the foregoing reasons, the decision of the Commissioner is 4 affirmed. 5 6 LET JUDGMENT BE ENTERED ACCORDINGLY. 7 8 DATED: September 18, 2015 9 10 11 /s/ ALKA SAGAR UNITED STATES MAGISTRATE JUDGE 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 32

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