United States of America et al v. Kaiser Foundation Health Plan, Inc.

Filing 48

PROTECTIVE ORDER by Magistrate Judge Alicia G. Rosenberg re Stipulation for Protective Order #44 . ***** SEE ORDER FOR DETAILS. ***** (mp)

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1 2 3 4 5 6 7 8 9 10 11 David W. O’Brien (Admitted Pro Hac Vice) Jason M. Crawford (Admitted Pro Hac Vice) CROWELL & MORING LLP 1001 Pennsylvania Ave., N.W. Washington, D.C. 20004 Telephone: (202) 624-2500 Facsimile: (202) 628-5116 Email: dobrien@crowell.com Nimrod Haim Aviad (State Bar No. 259705) Shannon Barnard (State Bar No. 286125) CROWELL & MORING LLP 515 South Flower Street, 40th Floor Los Angeles, California 90071 Telephone: (213) 622-4750 Facsimile: (213) 622-2690 Email: naviad@crowell.com sbarnard@crowell.com PETER A. BINKOW (#173848) KEVIN F. RUF (#136901) KARA M. WOLKE (#241521) JOSHUA L. CROWELL (#295411) GLANCY PRONGAY & MURRAY LLP 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone:(310) 201-9150 Facsimile: (310) 201-9160 Email: info@glancylaw.com Attorneys for Relator Graham Mouw Attorneys for Defendant Kaiser Foundation Health Plan, Inc. 12 13 14 15 16 17 18 19 20 21 22 23 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA WESTERN DIVISION UNITED STATES OF AMERICA ex rel. GRAHAM MOUW, an individual, Plaintiff, v. Case No. CV 14-08051-JAK(AGRx) STIPULATED PROTECTIVE ORDER Magistrate Judge Hon. Alicia G. Rosenberg KAISER FOUNDATION HEALTH PLAN, INC., a California Corporation, Defendant. 24 25 26 27 28 1 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 I. PURPOSES AND LIMITATIONS 2 Discovery in this action is likely to involve production of confidential, 3 proprietary, or private information for which special protection from public 4 disclosure and from use for any purpose other than prosecuting this litigation may 5 be warranted. Accordingly, the parties hereby stipulate to and petition the Court to 6 enter the following Stipulated Protective Order. The parties acknowledge that this 7 Order does not confer blanket protections on all disclosures or responses to 8 discovery and that the protection it affords from public disclosure and use extends 9 only to the limited information or items that are entitled to confidential treatment 10 under the applicable legal principles. The parties further acknowledge, as set forth 11 in Section 11.3, below, that this Stipulated Protective Order does not entitle them to 12 file confidential information under seal; Civil Local Rule 79-5 sets forth the 13 procedures that must be followed and the standards that will be applied when a 14 party seeks permission from the court to file material under seal. 15 II. GOOD CAUSE STATEMENT 16 This action is likely to involve protected health information, customer and 17 pricing lists and other valuable research, development, commercial, financial, 18 technical and/or proprietary information for which special protection from public 19 disclosure and from use for any purpose other than prosecution of this action is 20 warranted. Such confidential and proprietary materials and information consist of, 21 among other things, information covered by the Health Insurance Portability and 22 Accountability Act (“HIPAA”), confidential business or financial information, 23 information regarding confidential business practices, 24 research, development, or commercial information (including information 25 implicating privacy rights of third parties), information otherwise generally 26 unavailable to the public, or which may be privileged or otherwise protected from 27 disclosure under state or federal statutes, court rules, case decisions, or common 28 law. Accordingly, to expedite the flow of information, to facilitate the prompt 2 323232.1 KAISER DCACTIVE-34885973.2 or other confidential STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 resolution of disputes over confidentiality of discovery materials, to adequately 2 protect information the parties are entitled to keep confidential, to ensure that the 3 parties are permitted reasonable necessary uses of such material in preparation for 4 and in the conduct of trial, to address their handling at the end of the litigation, and 5 serve the ends of justice, a protective order for such information is justified in this 6 matter. It is the intent of the parties that information will not be designated as 7 confidential for tactical reasons and that nothing be so designated without a good 8 faith belief that it has been maintained in a confidential, non-public manner, and 9 there is good cause why it should not be part of the public record of this case. 10 III. PROTECTIVE ORDER 11 1. 12 1.1 DEFINITIONS Action: United States ex rel. Graham Mouw v. Kaiser Foundation 13 Health Plan, Case No. CV 14-08051, currently pending before the Honorable John 14 A. Kronstadt in the United States District Court, Central District of California. 15 1.2 Challenging Party: a Party or Non-Party that challenges the 16 designation of information or items under this Order. 17 1.3 “CONFIDENTIAL” Information or Items: information (regardless of 18 how it is generated, stored or maintained) or tangible things that qualify for 19 protection under Federal Rule of Civil Procedure 26(c), and as specified above in the 20 Good Cause Statement. 21 22 23 1.4 Counsel: Outside Counsel of Record and Kaiser Foundation Health Plan, Inc.’s (“Kaiser”) In-House Counsel (as well as their support staff). 1.5 Designating Party: a Party or Non-Party that designates information or 24 items that it produces in disclosures or in responses to discovery as 25 “CONFIDENTIAL.” 26 1.6 Disclosure or Discovery Material: all items or information, regardless 27 of the medium or manner in which it is generated, stored, or maintained (including, 28 among other things, testimony, transcripts, and tangible things), that are produced or 3 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 generated in disclosures or responses to discovery in this matter. 2 1.7 Expert: a person or firm with specialized knowledge or experience in 3 a matter pertinent to the litigation who has been retained by a Party or its counsel to 4 serve as an expert witness or as a consultant in this Action. 5 1.8 In-House Counsel: attorneys who are employees of a party to this 6 Action. In-House Counsel does not include Outside Counsel of Record or any other 7 outside counsel. 8 1.9 Non-Party: any natural person, partnership, corporation, association, 9 or other legal entity not named as a Party to this action. 10 1.10 Outside Counsel of Record: attorneys who are not employees of a 11 party to this Action but are retained to represent or advise a party to this Action and 12 have appeared in this Action on behalf of that party or are affiliated with a law firm 13 which has appeared on behalf of that party, and includes support staff. 14 1.11 Party: any party to this Action, including all of its officers, directors, 15 employees, consultants, retained experts, and Outside Counsel of Record (and their 16 support staffs). 17 1.12 Producing Party: a Party or Non-Party that produces Disclosure or 18 Discovery Material in this Action. 19 1.13 Professional Vendors: persons or entities that provide litigation 20 support services (e.g., photocopying, videotaping, translating, preparing exhibits or 21 demonstrations, and organizing, storing, or retrieving data in any form or medium) 22 and their employees and subcontractors. 23 1.14 Protected Material: any Disclosure or Discovery Material that is 24 designated as “CONFIDENTIAL.” 25 1.15 Receiving Party: a Party that receives Disclosure or Discovery 26 Material from a Producing Party. 27 2. SCOPE 28 The protections conferred by this Stipulation and Order cover not only 4 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 Protected Material (as defined above), but also (1) any information copied or 2 extracted from Protected Material; (2) all copies, excerpts, summaries, or 3 compilations of Protected Material; and (3) any testimony, conversations, or 4 presentations by Parties or their Counsel that might reveal Protected Material. 5 6 Any use of Protected Material at trial shall be governed by the orders of the trial judge. This Order does not govern the use of Protected Material at trial. 7 This Order shall be a Qualified Protective Order (QPO) pursuant to the 8 Health Insurance Portability and Accountability Act of 1966 (“HIPAA”), the Health 9 Information Technology for Economic and Clinical Health Act of 2009 (the 10 “HITECH Act”), and regulations adopted thereunder by the U.S. Department of 11 Health and Human Services, 45 C.F.R. Parts 160, 162, and 164 (the “HIPAA 12 Rules”), in accordance with and as defined by the HIPAA Rules, specifically 45 13 C.F.R. section 164.512(e)(1)(ii)(B) and (v), whereby the parties are: 14 a. Prohibited from using or disclosing protected health information (PHI) 15 (as defined by the HIPAA Rules) for any purpose other than 16 conducting this litigation. 17 b. Required to securely destroy all copies of the PHI or to return them to 18 the Producing Party at the conclusion of this litigation. 19 c. Permitted to file pleadings, discovery or other documents which 20 include or reference PHI with the Court, subject to this Order. 21 3. DURATION 22 Even after final disposition of this litigation, the confidentiality obligations 23 imposed by this Order shall remain in effect until a Designating Party agrees 24 otherwise in writing or a court order otherwise directs. Final disposition shall be 25 deemed to be the later of (1) dismissal of all claims and defenses in this Action, 26 with or without prejudice; and (2) final judgment herein after the completion and 27 exhaustion of all appeals, rehearings, remands, trials, or reviews of this Action, 28 including the time limits for filing any motions or applications for extension of time 5 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 pursuant to applicable law. 2 4. DESIGNATING PROTECTED MATERIAL 3 4.1 Exercise of Restraint and Care in Designating Material for Protection. 4 Each Party or Non-Party that designates information or items for protection under 5 this Order must take care to limit any such designation to specific material that 6 qualifies under the appropriate standards. The Designating Party must designate for 7 protection only those parts of material, documents, items, or oral or written 8 communications that qualify so that other portions of the material, documents, 9 items, or communications for which protection is not warranted are not swept 10 unjustifiably within the ambit of this Order. 11 Mass, indiscriminate, or routinized designations are prohibited. Designations 12 that are shown to be clearly unjustified or that have been made for an improper 13 purpose (e.g., to unnecessarily encumber the case development process or to 14 impose unnecessary expenses and burdens on other parties) may expose the 15 Designating Party to sanctions. 16 If it comes to a Designating Party’s attention that information or items that it 17 designated for protection do not qualify for protection, that Designating Party must 18 promptly notify all other Parties that it is withdrawing the inapplicable designation. 19 4.2 Manner and Timing of Designations. Except as otherwise provided in 20 this Order (see, e.g., second paragraph of section 5.2(a) below), or as otherwise 21 stipulated or ordered, Disclosure or Discovery Material that qualifies for protection 22 under this Order must be clearly so designated before the material is disclosed or 23 produced. 24 25 Designation in conformity with this Order requires: (a) for information in documentary form (e.g., paper or electronic 26 documents, but excluding transcripts of depositions or other 27 pretrial or trial proceedings), that the Producing Party affix at a 28 minimum, the legend “CONFIDENTIAL” (hereinafter 6 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 “CONFIDENTIAL legend”), to each page that contains 2 protected material. If only a portion or portions of the material 3 on a page qualifies for protection, the Producing Party also must 4 clearly identify the protected portion(s) (e.g., by making 5 appropriate markings in the margins). 6 A Party or Non-Party that makes original documents available for inspection 7 need not designate them for protection until after the inspecting Party has indicated 8 which documents it would like copied and produced. During the inspection and 9 before the designation, all of the material made available for inspection shall be 10 deemed “CONFIDENTIAL.” 11 documents it wants copied and produced, the Producing Party must determine 12 which documents, or portions thereof, qualify for protection under this Order. 13 Then, before producing the specified documents, the Producing Party must affix the 14 “CONFIDENTIAL legend” to each page that contains Protected Material. If only a 15 portion or portions of the material on a page qualifies for protection, the Producing 16 Party also must clearly identify the protected portion(s) (e.g., by making 17 appropriate markings in the margins). 18 (b) After the inspecting Party has identified the for testimony given in depositions that the Designating Party 19 identify the Disclosure or Discovery Material on the record, 20 before the close of the deposition all protected testimony. 21 (c) for information produced in some form other than documentary 22 and for any other tangible items, that the Producing Party affix 23 in a prominent place on the exterior of the container or 24 containers in which the information is stored the legend 25 “CONFIDENTIAL.” If only a portion or portions of the 26 information warrants protection, the Producing Party, to the 27 extent practicable, shall identify the protected portion(s). 28 4.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent 7 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 failure to designate qualified information or items does not, standing alone, waive 2 the Designating Party’s right to secure protection under this Order for such material. 3 Upon timely correction of a designation, the Receiving Party must make reasonable 4 efforts to assure that the material is treated in accordance with the provisions of this 5 Order. 6 5. 7 5.1 CHALLENGING CONFIDENTIALITY DESIGNATIONS Timing of Challenges. Any Party or Non-Party may challenge a 8 designation of confidentiality at any time that is consistent with the Court’s 9 Scheduling Order. 10 5.2 Meet and Confer. The Challenging Party shall initiate the dispute 11 resolution process under Local Rule 37.1 et seq. 12 5.3 The burden of persuasion in any such challenge proceeding shall be on 13 the Designating Party. Frivolous challenges, and those made for an improper 14 purpose (e.g., to harass or impose unnecessary expenses and burdens on other 15 parties) may expose the Challenging Party to sanctions. Unless the Designating 16 Party has waived or withdrawn the confidentiality designation, all parties shall 17 continue to afford the material in question the level of protection to which it is 18 entitled under the Producing Party’s designation until the Court rules on the 19 challenge. 20 6. 21 6.1 ACCESS TO AND USE OF PROTECTED MATERIAL Basic Principles. A Receiving Party may use Protected Material that is 22 disclosed or produced by another Party or by a Non-Party in connection with this 23 Action only for prosecuting, defending, or attempting to settle this Action. Such 24 Protected Material may be disclosed only to the categories of persons and under the 25 conditions described in this Order. When the Action has been terminated, a 26 Receiving Party must comply with the provisions of section 13 below (FINAL 27 DISPOSITION). 28 Protected Material must be stored and maintained by a Receiving Party at a 8 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 location and in a secure manner that ensures that access is limited to the persons 2 authorized under this Order. 3 6.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless 4 otherwise ordered by the court or permitted in writing by the Designating Party, a 5 Receiving Party may disclose any information or item designated 6 “CONFIDENTIAL” only to: 7 (a) the Receiving Party’s Outside Counsel of Record in this Action, 8 as well as associated personnel necessary to assist Outside 9 Counsel in the Action, such as litigation assistants, paralegals, 10 and secretarial or other clerical or support personnel, to whom it 11 is reasonably necessary to disclose the information for this 12 Action; 13 (b) the officers, directors, and employees (including In-House 14 Counsel) of the Receiving Party to whom disclosure is 15 reasonably necessary for this Action; 16 (c) Experts (as defined in this Order), including principals and 17 employees of the firm with which Experts are associated, of the 18 Receiving Party to whom disclosure is reasonably necessary for 19 this Action and who have signed the “Acknowledgment and 20 Agreement to Be Bound” (Exhibit A); 21 (d) the court and its personnel, or another court of competent 22 jurisdiction in a proceeding by a party made in connection with 23 this Action (e.g., a subpoena or similar discovery request made 24 to obtain Discovery Material for use in this Action); 25 (e) court reporters and their staff; 26 (f) professional jury or trial consultants, mock jurors, and 27 Professional Vendors to whom disclosure is reasonably 28 necessary for this Action and who have signed the 9 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 2 (g) the author or recipient of a document containing the information 3 or a custodian or other person who otherwise possessed or knew 4 the information; 5 (h) during their depositions, witnesses, and attorneys for witnesses, 6 in the Action to whom disclosure is reasonably necessary 7 provided: (1) the deposing party requests that the witness sign 8 the form attached as Exhibit 1 hereto; and (2) they will not be 9 permitted to keep any confidential information unless they sign 10 the “Acknowledgment and Agreement to Be Bound” (Exhibit 11 A), unless otherwise agreed by the Designating Party or ordered 12 by the court. Pages of transcribed deposition testimony or 13 exhibits to depositions that reveal Protected Material may be 14 separately bound by the court reporter and may not be disclosed 15 to anyone except as permitted under this Stipulated Protective 16 Order; 17 (i) any mediator or settlement officer, and their supporting 18 personnel, mutually agreed upon by any of the parties engaged 19 in settlement discussions; and 20 (j) litigation support services, including outside vendors or 21 companies engaged in the business of supporting computerized 22 or electronic litigation discovery or trial preparation, retained by 23 a Party for the purpose of assisting that party in this Action. 24 7. 25 PRODUCED IN OTHER LITIGATION If a Party is served with a subpoena or a court order issued in other litigation 26 27 PROTECTED MATERIAL SUBPOENAED OR ORDERED that compels disclosure of any information or items designated in this Action as “CONFIDENTIAL,” that Party must: 28 10 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 (a) 2 promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; 3 (b) promptly notify in writing the party who caused the subpoena or 4 order to issue in the other litigation that some or all of the 5 material covered by the subpoena or order is subject to this 6 Protective Order. Such notification shall include a copy of this 7 Stipulated Protective Order; and 8 (c) 9 cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may 10 be affected. 11 If the Designating Party timely seeks a protective order, the Party served with 12 the subpoena or court order shall not produce any information designated in this 13 action as “CONFIDENTIAL” before a determination by the court from which the 14 subpoena or order issued, unless the Party has obtained the Designating Party’s 15 permission. The Designating Party shall bear the burden and expense of seeking 16 protection in that court of its confidential material and nothing in these provisions 17 should be construed as authorizing or encouraging a Receiving Party in this Action 18 to disobey a lawful directive from another court. 19 20 21 8. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN THIS LITIGATION (a) The terms of this Order are applicable to information produced by a Non-Party in this Action and designated as 22 “CONFIDENTIAL.” Such information produced by Non- 23 Parties in connection with this litigation is protected by the 24 remedies and relief provided by this Order. Nothing in these 25 provisions should be construed as prohibiting a Non-Party from 26 27 seeking additional protections. (b) In the event that a Party is required, by a valid discovery 28 11 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 request, to produce a Non-Party’s confidential information in its 2 possession, and the Party is subject to an agreement with the 3 Non-Party not to produce the Non-Party’s confidential 4 information, then the Party shall: 5 (1) promptly notify in writing the Requesting Party and the 6 Non-Party that some or all of the information requested is 7 subject to a confidentiality agreement with a Non-Party; 8 (2) 9 promptly provide the Non-Party with a copy of the Stipulated Protective Order in this Action, the relevant 10 discovery request(s), and a reasonably specific description 11 of the information requested; and 12 (3) 13 make the information requested available for inspection by the Non-Party, if requested. 14 (c) If the Non-Party fails to seek a protective order from this court 15 within 14 days of receiving the notice and accompanying 16 information, the Receiving Party may produce the Non-Party’s 17 confidential information responsive to the discovery request. If 18 the Non-Party timely seeks a protective order, the Receiving 19 Party shall not produce any information in its possession or 20 control that is subject to the confidentiality agreement with the 21 Non-Party before a determination by the court. Absent a court 22 order to the contrary, the Non-Party shall bear the burden and 23 expense of seeking protection in this court of its Protected 24 Material. 25 9. 26 MATERIAL If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 27 UNAUTHORIZED DISCLOSURE OF PROTECTED Protected Material to any person or in any circumstance not authorized under this 28 12 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 Stipulated Protective Order, the Receiving Party must immediately (a) notify in 2 writing the Designating Party of the unauthorized disclosures, (b) use its best 3 efforts to retrieve all unauthorized copies of the Protected Material, (c) inform the 4 person or persons to whom unauthorized disclosures were made of all the terms of 5 this Order, and (d) request such person or persons to execute the “Acknowledgment 6 and Agreement to Be Bound” that is attached hereto as Exhibit A. 7 10. 8 OTHERWISE PROTECTED MATERIAL When a Producing Party gives notice to Receiving Parties that certain 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 INADVERTENT PRODUCTION OF PRIVILEGED OR inadvertently produced material is subject to a claim of privilege or other protection, the obligations of the Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to modify whatever procedure may be established in an e-discovery order that provides for production without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the parties reach an agreement on the effect of disclosure of a communication or information covered by the attorney-client privilege or work product protection, the parties may incorporate their agreement in the stipulated protective order submitted to the court. 11. 11.1 MISCELLANEOUS Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 11.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of the material covered by this Protective Order. 11.3 Filing Protected Material. A Party that seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5. Protected Material 28 13 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 may only be filed under seal pursuant to a court order authorizing the sealing of the 2 specific Protected Material at issue. If a Party's request to file Protected Material 3 under seal is denied by the court, then the Receiving Party may file the information 4 in the public record unless otherwise instructed by the court. 5 12. FINAL DISPOSITION 6 After the final disposition of this Action, as defined in paragraph 4, within 60 7 days of a written request by the Designating Party, each Receiving Party must 8 return all Protected Material to the Producing Party or destroy such material. As 9 used in this subdivision, “all Protected Material” includes all copies, abstracts, 10 compilations, summaries, and any other format reproducing or capturing any of the 11 Protected Material. Whether the Protected Material is returned or destroyed, the 12 Receiving Party must submit a written certification to the Producing Party (and, if 13 not the same person or entity, to the Designating Party) by the 60 day deadline that 14 (1) identifies (by category, where appropriate) all the Protected Material that was 15 returned or destroyed and (2) affirms that the Receiving Party has not retained any 16 copies, abstracts, compilations, summaries or any other format reproducing or 17 capturing any of the Protected Material. Notwithstanding this provision, Counsel 18 are entitled to retain an archival copy of all pleadings, motion papers, trial, 19 deposition, and hearing transcripts, legal memoranda, correspondence, deposition 20 and trial exhibits, expert reports, attorney work product, and consultant and expert 21 work product, even if such materials contain Protected Material. Any such archival 22 copies that contain or constitute Protected Material remain subject to this Protective 23 Order as set forth in Section 4 (DURATION). 24 13. SANCTIONS 25 Any violation of this order may be punished by any and all appropriate 26 measures including, without limitation, contempt proceedings and/or monetary 27 sanctions. 28 14 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 2 3 4 Dated: January 22, 2016 By: s/ Peter A. Binkow Peter A. Binkow Kevin F. Ruf Joshua L. Crowell 5 6 7 Attorneys for Relator GRAHAM MOUW 8 9 10 11 GLANCY PRONGAY & MURRAY LLP Dated: January 22, 2016 CROWELL & MORING LLP 12 13 By: s/ David W. O’Brien David W. O’Brien Nimrod Haim Aviad Shannon Barnard 14 15 16 Attorneys for Defendant KAISER FOUNDATION HEALTH PLAN, INC. 17 18 19 20 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 21 22 DATED: January 26, 2016 24 Hon. Alicia G. Rosenberg 25 United States Magistrate Judge 26 27 28 15 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX) 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, [print or type full name], 4 of [print or type full address], declare under penalty 5 of perjury that I have read in its entirety and understand the Stipulated Protective 6 Order that was issued by the United States District Court for the Central District of 7 California on [date] in the case of United States ex rel. Graham Mouw v. Kaiser 8 Foundation Health Plan, Case No. CV 14-08051-JAK (AGRx). I agree to comply 9 with and to be bound by all the terms of this Stipulated Protective Order and I 10 understand and acknowledge that failure to so comply could expose me to sanctions 11 and punishment in the nature of contempt. 12 disclose in any manner any information or item that is subject to this Stipulated 13 Protective Order to any person or entity except in strict compliance with the 14 provisions of this Order. I solemnly promise that I will not 15 I further agree to submit to the jurisdiction of the United States District Court 16 for the Central District of California for the purpose of enforcing the terms of this 17 Stipulated Protective Order, even if such enforcement proceedings occur after 18 termination of this action. I hereby appoint 19 type full name] of 20 address and telephone number] as my California agent for service of process in 21 connection with this action or any proceedings related to enforcement of this 22 Stipulated Protective Order. 23 Date: 24 City and State where sworn and signed: [print] or [print or type full 25 26 Printed Name: 27 28 Signature: 16 323232.1 KAISER DCACTIVE-34885973.2 STIPULATED PROTECTIVE ORDER; CASE NO. CV 14-08051-JAK (AGRX)

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