Morgan Stanley Smith Barney LLC et al v. Scott Alexander Thompson

Filing 35

JUDGMENT by Judge John A. Kronstadt: Judgment in favor of Morgan Stanley Smith Barney FA Notes Holdings LLC, Morgan Stanley Smith Barney LLC against Scott Alexander Thompson. See Order for details. (MD JS-6, Case Terminated). (cr)

1
2
3
4
5
6
7
8

UNITED STATES DISTRICT COURT

9

FOR THE CENTRAL DISTRICT OF CALIFORNIA

10
11
12
13
14
15

MORGAN STANLEY SMITH BARNEY
LLC and MORGAN STANLEY SMITH
BARNEY FA NOTES HOLDINGS LLC,
Petitioners,

JUDGMENT
v.
JS-6

16
17
18
19

Civil Action No. 2:15-cv-00851
JAK (JCx)

SCOTT ALEXANDER THOMPSON
a/k/a SCOTT A. THOMPSON
a/k/a SCOTT THOMPSON,
Respondent.

20
21

JUDGMENT
22
23

AND NOW, upon consideration of Petitioners Morgan Stanley Smith

24

Barney LLC and Morgan Stanley Smith Barney FA Notes Holdings LLC’s

25

Application for Entry of Default Judgment and pursuant to Fed. R. Civ. P. 55(b)
26
27

and Local Rule 55-1, default judgment is hereby entered in favor of Morgan

28
1

1

Stanley Smith Barney LLC and Morgan Stanley Smith Barney FA Notes Holdings

2

LLC and against Respondent Scott Alexander Thompson a/k/a Scott A. Thompson
3
4
5

a/k/a Scott Thompson (“Thompson”) as follows:
1.

The Financial Industry Regulatory Authority arbitration Award served

6

on October 6, 2014 in the matter captioned, Morgan Stanley Smith Barney LLC
7
8

and Morgan Stanley Smith Barney FA Notes Holdings LLC v. Scott Alexander

9

Thompson, FINRA Dispute Resolution Case No. 14-00349, is CONFIRMED;

10
11

2.

Judgment is entered in favor Morgan Stanley Smith Barney LLC and

12

Morgan Stanley Smith Barney FA Notes Holdings LLC and against Scott

13

Alexander Thompson a/k/a Scott A. Thompson a/k/a Scott Thompson in the

14
15
16
17

amount of $550,439.95, representing compensatory damages and pre-Award
interest.
IT IS SO ORDERED.

18
19

Dated: 5/26/15

__________________________
Hon. John A. Kronstadt
United States District Judge

20
21
22
23
24
25
26
27
28
2