Christina Labete Cox v. Carolyn W. Colvin
Filing
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MEMORANDUM OPINION by Magistrate Judge Jacqueline Chooljian. The decision of the Commissioner of Social Security is affirmed. See Memorandum for details. (dml)
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA
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CHRISTINA LABETE COX,
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Plaintiff,
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v.
Case No. CV 15-7939 JC
MEMORANDUM OPINION
NANCY A. BERRYHILL, Acting
Commissioner of Social Security,1
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Defendant.
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I.
SUMMARY
On October 8, 2015, Christina Labete Cox (“plaintiff”) filed a Complaint
seeking review of the Commissioner of Social Security’s denial of plaintiff’s
application for benefits. The parties have consented to proceed before the
undersigned United States Magistrate Judge.
This matter is before the Court on the parties’ cross motions for summary
judgment, respectively (“Plaintiff’s Motion”) and (“Defendant’s Motion”). The
Court has taken both motions under submission without oral argument. See Fed.
R. Civ. P. 78; L.R. 7-15; October 13, 2015 Case Management Order ¶ 5.
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Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Nancy A. Berryhill is
28 hereby substituted for Commissioner Carolyn W. Colvin as the defendant in this action.
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Based on the record as a whole and the applicable law, the decision of the
2 Commissioner is AFFIRMED. The findings of the Administrative Law Judge
3 (“ALJ”) are supported by substantial evidence and are free from material error.
4 II.
BACKGROUND AND SUMMARY OF ADMINISTRATIVE
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DECISION
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On March 2, 2012, plaintiff filed an application for Disability Insurance
7 Benefits alleging disability beginning on February 1, 2011, due to fibromyalgia,
8 degenerative disc disease, a lower lumber problem, depression, and chest pain.
9 (Administrative Record (“AR”) 23, 177, 206). On June 21, 2013, the ALJ held an
10 initial administrative hearing (“Initial Hearing”) during which he heard testimony
11 from plaintiff (who was represented by counsel), and a vocational expert. (AR 5512 87). At a supplemental hearing on December 10, 2013 (“Supplemental Hearing”),
13 the ALJ examined the medical record, summarized the testimony from the Initial
14 Hearing, and heard additional testimony from plaintiff (who was again represented
15 by counsel), a medical expert, and a different vocational expert (“vocational
16 expert” or “VE”). (AR 38-54).
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On February 19, 2014, the ALJ determined that plaintiff was not disabled
18 through the date of the decision. (AR 23-33). Specifically, the ALJ found:
19 (1) plaintiff suffered from the following severe impairments: degenerative disc
20 disease at multiple levels of the thoracic spine, disc protrusions at L3-5 with
21 possible nerve root involvement at L4 and facet hypertrophy at L4-5, disc
22 protrusions at C4-6 with associated neural foramina encroachment, fibromyalgia,
23 lower extremity polyneuropathy, and obesity (AR 26); (2) plaintiff’s impairments,
24 considered singly or in combination, did not meet or medically equal a listed
25 impairment (AR 26-27); (3) plaintiff retained the residual functional capacity to
26 lift and carry 10 pounds occasionally and less than 10 pounds frequently, stand
27 and walk for two hours in an eight-hour workday, sit for six hours per workday, do
28 occasional postural activity but no climbing of ropes, ladders, or scaffolds, and
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1 plaintiff had no other limitations except to avoid vibrations, temperature extremes,
2 and workplace hazards (AR 27); (4) plaintiff could not perform any past relevant
3 work (AR 31); (5) there is work that exists in significant numbers in the national
4 economy that plaintiff could perform, specifically in the representative
5 occupations of film touch-up inspector, table worker, and touch-up screener
6 (collectively “representative occupations”); and (6) plaintiff’s statements
7 regarding the intensity, persistence, and limiting effects of subjective symptoms
8 were not entitled to full weight (AR 29).
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On August 14, 2015, the Appeals Council denied plaintiff’s application for
10 review. (AR 1-6).
11 III.
APPLICABLE LEGAL STANDARDS
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A.
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To qualify for disability benefits, a claimant must show that the claimant is
Sequential Evaluation Process
14 unable “to engage in any substantial gainful activity by reason of any medically
15 determinable physical or mental impairment which can be expected to result in
16 death or which has lasted or can be expected to last for a continuous period of not
17 less than 12 months.” Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012)
18 (quoting 42 U.S.C. § 423(d)(1)(A)) (internal quotation marks omitted). The
19 impairment must render the claimant incapable of performing the work the
20 claimant previously performed and incapable of performing any other substantial
21 gainful employment that exists in the national economy. Tackett v. Apfel, 180
22 F.3d 1094, 1098 (9th Cir. 1999) (citing 42 U.S.C. § 423(d)(2)(A)).
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In assessing whether a claimant is disabled, an ALJ is required to use the
24 following five-step sequential evaluation process:
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(1)
Is the claimant presently engaged in substantial gainful activity? If
so, the claimant is not disabled. If not, proceed to step two.
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(2)
Is the claimant’s alleged impairment sufficiently severe to limit
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the claimant’s ability to work? If not, the claimant is not
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disabled. If so, proceed to step three.
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(3)
Does the claimant’s impairment, or combination of
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impairments, meet or equal an impairment listed in 20 C.F.R.
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Part 404, Subpart P, Appendix 1? If so, the claimant is
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disabled. If not, proceed to step four.
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(4)
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perform claimant’s past relevant work? If so, the claimant is
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Does the claimant possess the residual functional capacity to
not disabled. If not, proceed to step five.
(5)
Does the claimant’s residual functional capacity, when
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considered with the claimant’s age, education, and work
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experience, allow the claimant to adjust to other work that
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exists in significant numbers in the national economy? If so,
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the claimant is not disabled. If not, the claimant is disabled.
16 Stout v. Commissioner, Social Security Administration, 454 F.3d 1050, 1052 (9th
17 Cir. 2006) (citations omitted); see also 20 C.F.R. § 404.1520(a)(4) (explaining
18 five-step sequential evaluation process).
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The claimant has the burden of proof at steps one through four, and the
20 Commissioner has the burden of proof at step five. Burch v. Barnhart, 400 F.3d
21 676, 679 (9th Cir. 2005) (citation omitted).
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B.
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Pursuant to 42 U.S.C. section 405(g), a court may set aside a denial of
Standard of Review
24 benefits only if it is not supported by substantial evidence or if it is based on legal
25 error. Robbins v. Social Security Administration, 466 F.3d 880, 882 (9th Cir.
26 2006) (citing Flaten v. Secretary of Health & Human Services, 44 F.3d 1453, 1457
27 (9th Cir. 1995)).
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Substantial evidence is “such relevant evidence as a reasonable mind might
2 accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389,
3 401 (1971) (citations and quotations omitted). It is more than a mere scintilla but
4 less than a preponderance. Robbins, 466 F.3d at 882 (citing Young v. Sullivan,
5 911 F.2d 180, 183 (9th Cir. 1990)). To determine whether substantial evidence
6 supports a finding, a court must “‘consider the record as a whole, weighing both
7 evidence that supports and evidence that detracts from the [Commissioner’s]
8 conclusion.’” Aukland v. Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001)
9 (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 1993)).
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An ALJ’s decision must be upheld if the evidence and inferences reasonably
11 drawn from the record could support either affirming or reversing the decision.
12 Molina, 674 F.3d at 1111 (citation omitted). Even when an ALJ’s decision
13 contains error, it must be affirmed if the error was harmless. Treichler v.
14 Commissioner of Social Security Administration, 775 F.3d 1090, 1099 (9th Cir.
15 2014).
16 IV.
DISCUSSION
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Here, plaintiff appears to argue that substantial evidence does not support
18 the ALJ’s non-disability determination at step five in light of new vocational
19 evidence plaintiff presented to the Appeals Council – specifically, reports
20 generated by the “Job Browser Pro” software program (“Job Browser Pro
21 Reports”) and other raw vocational data.2 (Plaintiff’s Motion at 5-17; AR 277,
22 283-87). More specifically, plaintiff essentially argues that the Job Browser Pro
23 reports reflect very few positions in the national economy for the representative
24 occupations, and thus undermine the vocational expert’s testimony upon which the
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Plaintiff’s Motion – to the extent it attempts to make other arguments – presents no other
28 comprehensible or legally viable ground which would merit a reversal or remand.
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1 ALJ relied at step five.3 A reversal or remand is not warranted on the asserted
2 basis.
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First, substantial evidence supports the ALJ’s non-disability determination
4 at step five. Plaintiff does not dispute the accuracy of the hypothetical question
5 the ALJ posed to the vocational expert at the Supplemental Hearing. (Plaintiff’s
6 Motion at 4). Thus, the vocational expert’s testimony in response to the ALJ’s
7 complete hypothetical question, without more, was substantial evidence
8 supporting the ALJ’s determination that plaintiff was able to perform work which
9 exists in significant numbers in the national economy. See Tackett, 180 F.3d at
10 1101; see also Bayliss v. Barnhart, 427 F.3d 1211, 1218 (9th Cir. 2005) (“A
11 [vocational expert’s] recognized expertise provides the necessary foundation for
12 his or her testimony. Thus, no additional foundation is required.”).
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Second, the Job Browser Pro Reports do not, as plaintiff suggests,
14 undermine the reliability of the vocational expert’s Supplemental Hearing
15 testimony which the ALJ adopted at step five.4 Plaintiff never provided evidence
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To the extent the Appeals Council considered the Job Browser Pro reports in deciding
whether to review the ALJ’s decision, this Court also must consider such evidence in
determining whether the ALJ’s decision was supported by substantial evidence and free from
legal error. See Brewes v. Commissioner of Social Security Administration, 682 F.3d 1157,
1162-63 (9th Cir. 2012).
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Plaintiff asserts that Job Browser Pro is “a tool used by vocational experts in the
21 divination of the number of jobs in the economy.” (Plaintiff’s Motion at 10 & n.2). While
22 plaintiff identifies several decisions which generally acknowledge the accuracy of data generated
by the Jobs Browser Pro program (Plaintiff’s Motion at 10-11), none stands for the proposition
23 that raw data from the Job Browser Pro program submitted by plaintiff’s counsel for the first
24 time to the Appeals Council provides sufficient grounds to reverse an ALJ’s contrary step five
determination which is itself supported by substantial evidence. See, e.g., Poisson v. Astrue,
25 2012 WL 1067661, *9 (D. Me. Mar. 28, 2012) (“vocational testimony as to job numbers
sufficiently reliable to support a Step 5 finding” where vocational expert relied on her own
26 professional experience and expertise in addition to information derived from Job Browser Pro
27 system), report and recommendation adopted, 2012 WL 1416669 (D. Me. Apr. 24, 2012); Cole v.
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Astrue, 2011 WL 5358557, *26 (D. Or. June 7, 2011) (vocational expert testimony based, in part,
(continued...)
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1 from a vocational or similar expert which explains or analyzes the new vocational
2 evidence plaintiff presented to the Appeals Council. Plaintiff’s cryptic and
3 confusing lay interpretation of the raw vocational data does nothing of the sort.
4 See, e.g., Cardone v. Colvin, 2014 WL 1516537, *5 (C.D. Cal. Apr. 18, 2014)
5 (plaintiff’s lay assessment of raw vocational data “unaccompanied by any analysis
6 or explanation from a vocational expert or other expert source to put the raw data
7 into context” insufficient to undermine the reliability of the vocational expert’s
8 opinion regarding number of representative jobs in national economy which ALJ
9 adopted at step five).
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Finally, even if the evidence as a whole, including the Job Browser Pro
11 Reports, could also support a finding of “disabled” at step five, as noted above,
12 this fact does not warrant reversing the ALJ’s contrary finding which is itself
13 supported by substantial evidence. See Molina, 674 F.3d at 1111 (citation
14 omitted); cf., e.g., Gardner v. Colvin, 2013 WL 781984, *2 (C.D. Cal. Mar. 1,
15 2013) (observing “Ninth Circuit has held that where the ALJ relies on proper
16 evidence in concluding that there are jobs in the national economy that a claimant
17 can perform, the Appeals Council is free to reject contradictory [expert vocational]
18 evidence obtained after an adverse administrative decision”) (citing Gomez v.
19 Chater, 74 F.3d 967, 972 (9th Cir.), cert. denied, 519 U.S. 881 (1996), superseded
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on information obtained from “Skill Trend by Job Browser” was “reliable” evidence of the
23 number of jobs available in the national economy which plaintiff could perform), report and
24 recommendation adopted, 2011 WL 5358550 (D. Or. Nov. 4, 2011); Pitts v. Astrue, 2011 WL
2553340, *6 (N.D. Ohio May 19, 2011) (ALJ properly relied on vocational expert testimony
25 regarding number of jobs available even though vocational expert relied, in part, on information
provided by Job Browser Pro program), report and recommendation adopted, 2011 WL 2553311
26 (N.D. Ohio Jun. 28, 2011); Drossman v. Astrue, 2011 WL 4496568, *7-*8 (N.D. Ohio July 15,
27 2011) (ALJ properly relied on vocational expert’s opinion regarding job availability rather than
plaintiff’s post-hearing submission of conflicting statistical information from Job Browser Pro
28 program), report and recommendation adopted, 2011 WL 4496561 (N.D. Ohio Sep. 27, 2011).
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1 by regulation on other grounds as noted in Ashmore v. Colvin, 2013 WL 837643,
2 *3 n.2 (D.S.C. Mar. 6, 2013)).
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Plaintiff’s repeated assertions that the vocational expert’s testimony
4 regarding number of available jobs was essentially patently erroneous (Plaintiff’s
5 Motion at 11-12, 15), ring hollow considering (i) at the hearing plaintiff did not
6 challenge the vocational expert’s testimony – i.e., plaintiff’s counsel affirmatively
7 declined to ask the vocational expert any questions at all, and plaintiff did not
8 present any of her own expert evidence about job availability to rebut the
9 vocational expert’s opinions (AR 51-53); (ii) plaintiff did not challenge the
10 vocational expert’s testimony during the two months after the hearing and before
11 the ALJ issued his decision; and (iii) plaintiff did not challenge the vocational
12 expert’s findings until after the ALJ issued an adverse decision. Cf., e.g.,
13 Cardone, 2014 WL 1516537 at *6 (“Counsel are not supposed to be potted plants
14 at administrative hearings. They have an obligation to take an active role and to
15 raise issues that may impact the ALJ’s decision while the hearing is proceeding so
16 that they can be addressed.”) (citation and quotation marks omitted).
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Plaintiff’s apparent lack of urgency in challenging the VE job numbers at
18 the administrative level did not, as defendant asserts, act as a waiver since plaintiff
19 did raise the issue at some point during the administrative process (i.e., with the
20 Appeals Council). Cf. Sims v. Apfel, 530 U.S. 103, 105 (2000) (holding that
21 Social Security claimant seeking judicial review does not waive issues he fails to
22 include in request for review by Appeals Council). Nonetheless, the Court does
23 not find plaintiff’s argument that the vocational expert’s job numbers were
24 unreliable, which is based on nothing more than lay interpretation of raw
25 vocational data presented for the first time to the Appeals Council, to be
26 persuasive and notes that similar arguments have been soundly rejected by
27 multiple courts. See Cardone, 2014 WL 1516537 at *5 (“[P]laintiff’s lay
28 assessment[] of the raw vocational data derived from Job Browser Pro does not
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1 undermine the reliability of the VE’s opinion, which the ALJ adopted at step
2 five.”); Merryflorian v. Astrue, 2013 WL 4783069,*5 (S.D. Cal. Sept. 6, 2013)
3 (same; noting similar argument “has been recently and uniformly rejected by
4 numerous courts” and that “vast majority of [such] cases” . . . involv[ed] plaintiff’s
5 counsel or his law firm”) (citing cases); Solano v. Colvin, 2013 WL 3776333, *1
6 (C.D. Cal. July 16, 2013) (rejecting argument that evidence from Job Browser Pro
7 plaintiff submitted to Appeals Council undermined testimony of vocational expert
8 regarding number of available jobs, in part, where no expert had found plaintiff’s
9 job evidence reliable); Hunt v. Colvin, 2013 WL 1969401, *3 (C.D. Cal. May 13,
10 2013) (Job Browser Pro data that differs from VE’s testimony “not enough to
11 warrant remand” where plaintiff “[did not] support her interpretation of the raw
12 numbers included in the Job Browser Pro data with any analysis or explanation
13 from a VE”) (citing Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002));
14 Gardner v. Colvin, 2013 WL 781984, at *3 (C.D. Cal. Mar. 1, 2013) (rejecting
15 “argument that the VE’s testimony does not constitute substantial evidence in light
16 of conflicting evidence from . . . Job Browser Pro”); Bradley v. Astrue, 2012 WL
17 5902349, *7 (C.D. Cal. Nov. 26, 2012) (upholding administrative decision
18 notwithstanding conflict between vocational expert’s testimony and additional
19 vocational evidence plaintiff submitted to the Appeals Council which plaintiff had
20 argued “starkly conflict[ed] with the vocational expert’s testimony regarding the
21 numbers of relevant jobs existing in the economy”).
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Accordingly, a remand or reversal is not warranted.
23 V.
CONCLUSION
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For the foregoing reasons, the decision of the Commissioner of Social
25 Security is affirmed.
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LET JUDGMENT BE ENTERED ACCORDINGLY.
27 DATED: February 28, 2017
_____________/s/____________________
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Honorable Jacqueline Chooljian
UNITED STATES MAGISTRATE JUDGE
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