Electronic Waveform Lab, Inc. v. EK Health Services et al

Filing 56

PROTECTIVE ORDER by Magistrate Judge Rozella A. Oliver re Notice of Lodging 55 (sbu)

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1 Nicholas P. Roxborough, State Bar No. 113540 npr@rpnalaw.com 2 Drew E. Pomerance, State Bar No. 101239 dep@rpnalaw.com 3 Joseph C. Gjonola, State Bar No. 241955 jcg@rpnalaw.com 4 ROXBOROUGH, POMERANCE, NYE & ADREANI, LLP 5820 Canoga Avenue, Suite 250 5 Woodland Hills, California 91367 Telephone: (818) 992-9999 6 Facsimile: (818) 992-9991 7 Attorneys for Plaintiff Electronic Waveform Lab, Inc. 8 9 10 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA 11 12 ELECTRONIC WAVEFORM LAB, INC., a California corporation 13 Plaintiff, 14 v. 15 EK HEALTH SERVICES, a California 16 corporation; JAMES LESSENGER, M.D., an individual; GRANT 17 NUGENT, M.D., an individual; ALTON WILLIS, M.D., an individual; 18 JOE HARTZOG, M.D., an individual; PATRICIA D. PEGRAM, M.D., an 19 individual; SUZANNE L. SERGILE, M.D., an individual; GARRETT M. 20 CASEY, D.C., an individual; MICHAEL J. LAUBACH, D.C., an 21 individual; JAY V. WESTPHAL, M.D., an individual; KATHLEEN GARY, 22 M.D., an individual; JOHANNA APPEL, D.C., an individual; and DOES 23 1-100, inclusive 24 Case No. 2:15-cv-08061DMG (RAOx) STIPULATED PROTECTIVE ORDER Defendants. 25 26 27 28 STIPULATED PROTECTIVE ORDER 1 1. A. PURPOSES AND LIMITATIONS 2 Discovery in this action is likely to involve production of confidential, 3 proprietary or private information for which special protection from public disclosure 4 and from use for any purpose other than prosecuting this litigation may be warranted. 5 Accordingly, the parties hereby stipulate to and petition the Court to enter the 6 following Stipulated Protective Order. The parties acknowledge that this Order does 7 not confer blanket protections on all disclosures or responses to discovery and that the 8 protection it affords from public disclosure and use extends only to the limited 9 information or items that are entitled to confidential and treatment under the 10 applicable legal principles. 11 B. GOOD CAUSE STATEMENT 12 Electronic Waveform makes and sells the H-Wave® electrotherapy medical 13 device (“H-Wave”) used to treat injured workers. State Fund is a workers’ 14 compensation insurer that contracts with EK Health to conduct a medical care review 15 process called Utilization Review (“UR”). California law requires State Fund to 16 establish a UR process to “approve, modify, delay, or deny, based in whole or in part 17 on medical necessity to cure and relieve, treatment recommendations by 18 physicians….” California Labor Code § 4610. Electronic Waveform contends that 19 State Fund and EK Health improperly conducted UR to deny H-Wave requests for 20 injured workers of employers that State Fund insured. State Fund and EK Health 21 deny all of Electronic Waveform’s allegations. 22 The Parties agree that, during discovery, they will seek confidential medical 23 information contained in individual claimants’ workers’ compensation claim files 24 pertaining to H-Wave requests and UR decisions. On October 26, 2016 the court 25 heard the parties’ motion for a protective order wherein it agreed that private medical 26 information should be subject to the court’s standard protective order and that an 27 “attorneys’ eyes only” provision may be included for the protection of appropriate 28 highly confidential business information, including but not limited to trade secrets. STIPULATED PROTECTIVE ORDER 1 2 C. ACKNOWLEDGMENT OF PROCEDURE FOR FILING UNDER 3 SEAL 4 The parties further acknowledge, as set forth in Section 12.3, below, that this 5 Stipulated Protective Order does not entitle them to file confidential information 6 under seal; Local Civil Rule 79-5 sets forth the procedures that must be followed and 7 the standards that will be applied when a party seeks permission from the court to file 8 material under seal. 9 There is a strong presumption that the public has a right of access to judicial 10 proceedings and records in civil cases. In connection with non-dispositive motions, 11 good cause must be shown to support a filing under seal. See Kamakana v. City and 12 County of Honolulu, 447 F.3d 1172, 1176 (9th Cir. 2006), Phillips v. Gen. Motors 13 Corp., 307 F.3d 1206, 1210-11 (9th Cir. 2002), Makar-Welbon v. Sony Electrics, Inc., 14 187 F.R.D. 576, 577 (E.D. Wis. 1999) (even stipulated protective orders require good 15 cause showing), and a specific showing of good cause or compelling reasons with 16 proper evidentiary support and legal justification, must be made with respect to 17 Protected Material that a party seeks to file under seal. The parties’ mere designation 18 of Disclosure or Discovery Material as CONFIDENTIAL does not — without the 19 submission of competent evidence by declaration, establishing that the material 20 sought to be filed under seal qualifies as confidential, privileged, or otherwise 21 protectable — constitute good cause. 22 Further, if a party requests sealing related to a dispositive motion or trial, then 23 compelling reasons, not only good cause, for the sealing must be shown, and the relief 24 sought shall be narrowly tailored to serve the specific interest to be protected. See 25 Pintos v. Pacific Creditors Ass’n, 605 F.3d 665, 677-79 (9th Cir. 2010). For each item 26 or type of information, document, or thing sought to be filed or introduced under seal 27 in connection with a dispositive motion or trial, the party seeking protection must 28 articulate compelling reasons, supported by specific facts and legal justification, for 3 STIPULATED PROTECTIVE ORDER 1 the requested sealing order. Again, competent evidence supporting the application to 2 file documents under seal must be provided by declaration. 3 Any document that is not confidential, privileged, or otherwise protectable in 4 its entirety will not be filed under seal if the confidential portions can be redacted. 5 If documents can be redacted, then a redacted version for public viewing, omitting 6 only the confidential, privileged, or otherwise protectable portions of the document, 7 shall be filed. Any application that seeks to file documents under seal in their 8 entirety should include an explanation of why redaction is not feasible. 9 2. 10 DEFINITIONS 2.1 “ATTORNEYS’ EYES ONLY” Information and Items: A subset of 11 “CONFIDENTIAL” information that federal law considers so highly sensitive that its 12 disclosure to a Party in this case would create a legally impermissible risk of injury to 13 the Designating Party, such as trade secret or highly confidential business 14 information. 15 2.2 Action: Electronic Waveform Lab, Inc. v. EK Health Services, et al., 16 United States District Court, Central District of California, Case No. 2:15-cv-0806117 DMG-RAO. 18 2.3 Challenging Party: A Party or Non-Party that challenges the designation 19 of information or items under this Order. 20 2.4 “CONFIDENTIAL” Information or Items: Information (regardless of 21 how it is generated, stored or maintained) or tangible things that qualify for protection 22 under Federal Rule of Civil Procedure 26(c), and as specified above in the Good 23 Cause Statement. 24 2.5 Counsel: Counsel of Record and House Counsel (as well as their support 2.6 Designating Party: A Party or Non-Party that designates information or 25 staff). 26 27 items that it produces in disclosures or in responses to discovery as 28 “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY.” 4 STIPULATED PROTECTIVE ORDER 1 2.7 Disclosure or Discovery Material: All items or information, regardless 2 of the medium or manner in which it is generated, stored, or maintained (including, 3 among other things, testimony, transcripts, and tangible things), that are produced or 4 generated in disclosures or responses to discovery in this matter. 5 2.8 Expert: A person with specialized knowledge or experience in a matter 6 pertinent to the litigation who has been retained by a Party or its counsel to serve as 7 an expert witness or as a consultant in this Action. 8 2.9 House Counsel: Attorneys who are employees of a party to this Action. 9 House Counsel does not include Counsel of Record or any other outside counsel. 10 2.10 Non-Party: Any natural person, partnership, corporation, association or 11 other legal entity not named as a Party to this action. 12 2.11 Counsel of Record: Attorneys who have appeared in this Action on 13 behalf of that Party or are affiliated with a law firm that has appeared on behalf of that 14 Party, and includes support staff. 15 2.12 Party: Any party to this Action, including all of its officers, directors, 16 employees, consultants, retained experts, and Counsel of Record (and their support 17 staffs). 18 2.13 Producing Party: A Party or Non-Party that produces Disclosure or 19 Discovery Material in this Action. 20 2.14 Professional Vendors: Persons or entities that provide litigation support 21 services (e.g., photocopying, videotaping, translating, preparing exhibits or 22 demonstrations, and organizing, storing, or retrieving data in any form or medium) 23 and their employees and subcontractors. 24 2.15 Protected Material: Any Disclosure or Discovery Material that is 25 designated as “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY.” 26 2.16 Receiving Party: A Party that receives Disclosure or Discovery Material 27 from a Producing Party. 28 5 STIPULATED PROTECTIVE ORDER 1 2.17 Requesting Party: A Party that requests or serves a subpoena for 2 disclosure or Discovery Material from a Producing Party. 3 3. SCOPE 4 The protections conferred by this Stipulation and Order cover not only 5 Protected Material (as defined above), but also (1) any information copied or 6 extracted from Protected Material; (2) all copies, excerpts, summaries, or 7 compilations of Protected Material; and (3) any testimony, conversations, or 8 presentations by Parties or their Counsel that might reveal Protected Material. 9 Any use of Protected Material at trial shall be governed by the orders of the 10 trial judge. This Order does not govern the use of Protected Material at trial. 11 4. DURATION 12 Once a case proceeds to trial, information that was designated as 13 CONFIDENTIAL, ATTORNEYS’ EYES ONLY, or maintained pursuant to this 14 protective order used or introduced as an exhibit at trial becomes public and will be 15 presumptively available to all members of the public, including the press, unless 16 compelling reasons supported by specific factual findings to proceed otherwise are 17 made to the trial judge in advance of the trial. See Kamakana, 447 F.3d at 1180-81 18 (distinguishing “good cause” showing for sealing documents produced in discovery 19 from “compelling reasons” standard when merits-related documents are part of court 20 record). Accordingly, the terms of this protective order do not extend beyond the 21 commencement of the trial. 22 5. DESIGNATING PROTECTED MATERIAL 23 5.1 24 Each Party or Non-Party that designates information or items for protection Exercise of Restraint and Care in Designating Material for Protection. 25 under this Order must take care to limit any such designation to specific material that 26 qualifies under the appropriate standards. The Designating Party must designate for 27 protection only those parts of material, documents, items or oral or written 28 communications that qualify so that other portions of the material, documents, items 6 STIPULATED PROTECTIVE ORDER 1 or communications for which protection is not warranted are not swept unjustifiably 2 within the ambit of this Order. 3 Mass, indiscriminate or routinized designations are prohibited. Designations 4 that are shown to be clearly unjustified or that have been made for an improper 5 purpose (e.g., to unnecessarily encumber the case development process or to impose 6 unnecessary expenses and burdens on other parties) may expose the Designating 7 Party to sanctions. 8 If it comes to a Designating Party’s attention that information or items that it 9 designated for protection do not qualify for protection, that Designating Party must 10 promptly notify all other Parties that it is withdrawing the inapplicable designation. 11 5.2 Manner and Timing of Designations. Except as otherwise provided in 12 this Order (see, e.g., second paragraph of section 5.2(a) below), or as otherwise 13 stipulated or ordered, Disclosure or Discovery Material that qualifies for protection 14 under this Order must be clearly so designated before the material is disclosed or 15 produced. 16 Designation in conformity with this Order requires: 17 (a) for information in documentary form (e.g., paper or electronic 18 documents, but excluding transcripts of depositions or other pretrial or trial 19 proceedings), that the Producing Party affix at a minimum, the legend 20 “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” (hereinafter 21 “CONFIDENTIAL legend” or “ATTORNEYS’ EYES ONLY legend”), to each page 22 that contains protected material. If only a portion of the material on a page qualifies 23 for protection, the Producing Party also must clearly identify the protected portion(s) 24 (e.g., by making appropriate markings in the margins). 25 A Party or Non-Party that makes original documents available for inspection 26 need not designate them for protection until after the inspecting Party has indicated 27 which documents it would like copied and produced. During the inspection and 28 before the designation, all of the material made available for inspection shall be 7 STIPULATED PROTECTIVE ORDER 1 deemed “CONFIDENTIAL.” After the inspecting Party has identified the documents 2 it wants copied and produced, the Producing Party must determine which documents, 3 or portions thereof, qualify for protection under this Order. Then, before producing 4 the specified documents, the Producing Party must affix the “CONFIDENTIAL 5 legend” or “ATTORNEYS’ EYES ONLY legend” to each page that contains 6 Protected Material. If only a portion of the material on a page qualifies for protection, 7 the Producing Party also must clearly identify the protected portion(s) (e.g., by 8 making appropriate markings in the margins). 9 (b) for testimony given in depositions that the Designating Party identifies 10 the Disclosure or Discovery Material on the record, before the close of the deposition 11 all protected testimony. 12 (c) for information produced in some form other than documentary and for 13 any other tangible items, that the Producing Party affix in a prominent place on the 14 exterior of the container or containers in which the information is stored the legend, 15 “CONFIDENTIAL.” If only a portion or portions of the information warrants 16 protection, the Producing Party, to the extent practicable, shall identify the protected 17 portion(s). 18 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent 19 failure to designate qualified information or items does not, standing alone, waive the 20 Designating Party’s right to secure protection under this Order for such material. 21 Upon timely correction of a designation, the Receiving Party must make reasonable 22 efforts to assure that the material is treated in accordance with the provisions of this 23 Order. 24 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 25 6.1 Timing of Challenges. Any Party or Non-Party may challenge a 26 designation of confidentiality at any time that is consistent with the Court’s 27 Scheduling Order. 28 6.2 Meet and Confer. The Challenging Party shall initiate the dispute 8 STIPULATED PROTECTIVE ORDER 1 resolution process under Local Rule 37.1 et seq. 2 6.3 The burden of persuasion in any such challenge proceeding shall be on 3 the Designating Party. Frivolous challenges, and those made for an improper purpose 4 (e.g., to harass or impose unnecessary expenses and burdens on other parties) may 5 expose the Challenging Party to sanctions. Unless the Designating Party has waived 6 or withdrawn the confidentiality designation, all parties shall continue to afford the 7 material in question the level of protection to which it is entitled under the Producing 8 Party’s designation until the Court rules on the challenge. 9 7. 10 ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles. A Receiving Party may use Protected Material that is 11 disclosed or produced by another Party or by a Non-Party in connection with this 12 Action only for prosecuting, defending or attempting to settle this Action. Such 13 Protected Material may be disclosed only to the categories of persons and under the 14 conditions described in this Order. When the Action has been terminated, a Receiving 15 Party must comply with the provisions of section 13 below (FINAL DISPOSITION). 16 Protected Material must be stored and maintained by a Receiving Party at a 17 location and in a secure manner that ensures that access is limited to the persons 18 authorized under this Order. 19 7.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless 20 otherwise ordered by the court or permitted in writing by the Designating Party, a 21 Receiving Party may disclose any information or item designated 22 “CONFIDENTIAL” only to: 23 (a) the Receiving Party’s Counsel of Record in this Action, as well as 24 employees of said Counsel of Record to whom it is reasonably necessary to disclose 25 the information for this Action; 26 (b) the officers, directors, and employees (including House Counsel) of the 27 Receiving Party to whom disclosure is reasonably necessary for this Action; 28 (c) Experts (as defined in this Order) of the Receiving Party to whom 9 STIPULATED PROTECTIVE ORDER 1 disclosure is reasonably necessary for this Action and who have signed the 2 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 3 (d) the court and its personnel; 4 (e) court reporters and their staff; 5 (f) professional jury or trial consultants, mock jurors, and Professional 6 Vendors to whom disclosure is reasonably necessary for this Action and who have 7 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 8 (g) the author or recipient of a document containing the information or a 9 custodian or other person who otherwise possessed or knew the information; 10 (h) during their depositions, witnesses, and attorneys for witnesses, in the 11 Action to whom disclosure is reasonably necessary provided that they will not be 12 permitted to keep any confidential information unless they sign the 13 “Acknowledgment and Agreement to Be Bound” (Exhibit A), or unless otherwise 14 agreed by the Designating Party or ordered by the court. Pages of transcribed 15 deposition testimony or exhibits to depositions that reveal Protected Material may be 16 separately bound by the court reporter and may not be disclosed to anyone except as 17 permitted under this Stipulated Protective Order. 18 (i) any mediator or settlement officer, and their supporting personnel, 19 mutually agreed upon by any of the Parties engaged in settlement discussions. 20 7.3 Disclosure of “ATTORNEYS’ EYES ONLY” Information or Items. 21 Unless otherwise ordered by the court or permitted in writing by the Designating 22 Party, a Receiving Party may disclose any information or item designated 23 “ATTORNEYS’ EYES ONLY” only to: 24 (a) the Receiving Party’s Counsel of Record in this Action, as well as 25 employees of said Counsel of Record to whom it is reasonably necessary to disclose 26 the information for this Action; 27 (b) Experts (as defined in this Order) of the Receiving Party to whom 28 disclosure is reasonably necessary for this Action and who have signed the 10 STIPULATED PROTECTIVE ORDER 1 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 2 (c) the court and its personnel; 3 (d) court reporters and their staff; 4 (e) professional jury or trial consultants, mock jurors, and Professional 5 Vendors to whom disclosure is reasonably necessary for this Action and who have 6 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 7 (f) the author or recipient of a document containing the information or a 8 custodian or other person who otherwise possessed or knew the information; 9 (g) during their depositions, witnesses, and attorneys for witnesses, in the 10 Action to whom disclosure is reasonably necessary provided that they will not be 11 permitted to keep any confidential information unless they sign the 12 “Acknowledgment and Agreement to Be Bound” (Exhibit A), or unless otherwise 13 agreed by the Designating Party or ordered by the court. Pages of transcribed 14 deposition testimony or exhibits to depositions that reveal Protected Material maybe 15 separately bound by the court reporter and may not be disclosed to anyone except as 16 permitted under this Protective Order; and 17 (h) any mediator or settlement officer, and their supporting personnel, 18 mutually agreed upon by any of the Parties engaged in settlement discussions. 19 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED 20 IN OTHER LITIGATION 21 If a Party is served with a subpoena or a court order issued in other litigation 22 that compels disclosure of any information or items designated in this Action as 23 “CONFIDENTIAL,” or “ATTORNEYS’ EYES ONLY,” that Party must: 24 (a) promptly notify in writing the Designating Party. Such notification shall 25 include a copy of the subpoena or court order; 26 (b) promptly notify in writing the party who caused the subpoena or order to 27 issue in the other litigation that some or all of the material covered by the subpoena or 28 order is subject to this Protective Order. Such notification shall include a copy of this 11 STIPULATED PROTECTIVE ORDER 1 Stipulated Protective Order; and 2 (c) cooperate with respect to all reasonable procedures sought to be pursued 3 by the Designating Party whose Protected Material may be affected. 4 If the Designating Party timely seeks a protective order, the Party served with 5 the subpoena or court order shall not produce any information designated in this 6 action as “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY,” before a 7 determination by the court from which the subpoena or order issued, unless the Party 8 has obtained the Designating Party’s permission. The Designating Party shall bear the 9 burden and expense of seeking protection in that court of its confidential material and 10 nothing in these provisions should be construed as authorizing or encouraging a 11 Receiving Party in this Action to disobey a lawful directive from another court. 12 9. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE 13 PRODUCED IN THIS LITIGATION 14 (a) The terms of this Order are applicable to information produced by a Non- 15 Party in this Action and designated as “CONFIDENTIAL” or “ATTORNEYS’ EYES 16 ONLY.” Such information produced by Non-Parties in connection with this litigation 17 is protected by the remedies and relief provided by this Order. Nothing in these 18 provisions should be construed as prohibiting a Non-Party from seeking additional 19 protections. 20 (b) In the event that a Party is required, by a valid discovery request, to produce 21 a Non-Party’s confidential information in its possession, and the Party is subject to an 22 agreement with the Non-Party not to produce the Non-Party’s confidential 23 information, then the Party shall: 24 (1) promptly notify in writing the Requesting Party and the Non-Party that 25 some or all of the information requested is subject to a confidentiality agreement with 26 a Non-Party; 27 (2) promptly provide the Non-Party with a copy of the Stipulated Protective 28 Order in this Action, the relevant discovery request(s), and a reasonably specific 12 STIPULATED PROTECTIVE ORDER 1 description of the information requested; and 2 (3) make the information requested available for inspection by the Non-Party, 3 if requested. 4 (c) If the Non-Party fails to seek a protective order from this court within 14 5 days of receiving the notice and accompanying information, the Receiving Party may 6 produce the Non-Party’s confidential information responsive to the discovery request. 7 If the Non-Party timely seeks a protective order, the Receiving Party shall not 8 produce any information in its possession or control that is subject to the 9 confidentiality agreement with the Non-Party before a determination by the court. 10 Absent a court order to the contrary, the Non-Party shall bear the burden and expense 11 of seeking protection in this court of its Protected Material. 12 10. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 13 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 14 Protected Material to any person or in any circumstance not authorized under this 15 Stipulated Protective Order, the Receiving Party must immediately (a) notify in 16 writing the Designating Party of the unauthorized disclosures, (b) use its best efforts 17 to retrieve all unauthorized copies of the Protected Material, (c) inform the person or 18 persons to whom unauthorized disclosures were made of all the terms of this Order, 19 and (d) request such person or persons to execute the “Acknowledgment and 20 Agreement to Be Bound” that is attached hereto as Exhibit A. 21 11. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 22 PROTECTED MATERIAL 23 When a Producing Party gives notice to Receiving Parties that certain 24 inadvertently produced material is subject to a claim of privilege or other protection, 25 the obligations of the Receiving Parties are those set forth in Federal Rule of Civil 26 Procedure 26(b)(5)(B). This provision is not intended to modify whatever procedure 27 may be established in an e-discovery order that provides for production without prior 28 privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar as the 13 STIPULATED PROTECTIVE ORDER 1 parties reach an agreement on the effect of disclosure of a communication or 2 information covered by the attorney-client privilege or work product protection, the 3 parties may incorporate their agreement in the stipulated protective order submitted to 4 the court. 5 12. MISCELLANEOUS 6 12.1 Right to Further Relief. Nothing in this Order abridges the right of any 7 person to seek its modification by the Court in the future. 8 12.2 Right to Assert Other Objections. By stipulating to the entry of this 9 Protective Order, no Party waives any right it otherwise would have to object to 10 disclosing or producing any information or item on any ground not addressed in this 11 Stipulated Protective Order. Similarly, no Party waives any right to object on any 12 ground to use in evidence of any of the material covered by this Protective Order. 13 12.3 Filing Protected Material. A Party that seeks to file under seal any 14 Protected Material must comply with Local Civil Rule 79-5. Protected Material may 15 only be filed under seal pursuant to a court order authorizing the sealing of the 16 specific Protected Material at issue. If a Party’s request to file Protected Material 17 under seal is denied by the court, then the Receiving Party may file the information in 18 the public record unless otherwise instructed by the court. 19 12.4 Storage and Transmission of Protected Material. The Parties agree to 20 encrypt, as defined by California Civil Code § 1798.29(h)(4), all computerized data, 21 information and documents designated as containing CONFIDENTIAL Information 22 or ATTORNEYS' EYES ONLY Information for storage and during transportation, 23 transfer, or transmission. 24 13. FINAL DISPOSITION 25 After the final disposition of this Action, as defined in paragraph 4, within 60 26 days of a written request by the Designating Party, each Receiving Party must return 27 all Protected Material to the Producing Party or destroy such material. As used in this 28 subdivision, “all Protected Material” includes all copies, abstracts, compilations, 14 STIPULATED PROTECTIVE ORDER 1 summaries, and any other format reproducing or capturing any of the Protected 2 Material. Whether the Protected Material is returned or destroyed, the Receiving 3 Party must submit a written certification to the Producing Party (and, if not the same 4 person or entity, to the Designating Party) by the 60 day deadline that (1) identifies 5 (by category, where appropriate) all the Protected Material that was returned or 6 destroyed and (2) affirms that the Receiving Party has not retained any copies, 7 abstracts, compilations, summaries or any other format reproducing or capturing any 8 of the Protected Material. Notwithstanding this provision, Counsel are entitled to 9 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing 10 transcripts, legal memoranda, correspondence, deposition and trial exhibits, expert 11 reports, attorney work product, and consultant and expert work product, even if such 12 materials contain Protected Material. Any such archival copies that contain or 13 constitute Protected Material remain subject to this Protective Order as set forth in 14 Section 4 (DURATION). 15 14. VIOLATION 16 Any violation of this Order may be punished by appropriate measures 17 including, without limitation, contempt proceedings and/or monetary sanctions. 18 19 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 20 21 Dated: November 8, 2016 22 23 24 25 26 ROXBOROUGH, POMERANCE, NYE & ADREANI, LLP By: /s/ Joseph C. Gjonola NICHOLAS P. ROXBOROUGH DREW E. POMERANCE JOSEPH C. GJONOLA Attorneys for Plaintiff ELECTRONIC WAVEFORM LAB, INC. 27 28 15 STIPULATED PROTECTIVE ORDER 1 Dated: November 8, 2016 2 LECLAIR RYAN, LLP /s/ Brian C. Vanderhoof JAMES C. POTEPAN BRIAN C. VANDERHOOF Attorneys for Defendants EK HEALTH SERVICES; JAMES LESSENGER, M.D.; GRANT NUGENT, M.D.; ALTON WILLS, M.D.; JOE HARTZOG, M.D.; PATRICIA D. PEGRAM, M.D.; SUZANNE L. SERGILE, M.D.; GARRETT M. CASEY, D.C.; MICHAEL J. LAUBACH, D.C.; JAY V. WESTPHAL, M.D.; KATHLEEN GRAY, M.D.; JOHANNA APPEL, D.C., RICHARD THOMPSON, M.D., JANET O’BRIEN, M.D., and DAVID EHRENFELD, M.D. By: 3 4 5 6 7 8 9 10 11 DATED: November 8, 2016 12 BETTY R. QUARLES, Assistant Chief Counsel 13 By: 14 15 16 17 /s/ Brandon R. Creel NOAH GRAFF BRANDON R. CREEL Attorneys for Defendant STATE COMPENSATION INSURANCE FUND 18 19 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 20 DATED: November 9, 2016 21 22 23 _______________________________________ HON. ROZELLA A. OLIVER United States Magistrate Judge 24 25 26 27 28 16 STIPULATED PROTECTIVE ORDER EXHIBIT A 1 2 3 4 5 6 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND I, ________________ [print or type full name], of __________________________ [print or type full address], declare under penalty of perjury that I have read in its entirety and understand the Protective Order that was issued by the United States District Court for the Central District of California on [date] in the case of Electronic 7 Waveform Lab, Inc. v. EK Health Services, et al., United States District Court, Central 8 District of California, Case No. 2:15-cv-08061-DMG-RAO. I agree to comply with 9 and to be bound by all the terms of this Protective Order and I understand and 10 acknowledge that failure to so comply could expose me to sanctions and punishment 11 in the nature of contempt. I solemnly promise that I will not disclose in any manner 12 any information or item that is subject to this Protective Order to any person or entity 13 except in strict compliance with the provisions of this Order. I further agree to submit 14 to the jurisdiction of the United States District Court for the Central District of 15 California for enforcing the terms of this Protective Order, even if such enforcement 16 proceedings occur after termination of this action. I hereby appoint 17 ____________________ [print or type full name] of _________________________ 18 19 20 21 22 23 [print or type full address and telephone number] as my California agent for service of process in connection with this action or any proceedings related to enforcement of this Protective Order. Date: ______________________ City and State where sworn and signed: _______________________ Printed name: _______________________ 24 25 Signature: 26 _______________________ 27 28 17 STIPULATED PROTECTIVE ORDER

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