Virco Mfg. Corporation v. Scholar Craft Products, Inc.
Filing
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PROTECTIVE ORDER by Magistrate Judge Rozella A. Oliver. The Court Orders that the terms of the parties Stipulated Confidentiality Agreement and Protective Order Regarding Non-Disclosure of Confidential Information shall govern the handling of such documents produced or disclosed by the parties in this case. 17 (SEE ORDER FOR FURTHER DETAILS) (gr)
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2/22/2016
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NOTE: CHANGES MADE BY THE COURT
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA, WESTERN DIVISION
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VIRCO MFG. CORPORATION, a
12 Delaware corporation
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Plaintiff,
vs.
CASE NO. 15-CV-8631 GW-RAO
PROTECTIVE ORDER
Trial Date: None Set
15 SCHOLAR CRAFT PRODUCTS,
INC., an Alabama corporation,
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Defendant.
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LEWI
S
BRISBOI
S
BISGAAR
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1.
A. PURPOSES AND LIMITATIONS
As the parties have represented that discovery in this action is likely to
involve production of confidential, proprietary, or private information for which
special protection from public disclosure and from use for any purpose other than
prosecuting this litigation may be warranted, this Court enters the following
Protective Order. This Order does not confer blanket protections on all disclosures
or responses to discovery. The protection it affords from public disclosure and use
extends only to the limited information or items that are entitled to confidential
treatment under the applicable legal principles. Further, as set forth in Section 12.3,
4812-0463-6462.1
[Proposed] PROTECTIVE ORDER
1 below, this Protective Order does not entitle the parties to file confidential
2 information under seal. Rather, when the parties seek permission from the court to
3 file material under seal, the parties must comply with Civil Local Rule 79-5 and
4 with any pertinent orders of the assigned District Judge and Magistrate Judge,
5 including any procedures adopted under the Pilot Project for the Electronic
6 Submission and Filing of Under Seal Documents.
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B. GOOD CAUSE STATEMENT
In light of the nature of the claims and allegations in this case and the parties’
10 representations that discovery in this case will involve the production of confidential
11 business records, and in order to expedite the flow of information, to facilitate the
12 prompt resolution of disputes over confidentiality of discovery materials, to
13 adequately protect information the parties are entitled to keep confidential, to ensure
14 that the parties are permitted reasonable necessary uses of such material in
15 connection with this action, to address their handling of such material at the end of
16 the litigation, and to serve the ends of justice, a protective order for such information
17 is justified in this matter. The parties shall not designate any information/documents
18 as confidential without a good faith belief that such information/documents have
19 been maintained in a confidential, non-public manner, and that there is good cause
20 or a compelling reason why it should not be part of the public record of this case.
21 2. DEFINITIONS
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2.1
Action: The instant action: Virco MFG Corporation v. Scholar Craft
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23 Products, Inc. Case No. CASE NO. 15-CV-8631 GW .
2.2 Challenging Party: a Party or Non-Party that challenges the
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25 designation of information or items under this Order.
2.3 “CONFIDENTIAL” Information or Items: information (regardless of
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27 how it is generated, stored or maintained) or tangible things that qualify for
28 protection under Federal Rule of Civil Procedure 26(c), and as specified above in
4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1 the Good Cause Statement.
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2.4
Counsel: Outside Counsel of Record (as well as their support staff).
2.5
Designating Party: a Party or Non-Party that designates information or
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5 items that it produces in disclosures or in responses to discovery as
6 “CONFIDENTIAL” and “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES
7 ONLY.”
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2.6
Disclosure or Discovery Material: all items or information, regardless
9 of the medium or manner in which it is generated, stored, or maintained (including,
10 among other things, testimony, transcripts, and tangible things), that are produced or
11 generated in disclosures or responses to discovery in this matter.
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2.7 Expert: a person with specialized knowledge or experience in a matter
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pertinent to the litigation who has been retained by a Party or its counsel to serve as
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an expert witness or as a consultant in this Action.
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2.8
House Counsel: attorneys who are employees of a party to this Action.
17 House Counsel does not include Outside Counsel of Record or any other outside
18 counsel.
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2.9
Non-Party: any natural person, partnership, corporation, association, or
other legal entity not named as a Party to this action.
2.10 Outside Counsel of Record: attorneys who are not employees of a party
23 to this Action but are retained to represent or advise a party to this Action and have
24 appeared in this Action on behalf of that party or are affiliated with a law firm which
25 has appeared on behalf of that party, and includes support staff.
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2.11 Party: any party to this Action, including all of its officers, directors,
employees, consultants, retained experts.
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4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1
2.12 Producing Party: a Party or Non-Party that produces Disclosure or
2 Discovery Material in this Action.
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2.13 Professional Vendors: persons or entities that provide litigation support
services (e.g., photocopying, videotaping, translating, preparing exhibits or
demonstrations, and organizing, storing, or retrieving data in any form or medium)
and their employees and subcontractors.
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2.14 Protected Material: any Disclosure or Discovery Material that is
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9 designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL –
10 ATTORNEYS’ EYES ONLY.”
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2.15 Receiving Party: a Party that receives Disclosure or Discovery Material
12 from a Producing Party.
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2.16 HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY:
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Information or Items: extremely sensitive “Confidential Information or Items,”
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disclosure of which to another Party or Non-Party would create a substantial risk of
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serious harm that could not be avoided by less restrictive means.
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18 3.
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SCOPE
The protections conferred by this Order cover not only Protected Material (as
20 defined above), but also (1) any information copied or extracted from Protected
21 Material; (2) all copies, excerpts, summaries, or compilations of Protected Material;
22 and (3) any deposition testimony, conversations, or presentations by Parties or their
23 Counsel that might reveal Protected Material, other than during a court hearing or at
24 trial.
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Any use of Protected Material during a court hearing or at trial shall be
governed by the orders of the presiding judge. This Order does not govern the use of
Protected Material during a court hearing or at trial.
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[Proposed] PROTECTIVE ORDER
1 4.
Even after final disposition of this litigation, the confidentiality obligations
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DURATION
imposed by this Order shall remain in effect until a Designating Party agrees
otherwise in writing or a court order otherwise directs. Final disposition shall be
deemed to be the later of (1) dismissal of all claims and defenses in this Action, with
or without prejudice; and (2) final judgment herein after the completion and
exhaustion of all appeals, rehearings, remands, trials, or reviews of this Action,
including the time limits for filing any motions or applications for extension of time
pursuant to applicable law.
10 5.
DESIGNATING PROTECTED MATERIAL
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5.1
Exercise of Restraint and Care in Designating Material for Protection.
12 Each Party or Non-Party that designates information or items for protection under
13 this Order must take care to limit any such designation to specific material that
14 qualifies under the appropriate standards. The Designating Party must designate for
15 protection only those parts of material, documents, items, or oral or written
16 communications that qualify so that other portions of the material, documents,
17 items, or communications for which protection is not warranted are not swept
18 unjustifiably within the ambit of this Order.
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Mass, indiscriminate, or routinized designations are prohibited. Designations
20 that are shown to be clearly unjustified or that have been made for an improper
21 purpose (e.g., to unnecessarily encumber the case development process or to impose
22 unnecessary expenses and burdens on other parties) may expose the Designating
23 Party to sanctions.
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If it comes to a Designating Party’s attention that information or items that it
25 designated for protection do not qualify for protection, that Designating Party must
26 promptly notify all other Parties that it is withdrawing the inapplicable designation.
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5.2
Manner and Timing of Designations. Except as otherwise provided in
28 this Order, or as otherwise stipulated or ordered, Disclosure or Discovery Material
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[Proposed] PROTECTIVE ORDER
1 that qualifies for protection under this Order must be clearly so designated before
2 the material is disclosed or produced.
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Designation in conformity with this Order requires:
(a) for information in documentary form (e.g., paper or electronic
5 documents, but excluding transcripts of depositions), that the Producing Party affix
6 at a minimum, the legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL –
7 ATTORNEYS’ EYES ONLY”, to each page that contains protected material. If
8 only a portion or portions of the material on a page qualifies for protection, the
9 Producing Party also must clearly identify the protected portion(s) (e.g., by making
10 appropriate markings in the margins).
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A Party or Non-Party that makes original documents available for
12 inspection need not designate them for protection until after the inspecting Party has
13 indicated which documents it would like copied and produced. During the
14 inspection and before the designation, all of the material made available for
15 inspection shall be deemed “CONFIDENTIAL.” After the inspecting Party has
16 identified the documents it wants copied and produced, the Producing Party must
17 determine which documents, or portions thereof, qualify for protection under this
18 Order. Then, before producing the specified documents, the Producing Party must
19 affix the “CONFIDENTIAL legend” to each page that contains Protected Material.
20 If only a portion or portions of the material on a page qualifies for protection, the
21 Producing Party also must clearly identify the protected portion(s) (e.g., by making
22 appropriate markings in the margins).
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(b) for testimony given in depositions that the Designating Party
24 identifies on the record, before the close of the deposition as protected testimony or
25 for testimony given in depositions that the Designating Party identifies as protected
26 testimony in writing to the Receiving Party, within 14 days of receiving the
27 transcript.
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4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1
(c) for information produced in some form other than documentary and
2 for any other tangible items, that the Producing Party affix in a prominent place on
3 the exterior of the container or containers in which the information is stored the
4 legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’
5 EYES ONLY.” If only a portion or portions of the information warrants protection,
6 the Producing Party, to the extent practicable, shall identify the protected portion(s).
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5.3
Inadvertent Failures to Designate. If timely corrected, an inadvertent
8 failure to designate qualified information or items does not, standing alone, waive
9 the Designating Party’s right to secure protection under this Order for such material.
10 Upon timely correction of a designation, the Receiving Party must make reasonable
11 efforts to assure that the material is treated in accordance with the provisions of this
12 Order.
13 6.
CHALLENGING CONFIDENTIALITY DESIGNATIONS
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6.1 Timing of Challenges. Any Party or Non-Party may challenge a
15 designation of confidentiality at any time that is consistent with the Court’s
16 Scheduling Order.
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6.2 Meet and Confer. The Challenging Party shall initiate the dispute
18 resolution process under Local Rule 37-1 et seq.
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6.3
The burden of persuasion in any such challenge proceeding shall be
20 on the Designating Party. Frivolous challenges, and those made for an improper
21 purpose (e.g., to harass or impose unnecessary expenses and burdens on other
22 parties) may expose the Challenging Party to sanctions. Unless the Designating
23 Party has waived or withdrawn the confidentiality designation, all parties shall
24 continue to afford the material in question the level of protection to which it is
25 entitled under the Producing Party’s designation until the Court rules on the
26 challenge.
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4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1 7.
ACCESS TO AND USE OF PROTECTED MATERIAL
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7.1
Basic Principles. A Receiving Party may use Protected Material that is
3 disclosed or produced by another Party or by a Non-Party in connection with this
4 Action only for prosecuting, defending, or attempting to settle this Action. Such
5 Protected Material may be disclosed only to the categories of persons and under the
6 conditions described in this Order. When the Action has been terminated, a
7 Receiving Party must comply with the provisions of Section 13 below.
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Protected Material must be stored and maintained by a Receiving Party at a
location and in a secure manner that ensures that access is limited to the persons
authorized under this Order.
7.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless
13 otherwise ordered by the court or permitted in writing by the Designating Party, a
14 Receiving Party may disclose any information or item designated
15 “CONFIDENTIAL” only to:
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(a) the Receiving Party’s Outside Counsel of Record in this Action, as well
as employees of said Outside Counsel of Record to whom it is reasonably necessary
to disclose the information for this Action;
(b) the officers, directors, and employees (including House Counsel) of
the Receiving Party to whom disclosure is reasonably necessary for this Action;
(c) Experts (as defined in this Order) of the Receiving Party to whom
disclosure is reasonably necessary for this Action and who have signed the
“Acknowledgment and Agreement to Be Bound” (Exhibit A);
(d) the court and its personnel;
(e) court reporters and their staff;
(f) professional jury or trial consultants, mock jurors, and Professional
Vendors to whom disclosure is reasonably necessary for this Action and who have
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4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A);
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(g) the author or recipient of a document containing the information or a
3 custodian or other person who otherwise possessed or knew the information;
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(h) during their depositions, witnesses, and attorneys for witnesses, in the
5 Action to whom disclosure is reasonably necessary provided: (1) the deposing party
6 requests that the witness sign the “Acknowledgment and Agreement to Be Bound”
7 form attached as Exhibit A hereto; and (2) they will not be permitted to keep any
8 confidential information unless they sign the “Acknowledgment and Agreement to
9 Be Bound” attached as Exhibit A, unless otherwise agreed by the Designating Party
10 or ordered by the court. Pages of transcribed deposition testimony or exhibits to
11 depositions that reveal Protected Material may be separately bound by the court
12 reporter and may not be disclosed to anyone except as permitted under this
13 Protective Order; and
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(i) any mediator or settlement officer, and their supporting personnel,
15 mutually agreed upon by any of the parties engaged in settlement discussions.
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7.3
Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES
17 ONLY” Information or Items. Unless otherwise ordered by the court or permitted in
18 writing by the Designating Party, a Receiving Party may disclose any information or
19 item designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only
20 to:
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(a) the Receiving Party’s Outside Counsel of Record in this action, as
22 well as employees of said Outside Counsel of Record to whom it is reasonably
23 necessary to disclose the information for this litigation and who have signed the
24 “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit
25 A;
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(b) Experts of the Receiving Party (1) to whom disclosure is reasonably
27 necessary for this litigation, and (2) who have signed the “Acknowledgment and
28 Agreement to Be Bound” (Exhibit A);
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[Proposed] PROTECTIVE ORDER
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(d) the court and its personnel;
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(e) court reporters and their staff, professional jury or trial consultants,
3 and Professional Vendors to whom disclosure is reasonably necessary for this
4 litigation and who have signed the “Acknowledgment and Agreement to Be Bound”
5 (Exhibit A); and
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(f) the author or recipient of a document containing the information or a
7 custodian or other person who otherwise possessed or knew the information not
8 through any violation of this Protective Order.
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10 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN
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OTHER LITIGATION
If a Party is served with a subpoena or a court order issued in other litigation
13 that compels disclosure of any information or items designated in this Action as
14 “CONFIDENTIAL” or ““HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES
15 ONLY,” that Party must:
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(a) promptly notify in writing the Designating Party. Such notification
shall include a copy of the subpoena or court order unless prohibited by law;
(b) promptly notify in writing the party who caused the subpoena or order
to issue in the other litigation that some or all of the material covered by the
subpoena or order is subject to this Protective Order. Such notification shall include
a copy of this Protective Order; and
(c) cooperate with respect to all reasonable procedures sought to be
pursued by the Designating Party whose Protected Material may be affected.
If the Designating Party timely seeks a protective order, the Party served with
the subpoena or court order shall not produce any information designated in this
action as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’
EYES ONLY” before a determination by the court from which the subpoena or
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[Proposed] PROTECTIVE ORDER
1 order issued, unless the Party has obtained the Designating Party’s permission, or
2 unless otherwise required by the law or court order. The Designating Party shall
3 bear the burden and expense of seeking protection in that court of its confidential
4 material and nothing in these provisions should be construed as authorizing or
5 encouraging a Receiving Party in this Action to disobey a lawful directive from
6 another court.
7 9. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED
8
IN THIS LITIGATION
9 (a) The terms of this Order are applicable to information produced by a Non-Party in
10 this Action and designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL
11 – ATTORNEYS’ EYES ONLY.” Such information produced by Non-Parties in
12 connection with this litigation is protected by the remedies and relief provided by
13 this Order. Nothing in these provisions should be construed as prohibiting a Non14 Party from seeking additional protections.
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(b) In the event that a Party is required, by a valid discovery request, to
16 produce a Non-Party’s confidential information in its possession, and the Party is
17 subject to an agreement with the Non-Party not to produce the Non-Party’s
18 confidential information, then the Party shall:
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(1) promptly notify in writing the Requesting Party and the Non-Party
that some or all of the information requested is subject to a confidentiality
agreement with a Non-Party;
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(2) promptly provide the Non-Party with a copy of the Protective
Order in this Action, the relevant discovery request(s), and a reasonably specific
description of the information requested; and
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(3) make the information requested available for inspection by the
Non-Party, if requested.
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[Proposed] PROTECTIVE ORDER
1
(c) If a Non-Party represented by counsel fails to commence the process
2 called for by Local Rules 45-1 and 37-1, et seq. within 14 days of receiving the
3 notice and accompanying information or fails contemporaneously to notify the
4 Receiving Party that it has done so, the Receiving Party may produce the Non5 Party’s confidential information responsive to the discovery request. If an
6 unrepresented Non-Party fails to seek a protective order from this court within 14
7 days of receiving the notice and accompanying information, the Receiving Party
8 may produce the Non-Party’s confidential information responsive to the discovery
9 request. If the Non-Party timely seeks a protective order, the Receiving Party shall
10 not produce any information in its possession or control that is subject to the
11 confidentiality agreement with the Non-Party before a determination by the court
12 unless otherwise required by the law or court order. Absent a court order to the
13 contrary, the Non-Party shall bear the burden and expense of seeking protection in
14 this court of its Protected Material.
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10.
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UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed
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Protected Material to any person or in any circumstance not authorized under this
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Protective Order, the Receiving Party must immediately (a) notify in writing the
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Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve
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all unauthorized copies of the Protected Material, (c) inform the person or persons
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to whom unauthorized disclosures were made of all the terms of this Order, and (d)
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request such person or persons to execute the “Acknowledgment and Agreement to
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Be Bound” that is attached hereto as Exhibit A.
24 11.
INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE
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PROTECTED MATERIAL
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When a Producing Party gives notice to Receiving Parties that certain
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inadvertently produced material is subject to a claim of privilege or other protection,
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the obligations of the Receiving Parties are those set forth in Federal Rule of Civil
4812-0463-6462.1
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[Proposed] PROTECTIVE ORDER
1
Procedure 26(b)(5)(B). This provision is not intended to modify whatever procedure
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may be established in an e-discovery order that provides for production without
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prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar
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as the parties reach an agreement on the effect of disclosure of a communication or
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information covered by the attorney-client privilege or work product protection, the
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parties may incorporate their agreement into this Protective Order.
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12.
MISCELLANEOUS
12.1 Right to Further Relief. Nothing in this Order abridges the right of any
person to seek its modification by the Court in the future.
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12.2 Right to Assert Other Objections. No Party waives any right it otherwise
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would have to object to disclosing or producing any information or item on any
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ground not addressed in this Protective Order. Similarly, no Party waives any right
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to object on any ground to use in evidence of any of the material covered by this
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Protective Order.
12.3 Filing Protected Material. A Party that seeks to file under seal any
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17 Protected Material must comply with Civil Local Rule 79-5 and with any pertinent
18 orders of the assigned District Judge and Magistrate Judge, including any
19 procedures adopted under the Pilot Project for the Electronic Submission and Filing
20 of Under Seal Documents. Protected Material may only be filed under seal pursuant
21 to a court order authorizing the sealing of the specific Protected Material at issue. If
22 a Party's request to file Protected Material under seal is denied by the court, then the
23 Receiving Party may file the information in the public record unless otherwise
24 instructed by the court.
25 13.
FINAL DISPOSITION
26
After the final disposition of this Action, as defined in Section 4, within 60
27 days of a written request by the Designating Party, each Receiving Party must return
28 all Protected Material to the Producing Party or destroy such material. As used in
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1 this subdivision, “all Protected Material” includes all copies, abstracts, compilations,
2 summaries, and any other format reproducing or capturing any of the Protected
3 Material. Whether the Protected Material is returned or destroyed, the Receiving
4 Party must submit a written certification to the Producing Party (and, if not the same
5 person or entity, to the Designating Party) by the 60 day deadline that (1) identifies
6 (by category, where appropriate) all the Protected Material that was returned or
7 destroyed and (2) affirms that the Receiving Party has not retained any copies,
8 abstracts, compilations, summaries or any other format reproducing or capturing any
9 of the Protected Material. Notwithstanding this provision, Counsel are entitled to
10 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing
11 transcripts, legal memoranda, correspondence, deposition and trial exhibits, expert
12 reports, attorney work product, and consultant and expert work product, even if such
13 materials contain Protected Material. Any such archival copies that contain or
14 constitute Protected Material remain subject to this Protective Order as set forth in
15 Section 4.
16 14.
Any violation of this Order may be punished by any and all appropriate
17 measures including, without limitation, contempt proceedings and/or monetary
18 sanctions.
19
20 IT IS SO ORDERED.
21 DATED: February 22, 2016
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__________________________
25 Honorable Rozella A. Oliver
United States Magistrate Judge
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EXHIBIT A
1
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
2
3
4
I,
[print or type full name], of
5 __________________________ [print or type full address], declare under penalty of
6 perjury that I have read in its entirety and understand the Protective Order that was
7 issued by the United States District Court for the Central District of California on
8 _______ in the case of Virco MFG. Corporation v. Scholar Craft Products, Inc. case
9 No. 15-cv-8631-GW. I agree to comply with and to be bound by all the terms of
10 this Protective Order and I understand and acknowledge that failure to so comply
11 could expose me to sanctions and punishment in the nature of contempt. I solemnly
12 promise that I will not disclose in any manner any information or item that is subject
13 to this Protective Order to any person or entity except in strict compliance with the
14 provisions of this Order.
15
I further agree to submit to the jurisdiction of the United States District Court
16 for the Central District of California for the purpose of enforcing the terms of this
17 Protective Order, even if such enforcement proceedings occur after termination of
18 this action. I hereby appoint ______________________________ [print or type full
19 name] of ________________________________________ [print or type full address
20 and telephone number] as my California agent for service of process in connection
21 with this action or any proceedings related to enforcement of this Protective Order.
22 Date:____________
23 City and State where sworn and signed:
__________________________
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25 Printed name:________________________
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27 Signature:___________________________
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