Virco Mfg. Corporation v. Scholar Craft Products, Inc.

Filing 20

PROTECTIVE ORDER by Magistrate Judge Rozella A. Oliver. The Court Orders that the terms of the parties Stipulated Confidentiality Agreement and Protective Order Regarding Non-Disclosure of Confidential Information shall govern the handling of such documents produced or disclosed by the parties in this case. 17 (SEE ORDER FOR FURTHER DETAILS) (gr)

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1 2/22/2016 2 G R 3 4 5 NOTE: CHANGES MADE BY THE COURT 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA, WESTERN DIVISION 10 11 VIRCO MFG. CORPORATION, a 12 Delaware corporation 13 14 Plaintiff, vs. CASE NO. 15-CV-8631 GW-RAO PROTECTIVE ORDER Trial Date: None Set 15 SCHOLAR CRAFT PRODUCTS, INC., an Alabama corporation, 16 Defendant. 17 18 19 20 21 22 23 24 25 26 27 LEWI S BRISBOI S BISGAAR 28 1. A. PURPOSES AND LIMITATIONS As the parties have represented that discovery in this action is likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting this litigation may be warranted, this Court enters the following Protective Order. This Order does not confer blanket protections on all disclosures or responses to discovery. The protection it affords from public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles. Further, as set forth in Section 12.3, 4812-0463-6462.1 [Proposed] PROTECTIVE ORDER 1 below, this Protective Order does not entitle the parties to file confidential 2 information under seal. Rather, when the parties seek permission from the court to 3 file material under seal, the parties must comply with Civil Local Rule 79-5 and 4 with any pertinent orders of the assigned District Judge and Magistrate Judge, 5 including any procedures adopted under the Pilot Project for the Electronic 6 Submission and Filing of Under Seal Documents. 7 8 9 B. GOOD CAUSE STATEMENT In light of the nature of the claims and allegations in this case and the parties’ 10 representations that discovery in this case will involve the production of confidential 11 business records, and in order to expedite the flow of information, to facilitate the 12 prompt resolution of disputes over confidentiality of discovery materials, to 13 adequately protect information the parties are entitled to keep confidential, to ensure 14 that the parties are permitted reasonable necessary uses of such material in 15 connection with this action, to address their handling of such material at the end of 16 the litigation, and to serve the ends of justice, a protective order for such information 17 is justified in this matter. The parties shall not designate any information/documents 18 as confidential without a good faith belief that such information/documents have 19 been maintained in a confidential, non-public manner, and that there is good cause 20 or a compelling reason why it should not be part of the public record of this case. 21 2. DEFINITIONS 22 2.1 Action: The instant action: Virco MFG Corporation v. Scholar Craft . 23 Products, Inc. Case No. CASE NO. 15-CV-8631 GW . 2.2 Challenging Party: a Party or Non-Party that challenges the 24 25 designation of information or items under this Order. 2.3 “CONFIDENTIAL” Information or Items: information (regardless of 26 27 how it is generated, stored or maintained) or tangible things that qualify for 28 protection under Federal Rule of Civil Procedure 26(c), and as specified above in 4812-0463-6462.1 2 [Proposed] PROTECTIVE ORDER 1 the Good Cause Statement. 2 3 2.4 Counsel: Outside Counsel of Record (as well as their support staff). 2.5 Designating Party: a Party or Non-Party that designates information or 4 5 items that it produces in disclosures or in responses to discovery as 6 “CONFIDENTIAL” and “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 7 ONLY.” 8 2.6 Disclosure or Discovery Material: all items or information, regardless 9 of the medium or manner in which it is generated, stored, or maintained (including, 10 among other things, testimony, transcripts, and tangible things), that are produced or 11 generated in disclosures or responses to discovery in this matter. 12 2.7 Expert: a person with specialized knowledge or experience in a matter 13 pertinent to the litigation who has been retained by a Party or its counsel to serve as 14 an expert witness or as a consultant in this Action. 15 16 2.8 House Counsel: attorneys who are employees of a party to this Action. 17 House Counsel does not include Outside Counsel of Record or any other outside 18 counsel. 19 20 21 22 2.9 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 2.10 Outside Counsel of Record: attorneys who are not employees of a party 23 to this Action but are retained to represent or advise a party to this Action and have 24 appeared in this Action on behalf of that party or are affiliated with a law firm which 25 has appeared on behalf of that party, and includes support staff. 26 27 2.11 Party: any party to this Action, including all of its officers, directors, employees, consultants, retained experts. 28 4812-0463-6462.1 3 [Proposed] PROTECTIVE ORDER 1 2.12 Producing Party: a Party or Non-Party that produces Disclosure or 2 Discovery Material in this Action. 3 4 5 6 2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing, or retrieving data in any form or medium) and their employees and subcontractors. 7 2.14 Protected Material: any Disclosure or Discovery Material that is 8 9 designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 10 ATTORNEYS’ EYES ONLY.” 11 2.15 Receiving Party: a Party that receives Disclosure or Discovery Material 12 from a Producing Party. 13 2.16 HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY: 14 Information or Items: extremely sensitive “Confidential Information or Items,” 15 disclosure of which to another Party or Non-Party would create a substantial risk of 16 serious harm that could not be avoided by less restrictive means. 17 18 3. 19 SCOPE The protections conferred by this Order cover not only Protected Material (as 20 defined above), but also (1) any information copied or extracted from Protected 21 Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; 22 and (3) any deposition testimony, conversations, or presentations by Parties or their 23 Counsel that might reveal Protected Material, other than during a court hearing or at 24 trial. 25 26 27 28 Any use of Protected Material during a court hearing or at trial shall be governed by the orders of the presiding judge. This Order does not govern the use of Protected Material during a court hearing or at trial. 4812-0463-6462.1 4 [Proposed] PROTECTIVE ORDER 1 4. Even after final disposition of this litigation, the confidentiality obligations 2 3 4 5 6 7 8 9 DURATION imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in this Action, with or without prejudice; and (2) final judgment herein after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this Action, including the time limits for filing any motions or applications for extension of time pursuant to applicable law. 10 5. DESIGNATING PROTECTED MATERIAL 11 5.1 Exercise of Restraint and Care in Designating Material for Protection. 12 Each Party or Non-Party that designates information or items for protection under 13 this Order must take care to limit any such designation to specific material that 14 qualifies under the appropriate standards. The Designating Party must designate for 15 protection only those parts of material, documents, items, or oral or written 16 communications that qualify so that other portions of the material, documents, 17 items, or communications for which protection is not warranted are not swept 18 unjustifiably within the ambit of this Order. 19 Mass, indiscriminate, or routinized designations are prohibited. Designations 20 that are shown to be clearly unjustified or that have been made for an improper 21 purpose (e.g., to unnecessarily encumber the case development process or to impose 22 unnecessary expenses and burdens on other parties) may expose the Designating 23 Party to sanctions. 24 If it comes to a Designating Party’s attention that information or items that it 25 designated for protection do not qualify for protection, that Designating Party must 26 promptly notify all other Parties that it is withdrawing the inapplicable designation. 27 5.2 Manner and Timing of Designations. Except as otherwise provided in 28 this Order, or as otherwise stipulated or ordered, Disclosure or Discovery Material 4812-0463-6462.1 5 [Proposed] PROTECTIVE ORDER 1 that qualifies for protection under this Order must be clearly so designated before 2 the material is disclosed or produced. 3 4 Designation in conformity with this Order requires: (a) for information in documentary form (e.g., paper or electronic 5 documents, but excluding transcripts of depositions), that the Producing Party affix 6 at a minimum, the legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 7 ATTORNEYS’ EYES ONLY”, to each page that contains protected material. If 8 only a portion or portions of the material on a page qualifies for protection, the 9 Producing Party also must clearly identify the protected portion(s) (e.g., by making 10 appropriate markings in the margins). 11 A Party or Non-Party that makes original documents available for 12 inspection need not designate them for protection until after the inspecting Party has 13 indicated which documents it would like copied and produced. During the 14 inspection and before the designation, all of the material made available for 15 inspection shall be deemed “CONFIDENTIAL.” After the inspecting Party has 16 identified the documents it wants copied and produced, the Producing Party must 17 determine which documents, or portions thereof, qualify for protection under this 18 Order. Then, before producing the specified documents, the Producing Party must 19 affix the “CONFIDENTIAL legend” to each page that contains Protected Material. 20 If only a portion or portions of the material on a page qualifies for protection, the 21 Producing Party also must clearly identify the protected portion(s) (e.g., by making 22 appropriate markings in the margins). 23 (b) for testimony given in depositions that the Designating Party 24 identifies on the record, before the close of the deposition as protected testimony or 25 for testimony given in depositions that the Designating Party identifies as protected 26 testimony in writing to the Receiving Party, within 14 days of receiving the 27 transcript. 28 4812-0463-6462.1 6 [Proposed] PROTECTIVE ORDER 1 (c) for information produced in some form other than documentary and 2 for any other tangible items, that the Producing Party affix in a prominent place on 3 the exterior of the container or containers in which the information is stored the 4 legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ 5 EYES ONLY.” If only a portion or portions of the information warrants protection, 6 the Producing Party, to the extent practicable, shall identify the protected portion(s). 7 5.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent 8 failure to designate qualified information or items does not, standing alone, waive 9 the Designating Party’s right to secure protection under this Order for such material. 10 Upon timely correction of a designation, the Receiving Party must make reasonable 11 efforts to assure that the material is treated in accordance with the provisions of this 12 Order. 13 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 14 6.1 Timing of Challenges. Any Party or Non-Party may challenge a 15 designation of confidentiality at any time that is consistent with the Court’s 16 Scheduling Order. 17 6.2 Meet and Confer. The Challenging Party shall initiate the dispute 18 resolution process under Local Rule 37-1 et seq. 19 6.3 The burden of persuasion in any such challenge proceeding shall be 20 on the Designating Party. Frivolous challenges, and those made for an improper 21 purpose (e.g., to harass or impose unnecessary expenses and burdens on other 22 parties) may expose the Challenging Party to sanctions. Unless the Designating 23 Party has waived or withdrawn the confidentiality designation, all parties shall 24 continue to afford the material in question the level of protection to which it is 25 entitled under the Producing Party’s designation until the Court rules on the 26 challenge. 27 28 4812-0463-6462.1 7 [Proposed] PROTECTIVE ORDER 1 7. ACCESS TO AND USE OF PROTECTED MATERIAL 2 7.1 Basic Principles. A Receiving Party may use Protected Material that is 3 disclosed or produced by another Party or by a Non-Party in connection with this 4 Action only for prosecuting, defending, or attempting to settle this Action. Such 5 Protected Material may be disclosed only to the categories of persons and under the 6 conditions described in this Order. When the Action has been terminated, a 7 Receiving Party must comply with the provisions of Section 13 below. 8 9 10 11 12 Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. 7.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless 13 otherwise ordered by the court or permitted in writing by the Designating Party, a 14 Receiving Party may disclose any information or item designated 15 “CONFIDENTIAL” only to: 16 17 18 19 20 21 22 23 24 25 26 27 (a) the Receiving Party’s Outside Counsel of Record in this Action, as well as employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for this Action; (b) the officers, directors, and employees (including House Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this Action; (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is reasonably necessary for this Action and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); (d) the court and its personnel; (e) court reporters and their staff; (f) professional jury or trial consultants, mock jurors, and Professional Vendors to whom disclosure is reasonably necessary for this Action and who have 28 4812-0463-6462.1 8 [Proposed] PROTECTIVE ORDER 1 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 2 (g) the author or recipient of a document containing the information or a 3 custodian or other person who otherwise possessed or knew the information; 4 (h) during their depositions, witnesses, and attorneys for witnesses, in the 5 Action to whom disclosure is reasonably necessary provided: (1) the deposing party 6 requests that the witness sign the “Acknowledgment and Agreement to Be Bound” 7 form attached as Exhibit A hereto; and (2) they will not be permitted to keep any 8 confidential information unless they sign the “Acknowledgment and Agreement to 9 Be Bound” attached as Exhibit A, unless otherwise agreed by the Designating Party 10 or ordered by the court. Pages of transcribed deposition testimony or exhibits to 11 depositions that reveal Protected Material may be separately bound by the court 12 reporter and may not be disclosed to anyone except as permitted under this 13 Protective Order; and 14 (i) any mediator or settlement officer, and their supporting personnel, 15 mutually agreed upon by any of the parties engaged in settlement discussions. 16 7.3 Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 17 ONLY” Information or Items. Unless otherwise ordered by the court or permitted in 18 writing by the Designating Party, a Receiving Party may disclose any information or 19 item designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only 20 to: 21 (a) the Receiving Party’s Outside Counsel of Record in this action, as 22 well as employees of said Outside Counsel of Record to whom it is reasonably 23 necessary to disclose the information for this litigation and who have signed the 24 “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit 25 A; 26 (b) Experts of the Receiving Party (1) to whom disclosure is reasonably 27 necessary for this litigation, and (2) who have signed the “Acknowledgment and 28 Agreement to Be Bound” (Exhibit A); 4812-0463-6462.1 9 [Proposed] PROTECTIVE ORDER 1 (d) the court and its personnel; 2 (e) court reporters and their staff, professional jury or trial consultants, 3 and Professional Vendors to whom disclosure is reasonably necessary for this 4 litigation and who have signed the “Acknowledgment and Agreement to Be Bound” 5 (Exhibit A); and 6 (f) the author or recipient of a document containing the information or a 7 custodian or other person who otherwise possessed or knew the information not 8 through any violation of this Protective Order. 9 10 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN 11 12 OTHER LITIGATION If a Party is served with a subpoena or a court order issued in other litigation 13 that compels disclosure of any information or items designated in this Action as 14 “CONFIDENTIAL” or ““HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 15 ONLY,” that Party must: 16 17 18 19 20 21 22 23 24 25 26 27 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order unless prohibited by law; (b) promptly notify in writing the party who caused the subpoena or order to issue in the other litigation that some or all of the material covered by the subpoena or order is subject to this Protective Order. Such notification shall include a copy of this Protective Order; and (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected. If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this action as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” before a determination by the court from which the subpoena or 28 4812-0463-6462.1 10 [Proposed] PROTECTIVE ORDER 1 order issued, unless the Party has obtained the Designating Party’s permission, or 2 unless otherwise required by the law or court order. The Designating Party shall 3 bear the burden and expense of seeking protection in that court of its confidential 4 material and nothing in these provisions should be construed as authorizing or 5 encouraging a Receiving Party in this Action to disobey a lawful directive from 6 another court. 7 9. A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED 8 IN THIS LITIGATION 9 (a) The terms of this Order are applicable to information produced by a Non-Party in 10 this Action and designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL 11 – ATTORNEYS’ EYES ONLY.” Such information produced by Non-Parties in 12 connection with this litigation is protected by the remedies and relief provided by 13 this Order. Nothing in these provisions should be construed as prohibiting a Non14 Party from seeking additional protections. 15 (b) In the event that a Party is required, by a valid discovery request, to 16 produce a Non-Party’s confidential information in its possession, and the Party is 17 subject to an agreement with the Non-Party not to produce the Non-Party’s 18 confidential information, then the Party shall: 19 20 21 (1) promptly notify in writing the Requesting Party and the Non-Party that some or all of the information requested is subject to a confidentiality agreement with a Non-Party; 22 23 24 (2) promptly provide the Non-Party with a copy of the Protective Order in this Action, the relevant discovery request(s), and a reasonably specific description of the information requested; and 25 26 (3) make the information requested available for inspection by the Non-Party, if requested. 27 28 4812-0463-6462.1 11 [Proposed] PROTECTIVE ORDER 1 (c) If a Non-Party represented by counsel fails to commence the process 2 called for by Local Rules 45-1 and 37-1, et seq. within 14 days of receiving the 3 notice and accompanying information or fails contemporaneously to notify the 4 Receiving Party that it has done so, the Receiving Party may produce the Non5 Party’s confidential information responsive to the discovery request. If an 6 unrepresented Non-Party fails to seek a protective order from this court within 14 7 days of receiving the notice and accompanying information, the Receiving Party 8 may produce the Non-Party’s confidential information responsive to the discovery 9 request. If the Non-Party timely seeks a protective order, the Receiving Party shall 10 not produce any information in its possession or control that is subject to the 11 confidentiality agreement with the Non-Party before a determination by the court 12 unless otherwise required by the law or court order. Absent a court order to the 13 contrary, the Non-Party shall bear the burden and expense of seeking protection in 14 this court of its Protected Material. 15 10. 16 UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 17 Protected Material to any person or in any circumstance not authorized under this 18 Protective Order, the Receiving Party must immediately (a) notify in writing the 19 Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve 20 all unauthorized copies of the Protected Material, (c) inform the person or persons 21 to whom unauthorized disclosures were made of all the terms of this Order, and (d) 22 request such person or persons to execute the “Acknowledgment and Agreement to 23 Be Bound” that is attached hereto as Exhibit A. 24 11. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 25 PROTECTED MATERIAL 26 When a Producing Party gives notice to Receiving Parties that certain 27 inadvertently produced material is subject to a claim of privilege or other protection, 28 the obligations of the Receiving Parties are those set forth in Federal Rule of Civil 4812-0463-6462.1 12 [Proposed] PROTECTIVE ORDER 1 Procedure 26(b)(5)(B). This provision is not intended to modify whatever procedure 2 may be established in an e-discovery order that provides for production without 3 prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), insofar 4 as the parties reach an agreement on the effect of disclosure of a communication or 5 information covered by the attorney-client privilege or work product protection, the 6 parties may incorporate their agreement into this Protective Order. 7 8 9 12. MISCELLANEOUS 12.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 10 12.2 Right to Assert Other Objections. No Party waives any right it otherwise 11 12 would have to object to disclosing or producing any information or item on any 13 ground not addressed in this Protective Order. Similarly, no Party waives any right 14 to object on any ground to use in evidence of any of the material covered by this 15 Protective Order. 12.3 Filing Protected Material. A Party that seeks to file under seal any 16 17 Protected Material must comply with Civil Local Rule 79-5 and with any pertinent 18 orders of the assigned District Judge and Magistrate Judge, including any 19 procedures adopted under the Pilot Project for the Electronic Submission and Filing 20 of Under Seal Documents. Protected Material may only be filed under seal pursuant 21 to a court order authorizing the sealing of the specific Protected Material at issue. If 22 a Party's request to file Protected Material under seal is denied by the court, then the 23 Receiving Party may file the information in the public record unless otherwise 24 instructed by the court. 25 13. FINAL DISPOSITION 26 After the final disposition of this Action, as defined in Section 4, within 60 27 days of a written request by the Designating Party, each Receiving Party must return 28 all Protected Material to the Producing Party or destroy such material. As used in 4812-0463-6462.1 13 [Proposed] PROTECTIVE ORDER 1 this subdivision, “all Protected Material” includes all copies, abstracts, compilations, 2 summaries, and any other format reproducing or capturing any of the Protected 3 Material. Whether the Protected Material is returned or destroyed, the Receiving 4 Party must submit a written certification to the Producing Party (and, if not the same 5 person or entity, to the Designating Party) by the 60 day deadline that (1) identifies 6 (by category, where appropriate) all the Protected Material that was returned or 7 destroyed and (2) affirms that the Receiving Party has not retained any copies, 8 abstracts, compilations, summaries or any other format reproducing or capturing any 9 of the Protected Material. Notwithstanding this provision, Counsel are entitled to 10 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing 11 transcripts, legal memoranda, correspondence, deposition and trial exhibits, expert 12 reports, attorney work product, and consultant and expert work product, even if such 13 materials contain Protected Material. Any such archival copies that contain or 14 constitute Protected Material remain subject to this Protective Order as set forth in 15 Section 4. 16 14. Any violation of this Order may be punished by any and all appropriate 17 measures including, without limitation, contempt proceedings and/or monetary 18 sanctions. 19 20 IT IS SO ORDERED. 21 DATED: February 22, 2016 22 23 24 __________________________ 25 Honorable Rozella A. Oliver United States Magistrate Judge 26 27 28 4812-0463-6462.1 14 [Proposed] PROTECTIVE ORDER EXHIBIT A 1 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND  2 3 4 I, [print or type full name], of  5 __________________________ [print or type full address], declare under penalty of 6 perjury that I have read in its entirety and understand the Protective Order that was 7 issued by the United States District Court for the Central District of California on 8 _______ in the case of Virco MFG. Corporation v. Scholar Craft Products, Inc. case 9 No. 15-cv-8631-GW. I agree to comply with and to be bound by all the terms of 10 this Protective Order and I understand and acknowledge that failure to so comply 11 could expose me to sanctions and punishment in the nature of contempt. I solemnly 12 promise that I will not disclose in any manner any information or item that is subject 13 to this Protective Order to any person or entity except in strict compliance with the 14 provisions of this Order.  15 I further agree to submit to the jurisdiction of the United States District Court 16 for the Central District of California for the purpose of enforcing the terms of this 17 Protective Order, even if such enforcement proceedings occur after termination of  18 this action. I hereby appoint ______________________________ [print or type full  19 name] of ________________________________________ [print or type full address  20 and telephone number] as my California agent for service of process in connection 21 with this action or any proceedings related to enforcement of this Protective Order.  22 Date:____________   23 City and State where sworn and signed: __________________________ 24 25 Printed name:________________________ 26 27 Signature:___________________________ 28 4812-0463-6462.1 [Proposed] PROTECTIVE ORDER

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