Luis Salazar v. Commissioner Social Security
Filing
24
MEMORANDUM DECISION AND ORDER by Magistrate Judge Suzanne H. Segal. IT IS ORDERED that Judgment be entered AFFIRMING the decision of the Commissioner. The Clerk of the Court shall serve copies of this Order and the Judgment on counsel for both parties. (See document for further details). (mr)
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UNITED STATES DISTRICT COURT
9
CENTRAL DISTRICT OF CALIFORNIA
10
11
LUIS SALAZAR,
12
Case No. CV 16-6721 (SS)
Plaintiff,
13
v.
14
NANCY A. BERRYHILL,1 Acting
Commissioner of Social
Security,
15
16
MEMORANDUM DECISION AND ORDER
Defendant.
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I.
19
INTRODUCTION
20
21
Luis Salazar (“Plaintiff”) brings this action seeking to
22
overturn the decision of the Commissioner of the Social Security
23
Administration
24
application for Supplemental Security Income (“SSI”) benefits. The
25
parties
26
27
28
(the
consented,
“Commissioner”
pursuant
to
28
or
“Agency”)
U.S.C.
§
denying
636(c),
to
his
the
Nancy A. Berryhill is now the Acting Commissioner of Social
Security and is substituted for Acting Commissioner Carolyn W.
Colvin in this case.
See 42 U.S.C. § 405(g); Fed. R. Civ. P.
25(d).
1
1
jurisdiction of the undersigned United States Magistrate Judge.
2
(Dkt. Nos. 11, 12). For the reasons stated below, the Court AFFIRMS
3
the Commissioner’s decision.
4
5
II.
6
PROCEDURAL HISTORY
7
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10
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Plaintiff filed an application for SSI on May 16, 2013.
(AR
134-39).
Plaintiff alleged a disability onset date of November
19, 2005.
(AR 118).
October 3, 2013.
The Agency denied Plaintiff’s application on
(AR 59-67).
On October 10, 2013, Plaintiff
requested a hearing before an Administrative Law Judge (“ALJ”).
(AR 71).
On December 29, 2014, ALJ David G. Marcus conducted a
hearing to review Plaintiff’s claim.
(AR 39-58).
On January 29,
2015, the ALJ found that Plaintiff was not disabled under the
Social Security Act.
(AR 28-35).
Plaintiff sought review of the
ALJ’s decision before the Appeals Council on March 16, 2015.
22).
10).
On June 29, 2016, the Appeals Council denied review.
(AR
(AR 8-
The ALJ’s decision then became the final decision of the
Commissioner.
(AR 8).
September 7, 2016.
Plaintiff commenced the instant action on
(Dkt. No. 1).
22
23
24
III.
FACTUAL BACKGROUND
25
26
27
Plaintiff was born on March 9, 1965.
(AR 134).
He was 40
years old as of the alleged disability onset date of November 19,
28
2
1
2005, and 49 years old when he testified before the ALJ.
2
134).
3
mover/driver.
4
lower back injury/screws in back, low blood count, stomach surgery
5
for holes in esophagus, and depression.
Plaintiff
previously
(AR 46, 34).
worked
as
a
security
(AR 39,
guard
and
Plaintiff alleges disability due to
(AR 59, 161).
6
7
A.
Plaintiff’s Testimony And Statements
8
9
Plaintiff testified that he worked as a mover and driver for
10
approximately five years beginning in 2001.
11
1999 and 2000, Plaintiff worked as a security guard at a homeless
12
shelter.
13
his application for SSI benefits in May 2013.
(AR 46-47, 162).
(AR 46, 161-62).
In
Plaintiff has not worked since he filed
(AR 48).
14
15
Plaintiff
16
February 2010.
17
“ball” in the lumbar area of his back at the location of his past
18
surgeries that “hurts” and does “not feel right.”
19
This pain prevents him from laying on his bed and leaning over.
20
(AR 52).
had
prior
back
(AR 164).
surgeries
in
February
2009
and
Plaintiff testified that there is a
(AR 51-52).
Plaintiff testified that he “can’t do anything.”
(Id.).
21
22
Plaintiff reports that his condition has worsened since his
23
initial
24
testified that, due to his back pain and other limitations, he can
25
lift only ten to fifteen pounds, stand for three to four hours out
26
of an eight-hour work day, and walk for about eight hours out of
27
an eight-hour work day.
application
for
SSI
benefits.
(AR 53-55).
28
3
(AR
170).
Plaintiff
1
Plaintiff testified that the only medical care he is receiving
2
is for treatment of his back.
3
saw a doctor for his back symptoms was in March 2013.2
4
Plaintiff has not seen a doctor since that time “because they cut
5
me off of my workman’s comp . . . [, i.e.,] being covered.”
6
51).
7
over-the-counter Ibuprofen and Tylenol.
(AR 50).
The last time Plaintiff
(Id.).
(AR
Plaintiff testified that the only medications he takes are
(Id.).
8
9
B.
Physicians’ Opinions
10
11
1.
Worker’s Compensation Physician Simon Lavi, D.O.
12
13
Simon
Lavi,
D.O.,
was
Plaintiff’s
original
worker’s
14
compensation physician.
15
ongoing symptoms associated with retained symptomatic lumbar spine
16
hardware and status post L4 to S1 bilateral transforaminal lumbar
17
interbody fusion.
18
examination on October 18, 2013, revealed tenderness from the mid
19
to distal lumbar segment of Plaintiff’s spine.
20
reported pain with terminal motion and a positive seated nerve root
21
test with dysesthesia at the L5-S1 dermatome.
22
treatment
23
imaging of Plaintiff’s lumbar spine and bilateral lower extremities
24
and
25
radicular symptoms.
plan
ordering
Dr. Lavi treated Plaintiff for
(AR 258; see also AR 50).
included
an
(AR 31).
obtaining
electromyogram
updated
study
to
Dr. Lavi’s physical
(AR 257).
(Id.).
Dr. Lavi’s
magnetic
assess
Dr. Lavi
resonance
Plaintiff’s
(AR 258).
26
27
Plaintiff’s medical records indicate that he last saw a physician
in October, not March, 2013. (AR 256-60).
2
28
4
1
2.
2
Consultative Examining Physician Conception A. Enriquez,
M.D.
3
4
On September 11, 2013, Plaintiff was examined by Conception
5
A. Enriquez, M.D., a consultative examining internist. (AR 244-
6
47).
7
for a history of peptic ulcer disease and back pain.
8
Dr.
9
appointment.
Dr. Enriquez noted that Plaintiff presented for treatment
Enriquez
reported
that
Plaintiff
(AR 244).
drove
himself
to
of
Plaintiff’s
his
(AR 245).
10
11
Dr.
Enriquez’s
physical
examination
spine
12
revealed that his cervical spine range of motion was within normal
13
limits with no tenderness or muscle spasm.
14
was tenderness in Plaintiff’s lumbosacral spine with decreased
15
range of motion at 70/90 degrees on trunk flexion, there was no
16
tenderness to palpation or muscle spasm in that area.
17
Plaintiff’s straight leg raising test was positive at 70 degrees.
18
(Id.).
(AR 246).
While there
(Id.).
19
20
Dr. Enriquez reported that Plaintiff’s gait and balance are
21
within normal limits and Plaintiff does not require an assistive
22
device for ambulation.
23
Dr. Enriquez noted that Plaintiff is able to generate 80 pounds of
24
force using his right hand and 90 pounds of force using his left
25
hand.
26
examination of Plaintiff were unremarkable.
(AR
245).
The
(AR 247).
remaining
27
28
5
Using the Jamar dynamometer,
portions
of
Dr.
Enriquez’s
(AR 244-47).
1
Dr. Enriquez’s medical impressions were that Plaintiff’s back
2
revealed
3
lumbosacral spine area with signs of radiculopathy.
4
a functional assessment, the doctor opined that Plaintiff can
5
occasionally lift or carry twenty pounds and frequently lift and/or
6
carry ten pounds, stand and/or work with normal breaks for six
7
hours in an eight-hour work day, sit with normal breaks for six
8
hours in an eight-hour work day, and occasionally bend, stoop, and
9
twist.
tenderness
and
decreased
range
of
motion
in
the
(AR 247).
As
(Id.).
10
11
3.
Consultative Examining Physician Richard Pollis, M.D.
12
13
On
August
7,
2014,
Plaintiff
underwent
a
consultative
14
orthopedic examination by Richard Pollis, M.D.
15
Pollis reported that Plaintiff’s gait was “normal without signs of
16
limp or antalgia.”
17
Plaintiff is able to stand on his heels and toes without difficulty
18
and no evidence of weakness in the ankle flexors and extensors.
19
(Id.).
20
the examination table, sat in a chair comfortably without tilt, is
21
able to rise from a sitting and supine position, and requires no
22
assistive devices to ambulate.
(AR 668).
(AR 666-71).
Dr.
Dr. Pollis further noted that
Further, Plaintiff has no difficulty getting on and off of
(Id.).
23
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Dr.
Pollis’s
examination
of
Plaintiff’s
spine
revealed
25
paravertebral muscle tenderness and spasm, forward flexion to 70
26
degrees, extension to zero degrees, right and left lateral flexion
27
to fifteen degrees, and straight leg raise test to 80 degrees
28
bilaterally with hamstring spasm.
6
(Id.).
The Jamar dynamometer
1
measured Plaintiff’s grip strength at 80/70/80 in both hands.
2
667).
3
Plaintiff were unremarkable.
(AR
The remaining portions of Dr. Pollis’s examination of
(AR 666-71).
4
5
Dr. Pollis diagnosed Plaintiff with “[l]ower back pain, status
6
post lumbar laminectomy and fusion.”
7
source statement, Dr. Pollis opined that Plaintiff is capable of
8
lifting and carrying twenty pounds occasionally and ten pounds
9
frequently, standing and walking six hours out of an eight-hour
10
work day with appropriate breaks, and sitting six hours out of an
11
eight-hour work day with appropriate breaks.
12
further assessed the limitation of occasional bending, climbing,
13
stooping, kneeling, and crouching.
(AR 670).
In his medical
(Id.).
Dr. Pollis
(AR 670-71).
14
15
4.
State Agency Reviewing Physician L. Limos, M.D.
16
17
On October 2, 2013, L. Limos, M.D., concluded that Plaintiff
18
has a severe back condition that does not medically meet or equal
19
a listed impairment.
20
that Plaintiff retains the ability to lift or carry twenty pounds
21
occasionally and ten pounds frequently, stand or walk six hours in
22
an eight-hour work day, sit six hours in an eight-hour work day,
23
and occasionally perform postural functions.
24
33).
(AR 59-67; see also AR 33).
25
26
27
28
7
Dr. Limos opined
(AR 64; see also AR
1
5.
Worker’s Compensation Examiner Jeffrey A. Berman, M.D.
2
3
The
Agreed
Medical
Examiner
in
Plaintiff’s
Worker’s
4
Compensation case Jeffrey A. Berman, M.D., examined Plaintiff on
5
October 15, 2009.
6
Plaintiff’s lumbar spine revealed tenderness around and to the
7
sides of Plaintiff’s scar and a “needle” sensation reported by
8
Plaintiff upon palpation.
9
pain in the lower back with lumbar mobility, mainly with flexion
(AR 424).
Dr. Berman’s physical examination of
(AR 427).
Further, Plaintiff reported
10
and extension.
11
ability to perform sitting straight leg raise with stiffness in
12
the lower back and lower back complaints.
13
the doctor reported that Plaintiff is unable to sit and forward
14
flex to reach his fingertips to his toes.
15
position the doctor noted that a straight right leg raise elicits
16
a non-radiating lower back pain, while a straight left leg raise
17
elicits lower back pain and some radiation.
(Id.).
Dr. Berman noted a slightly diminished
(Id.).
(Id.).
In addition,
In a supine
(Id.).
18
19
Dr. Berman reported that Plaintiff’s x-rays of his lumbar
20
spine show evidence of a decompression as well as screw fixations
21
and fusions.
(AR 429).
22
unremarkable.
(AR 424-36).
Dr. Berman’s remaining findings were
23
24
Dr. Berman concluded that, as of October 2009, Plaintiff was
25
“permanent
26
improvement.”
27
resulting pain, as well as the “hint” of left side radiculopathy
28
in
response
and
stationary,
(AR 431).
to
straight
having
reached
maximum
medical
Due to Plaintiff’s limited mobility and
leg
raising
8
and
left
calf
atrophy
1
consistent
2
“precluded from substantial activities, along with prolonged weight
3
bearing activities.”
with
chronic
radicular
involvement,
Plaintiff
is
(AR 432).
4
5
Based upon these findings, Dr. Berman initially assessed
6
Plaintiff with a 28 percent “whole person impairment.”
7
to Plaintiff’s additional weight-bearing limitation, however, Dr.
8
Berman assessed an additional nine percent impairment, for a total
9
orthopedic impairment of 34 percent.
(AR 433-34).
(Id.).
Due
Dr. Berman
10
opined that Plaintiff’s weight-bearing limitation would cause him
11
to fall into a category of persons able to rise to a standing
12
position and walk but having difficulty with elevations, grade,
13
stairs, deep chairs, and long distances.
(AR 433).
14
15
IV.
16
THE FIVE STEP SEQUENTIAL EVALUATION PROCESS
17
18
To
qualify
for
disability
benefits,
a
claimant
must
19
demonstrate a medically determinable physical or mental impairment
20
that prevents the claimant from engaging in substantial gainful
21
activity and that is expected to result in death or to last for a
22
continuous period of at least twelve months.
23
157 F.3d 715, 721 (9th Cir. 1998) (citing 42 U.S.C. § 423(d)(1)(A)).
24
The impairment must render the claimant incapable of performing
25
the work she previously performed and incapable of performing any
26
other substantial gainful employment that exists in the national
27
economy.
28
(citing 42 U.S.C. § 423(d)(2)(A)).
Reddick v. Chater,
Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999)
9
1
2
To decide if a claimant is entitled to benefits, an ALJ
3
conducts a five-step inquiry. 20 C.F.R. §§ 404.1520, 416.920.
4
steps are as follows:
The
5
6
(1)
Is the claimant presently engaged in substantial gainful
7
activity?
8
not, proceed to step two.
9
(2)
Is
the
If so, the claimant is found not disabled.
claimant’s
impairment
severe?
10
claimant is found not disabled.
11
If
not,
If
the
three.
12
(3)
If so, proceed to step
Does the claimant’s impairment meet or equal one of the
13
specific impairments described in 20 C.F.R. Part 404,
14
Subpart P, Appendix 1?
15
disabled.
16
(4)
If so, the claimant is found
If not, proceed to step four.
Is the claimant capable of performing his past work? If
17
so, the claimant is found not disabled.
18
to step five.
19
(5)
If not, proceed
Is the claimant able to do any other work?
20
claimant is found disabled.
21
If not, the
not disabled.
If so, the claimant is found
22
23
Tackett, 180 F.3d at 1098-99; see also Bustamante v. Massanari,
24
262 F.3d 949, 953-54 (9th Cir. 2001); 20 C.F.R. §§ 404.1520(b)-
25
(g)(1) & 416.920(b)-(g)(1).
26
27
28
The claimant has the burden of proof at steps one through four
and
the
Commissioner
has
the
burden
10
of
proof
at
step
five.
1
Bustamante, 262 F.3d at 953-54.
2
affirmative duty to assist the claimant in developing the record
3
at every step of the inquiry.
4
claimant meets his or her burden of establishing an inability to
5
perform past work, the Commissioner must show that the claimant
6
can perform some other work that exists in “significant numbers”
7
in
8
residual functional capacity (“RFC”), age, education, and work
9
experience.
the
national
economy,
Additionally, the ALJ has an
Id. at 954.
taking
into
If, at step four, the
account
the
claimant’s
Tackett, 180 F.3d at 1098, 1100; Reddick, 157 F.3d at
10
721; 20 C.F.R. §§ 404.1520(g)(1), 416.920(g)(1).
11
may do so by the testimony of a VE or by reference to the Medical-
12
Vocational Guidelines appearing in 20 C.F.R. Part 404, Subpart P,
13
Appendix 2 (commonly known as “the grids”).
14
240 F.3d 1157, 1162 (9th Cir. 2001).
15
exertional (strength-related) and non-exertional limitations, the
16
Grids are inapplicable and the ALJ must take the testimony of a
17
VE.
18
Burkhart v. Bowen, 856 F.2d 1335, 1340 (9th Cir. 1988)).
The Commissioner
Osenbrock v. Apfel,
When a claimant has both
Moore v. Apfel, 216 F.3d 864, 869 (9th Cir. 2000) (citing
19
20
V.
21
THE ALJ’S DECISION
22
23
The ALJ employed the five-step sequential evaluation process
24
and concluded that Plaintiff was not disabled within the meaning
25
of the Social Security Act.
26
that Plaintiff had not engaged in substantial gainful activity
27
since
28
application for SSI benefits.
May
16,
2013,
which
(AR 35).
is
the
(AR 30).
11
At step one, the ALJ found
date
Plaintiff
filed
his
At step two, the ALJ found
1
that Plaintiff had the severe medically determinable impairments
2
of status posterior fusion with pedicle screw fixation (L4-5 and
3
L5-S1) and interbody fusions and obesity.
4
step, the ALJ found that the severe impairments at step two did
5
not meet or medically equal a listed impairment.
(Id.).
At the third
(AR 31).
6
7
At step four, the ALJ found that Plaintiff had the RFC to
8
perform light work as defined in 20 C.F.R. § 416.967(b) except that
9
Plaintiff can lift or carry twenty pounds occasionally and ten
10
pounds frequently, stand and walk six hours in an eight-hour work
11
day, sit six hours in an eight-hour work day, and occasionally
12
bend, climb, stoop, kneel, and crouch.
13
that Plaintiff was capable of performing his past relevant work as
14
a security guard.
15
did
16
precluded by Plaintiff’s RFC.
17
that Plaintiff was not under a disability as defined by the Social
18
Security Act since Plaintiff filed his application for SSI benefits
19
on May 16, 2013.
not
require
(AR 34).
the
(AR 32).
The ALJ found
The ALJ determined that this past work
performance
of
(Id.).
work-related
activities
Accordingly, the ALJ found
(AR 35).
20
21
VI.
22
STANDARD OF REVIEW
23
24
Under 42 U.S.C. § 405(g), a district court may review the
25
Commissioner’s decision to deny benefits.
26
aside the Commissioner’s denial of benefits when the ALJ’s findings
27
are based on legal error or are not supported by substantial
28
evidence in the record as a whole.”
12
“[The] court may set
Aukland v. Massanari, 257 F.3d
1
1033, 1035 (9th Cir. 2001) (citing Tackett, 180 F.3d at 1097); see
2
also Smolen v. Chater, 80 F.3d 1273, 1279 (9th Cir. 1996) (citing
3
Fair v. Bowen, 885 F.2d 597, 601 (9th Cir. 1989)).
4
5
“Substantial evidence is more than a scintilla, but less than
6
a preponderance.”
7
Chater, 112 F.3d 1064, 1066 (9th Cir. 1997)).
8
evidence which a reasonable person might accept as adequate to
9
support a conclusion.”
Reddick, 157 F.3d at 720 (citing Jamerson v.
(Id.).
It is “relevant
To determine whether substantial
10
evidence supports a finding, the court must “‘consider the record
11
as a whole, weighing both evidence that supports and evidence that
12
detracts from the [Commissioner’s] conclusion.’” Aukland, 257 F.3d
13
at 1035 (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir.
14
1993)).
15
or reversing that conclusion, the court may not substitute its
16
judgment for that of the Commissioner.
17
21 (citing Flaten v. Sec’y of Health & Human Servs., 44 F.3d 1453,
18
1457 (9th Cir. 1995)).
19
//
20
//
21
//
22
//
23
//
24
//
25
//
If the evidence can reasonably support either affirming
26
27
28
13
Reddick, 157 F.3d at 720-
1
VII.
2
DISCUSSION
3
4
The ALJ’s Reasons For Rejecting Plaintiff’s Credibility Were
5
Clear And Convincing
6
7
Plaintiff alleges that the ALJ improperly assessed Plaintiff’s
8
credibility.
9
disagrees. The ALJ’s reasons for rejecting Plaintiff’s credibility
10
were supported by substantial evidence in the record and were clear
11
and convincing.
12
ALJ’s decision is AFFIRMED.
(Pl’s Mem. in Support of Complaint at 3).
The Court
Accordingly, for the reasons discussed below, the
13
14
When assessing a claimant’s credibility regarding subjective
15
pain or intensity of symptoms, the ALJ must engage in a two-step
16
analysis.
17
Initially, the ALJ must determine if there is medical evidence of
18
an impairment that could reasonably produce the symptoms alleged.
19
Id. (citation omitted).
20
evidence of malingering, the ALJ must provide specific, clear and
21
convincing reasons for rejecting the claimant’s testimony about
22
the symptom severity.
23
ALJ may consider the following:
Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012).
If such evidence exists, and there is no
Id. (citation omitted).
In so doing, the
24
25
(1) ordinary techniques of credibility evaluation, such
26
as
27
inconsistent statements concerning the symptoms, and
28
other testimony by the claimant that appears less than
the
claimant’s
reputation
14
for
lying,
prior
1
candid;
2
failure to seek treatment or to follow a prescribed
3
course
4
activities.
(2)
of
unexplained
treatment;
and
or
(3)
inadequately
the
explained
claimant’s
daily
5
6
Smolen, 80 F.3d at 1284; see also Tommasetti v. Astrue, 533 F.3d
7
1035, 1039 (9th Cir. 2008).
8
9
An AlJ also may rely upon inconsistencies between a claimant’s
10
testimony and conduct, or internal contradictions in the claimant’s
11
testimony.
12
1997).
13
treating and examining physicians regarding, among other matters,
14
the
15
Smolen, 80 F.3d at 1284 (citing Social Security Ruling (“SSR”) 88-
16
13).
17
testimony based “solely” on its inconsistencies with the objective
18
medical evidence presented.
19
554 F.3d 1219, 1227 (9th Cir. 2009) (citing Bunnell v. Sullivan,
20
947 F.2d 341, 345 (9th Cir. 1991)).
Light v. Soc. Sec. Admin., 119 F.3d 789, 792 (9th Cir.
In addition, the ALJ may consider the observations of
functional
restrictions
caused
by
a
claimant’s
symptoms.
However, it is improper for an ALJ to reject subjective
Bray v. Comm’r of Soc. Sec. Admin.,
21
22
Regardless of the reason, the ALJ’s credibility determination
23
must be supported with findings that are “sufficiently specific to
24
permit the court to conclude that the ALJ did not arbitrarily
25
discredit [the claimant’s] testimony.”
26
1039 (citation omitted).
27
claimant’s testimony may not be the only reasonable one, if it is
28
supported by substantial evidence, “it is not [the court’s] role
Tommasetti, 533 F.3d at
Although an ALJ’s interpretation of a
15
1
to second-guess it.”
2
Cir. 2001) (citing Fair, 885 F.2d at 604).
Rollins v. Massanari, 261 F.3d 853, 857 (9th
3
4
Here, Plaintiff testified to suffering from “unbearable,”
5
stabbing pain in his lower back that limits his ability to stand
6
and requires him to lay down for much of the day.
7
also AR 32).
8
lift only up to ten or fifteen pounds bilaterally, stand for one
9
hour at a time before he begins to feel pain, stand a total of
10
(AR 51-52; see
Due to this pain, Plaintiff testified that he can
three or four hours, and walk for eight hours a day.
(AR 53-55).
11
12
The ALJ relied on the following reasons to reject Plaintiff’s
13
testimony:
14
medical
15
testimony
16
observations
that
17
consultative
examining
18
opinions that Plaintiff can do light work.
19
the ALJ’s reasons for discrediting Plaintiff’s statements were
20
based upon substantial evidence in the record and were clear and
21
convincing.
(1) conservative treatment; (2) lack of objective
evidence;
and
(3)
inconsistencies
conduct;
(4)
Plaintiff’s
and
Drs.
gait
state
between
Enriquez’s
is
agency
Plaintiff’s
and
unimpaired;
reviewing
Pollis’s
and
(5)
physicians’
As discussed below,
22
23
First,
the
ALJ
properly
rejected
Plaintiff’s
credibility
24
because Plaintiff’s treatment has been conservative.
Evidence of
25
conservative treatment is sufficient to discredit a claimant’s
26
testimony regarding the severity of an impairment.
27
Astrue, 481 F.3d 742, 751 (9th Cir. 2007) (citing Johnson v.
28
Shalala, 60 F.3d 1428, 1434 (9th Cir. 1995)).
16
Parra v.
1
The ALJ found that Plaintiff is not a surgical candidate and
2
received
3
application in May 2013 and claiming that his condition worsened
4
after filing.
5
failed to seek treatment in 2014 because his worker’s compensation
6
coverage was terminated (AR 51), the ALJ noted that Plaintiff’s
7
medical
8
treatment.”
9
Lavi’s records show only conservative management after his second
10
surgery in 2010, including trigger point injections with symptom
11
relief.
12
to taking no prescribed medications for pain and using only over-
13
the counter Tylenol.
no
medical
treatment
(AR 32-33, 170).
“records
show[]
(AR 33).
(AR 34).
that
in
2014,
despite
filing
his
While Plaintiff explained that he
his
condition
is
responsive
to
In addition, the ALJ reasoned that Dr.
The ALJ also took note that Plaintiff admitted
(AR 33).
14
15
Substantial
evidence
in
the
record
supports
the
ALJ’s
16
conclusion
that
17
treatment.
From this evidence, the ALJ properly could infer that
18
Plaintiff’s pain was exaggerated and not completely disabling.
19
Tommasetti, 533 F.3d at 1040 (favorable response to conservative
20
treatment,
21
assertions); Parra, 481 F.3d at 750-51 (“that [claimant’s] physical
22
ailments were treated with an over-the-counter pain medication” is
23
“evidence of conservative treatment . . . sufficient to discount a
24
claimant’s
25
Accordingly, Plaintiff’s conservative treatment was a clear and
26
convincing reason to discount the credibility of his statements.
Plaintiff
including
credibility
received
medication,
regarding
27
28
17
may
conservative,
undermine
severity
of
an
a
effective
Cf.
claimant’s
impairment”).
1
Second, while a lack of objective medical evidence may not
2
serve as the sole reason for an adverse credibility determination,
3
the ALJ properly relied on a lack of medical evidence as one of
4
many reasons to discount Plaintiff’s credibility.
5
261 F.3d at 857 (“[w]hile subjective pain testimony cannot be
6
rejected on the sole ground that it is not fully corroborated by
7
objective evidence, the medical evidence is still a relevant factor
8
in
9
disabling effects”); see also 20 C.F.R. § 416.929(c)(2).
determining
the
severity
of
the
claimant’s
Cf. Rollins,
pain
and
its
The ALJ
10
noted that Plaintiff’s medical treatment has not confirmed that
11
Plaintiff’s condition is worsening “per objective evidence.”
12
32).
13
2014 despite his claims of suffering from a worsening medical
14
condition.
15
indicated
16
Plaintiff’s back revealed no signs of radiculopathy.
17
Further,
18
radiculopathy on the left in response to straight leg raising.
19
34; see also AR 432).
(AR
Further, Plaintiff received no medical treatment at all in
(AR 33; see also AR 50-51).
that
Dr.
Dr.
Enriquez’s
Berman’s
September
examination
In addition, the ALJ
2013
revealed
examination
only
a
of
(AR 33).
“hint”
of
(AR
20
21
This evidence was substantial and reasonably supported the
22
ALJ’s conclusion that Plaintiff’s symptoms were not consistent with
23
the objective medical evidence.
24
relied on a lack of objective medical evidence as one of several
25
reasons to discount Plaintiff’s credibility.
Accordingly, the ALJ properly
26
27
28
Third, the ALJ properly relied on Plaintiff’s own conduct to
impeach the credibility of his statements.
18
The ALJ noted that
1
Plaintiff “is able to drive a car, which reasonably supports a
2
retained
3
extremities in a coordinated fashion and an ability to turn his
4
neck.”
5
“testimony regarding the ability to lift or carry is undermined by
6
his ability to exert a grip force up to 80 pounds with the bilateral
7
extremities.”
ability
to
(AR 33).
bend,
twist,
use
the
upper
and
lower
The ALJ further determined that Plaintiff’s
(Id.)
8
9
Substantial evidence supported the ALJ’s conclusion.
Dr.
10
Enriquez observed that Plaintiff drove himself to his appointment.
11
(AR 245).
12
pounds of force using the right hand and 90 pounds of force using
13
the left hand.
14
grip strength as 80/70/80 in both hands.
15
the inconsistencies between Plaintiff’s conduct and abilities and
16
his claimed limitations constitutes a clear and convincing reason
17
supporting the ALJ’s adverse credibility determination. Cf. Light,
18
119 F.3d at 792; see also Berry v. Astrue, 622 F.3d 1228, 1234 (9th
19
Cir.
20
entirely
21
complaints in [plaintiff’s] activity questionnaire and hearing
22
testimony and some of his other self-reported activities.”).
He also reported that Plaintiff is able to generate 80
2010)
(Id.).
(ALJ
credible
Similarly, Dr. Pollis measured Plaintiff’s
properly
because
“concluded
he
(AR 667).
that
found
Accordingly,
[claimant]
contradictions
was
not
between
23
24
Fourth,
the
ALJ
properly
relied
on
the
observations
of
25
Plaintiff’s
examining
26
credibility.
The ALJ found that Plaintiff “walks effectively as
27
noted
28
Further, the ALJ noted that Drs. Enriquez and Pollis failed to
by
the
physicians
consultative
to
examining
19
discount
physicians.”
Plaintiff’s
(AR
34).
1
observe any gait disturbances or upper or lower extremity weakness
2
or loss of function.
(AR 34).
3
4
Substantial
evidence
supported
the
ALJ’s
finding.
Dr.
5
Enriquez’s notes indicate that Plaintiff’s “[g]ait and balance are
6
within normal limits” and Plaintiff does not require an assistive
7
device for ambulation.
8
that
9
antalgia.”
Plaintiff’s
“gait
(AR 668).
(AR 247).
is
Dr. Pollis similarly reported
normal
without
signs
of
limp
or
In addition, Dr. Pollis observed that
10
Plaintiff is able to stand on his heels and toes without difficulty
11
and there is no evidence of weakness in the angle flexors and
12
extensors.
13
difficulty getting on and off of the examination table, sat in a
14
chair comfortably, is able to rise from a sitting and supine
15
position, and requires no assistive devices to ambulate.
(Id.).
Further, he observed that Plaintiff had no
(Id.).
16
17
Moreover, while Dr. Berman assessed a nine percent loss of
18
function
19
nonetheless noted that Plaintiff falls within a category of persons
20
who can rise to a standing position and walk, but has difficulty
21
with elevations, grade, stairs, deep chairs, and long distances.
22
(AR 433).
23
Plaintiff’s weight-bearing capacity as consistent with the opinions
24
of Drs. Pollis, Enriquez, and Limos.
25
Court’s task to second-guess the reasonable interpretation of an
26
ALJ when, as here, it is supported by substantial evidence.
27
Rollins, 261 F.3d at 857.
28
the observations of Plaintiff’s examining physicians to discount
due
to
Plaintiff’s
weight-bearing
limitation,
he
The ALJ reasonably interpreted this assessment of
(AR 34).
It is not the
Cf.
Accordingly, the ALJ properly considered
20
1
Plaintiff’s credibility.
2
88-13).
Cf. Smolen, 80 F.3d at 1284 (citing SSR
3
4
Fifth, the ALJ properly discounted Plaintiff’s credibility
5
because consultative examiners Drs. Pollis and Enriquez and state
6
agency reviewer Dr. Limos opined that Plaintiff was capable of
7
performing a level of work consistent with Plaintiff’s RFC.
8
33).
9
with the other medical opinion evidence and Plaintiff’s RFC.
10
(AR
The ALJ also interpreted Dr. Berman’s opinion as consistent
(AR
33-34).
11
12
The
opinions
of
these
physicians
constituted
substantial
13
evidence upon which the ALJ was entitled to rely to discount
14
Plaintiff’s credibility.
15
1169, 1175 (9th Cir. 2008 (“the medical evidence, including Dr.
16
Eather’s
17
[claimant] could perform a limited range of work – support the
18
ALJ’s credibility determination”); Molina, 674 F.3d at 1113 (ALJ
19
supported adverse credibility finding based on “conclusions of both
20
Dr.
21
anxiety disorder was not severe and that she was able to control
22
it
23
Enriquez opined that Plaintiff can occasionally lift or carry
24
twenty pounds and frequently lift and/or carry ten pounds, stand
25
and/or work with normal breaks for six hours in an eight-hour work
26
day, sit with normal breaks for six hours in an eight-hour work
27
day, and occasionally bend, stoop, and twist.
Yost
with
report
and
and
the
Cf. Stubbs-Danielson v. Astrue, 539 F.3d
Dr.
state
[medication]
and
Neville’s
examining
other
28
21
report
–
physician
self-calming
which
that
both
found
[claimant’s]
measures”).
(AR 247).
Dr.
1
Dr. Pollis similarly opined that Plaintiff is capable of
2
lifting and carrying twenty pounds occasionally and ten pounds
3
frequently, standing and walking six hours out of an eight-hour
4
work day with appropriate breaks, and sitting six hours out of an
5
eight-hour work day with appropriate breaks.
6
noted the limitation of occasional bending, climbing, stooping,
7
kneeling, and crouching.
8
assessment
9
Enriquez and Pollis.
was
fully
(AR 670-71).
consistent
with
(AR 670).
Dr. Pollis
Dr. Limos’s functional
the
assessments
of
Drs.
(AR 64).
10
11
Further, although Dr. Berman assessed Plaintiff with a 28
12
percent “whole person impairment” and an additional nine percent
13
impairment due to Plaintiff’s weight-bearing limitation, the ALJ
14
reasonably determined that Dr. Berman’s opinion nonetheless was
15
consistent with the other medical opinions.
16
“given the claimant’s pervious very heavy work activity,” he would
17
not be precluded from performing activities consistent with the
18
assessed RFC even with the percentage impairment assessed by Dr.
19
Berman.
20
interpretation where it is supported by substantial evidence in
21
the record.
(AR 34).
The ALJ reasoned that,
The Court does not second-guess this reasonable
Cf. Rollins, 261 F.3d at 857.
22
23
In
sum,
the
ALJ
offered
clear
and
convincing
reasons,
24
supported by substantial evidence in the record, for his adverse
25
credibility finding.
26
//
27
//
28
//
Accordingly, no remand is required.
22
1
VIII.
2
CONCLUSION
3
4
Consistent with the foregoing, IT IS ORDERED that Judgment be
5
entered AFFIRMING the decision of the Commissioner.
6
the Court shall serve copies of this Order and the Judgment on
7
counsel for both parties.
The Clerk of
8
9
DATED:
June 12, 2017
10
/S/
SUZANNE H. SEGAL
UNITED STATES MAGISTRATE JUDGE
11
12
13
THIS DECISION IS NOT INTENDED FOR PUBLICATION IN WESTLAW, LEXIS OR
ANY OTHER LEGAL DATABASE.
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