Andrew Swartz v. Nancy A. Berryhill
Filing
21
MEMORANDUM DECISION AND ORDER by Magistrate Judge Suzanne H. Segal. IT IS ORDERED that Judgment be entered AFFIRMING the decision of the Commissioner. The Clerk of the Court shall serve copies of this Order and the Judgment on counsel for both parties. (See document for further details). (mr)
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UNITED STATES DISTRICT COURT
9
CENTRAL DISTRICT OF CALIFORNIA
10
11
ANDREW SWARTZ,
Plaintiff,
12
v.
13
14
15
CASE NO. CV 17-4186 SS
MEMORANDUM DECISION AND ORDER
NANCY A. BERRYHILL, Acting
Commissioner of Social
Security,
Defendant.
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17
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I.
19
INTRODUCTION
20
21
Andrew Swartz (“Plaintiff”) brings this action seeking to
22
overturn the decision of the Acting Commissioner of Social Security
23
(the
24
Supplemental Security Income.
25
28 U.S.C. § 636(c), to the jurisdiction of the undersigned United
26
States Magistrate Judge.
27
stated below, the Court AFFIRMS the Commissioner’s decision.
28
“Commissioner”
or
“Agency”)
denying
his
application
for
The parties consented, pursuant to
(Dkt. Nos. 13-15).
For the reasons
1
II.
2
PROCEDURAL HISTORY
3
4
On December 30, 2013, Plaintiff filed an application for
5
Supplemental Security Income (“SSI”) pursuant to Title XVI of the
6
Social Security Act alleging a disability onset date of July 15,
7
2009.
8
application initially.
9
before an Administrative Law Judge (“ALJ”), which took place on
(AR 56, 114-21).
The Commissioner denied Plaintiff’s
(AR 55-68).
Plaintiff requested a hearing
10
February 10, 2016.
(AR 69-80, 35-54).
The ALJ issued an adverse
11
decision on March 4, 2016, finding that Plaintiff was not disabled
12
because he was capable of performing his past relevant work as a
13
telemarketer, and there are other jobs in the national economy that
14
he can perform. (AR 23-31). On April 10, 2017, the Appeals Council
15
denied Plaintiff’s request for review.
16
followed on June 5, 2017.
(AR 1-6).
This action
17
18
III.
19
FACTUAL BACKGROUND
20
21
Plaintiff was born on July 26, 1967.
(AR 131).
He was forty-
22
eight (48) years old when he appeared before the ALJ on February
23
10, 2016.
24
completed three years of college.
25
lives in a group home.
26
June 2009 as a telemarketer.
27
due to chronic asthma and chronic migraines.
(AR 38).
Plaintiff has a high-school degree and
(AR 38, 136).
(AR 114, 146).
Plaintiff last worked in
(AR 135, 141).
28
2
He is single and
He alleges disability
(AR 135).
1
A.
Plaintiff’s Testimony
2
3
Plaintiff testified that he stopped working after missing too
4
many
days
of
work
due
to
his
migraine
headaches.
(AR
5
Plaintiff asserted that he still gets migraines three to four times
6
a week, which can last from a day to two days.
7
he experiences migraines, he needs to lay down in a dark room.
8
43).
9
Sometimes he also experiences nausea and vomiting.
(AR 41-42).
His head pounds and hurts more when he stands up.
40).
When
(AR
(AR 47).
(AR 47-48).
10
Plaintiff avoids strenuous activities, which tend to bring on his
11
headaches.
(AR 45).
12
13
Plaintiff takes Imitrex for his migraines, but he claims that
14
he has mixed results.1
(AR 41).
“Sometimes it will make the
15
headache not as severe or as long, but as lot of times it really
16
doesn’t have a great effect.”
17
that in the past, he self-medicated for his migraines and became
18
addicted to “substances.”
(AR 41).
Plaintiff acknowledged
(AR 50).
19
20
B.
Treatment History
21
22
Plaintiff began treating with Wesley Health Centers in July
23
2013.
(AR 188).
He complained of a light cough due to his asthma
24
but denied any other complaints.
(AR 188).
He stated that his
25
26
27
28
Imitrex (sumatriptan) “is used to treat migraine headaches.
Imitrex will only treat a headache that has already begun. It will
not prevent headaches or reduce the number of attacks.”
(last visited March 8, 2018).
1
3
1
migraine
headaches
are
controlled
by
Naproxen.
(AR
2
Plaintiff’s doctor instructed him to avoid taking caffeine products
3
and engage in a regular exercise program.
4
2013, Plaintiff denied any migraine symptoms.
5
December 2013, Plaintiff acknowledged that he continues to use
6
caffeine and energy drinks on a daily basis, but reported that his
7
migraines were being controlled by Naproxen.
(AR 189).
188).
In October
(AR 191).
In
(AR 195).
8
9
In
January
and
March
2014,
Plaintiff
acknowledged
still
10
consuming caffeine and energy drinks daily, but did not report any
11
migraine symptoms.
12
Plaintiff reiterated that his migraine headaches are controlled
13
with Naproxen.
14
to be used as needed.
15
reported
16
medications.
17
prescribed.
18
tablet as early as possible after onset of a migraine attack, which
19
may be repeated after two hours if the headache returns, not to
20
exceed 200mg in a 24-hour period.
21
Plaintiff did not report any migraine attacks, but acknowledged
22
continuing to use caffeine and energy drinks.
23
neurological examination was normal.
(AR 198, 221, 224, 229-30).
(AR 229).
that
his
On March 20, 2014,
Relpax (eletriptan) was also prescribed
(AR 231, 237).
migraine
In October 2014, Plaintiff
symptoms
were
controlled
with
(AR 281).
Relpax was discontinued and Imitrex
(AR 281, 283).
Plaintiff was advised to take one 50mg
(AR 286).
In November 2014,
(AR 287-89).
A
(AR 289).
24
25
In March and July 2015, Plaintiff asserted that his migraines
26
were
controlled
with
Imitrex.
(AR
27
neurological examination was normal.
28
2015, Plaintiff reported that his migraine symptoms, which he
4
290,
292,
298,
(AR 292, 309).
309).
A
In December
1
described as “moderate,” are chronic and occur randomly.
2
He further acknowledged that the symptoms are usually relieved with
3
Imitrex.
4
migrainosus,
5
concluding
6
management.”2
(AR 302).
His doctor diagnosed migraine without status
not
that
(AR 302).
intractable,
it
was
unspecified
“fairly
migraine
controlled
with
type,
current
(AR 302, 304) (emphasis added).
7
8
9
On April 10, 2014, Steven B. Gerber, M.D., performed an
internal medicine evaluation at the request of the Agency.
(AR
10
205-09). Plaintiff reported experiencing headaches for many years,
11
asserting that they now occur two to three times weekly, lasting
12
for up to two days.
13
accompanies by nausea and vomiting, but no visual disturbances.
14
(AR 205).
15
chocolate, wine, and cheese, and are relieved with medications.
16
(AR 205).
17
09).
18
migraine
19
neurologic examination today.”
20
can
21
frequently; stand, walk, or sit for six hours in an eight-hour day;
(AR 205).
The headaches are occasionally
Plaintiff stated that the migraines are triggered by
A neurological examination was unremarkable.
(AR 208-
Dr. Gerber concluded that while Plaintiff has a history of
lift
headaches,
or
carry
Dr.
Gerber
twenty
observed
(AR 209).
pounds
“no
abnormalities
on
He opined that Plaintiff
occasionally
and
ten
pounds
22
23
24
25
26
27
28
Cf.
(last visited March 8, 2018) (“Intractable migraine, also called
refractory migraine and/or status migrainosus, is the medical term
used to describe a persistent migraine that is either 1) difficult
to treat or b) fails to respond to standard and/or aggressive
treatments.”).
2
5
1
and should avoid concentrated exposure to dust and fumes.
2
(AR
209).
3
4
C.
State Agency Consultant
5
6
On
April
24,
2014,
Jerry
Thomas,
M.D.,
a
state
agency
7
consultant, reviewed all the available evidence in the medical
8
file.
9
regarding his symptoms were not consistent with the preponderance
(AR 56-64).
Dr. Thomas opined that Plaintiff’s statements
10
of evidence in the file.
(AR 61).
He concluded that Plaintiff
11
can occasionally lift twenty pounds, frequently lift ten pounds;
12
stand, walk, or sit six hours in an eight-hour workday; and should
13
avoid even moderate exposure to fumes, odors, dusts, or gasses.
14
(AR 61-62).
15
16
IV.
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THE FIVE-STEP SEQUENTIAL EVALUATION PROCESS
18
19
To
qualify
for
disability
benefits,
a
claimant
must
20
demonstrate a medically determinable physical or mental impairment
21
that prevents the claimant from engaging in substantial gainful
22
activity and that is expected to result in death or to last for a
23
continuous period of at least twelve months.
24
157 F.3d 715, 721 (9th Cir. 1998) (citing 42 U.S.C. § 423(d)(1)(A)).
25
The impairment must render the claimant incapable of performing
26
work
27
employment that exists in the national economy.
previously
performed
or
any
28
6
other
Reddick v. Chater,
substantial
gainful
Tackett v. Apfel,
1
180
F.3d
1094,
2
1098
(9th
Cir.
1999)
(citing
42
U.S.C.
§ 423(d)(2)(A)).
3
4
To decide if a claimant is entitled to benefits, an ALJ
5
conducts a five-step inquiry.
6
20 C.F.R. §§ 404.1520, 416.920.
The
steps are:
7
8
(1)
9
activity?
10
11
Is the claimant presently engaged in substantial gainful
If so, the claimant is found not disabled.
If
not, proceed to step two.
(2)
Is
the
claimant’s
impairment
12
claimant is found not disabled.
13
severe?
If
not,
the
three.
14
(3)
If so, proceed to step
Does the claimant’s impairment meet or equal one of the
15
specific impairments described in 20 C.F.R. Part 404,
16
Subpart P, Appendix 1?
17
disabled.
18
(4)
If so, the claimant is found
If not, proceed to step four.
Is the claimant capable of performing his past work? If
19
so, the claimant is found not disabled.
20
to step five.
21
(5)
If not, proceed
Is the claimant able to do any other work?
22
claimant is found disabled.
23
If not, the
If so, the claimant is found
not disabled.
24
25
Tackett, 180 F.3d at 1098-99; see also Bustamante v. Massanari,
26
262 F.3d 949, 953-54 (9th Cir. 2001); 20 C.F.R. §§ 404.1520(b)-
27
(g)(1), 416.920(b)-(g)(1).
28
7
1
The claimant has the burden of proof at steps one through four
2
and
the
3
Bustamante, 262 F.3d at 953-54.
4
affirmative duty to assist the claimant in developing the record
5
at every step of the inquiry.
6
claimant meets his or her burden of establishing an inability to
7
perform past work, the Commissioner must show that the claimant
8
can perform some other work that exists in “significant numbers”
9
in
the
Commissioner
national
has
economy,
the
burden
of
at
step
five.
Additionally, the ALJ has an
Id. at 954.
taking
proof
into
If, at step four, the
account
the
claimant’s
10
residual functional capacity (“RFC”), age, education, and work
11
experience.
12
721; 20 C.F.R. §§ 404.1520(g)(1), 416.920(g)(1).
13
may do so by the testimony of a VE or by reference to the Medical-
14
Vocational Guidelines appearing in 20 C.F.R. Part 404, Subpart P,
15
Appendix 2 (commonly known as “the grids”).
16
240 F.3d 1157, 1162 (9th Cir. 2001).
17
exertional (strength-related) and non-exertional limitations, the
18
Grids are inapplicable and the ALJ must take the testimony of a
19
vocational expert (“VE”).
20
Cir. 2000) (citing Burkhart v. Bowen, 856 F.2d 1335, 1340 (9th Cir.
21
1988)).
Tackett, 180 F.3d at 1098, 1100; Reddick, 157 F.3d at
The Commissioner
Osenbrock v. Apfel,
When a claimant has both
Moore v. Apfel, 216 F.3d 864, 869 (9th
22
23
V.
24
THE ALJ’S DECISION
25
26
The ALJ employed the five-step sequential evaluation process
27
and concluded that Plaintiff was not disabled within the meaning
28
of the Social Security Act.
(AR 31).
8
At step one, the ALJ found
1
that Plaintiff has not engaged in substantial gainful activity
2
since December 30, 2013, the application date.
3
two, the ALJ found that Plaintiff’s migraine headaches, asthma,
4
hypertension, hyperlipidemia/dyslipidemia, and clinical obesity
5
are severe impairments. (AR 25). At step three, the ALJ determined
6
that Plaintiff does not have an impairment or combination of
7
impairments that meet or medically equal the severity of any of
8
the listings enumerated in the regulations.
(AR 25).
At step
(AR 25).
9
10
The ALJ then assessed Plaintiff’s RFC and concluded that he
11
can perform light work, as defined in 20 C.F.R. § 416.967(b),3
12
except that Plaintiff is limited to “no exposure to dusts or fumes
13
as defined in the DOT and no hazards as defined in the DOT.”
14
25).
15
performing
16
Alternatively, based on Plaintiff’s RFC, age, education, work
17
experience and the VE’s testimony, the ALJ determined at step five
18
that there are jobs that exist in significant numbers in the
19
national
20
assembler/small
21
22
23
24
25
26
27
28
(AR
At step four, the ALJ found that Plaintiff is capable of
past
relevant
economy
that
products,
work
as
a
Plaintiff
inspector,
telemarketer.
can
and
(AR
29).
perform,
including
marker.
(AR
30).
“Light work involves lifting no more than 20 pounds at a time
with frequent lifting or carrying of objects weighing up to 10
pounds. Even though the weight lifted may be very little, a job
is in this category when it requires a good deal of walking or
standing, or when it involves sitting most of the time with some
pushing and pulling of arm or leg controls.
To be considered
capable of performing a full or wide range of light work, you must
have the ability to do substantially all of these activities. If
someone can do light work, we determine that he or she can also do
sedentary work, unless there are additional limiting factors such
as loss of fine dexterity or inability to sit for long periods of
time.” 20 C.F.R. § 416.967(b).
3
9
1
Accordingly,
the
ALJ
found
that
Plaintiff
was
not
under
a
2
disability, as defined by the Social Security Act, at any time
3
since December 30, 2013, the application date.
(AR 31).
4
5
VI.
6
STANDARD OF REVIEW
7
8
9
Under 42 U.S.C. § 405(g), a district court may review the
Commissioner’s decision to deny benefits.
The court may set aside
10
the Commissioner’s decision when the ALJ’s findings are based on
11
legal error or are not supported by substantial evidence in the
12
record as a whole.
13
2014) (citing Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050,
14
1052 (9th Cir. 2006)); Auckland v. Massanari, 257 F.3d 1033, 1035
15
(9th Cir. 2001) (citing Tackett, 180 F.3d at 1097); Smolen v.
16
Chater, 80 F.3d 1273, 1279 (9th Cir. 1996) (citing Fair v. Bowen,
17
885 F.2d 597, 601 (9th Cir. 1989)).
Garrison v. Colvin, 759 F.3d 995 (9th Cir.
18
19
“Substantial evidence is more than a scintilla, but less than
20
a preponderance.”
21
Chater, 112 F.3d 1064, 1066 (9th Cir. 1997)).
22
evidence which a reasonable person might accept as adequate to
23
support a conclusion.”
24
Smolen,
25
evidence supports a finding, the court must “ ‘consider the record
26
as a whole, weighing both evidence that supports and evidence that
27
detracts from the [Commissioner’s] conclusion.’ ”
28
F.3d at 1035 (citing Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir.
80
F.3d
Reddick, 157 F.3d at 720 (citing Jamerson v.
at
It is “relevant
Id. (citing Jamerson, 112 F.3d at 1066;
1279).
To
10
determine
whether
substantial
Auckland, 257
1
1993)).
If the evidence can reasonably support either affirming
2
or reversing that conclusion, the court may not substitute its
3
judgment for that of the Commissioner.
4
21 (citing Flaten v. Sec’y, 44 F.3d 1453, 1457 (9th Cir. 1995)).
Reddick, 157 F.3d at 720-
5
6
VII.
7
DISCUSSION
8
9
Plaintiff contends that the ALJ erred for the following two
10
reasons: (1) the ALJ impermissibly rejected the opinions of his
11
treating physician; and (2) the ALJ impermissibly found Plaintiff’s
12
testimony not credible.
(Dkt. No. 19 at 3-15).
13
14
A.
15
The ALJ’s Reasons for Discrediting Plaintiff’s Subjective
Symptom Testimony Were Specific, Clear and Convincing
16
17
Plaintiff asserted that he is unable to work due to chronic
18
asthma and chronic migraine headaches.4
19
that he gets migraines three to four times a week, which can last
20
up to a day or two.
21
but he has mixed results.
22
headache not as severe or as long, but a lot of times it really
23
doesn’t have a great effect.”
(AR 42).
(AR 135).
He testified
He takes Imitrex for his migraines,
(AR 41).
“Sometimes it will make the
(AR 41).
Sometimes, he does not
24
25
26
27
28
The ALJ accommodated Plaintiff’s asthma by restricting him to “no
exposure to dust or fumes . . . and no hazards.”
(AR 25).
Plaintiff does not dispute the ALJ’s finding in this regard. (See
generally Dkt. No. 19 at 11-15).
4
11
1
take the Imitrex because he doesn’t “feel it really works.”
2
(AR
47).
3
4
When assessing a claimant’s credibility regarding subjective
5
pain or intensity of symptoms, the ALJ must engage in a two-step
6
analysis.
7
First, the ALJ must determine if there is medical evidence of an
8
impairment that could reasonably produce the symptoms alleged.
9
Garrison, 759 F.3d at 1014.
Trevizo v. Berryhill, 874 F.3d 664, 678 (9th Cir. 2017).
“In this analysis, the claimant is
10
not required to show that her impairment could reasonably be
11
expected to cause the severity of the symptom she has alleged; she
12
need only show that it could reasonably have caused some degree of
13
the symptom.”
14
must a claimant produce objective medical evidence of the pain or
15
fatigue itself, or the severity thereof.”
Id. (emphasis in original) (citation omitted).
“Nor
Id. (citation omitted).
16
17
If the claimant satisfies this first step, and there is no
18
evidence of malingering, the ALJ must provide specific, clear and
19
convincing reasons for rejecting the claimant’s testimony about
20
the symptom severity.
21
see also Smolen, 80 F.3d at 1284 (“[T]he ALJ may reject the
22
claimant’s testimony regarding the severity of her symptoms only
23
if he makes specific findings stating clear and convincing reasons
24
for doing so.”); Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883
25
(9th Cir. 2006) (“[U]nless an ALJ makes a finding of malingering
26
based on affirmative evidence thereof, he or she may only find an
27
applicant
28
credibility and stating clear and convincing reasons for each.”).
not
Trevizo, 874 F.3d at 678 (citation omitted);
credible
by
making
12
specific
findings
as
to
1
“This is not an easy requirement to meet: The clear and convincing
2
standard is the most demanding required in Social Security cases.”
3
Garrison, 759 F.3d at 1015 (citation omitted).
4
5
6
In discrediting the claimant’s subjective symptom testimony,
the ALJ may consider the following:
7
8
(1) ordinary techniques of credibility evaluation, such
9
as
the
claimant’s
reputation
11
other testimony by the claimant that appears less than
12
candid;
13
failure to seek treatment or to follow a prescribed
14
course
15
activities.
unexplained
treatment;
or
and
(3)
the
prior
inconsistent
of
concerning
lying,
10
(2)
statements
for
symptoms,
inadequately
the
and
explained
claimant’s
daily
16
17
Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (citation
18
omitted).
19
conduct, or internal contradictions in the claimant’s testimony,
20
also may be relevant.
21
Cir. 2014); Light v. Soc. Sec. Admin., 119 F.3d 789, 792 (9th Cir.
22
1997).
23
treating and examining physicians regarding, among other matters,
24
the functional restrictions caused by the claimant’s symptoms.
25
Smolen, 80 F.3d at 1284; accord Burrell, 775 F.3d at 1137. However,
26
it is improper for an ALJ to reject subjective testimony based
27
“solely” on its inconsistencies with the objective medical evidence
Inconsistencies between a claimant’s testimony and
Burrell v. Colvin, 775 F.3d 1133, 1137 (9th
In addition, the ALJ may consider the observations of
28
13
1
presented.
Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1227
2
(9th Cir. 2009) (citation omitted).
3
4
Further, the ALJ must make a credibility determination with
5
findings that are “sufficiently specific to permit the court to
6
conclude that the ALJ did not arbitrarily discredit claimant’s
7
testimony.”
8
2008) (citation omitted); see Brown-Hunter v. Colvin, 806 F.3d 487,
9
493 (9th Cir. 2015) (“A finding that a claimant’s testimony is not
10
credible must be sufficiently specific to allow a reviewing court
11
to conclude the adjudicator rejected the claimant’s testimony on
12
permissible grounds and did not arbitrarily discredit a claimant’s
13
testimony regarding pain.”) (citation omitted).
14
interpretation of a claimant’s testimony may not be the only
15
reasonable one, if it is supported by substantial evidence, “it is
16
not [the court’s] role to second-guess it.”
17
261 F.3d 853, 857 (9th Cir. 2001).
Tommasetti v. Astrue, 533 F.3d 1035, 1039 (9th Cir.
Although an ALJ’s
Rollins v. Massanari,
18
19
The ALJ provided multiple, specific, clear, and convincing
20
reasons
to
find
Plaintiff’s
complaints
of
disabling
21
headaches only partially credible.
22
sufficient to support the Commissioner’s decision.
(AR 23).
migraine
These reasons are
23
24
The
ALJ
found
that
Plaintiff’s
claims
of
debilitating
25
migraines, occurring three to four times a week and lasting up to
26
a day or two, were belied by treatment notes, which indicated that
27
his migraines were moderate and "random".
28
in December 2015, Plaintiff reported that his migraines, while
14
(AR 26, 29).
Indeed,
1
chronic, are “moderate” and occur only randomly.
(AR 302; accord
2
id. 28).
3
basis
4
Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1161 (9th
5
Cir. 2008); see SSR 16-3p, at *5 (“objective medical evidence is a
6
useful indicator to help make reasonable conclusions about the
7
intensity and persistence of symptoms, including the effects those
8
symptoms
9
activities”).
“Contradiction with the medical record is a sufficient
for
rejecting
may
have
on
the
claimant’s
the
ability
subjective
to
perform
testimony.”
work-related
10
11
In contrast to his testimony that Imitrex does not work,
12
Plaintiff consistently reported to his treating doctors that his
13
migraines, when they did occur, were controlled with medication.
14
(AR 188, 229, 231, 237, 281, 283, 290, 292, 298, 302, 304, 309;
15
accord id. 26-27, 28, 29).
16
effectively with medication are not disabling for the purpose of
17
determining eligibility for SSI benefits.”
18
Sec. Admin., 439 F.3d 1001, 1006 (9th Cir. 2006).
19
acknowledgment that he achieved “fair relief” of his headaches
20
through over-the-counter medications and were “controlled” with
21
prescription medications (AR 229, 281; accord id. 27) indicates
22
that
23
suggested.
24
infer that claimant’s pain “was not as all-disabling as he reported
25
in light of the fact that he did not seek an aggressive treatment
26
program”).
his
migraines
were
“Impairments that can be controlled
not
as
Warre v. Comm’r of Soc.
disabling
as
Plaintiff’s
his
testimony
See Tommasetti, 553 F.3d at 1039-40 (ALJ may properly
27
28
15
1
Plaintiff’s
migraines
were
addressed
with
conservative
2
treatment.
3
(“[E]vidence of conservative treatment is sufficient to discount a
4
claimant’s
5
(citation omitted); Meanel v. Apfel, 172 F.3d 1111, 1114 (9th Cir.
6
1999),
7
experienced pain approaching the highest level imaginable was
8
inconsistent with the ‘minimal, conservative treatment’ that she
9
received.”).
as
See Parra v. Astrue, 481 F.3d 742, 751 (9th Cir. 2007)
testimony
amended
regarding
(June
22,
severity
1999)
of
an
(“Meanel’s
impairment.”)
claim
that
she
The ALJ noted that Plaintiff was advised to control
10
his migraines merely by avoiding caffeine products and engaging in
11
regular exercise.
12
continued to consume caffeine, against the advice of this doctor.
13
(AR 195, 198, 221, 224, 229-30, 287-89; accord id. 27).
14
of noncompliance with a treatment regimen may properly be weighed
15
against a claimant’s credibility.
(AR 189; accord id. 26).
Plaintiff, however,
Instances
Trevizo, 874 F.3d at 681.
16
17
Plaintiff’s claims of debilitating symptoms were contradicted
18
by
clinical
tests.
Multiple
neurological
examinations
19
unremarkable.
20
inconsistencies with the objective medical evidence cannot be the
21
sole ground for rejecting a claimant’s subjective testimony, it is
22
a factor that the ALJ may consider when evaluating credibility.
23
Bray, 554 F.3d at 1227; Burch v. Barnhart, 400 F.3d 676, 681 (9th
24
Cir. 2005); Rollins, 261 F.3d at 857.
(AR 208-09, 289, 292, 309; accord id. 27).
were
While
25
26
Finally,
Plaintiff’s
allegations
were
internally
27
inconsistent.
28
inconsistencies in the claimant’s testimony); Burch, 400 F.3d at
See 20 C.F.R. § 416.929(c)(4) (ALJ may consider
16
1
680 (“an ALJ may engage in ordinary techniques of credibility
2
evaluation,
3
testimony”).
4
application that he stopped working in 2009 due to chronic asthma
5
and chronic migraines, he testified that he stopped working in 2009
6
due to substance abuse issues and did not become sober until 2013.
7
(Compare AR 40, 114, 135, 205, with id. 50).
8
properly infer that “[Plaintiff’s] disability allegations are also
9
somewhat
such
as . . .
While
diminished
inconsistencies
Plaintiff
given
his
asserted
testimony
in
in
claimant’s
his
disability
Thus, the ALJ could
that
his
sparse
work
10
history is due to past substance abuse.
This raises the question
11
as to whether [Plaintiff’s] continued unemployment is actually due
12
to his medical condition.”
(AR 26).
13
14
In
sum,
the
ALJ
offered
clear
and
convincing
reasons,
15
supported by substantial evidence in the record, for his adverse
16
credibility findings.
17
supports the ALJ’s assessment of Plaintiff’s credibility, no remand
18
is required.
Accordingly, because substantial evidence
19
20
B.
21
The ALJ Provided Specific And Legitimate Reasons For Rejecting
Dr. Bleakley’s Opinions
22
23
Plaintiff contends that the ALJ failed to properly evaluate
24
the
opinions
of
Dennis
Bleakley,
M.D.,
25
limitations from his migraine headaches.
regarding
Plaintiff’s
(Dkt. No. 19 at 3-11).
26
27
28
“To
reject
an
uncontradicted
opinion
of
a
treating
or
examining doctor, an ALJ must state clear and convincing reasons
17
1
that are supported by substantial evidence.”
2
427 F.3d 1211, 1216 (9th Cir. 2005); see Lester v. Chater, 81 F.3d
3
821, 830 (9th Cir. 1995), as amended (Apr. 9, 1996) (“As is the
4
case with the opinion of a treating physician, the Commissioner
5
must provide ‘clear and convincing’ reasons for rejecting the
6
uncontradicted
7
treating or examining doctor’s opinion is contradicted by another
8
doctor’s opinion, an ALJ may only reject it by providing specific
9
and legitimate reasons that are supported by substantial evidence.”
10
Bayliss, 427 F.3d at 1216; see Lester, 81 F.3d at 830-31 (“And like
11
the opinion of a treating doctor, the opinion of an examining
12
doctor,
13
rejected for specific and legitimate reasons that are supported by
14
substantial evidence in the record.”).
15
conflicting medical opinions, an ALJ may reject an opinion that is
16
conclusory, brief, and unsupported by clinical findings.
17
427 F.3d at 1216; Tonapetyan v. Halter, 242 F.3d 1144, 1149 (9th
18
Cir. 2001).
even
opinion
if
of
an
contradicted
examining
by
Bayliss v. Barnhart,
physician.”).
another
doctor,
can
“If
only
a
be
Further, when weighing
Bayliss,
19
20
On
March
20,
2014,
Dr.
Bleakley,
Plaintiff’s
treating
21
physician, completed a Migraine Headache Form at the request of
22
the Agency.
23
migraines occur two-to-three times weekly and last for a day.
24
202).
25
throbbing, and pulsing.
26
“fair” response to his medications, but that his migraines would
27
interfere with his ability to work, causing him to miss two-to-
28
three days of work per week.
(AR 202).
He reported that Plaintiff’s bitemporal
(AR
Plaintiff’s symptoms include nausea, vomiting, photophobia,
(AR 202).
He opined that Plaintiff has a
(AR 202).
18
1
On November 6, 2014, Dr. Bleakley completed a Physical RFC
2
Questionnaire at the request of Plaintiff.
3
that Plaintiff’s prognosis was “good with treatment.”
4
Plaintiff’s migraine pain, which he characterized as 10/10, is
5
accompanied by nausea and photophobia, and is triggered by certain
6
foods.
7
neurological
8
migraines are relieved if Plaintiff takes Imitrex at the outset of
9
an attack.
(AR 242).
(AR 242-46).
He opined
(AR 242).
Nevertheless, Dr. Bleakley acknowledged that a
examination
was
(AR 242-43).
“normal”
and
that
Plaintiff’s
He opined that Plaintiff’s migraines
10
cause frequent interruptions with concentration and attention and
11
a marked limitation in Plaintiff’s ability to cope with work
12
stresses.
13
Plaintiff has a migraine, he would be able to sit or stand only
14
five minutes continuously and less than two hours during an eight-
15
hour workday, and can lift less than ten pounds.
16
opined that Plaintiff would have good days and bad days and would
17
likely miss more than three days a month due to his migraines.
18
246).
(AR 243-44).
Dr. Bleakley also concluded that when
(AR 244-45).
He
(AR
19
20
The
ALJ
gave
“little
weight”
to
Dr.
Bleakley’s
opinions
21
because they were internally inconsistent, contrary to his own
22
treatment
23
Plaintiff’s
24
opinions
25
consultant.
26
reasons, supported by substantial evidence, for rejecting Dr.
27
Bleakley’s opinions.
notes,
of
unsupported
subjective
the
clinical
allegations,
consultative
(AR 28).
by
and
examiner
testing,
based
contradicted
by
and
the
state
on
the
agency
The ALJ has provided specific and legitimate
28
19
1
Dr. Bleakley’s opinion that Plaintiff suffers from significant
2
functional
limitations
3
inconsistent
4
prognosis is “good with treatment” and “relieved by Imitrex if
5
taken at onset.”
6
Internal inconsistencies and ambiguities within a doctor’s opinion
7
provide specific and legitimate reasons for an ALJ to reject the
8
opinion.
9
Admin., 169 F.3d 595, 603 (9th Cir. 1999).
with
Dr.
due
to
Bleakley’s
his
migraine
observation
headaches
that
is
Plaintiff’s
(Compare AR 202, 244-46, with id. 242-43).
Rollins; 261 F.3d at 856; Morgan v. Comm’r of Soc. Sec.
Plaintiff contends that
10
“[t]he fact that Imitrex[ ] relieves the symptoms at onset does
11
not mean that [Plaintiff] experiences no symptoms at all.”
12
No. 19 at 6). However, the ALJ is not questioning whether Plaintiff
13
suffers from any migraine symptoms.
14
that someone whose prognosis is good and whose migraine symptoms
15
are relieved with medication would be incapable of performing any
16
work.
(Dkt.
Instead, the ALJ was skeptical
17
18
Dr. Bleakley’s opinion is also belied by his own treatment
19
notes.
“A
20
provider’s opinions may constitute an adequate reason to discredit
21
the opinions of a treating physician or another treating provider.”
22
Ghanim,
23
indicate
24
Imitrex.
25
migraine headaches occur only randomly, are relieved by Imitrex,
26
and are “fairly controlled” with the current treatment regimen.
27
(AR 302, 304).
28
status
763
conflict
F.3d
that
at
between
1161.
Plaintiff’s
(AR 281, 290).
treatment
Dr.
notes
Bleakley’s
symptoms
are
and
a
treatment
being
treating
records
controlled
with
Dr. Bleakley observed that Plaintiff’s
Further, Dr. Bleakley diagnosed migraine without
migrainosus,
not
intractable,
20
which
indicates
that
1
Plaintiff’s migraines are responding to treatment.
2
issue is not whether Plaintiff experiences migraine headaches.
3
Instead,
4
uncontrollable, such that Plaintiff is precluded from all work
5
capacities.
6
medication
7
eligibility for SSI benefits.”
it
is
whether
the
headaches,
when
(AR 304).
they
occur,
The
are
“Impairments that can be controlled effectively with
are
not
disabling
for
the
purpose
of
determining
Warre, 439 F.3d at 1006.
8
9
Dr. Bleakley’s opinions are also unsupported by clinical
10
testing.
“[A]n ALJ may discredit treating physicians’ opinions
11
that are conclusory, brief, and unsupported by the record as a
12
whole or by objective medical findings.”
13
Sec.
14
omitted).
15
specific
16
limited.”
17
supports Dr. Bleakley’s opinion that Plaintiff can only lift less
18
than ten pounds and is incapable of sitting or standing more than
19
two hours in an eight-hour workday.
20
testing performed was largely unremarkable.
Admin.,
359
F.3d
1190,
1195
Batson v. Comm'r of Soc.
(9th
Cir.
2004)
(citation
As the ALJ found, “Dr. Bleakley does not provide any
explanations
(AR 28).
for
why
[Plaintiff]
is
so
functionally
Indeed, there is nothing in the record that
To the contrary, the clinical
(AR 289, 292, 309).
21
22
The
ALJ
properly
concluded
that
“Dr.
Bleakley
took
23
[Plaintiff’s] subjective allegations at face value and merely
24
reiterated
25
assertions regarding [Plaintiff’s] ability to work.”
26
ALJ may reject a treating physician’s opinion if it is based to a
27
large extent on a claimant’s self-reports that have been properly
28
discounted as incredible.”
those
allegations
in
his
reports
when
making
his
(AR 28).
“An
Tommasetti, 533 F.3d at 1041 (citation
21
1
omitted).
As discussed above, the ALJ’s rejection of Plaintiff’s
2
subjective complaints was supported by substantial evidence. Here,
3
given that Plaintiff’s allegations of disabling symptoms from his
4
migraine
5
appears that Dr. Bleakley’s opinions were based to a large extend
6
on Plaintiff’s self-reports and were, therefore, properly rejected
7
by the ALJ.
attacks
are
otherwise
unsupported
in
the
record,
it
8
9
These findings provide a specific and legitimate basis for
10
the ALJ to discount Dr. Bleakley’s opinions in favor of other
11
opinions.
12
be better supported by the evidence and more consistent with the
13
record as a whole.
14
Bleakley’s
15
consultative examiner and the state agency consultant.
16
and Thomas opined that Plaintiff is capable of “light” exertion,
17
with no concentrated exposure to dust or fumes.
18
The ALJ found that these opinions were consistent with the medical
19
record and gave them great weight.
20
the consultative examiner included “detailed clinical findings and
21
narratives explaining and supporting the examiner’s medical opinion
22
and
23
consultative
24
substantial
25
Stubbs-Danielson v. Astrue, 539 F.3d 1169, 1174 (9th Cir. 2008);
26
see
27
opinion alone constitutes substantial evidence, because it rests
28
on his own independent examination of [the claimant].”).
The ALJ properly found other opinions in the record to
opinions
functional
See Tonapetyan, 242 F.3d at 1149.
were
assessment.”
examiner
evidence
Tonapetyan,
contradicted
242
and
in
support
F.3d
at
28).
agency
of
1149
22
the
(AR 28).
(AR
state
by
the
opinions
Dr.
of
the
Drs. Gerber
(AR 61-62, 209).
He emphasized that
The
opinions
consultant
ALJ’s
RFC
(“[Consultative
of
a
constitute
assessment.
examiner’s]
1
In sum, the ALJ provided specific and legitimate reasons,
2
supported by substantial evidence in the record, for giving Dr.
3
Bleakley’s
4
substantial
5
Bleakley’s opinions, no remand is required.
opinions
evidence
little
weight.
supports
the
Accordingly,
ALJ’s
assessment
because
of
Dr.
6
7
VIII.
8
CONCLUSION
9
10
Consistent with the foregoing, IT IS ORDERED that Judgment be
11
entered AFFIRMING the decision of the Commissioner.
The Clerk of
12
the Court shall serve copies of this Order and the Judgment on
13
counsel for both parties.
14
15
DATED:
March 13, 2018
16
/S/
__________
SUZANNE H. SEGAL
UNITED STATES MAGISTRATE JUDGE
17
18
19
20
21
THIS DECISION IS NOT INTENDED FOR PUBLICATION
LEXIS/NEXIS OR ANY OTHER LEGAL DATABASE.
22
23
24
25
26
27
28
23
IN
WESTLAW,
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