United States of America v. Michel Cordon Bleu, Inc. et al

Filing 41

CONSENT DECREE OF PERMANENT JUDGMENT by Judge R. Gary Klausner Related to: First NOTICE OF MOTION AND MOTION to Approve Consent Judgment 38 . ( MD JS-6. Case Terminated ) (SEE ORDER FOR SPECIFICS) (bp)

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1 2 3 4 5 6 7 8 9 10 11 CHAD A. READLER Acting Assistant Attorney General ETHAN DAVIS Deputy Assistant Attorney General GUSTAV W. EYLER Acting Director MONICA C. GROAT Trial Attorney Consumer Protection Branch U.S. Dept. of Justice 450 Fifth Street, N.W., 6th Floor, South Washington, DC 20001 Telephone: (202) 532-4218 Facsimile: (202) 514-8742 E-mail: Monica.C.Groat@usdoj.gov JS-6 Attorneys for Plaintiff UNITED STATES OF AMERICA 12 UNITED STATES DISTRICT COURT 13 FOR THE CENTRAL DISTRICT OF CALIFORNIA 14 WESTERN DIVISION 2:17-cv-07273-RGK-AS No. -----------------------------2:17-cv-27273-RGK(AS) 15 16 17 18 19 20 UNITED STATES OF AMERICA, Plaintiff, [PROPOSED] CONSENT DECREE OF PERMANENT INJUNCTION v. Before the Honorable R. Gary Klausner, United States District Judge MICHEL G. BLANCHET, Defendant. 21 22 Plaintiff, the United States of America (the “United States”), by its undersigned 23 attorneys, having filed a complaint for injunctive relief (the “Complaint”) against Michel 24 G. Blanchet (“Defendant”), and Defendant having appeared, filed an answer, and 25 consented to entry of this Consent Decree of Permanent Injunction (“Decree”) without 26 contest and before any testimony has been taken, and solely for the purposes of 27 settlement, and the United States having consented to this Decree; 28 IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that: 1 1 2 3 4 5 1. This Court has jurisdiction over the subject matter and all parties to this action. 2. The Complaint states a cause of action against Defendant under the Federal Food, Drug, and Cosmetic Act, 21 U.S.C. § 301, et seq. (the “Act”). 3. The Complaint alleges that Defendant violates the Act, 21 U.S.C. § 331(a), 6 by causing to be introduced or delivered for introduction into interstate commerce food, 7 within the meaning of 21 U.S.C. § 321(f), namely fish or fishery products, that are 8 adulterated within the meaning of 21 U.S.C. § 342(a)(4), in that they have been prepared, 9 packed, or held under insanitary conditions whereby they may have become 10 11 contaminated with filth or may have been rendered injurious to health. 4. The Complaint alleges that Defendant violates the Act, 21 U.S.C. § 331(k), 12 by causing articles of food within the meaning of 21 U.S.C. § 321(f), namely fish or 13 fishery products, to become adulterated within the meaning of 21 U.S.C. § 342(a)(4) 14 while held for sale after shipment of one or more of its components in interstate 15 commerce. 16 5. Defendant represents that, as of the date of the entry of this Decree, he is 17 not engaged in, either directly or indirectly, receiving, preparing, processing, packing, 18 labeling, holding, and/or distributing fish or fishery products, nor is he causing the 19 receipt, preparation, processing, packing, labeling, holding, and/or distribution of any 20 fish or fishery products. 21 6. “Defendant’s Facility” is defined as any commercial location(s) at or from 22 which Defendant, now or in the future, directly or indirectly receives, prepares, 23 processes, packs, labels, holds, and/or distributes fish or fishery products. 24 7. If Defendant intends to resume, either directly or indirectly, receiving, 25 preparing, processing, packing, labeling, holding, and/or distributing fish or fishery 26 products at or from Defendant’s Facility, or causing any such activities at or from 27 Defendant’s Facility, he shall notify FDA in writing in advance of resuming any such 28 activities. This notice shall identify the type(s) of fish or fishery products Defendant 2 1 intends to receive, prepare, process, pack, label, hold, and/or distribute and his roles and 2 responsibilities in such activities. In addition, if Defendant intends to resume, either 3 directly or indirectly, receiving, preparing, processing, packing, labeling, holding, and/or 4 distributing articles of fish or fishery products at or from Defendant’s Facility, Defendant 5 shall not resume any such activities until Defendant has complied with Paragraph 8(A)- 6 (G) of this Decree, FDA has inspected Defendant’s Facility pursuant to Paragraph 8(H) 7 of this Decree, Defendant has paid the costs of such inspection(s) pursuant to Paragraph 8 8(I) of this Decree, and Defendant has received written notice from FDA, as required by 9 Paragraph 8(J) of this Decree, and shall resume such activities only to the extent 10 11 authorized in FDA’s written notice. 8. Upon entry of this Decree, Defendant and each and all of his officers, 12 agents, employees, representatives, successors, assigns, attorneys, and any and all 13 persons in active concert or participation with any of them (including individuals, 14 directors, corporations, subsidiaries, affiliates, and partnerships) who received actual 15 notice of this Decree by personal service or otherwise is hereby permanently restrained 16 and enjoined, under the provisions of 21 U.S.C. § 332(a), and the inherent equitable 17 authority of this Court, from directly or indirectly receiving, preparing, 18 processing, packing, labeling, holding, and/or distributing fish or fishery products, at or 19 from Defendant’s Facility, unless and until: 20 A. Defendant retains, at his expense, an independent person or persons 21 (the “Expert” or “Experts”) having no personal or financial ties (other than the retention 22 agreement) to Defendant or his family, and who, by reason of background, education, 23 training, and experience, is qualified to assist Defendant in complying with the seafood 24 Hazard Analysis Critical Control Point (“HACCP”) regulations, 21 C.F.R. Part 123. The 25 Expert’s seafood HACCP qualifications shall include, but not be limited to: developing 26 procedures to adequately control for the risk of Listeria monocytogenes (“L. mono”) and 27 C. botulinum (“C. bot.”) toxin formation in Defendants’ seafood; developing adequate 28 written Standard Sanitation Operating Procedures (“SSOPs”), as required by 21 C.F.R. § 3 1 123.11; establishing a Pathogen Control Program, pursuant to Paragraph 8(B)(4), for the 2 genus Listeria (“L. spp.”); and developing and conducting employee training programs 3 on sanitation and pathogen controls, and on complying with this Decree, the Act, and 21 4 C.F.R. Part 123. Defendant shall notify FDA in writing of the name(s) and 5 qualifications of the Expert(s) under Paragraph 8(A) within five (5) calendar days of 6 retaining such expert; 7 B. 8 9 10 The Expert(s), in conjunction with Defendant: (1) Conducts hazard analyses for each type of fish and fishery product Defendant intends to process to identify all food safety hazards reasonably likely to occur, in accordance with 21 C.F.R. § 123.6(a); 11 (2) Develops and submits to FDA adequate written seafood 12 HACCP plans, as explained in 21 C.F.R. Part 123, which include, for each food safety 13 hazard reasonably likely to occur in each of Defendant’s seafood products, critical 14 control points, critical limits, and written corrective action plans addressing deviations 15 from critical limits. Defendant’s seafood HACCP plans must effectively control for all 16 food safety hazards reasonably likely to occur for each type of fish and fishery product 17 that Defendant intends to process, including, but not limited to, C. bot. toxin formation 18 in smoked fish and fishery products; 19 (3) Provides evidence of the adequacy of the critical limits listed in 20 Defendant’s seafood HACCP plans to control for all food safety hazards reasonably 21 likely to occur for each type of fish and fishery product that Defendant intends to 22 process, including, but not limited to, C. bot. toxin formation in smoked fish and fishery 23 products; 24 (4) Develops and submits to FDA adequate written SSOPs, as 25 required by 21 C.F.R. § 123.11, that, at a minimum, ensure on an ongoing basis that 26 Defendant’s Facility and all equipment contained therein are clean, sanitized, and 27 suitable for receiving, preparing, processing, packing, holding, and distributing fish or 28 fishery products, and that Defendant’s operations comply with the Act and its 4 1 implementing regulations; 2 (5) Develops and submits to FDA an effective program (“Pathogen 3 Control Program”) for monitoring and testing, at appropriate frequencies, food-contact 4 surfaces, equipment, and other environmental sites where fish is received, prepared, 5 processed, packed, held, and distributed, up to and including final packaging, and 6 common areas that could be reservoirs for cross-contamination, to ensure that L. spp. is 7 controlled within Defendant’s Facility and that L. mono does not occur in the finished 8 product. Environmental testing shall be performed, in accordance with timetables 9 submitted to and approved in writing by FDA before testing begins, by a qualified, 10 independent laboratory having no personal or financial ties (other than the retention 11 agreement) to Defendant or his family (“the Laboratory”), identified in the Pathogen 12 Control Program. Defendant shall ensure that the Laboratory will perform its analysis in 13 a manner acceptable to FDA. Defendant shall ensure that all of the independent 14 laboratory’s test results are provided to FDA within two (2) calendar days after receipt 15 by Defendant. The Pathogen Control Program must include a plan for remedial action 16 should L. spp. be detected; and 17 18 19 (6) Develops and submits to FDA employee training programs on Defendant’s seafood HACCP plans, the SSOPs, and the Pathogen Control Program; C. FDA has approved, in writing, the seafood HACCP plan(s), SSOPs, 20 Pathogen Control Program, and employee training programs developed by the Expert(s), 21 as specified in Paragraphs 8(B)(1)-(6); 22 23 24 D. Defendant successfully implements the employee training programs developed by the Expert(s) and approved by FDA according to Paragraph 8(C); E. Defendant, at his expense, cleans and sanitizes Defendant’s Facility 25 and equipment and makes improvements, thereby rendering Defendant’s Facility and 26 equipment suitable for receiving, preparing, processing, packing, holding, and 27 distributing fish or fishery products, and Defendant ensures that Defendant’s Facility and 28 equipment will be continuously maintained in a sanitary condition; 5 1 F. Defendant reports to FDA, in writing, the actions he has taken to 2 bring his operations into compliance with this Decree, the Act, and all applicable 3 regulations, including the specific measures Defendant has taken to address each of the 4 deficiencies documented by FDA since January 2016; 5 G. The Expert(s) conduct a comprehensive inspection of Defendant’s 6 Facility and the methods and controls used to receive, prepare, process, pack, hold, and 7 distribute fish or fishery products to determine whether Defendant’s Facility is sanitary 8 and Defendant is fully prepared to operate in compliance with this Decree, the Act, and 9 all applicable regulations. The Expert(s) shall submit all findings, in writing, to 10 Defendant and FDA concurrently, within ten (10) business days of completion of the 11 inspection; 12 H. FDA, if and when it deems necessary to evaluate Defendant’s 13 compliance with the terms of this Decree, the Act, and all applicable regulations, has 14 inspected Defendant’s Facility, including the building, sanitation-related systems, 15 equipment, utensils, articles of food, and relevant records contained therein; 16 I. Defendant pays all costs of inspection, analyses, review, 17 investigations, examination, and supervision for FDA’s oversight with respect to 18 Paragraphs 8(A) through 8(H), at the rates set forth in Paragraph 17 below; and 19 J. FDA notifies Defendant in writing that Defendant appears to be in 20 compliance with the requirements set forth in Paragraphs 8(A) through 8(I) of this 21 Decree, the Act, and its implementing regulations. 22 9. Within thirty (30) calendar days after entry of this Decree, Defendant shall 23 destroy, under FDA’s supervision and pursuant to a destruction plan approved in writing 24 by FDA, all fish and fishery products in Defendant’s custody, control, and/or possession, 25 as of the date this Decree is signed by both parties. 26 10. If Defendant elects to resume operations, after completing the requirements 27 of Paragraph 8, Defendant shall, in consultation with the Expert(s) and outside 28 Laboratory: 6 1 A. Continuously implement the FDA-approved seafood HACCP plans, 2 SSOPs, and Pathogen Control Program. In the event that Defendant or his Expert(s) 3 determines that the FDA-approved Pathogen Control Program needs to be revised, 4 Defendant shall provide proposed changes to FDA in writing at least twenty (20) 5 calendar days prior to their implementation, and shall not implement his proposed 6 changes until FDA approves those changes in writing. Any alternative Pathogen Control 7 Program submitted to FDA shall consist of methods and controls that are shown to 8 FDA’s satisfaction to systemically control organisms such as L. spp. and ensure that L. 9 mono does not occur in finished products; 10 B. Have a randomly-collected, representative sample from every lot of 11 vacuum-packaged, smoked fish product processed from the first production batch of 12 each different type of vacuum-packaged, smoked fishery product tested to ensure that 13 Defendant adheres to the critical limits set forth in the seafood HACCP plan(s) approved 14 by FDA in Paragraph 8(C). If Defendant deviates from the critical limits, he must take 15 corrective actions as specified in his approved seafood HACCP plan(s) under FDA’s 16 supervision, and repeat the testing specified in this Subparagraph until all representative 17 samples comport with the critical limits; 18 C. In addition to the first batch testing requirement in Subparagraph (B) 19 of this Paragraph, have a randomly-collected, representative sample from one lot of each 20 type of vacuum-packaged, smoked fishery product that he processes for each month in 21 the first three (3) months tested to ensure that Defendant adheres to the critical limits set 22 forth in the seafood HACCP plan approved by FDA in Paragraph 8(C). If Defendant has 23 any deviations from the critical limits, he must take corrective actions as specified in his 24 approved seafood HACCP plan and under FDA’s supervision, and repeat the testing 25 specified in this Subparagraph until all representative samples comport with the critical 26 limits; and 27 28 7 1 D. Defendant shall send copies of the results of tests conducted pursuant 2 to Subparagraphs (B)-(C) of this Paragraph to FDA within two (2) calendar days after 3 receipt by Defendant. 4 11. If, after notifying FDA of the name of the Laboratory retained to conduct 5 sample collection and analyses in the Pathogen Control Program, Defendant terminates 6 or in any way alters his service contract with the Laboratory, Defendant shall notify FDA 7 within seven (7) calendar days. If Defendant terminates his service contract, Defendant 8 shall provide a copy of the service contract with the new Laboratory to FDA within five 9 (5) business days of execution. At all times while this Decree is in effect, Defendant 10 shall have in place a service agreement with a laboratory to institute the testing required 11 by Pathogen Control Program. 12 12. After receiving notice from FDA pursuant to Paragraph 8(J), Defendant 13 shall not import, receive, prepare, process, pack, hold, label, or distribute any fish or 14 fishery product not identified in a written seafood HACCP plan approved by FDA until 15 Defendant submits for FDA’s review a written seafood HACCP plan for such fish or 16 fishery product and receives FDA’s written approval. In no circumstances shall FDA’s 17 silence be construed as a substitute for written approval. 18 13. If Defendant elects to resume operations, within thirty (30) calendar days 19 after receiving FDA’s notification under Paragraph 8(J), the Expert(s) shall conduct a 20 comprehensive inspection of Defendant’s Facility and the methods and controls used to 21 receive, prepare, process, pack, label, hold, and distribute fish or fishery products to 22 determine whether Defendant is operating in compliance with this Decree, the Act, and 23 all applicable regulations. The Expert(s) shall submit a report documenting all findings 24 to Defendant and FDA concurrently, within ten (10) calendar days after completing the 25 inspection. Thereafter, the Expert(s) shall conduct quarterly audits of Defendant’s 26 Facility for one year, and then one audit every six (6) months for the next two (2) years. 27 Beginning in the fourth year after Defendant resumes operations after completing the 28 requirements of Paragraph 8, the Expert(s) shall conduct inspections of Defendant’s 8 1 Facility annually unless FDA informs Defendant in writing that more frequent expert 2 inspections and reporting are required. 3 A. During each inspection of Defendant’s Facility conducted by the 4 Expert(s), the Expert(s) shall verify that Defendant’s Facility and the methods and 5 controls Defendant uses to receive, prepare, process, pack, label, hold, and distribute fish 6 or fishery products are in compliance with the requirements of this Decree, the Act, and 7 its implementing regulations, and shall certify such in the Expert’s report submitted to 8 Defendant and FDA concurrently as described in this Paragraph. 9 B. If the Audit Report contains any observations indicating that 10 Defendant is not in compliance with this Decree, the Act, or its implementing 11 regulations, Defendant shall, within fifteen (15) business days after receipt of the 12 Expert’s report, make all necessary corrections, unless FDA notifies Defendant in 13 writing that a shorter timeframe is required or that a longer timeframe is appropriate. 14 14. Defendant, and each and all of his officers, agents, employees, 15 representatives, successors, assigns, attorneys, and any and all persons in active concert 16 or participation with any of them (including individuals, directors, corporations, 17 subsidiaries, affiliates, and partnerships) who receive actual notice of this Decree, are 18 permanently restrained and enjoined under the provisions of 21 U.S.C. § 332(a) from 19 directly or indirectly doing or causing any act that: 20 A. Violates the Act, 21 U.S.C. § 331(a), by introducing or delivering for 21 introduction, or causing to be introduced or delivered for introduction, into interstate 22 commerce, any article of food that is adulterated within the meaning of 21 U.S.C. 23 § 342(a)(4); 24 B. Violates the Act, 21 U.S.C. § 331(k), by causing any article of food 25 to become adulterated under 21 U.S.C. § 342(a)(4) while such article is held for sale 26 after shipment of one or more of its components in interstate commerce; or 27 C. 28 requirements of this Decree. Results in the failure to implement and continuously maintain the 9 1 15. FDA shall be permitted, without prior notice and as and when FDA deems 2 necessary, to make inspections of Defendant’s Facility and, without prior notice, to take 3 any other measures necessary to monitor and ensure continuing compliance with the 4 terms of this Decree, the Act, and its implementing regulations. During the inspections, 5 FDA shall be permitted to have immediate access to buildings, equipment, raw 6 ingredients, in-process and finished articles of food, containers, and packaging material; 7 to take photographs and make video recordings; to take samples of Defendant’s in- 8 process and finished articles of food, containers, and packaging material; and to examine 9 and copy all records related to receiving, processing, manufacturing, preparing, packing, 10 holding, and/or distributing any and all articles of food. The inspections shall be 11 permitted upon presentation of a copy of this Decree and appropriate credentials. The 12 inspection authority granted by this Decree is apart from, and in addition to, the authority 13 to make inspections under the Act, 21 U.S.C. § 374. 14 16. If Defendant elects to resume operations, Defendant shall notify FDA in 15 writing at least fifteen (15) calendar days before any change in ownership, name or 16 character of their business, including reorganization, relocation, dissolution, assignment, 17 or lease or sale of the business or any assets of the business, such as buildings, 18 equipment, or inventory, that may affect compliance with the obligations arising from 19 this Decree. Defendant shall provide any prospective successor or assign with a copy of 20 this Decree at least ten (10) calendar days before the assignment or change in business, 21 and shall provide FDA with an affidavit of compliance with this Paragraph within ten 22 (10) calendar days of providing a copy of this Decree to a prospective successor or 23 assign. 24 17. Defendant shall pay all costs of FDA’s supervision, inspections, 25 investigations, analyses, examinations, and reviews that FDA deems necessary to 26 evaluate Defendant’s compliance with this Decree, at the standard rates prevailing at the 27 time costs are incurred, and Defendant shall make payment in full to FDA within (30) 28 calendar days of receiving written notification from FDA of the costs. As of the date 10 1 that this Decree is signed by the parties, these rates are (i) $93.26 per hour and fraction 2 thereof per representative inspection work, (ii) $111.77 per hour or fraction thereof per 3 representative analytical or review work, (iii) $0.535 per mile for travel by automobile, 4 (iv) the government rate or the equivalent for travel by air or other means, and (v) the 5 published government per diem rate or the equivalent for the areas in which the 6 inspections are performed per representative and per day for subsistence expenses, where 7 necessary. In the event that the standard rates for FDA supervision of Court- 8 ordered compliance are modified, these rates shall be increased or decreased without 9 further order of the Court. 10 18. If, at any time after entry of this Decree, FDA determines, based on the 11 results of an inspection, audit, analysis of a sample, report submitted by the Expert(s), or 12 other information, that Defendant has failed to comply with any provision of this Decree, 13 has violated the Act or its implementing regulations, or that additional corrective actions 14 are necessary to achieve compliance with this Decree, the Act, or its implementing 15 regulations, FDA may, as and when it deems necessary, notify Defendant in writing and 16 order Defendant to take appropriate action, including, but not limited to, ordering 17 Defendant immediately to take one or more of the following actions: 18 19 A. Cease receiving, preparing, processing, packing, labeling, holding, and distributing any fish or fishery products; 20 B. Recall all fish or fishery products that have been distributed and/or 21 are under the custody and control of Defendant’s agents, distributors, customers, or 22 consumers; 23 C. Submit additional samples to a qualified laboratory for analysis; 24 D. Institute or re-implement any of the requirements set forth in this E. Take any other corrective actions as FDA deems necessary to protect 25 26 Decree; and 27 the public health or bring Defendant into compliance with this Decree, the Act, and its 28 implementing regulations. 11 1 The provisions of this Paragraph shall be separate and apart from, and in addition 2 to, all other remedies available to FDA. Defendant shall pay all costs of recalls and 3 other corrective actions, including the costs of FDA’s supervision, inspections, 4 investigations, analyses, examinations, review, travel, and subsistence expenses to 5 implement and monitor recalls and other actions, at the rates specified in Paragraph 17 of 6 this Decree. 7 19. Upon receipt of any order issued by FDA pursuant to Paragraph 18, 8 Defendant shall immediately and fully comply with the terms of the order. Any 9 cessation of operations or other action as described in Paragraph 18 shall be 10 implemented immediately upon notice from FDA and shall continue until Defendant 11 receives written notification from FDA that Defendant appears to be in compliance with 12 the Decree, the Act, and its implementing regulations, and that Defendant may resume 13 operations. After a cessation of operations, and while determining whether Defendant is 14 in compliance with this Decree, the Act, and its implementing regulations, FDA may 15 require Defendant to re-institute or re-implement any of the requirements of this Decree. 16 20. Defendant shall maintain copies of his seafood HACCP plans, along with 17 copies of all records required by such plans, 21 C.F.R. Part 123, and this Decree, at 18 Defendant’s Facility in a location where they are readily available for reference and 19 inspection by FDA. All records required to be kept by Defendant’s seafood HACCP 20 plans, FDA regulations, and this Decree shall be retained for at least three (3) years after 21 the date the records are prepared and shall be presented immediately to FDA 22 investigators upon request. 23 21. If Defendant fails to comply with the provisions of the Act, its 24 implementing regulations, or this Decree, then Defendant shall pay to the United States 25 of America liquidated damages in the sum of three thousand dollars ($3,000) for each 26 day that such violation continues; an additional sum of three thousand dollars ($3,000) in 27 liquidated damages per day for each violation of the Act, its implementing regulations, 28 or this Decree; and a further sum equal to twice the retail value of each shipment of food 12 1 that is adulterated or otherwise in violation of the Act, its implementing regulations, or 2 this Decree. Defendant understands and agrees that the liquidated damages specified in 3 this Paragraph are not punitive in nature and their imposition does not in any way limit 4 the ability of the United States to seek, and this Court to impose, additional civil or 5 criminal penalties based on the conduct that may also be the basis for payment of 6 liquidated damages pursuant to this Paragraph. 7 22. Should the United States bring and prevail in a contempt action to enforce 8 the terms of this Decree, Defendant shall, in addition to other remedies, reimburse the 9 United States for its attorneys’ fees, travel expenses incurred by attorneys and witnesses, 10 expert witness fees, administrative and court costs, investigation and analytical expenses 11 incurred in bringing the contempt action, and any other costs or fees related to the 12 contempt proceedings. 13 23. All decisions specified in this Decree shall be vested in the discretion of 14 FDA and shall be final. If contested, FDA’s decisions under this Decree shall be 15 reviewed by the Court under the arbitrary and capricious standard set forth in 5 U.S.C. 16 § 706(2)(A). Review shall be based exclusively on the written record before the FDA at 17 the time the decision was made. No discovery shall be taken by either party. 18 24. Within ten (10) calendar days after entry of this Decree, Defendant shall 19 provide a copy of this Decree by personal service or certified mail (return receipt 20 requested) to each and all of his officers, agents, employees, representatives, successors, 21 assigns, attorneys, and any and all persons in active concert or participation with any of 22 them (including individuals, directors, corporations, subsidiaries, affiliates, and 23 partnerships). Defendant shall provide to FDA, within thirty (30) calendar days after 24 entry of this Decree, an affidavit stating the fact and manner of compliance with this 25 Paragraph and identifying the names and positions of all persons notified and attaching 26 copies of the executed certified mail return receipts or other proof of service if the 27 Decree was delivered by personal service. 28 25. In the event that Defendant becomes associated with any additional officers, 13 1 agents, employees, representatives, successors, assigns, attorneys, or any additional 2 persons in active concert or participation with any of them (including individuals, 3 directors, corporations, subsidiaries, affiliates, and partnerships) at any time after entry 4 of this Decree, Defendant shall immediately provide a copy of this Decree, by personal 5 service or certified mail (return receipt requested), to such persons. Within ten (10) 6 calendar days after each instance that any Defendant becomes associated with any such 7 person, Defendant shall provide to FDA an affidavit stating the fact and manner of 8 Defendant’s compliance with this Paragraph, identifying the names, addresses, and 9 positions of all persons who received a copy of this Decree pursuant to this Paragraph, 10 11 and attaching a copy of the executed certified mail return receipts. 26. Defendant shall address all communications required under this Decree to 12 the Program Division Director, Division of Human and Animal Food Operations West 5, 13 U.S. Food and Drug Administration, 19701 Fairchild Road, Irvine, California 92612, 14 and shall reference this civil action by case name and civil action number and shall 15 prominently mark “Decree Correspondence” in all such communications. 16 27. This Court retains jurisdiction of this action and the parties hereto for the 17 purpose of enforcing and modifying this Decree and for the purpose of granting such 18 additional relief as may be necessary or appropriate. 19 20 SO ORDERED: 21 Dated this 24th day of May, 2018. 22 23 24 _______________________________ 25 Honorable R. Gary Klausner UNITED STATES DISTRICT JUDGE 26 27 28 14 1 2 The undersigned hereby consent to entry of the foregoing Decree. FOR DEFENDANT: FOR PLAINTIFF: ______________________ MICHEL G. BLANCHET ______________________ MONICA C. GROAT Trial Attorney Consumer Protection Branch U.S. Department of Justice, Civil Division 450 Fifth Street, NW, 6th Floor, South Washington, DC 20001 Phone: 202-532-4218 Fax: 202-514-8742 3 4 5 6 7 8 9 10 ______________________ BRUCE J. GUTTMAN Attorney for Defendant OF COUNSEL: 11 12 13 14 15 16 17 18 19 20 21 ROBERT P. CHARROW General Counsel REBECCA K. WOOD Chief Counsel Food and Drug Division ANNAMARIE KEMPIC Deputy Chief Counsel, Litigation ROSELLE N. OBERSTEIN Associate Chief Counsel for Enforcement Office of the Chief Counsel Food and Drug Administration 10903 New Hampshire Avenue Silver Spring, MD 20993 Phone: 301-348-3011 22 23 24 25 26 27 28 15

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