Gard Van Antwerp v. Reis Robotics USA, Inc. et al

Filing 24

STIPULATED PROTECTIVE ORDER 23 by Magistrate Judge Steve Kim. (SEE ORDER FOR DETAILS). (clee)

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1 2 3 4 5 6 KAUFMAN McANDREW LLP STEPHEN F. MCANDREW, State Bar No. 149063 MITCHELL F. KAUFMAN, State Bar No. 157504 16633 Ventura Boulevard, Suite 500 Encino, California 91436 Telephone: (818) 788-5767 Facsimile: (818) 788-2992 Attorneys for Plaintiff Gard Van Antwerp 7 8 9 10 11 12 13 14 15 16 NATALIE A. PIERCE, Bar No. 191342 npierce@littler.com MICHAEL J. HUI, Bar No. 273212 mhui@littler.com WILLIAM A. COSMOPULOS, Bar No. 312908 bcosmopulos@littler.com LITTLER MENDELSON, P.C. 333 Bush Street, 34th Floor San Francisco, CA 94104 Telephone: 415.433.1940 Fax No.: 415.399.8490 Attorneys for Defendant REIS ROBOTICS USA, INC. 17 18 UNITED STATES DISTRICT COURT 19 CENTRAL DISTRICT OF CALIFORNIA 20 21 GARD VAN ANTWERP, an individual, 22 Case No. 2:18-cv-3018-JAK (SK) Plaintiffs, DISCOVERY DOCUMENT: REFERRED TO MAGISTRATE JUDGE STEVE KIM 23 24 25 26 27 v. STIPULATED PROTECTIVE ORDER AND FRE 502(D) AND (E) CLAWBACK ORDER REIS ROBOTICS USA, INC., an Illinois corporation; and DOES 1 to 100, inclusive, Defendants. 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 1. STIPULATED PROTECTIVE ORDER 1 1. 2 Disclosure and discovery activity in this 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 PURPOSES AND LIMITATIONS production of confidential, proprietary, or action are private likely to information for involve which special protection from public disclosure and from use for any purpose other than prosecuting this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated Protective Order. The parties acknowledge that this Order does not confer blanket protections on all disclosures or responses to discovery and that the protection it affords from public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles. The parties further acknowledge, as set forth in Section 14.3, below, that this Stipulated Protective Order does not entitle them to file confidential information under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that will be applied when a party seeks permission from the court to file material under seal. 2. GOOD CAUSE STATEMENT This action is likely to involve trade secrets, customer and pricing lists and other valuable research, development, commercial, financial, technical and/or proprietary information for which special protection from public disclosure and from use for any purpose other than prosecution of this action is warranted. Such confidential and proprietary materials and information consist of, among other things, confidential business or financial information, regarding confidential business practices, or other confidential research, development, or commercial information (including information implicating privacy rights of third parties), information otherwise generally unavailable to the public, or which may be privileged or otherwise protected from disclosure under state or federal statutes, court rules, case decisions, or common law. Accordingly, to expedite the flow of 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 2. STIPULATED PROTECTIVE ORDER 1 information, to facilitate the prompt resolution of disputes over confidentiality of 2 discovery materials, to adequately protect information the parties are entitled to keep 3 confidential, to ensure that the parties are permitted reasonable necessary uses of 4 such material in preparation for and in the conduct of trial, to address their handling 5 at the end of the litigation, and serve the ends of justice, a protective order for such 6 information is justified in this matter. It is the intent of the parties that information 7 will not be designated as confidential for tactical reasons and that nothing be so 8 designated without a good faith belief that it has been maintained in a confidential, 9 non-public manner, and there is good cause why it should not be part of the public 10 record of this case. 11 3. DEFINITIONS 12 3.1 13 14 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order. 3.2 “CONFIDENTIAL” Information or Items: information (regardless of 15 how it is generated, stored 16 protection under Federal Rule of Civil Procedure 26(c) . 17 18 19 or maintained) or tangible things that qualify for 3.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as their support staff). 3.4 Designated House Counsel: House Counsel who seek access to 20 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” information in this 21 matter. 22 3.5 23 items that it produces 24 discovery as “CONFIDENTIAL” 25 ATTORNEYS’ EYES ONLY”. Designating Party: a Party or Non-Party that designates information or in disclosures or or in “HIGHLY responses to CONFIDENTIAL – 26 3.6 Disclosure or Discovery Material: all items or information, regardless of 27 the medium or manner in which it is generated, stored, or maintained (including, 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 3. STIPULATED PROTECTIVE ORDER 1 among other things, testimony, transcripts, and tangible things), that are produced or 2 generated in disclosures or responses to discovery in this matter. 3 3.7 Expert: a person with specialized knowledge or experience in a matter 4 pertinent to the litigation who has been retained by a Party or its counsel to serve as 5 an expert witness or as a consultant in this action. 6 3.8 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information 7 or Items: extremely sensitive “Confidential Information or Items,” disclosure of which 8 to another Party or Non-Party would create a substantial risk of serious harm that 9 could not be avoided by less restrictive means. 10 3.9 House Counsel: attorneys who are employees of a party to this 11 action. House Counsel does not include Outside Counsel of Record or any other 12 outside counsel. 13 14 15 3.10 Non-Party: any natural person, partnership, corporation, association, or Other legal entity not named as a Party to this action. 3.11 Outside Counsel of Record: attorneys who are not employees 16 of a party to this action but are retained to represent or advise a party to this action 17 and have appeared in this action on behalf of that party or are affiliated with a law 18 firm which has appeared on behalf of that party. 19 3.12 Party: any party to this action, including all of its officers, 20 directors, employees, consultants, retained experts, and Outside Counsel of Record 21 (and their support staffs). 22 23 24 3.13 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action 3.14 Professional Vendors: persons or entities that provide litigation 25 support services (e.g., photocopying, videotaping, translating, preparing exhibits or 26 demonstrations, and organizing, storing, or retrieving data in any form or medium) 27 and their employees and subcontractors. 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 4. STIPULATED PROTECTIVE ORDER 1 3.15 Protected Material: any Disclosure or Discovery Material that is 2 designated 3 ATTORNEYS’ EYES ONLY.” 4 5 6 as “CONFIDENTIAL,” 3.16 Receiving Party: or as “HIGHLY CONFIDENTIAL – a Party that receives Disclosure or Discovery Material from a Producing Party. 4. SCOPE 7 The protections conferred by this Stipulation and Order cover not only 8 Protected Material (as defined above), but also (1) any information copied or 9 extracted from Protected Material; (2) all copies, excerpts, 10 summaries, or compilations of Protected Material; and (3) any testimony, 11 conversations, 12 Protected Material. However, the protections conferred by this Stipulation and Order 13 do not cover the following information: (a) any information that is in the public 14 domain at the time of disclosure to a Receiving Party or becomes part of the public 15 domain after its disclosure to a Receiving Party as a result of publication not 16 involving a violation of this Order, including becoming part of the public record 17 through trial or otherwise; and (b) any information known to the Receiving Party 18 prior to the disclosure or obtained by the Receiving Party after the disclosure from a 19 source who obtained the information lawfully and under no obligation of 20 confidentiality to the Designating Party. Any use of Protected Material at trial shall 21 be governed by a separate agreement or order. 22 23 24 25 26 27 or presentations by Parties or their Counsel that might reveal 5. DURATION Even after final disposition of this litigation, the confidentiality obligations imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in this action, with or without prejudice; and (2) final judgment herein 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 5. STIPULATED PROTECTIVE ORDER 1 after the completion and exhaustion of all appeals, rehearings, remands, trials, 2 or reviews of this action, including the time limits for filing any motions or 3 applications for extension of time pursuant to applicable law. 4 6. DESIGNATING PROTECTED MATERIAL 5 6.1 Exercise of Restraint and Care in Designating Material for Protection. 6 Each Party or Non-Party that designates information or items for protection under 7 this Order must take care to limit any such designation to specific material that 8 qualifies under the appropriate standards. To the extent it is practical to do so, the 9 Designating Party must designate for protection only those parts of material, 10 documents, items, or oral or written communications that qualify so that other 11 portions of 12 protection is not warranted are not swept unjustifiably within the ambit of this 13 Order. the material, documents, items, or communications for which 14 Mass, indiscriminate, or routinized designations are prohibited. Designations 15 that are shown to be clearly unjustified or that have been made for an improper 16 purpose (e.g., to unnecessarily encumber or retard the case development process or to 17 impose unnecessary expenses and burdens on other parties) 18 Designating Party to sanctions. 19 20 21 22 expose the If it comes to a Designating Party’s attention that information or items that it designated for protection do not qualify for protection at all or do not qualify for the level of protection initially asserted, that Designating Party must promptly notify all other parties that it is withdrawing the mistaken designation. 23 24 6.2 Manner and Timing of Designations. Except as otherwise provided in 25 this Order (see, e.g., second paragraph of Section 6.2(a) below), or as otherwise 26 stipulated or ordered, Disclosure or Discovery Material that qualifies for protection 27 under this Order must be clearly so designated before the material is disclosed or 28 produced. LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 6. STIPULATED PROTECTIVE ORDER 1 2 3 4 5 6 7 8 9 10 Designation in conformity with this Order requires: (a) for information in documentary form (e.g., paper or electronic documents, but excluding transcripts of depositions or other pretrial or trialproceedings),that the “CONFIDENTIAL” Producing (hereinafter Party affix the “CONFIDENTIAL legend or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” to each page that contains protected material. If only a portion or portions of the material on a page qualifies for protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate markings in the margins) and must specify, for each portion, the level of protection being asserted. 11 A Party or Non-Party that makes original documents or materials 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 available for inspection need not designate them for protection until after the inspecting Party has indicated which material it would like copied and produced. During the inspection and before the designation, all of the material made available for inspection shall be deemed “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” After the inspecting Party has identifie the documents it wants copied and produced, the Producing Party must determine which documents, or portions thereof, qualify for protection under this Order. Then, before producing the specified documents, the Producing Part must affix the “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” “HIGHLY CONFIDENTIAL ATTORNEYS’ EYES ONLY.” contains Protected Material. If only a portion or portions of the material on a page qualifies for protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate markings in the margins) and must specify, for each portion, the level of protection being asserted. 27 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 7. STIPULATED PROTECTIVE ORDER 1 (b) for testimony given in deposition or in other pretrial or trial 2 proceedings, that the Designating Party identify on the record, before the close of 3 the deposition, hearing, or other proceeding, all protected testimony and specify the 4 level of protection being asserted. When it is impractical to identify separately each 5 portion of testimony that is entitled to protection and it appears that substantial 6 portions of the testimony may qualify for protection, the Designating Party may 7 invoke on the record (before the deposition, hearing, or other proceeding is 8 concluded) a right to have up to 21 days to identify the specific portions of the 9 testimony as to which protection is sought and to specify the level of protection 10 being asserted. Only those portions of the testimony that are appropriately 11 designated for protection within the 21 days shall be covered by the provisions of 12 this Stipulated Protective Order. Alternatively, a Designating Party may specify, at 13 the deposition or up to 21 days afterwards if that period is properly invoked, that the 14 entire transcript 15 CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 16 17 18 19 20 21 22 shall be treated as “CONFIDENTIAL” or “HIGHLY Parties shall give the other parties notice if they reasonably expect a deposition, hearing or other proceeding to include Protected Material so that the other parties can ensure that only authorized individuals who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition shall not in any way affect its designation as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 23 24 25 26 27 28 Transcripts containing Protected Material shall have an obvious legend on the title page that the transcript contains Protected Material, and the title page shall be followed by a list of all pages (including line numbers as appropriate) that have been designated as Protected Material and the level of protection being asserted by the Designating Party. The Designating Party shall inform the court LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 8. STIPULATED PROTECTIVE ORDER 1 reporter of these requirements. Any transcript that is prepared before the expiration 2 of a 21-day period for designation shall be treated during that period as if it had 3 been designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” in 4 its entirety unless otherwise agreed. After the expiration of that period, the 5 transcript shall be treated only as actually designated. 6 7 8 9 10 11 12 13 (c) for information produced in some form other than documentary and for any other tangible items, that the Producing Party affix in a prominent place on for any other tangible items, that the Producing Party affix in a prominent place on the exterior of the container or containers in which the information or item is stored the legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY”. If only a portion or portions of the information or item warrant protection, the Producing Party, to the extent practicable, shall identify the protected portion(s) ) and specify the level of protection being asserted. 14 6.3 Inadvertent Failures to Designate. 15 16 17 18 19 20 21 22 23 24 25 26 27 28 If timely corrected, an inadvertent failure to designate qualified information or items does not, standing alone, waive the Designating Party’s right to secure protection under this Order for such material. Upon timely correction of a designation, the Receiving Party must make reasonable efforts to assure that the material is treated in accordance with the provisions of this Order. 7. CHALLENGING CONFIDENTIALITY DESIGNATIONS 7.1 Timing of Challenges. Any Party or Non-Party may challenge a designation of confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a confidentiality designation by electing not to mount a challenge promptly after the original designation is disclosed. 7.2 Meet and Confer. The Challenging Party shall initiate the dispute LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 9. STIPULATED PROTECTIVE ORDER 1 resolution process by providing written notice of each designation it is challenging 2 and describing the basis for each challenge. To avoid ambiguity as to whether a 3 challenge has been made, the written notice must recite that the challenge to 4 confidentiality is being made in accordance with this specific paragraph of the 5 Protective Order. The parties shall attempt to resolve each challenge in good faith and 6 must begin the process by conferring directly (in voice to voice dialogue; other forms 7 of communication are not sufficient) within 14 days of the date of service of notice. In 8 conferring, the Challenging Party must explain the basis for its belief that the 9 confidentiality designation was not proper and must give the Designating Party an 10 opportunity to review the designated material, to reconsider the circumstances, and, if 11 no change in designation is offered, to explain the basis for the chosen designation. A 12 Challenging Party may proceed to the next stage of the challenge process only if it has 13 engaged in this meet and confer process first or establishes that the Designating Party 14 is unwilling to participate in the meet and confer process in a timely manner. 15 7.3 Judicial Intervention. If the Parties cannot resolve a challenge without 16 court intervention, the Designating Party shall file and serve a motion to retain 17 confidentiality under Civil Local Rule 7 (and in compliance with Civil Local Rule 79- 18 5, if applicable) within 21 days of the initial notice of challenge or within 14 days of 19 the parties agreeing that the meet and confer process will not resolve their dispute, 20 whichever is earlier. Each such motion must be accompanied by a competent 21 declaration affirming that the movant has complied with the meet and confer 22 requirements imposed in the preceding paragraph. Failure by the Designating Party to 23 make such a motion including the required declaration within 21 days (or 14 days, if 24 applicable) shall automatically waive the confidentiality designation for each 25 challenged designation. In addition, the Challenging Party may file a motion 26 challenging a confidentiality designation at any time if there is good cause for doing 27 so, including a challenge to the designation of a deposition transcript or any portions 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 10. STIPULATED PROTECTIVE ORDER 1 thereof. Any motion brought pursuant to this provision must be accompanied by a 2 competent declaration affirming that the movant has complied with the meet and 3 confer requirements imposed by the preceding paragraph. 4 The burden of persuasion in any such challenge proceeding shall be on the 5 Designating Party. Frivolous challenges, and those made for an improper 6 purpose (e.g., to harass or impose unnecessary expenses and burdens on other 7 parties) may expose the Challenging Party to sanctions. Unless the Designating 8 Party has waived the confidentiality designation by failing to file a motion to retain 9 confidentiality as described above, all parties shall continue to afford the material 10 in question the level of protection to which it is entitled under the Producing 11 Party’s designation until the court rules on the challenge. 12 8. 13 8.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed 14 or produced by another Party or by a Non-Party in connection with this case only 15 for prosecuting, defending, or attempting to settle this litigation. Such Protected 16 Material may be disclosed only to the categories of persons and under the conditions 17 described in this Order. When the litigation has been terminated, a Receiving Party 18 must comply with the provisions of Section 15 below (FINAL DISPOSITION). 19 Protected Material must be stored and maintained by a Receiving Party at a 20 location and in a secure manner that ensures that access is limited to the persons ACCESS TO AND USE OF PROTECTED MATERIAL 21 in a secure manner that ensures that access is limited to the persons authorized 22 under this Order. 23 8.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise 24 ordered by the court or permitted in writing by the Designating Party, a Receiving 25 Party may disclose any information or item designated “CONFIDENTIAL” only to: 26 27 28 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as employees of said Outside Counsel of Record to whom it is reasonably LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 11. STIPULATED PROTECTIVE ORDER 1 necessary to disclose the information for this litigation; (b) the officers, directors, and employees (including House Counsel) of 2 3 the Receiving Party to whom disclosure is reasonably necessary for this litigation; 4 5 6 (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is reasonably necessary for this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 7 (d) the court and its personnel; 8 9 10 11 (e) court reporters and their staff, professional jury or trial consultants, and Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 12 13 14 15 16 17 (f) during their depositions, witnesses in the action to whom disclosure is reasonably necessary and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A), unless otherwise agreed by the Designating Party or ordered by the court. Pages of transcribed deposition testimony or exhibits to depositions that reveal Protected Material must be separately bound by the court reporter and may not be disclosed to anyone except as permitted under this Stipulated Protective Order. 18 (g) the author or recipient of a document containing the information or a 19 20 21 custodian or other person who otherwise possessed or knew the information. 8.3 Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 22 ONLY” Information or Items. Unless otherwise ordered by the court or permitted in 23 writing by the Designating Party, a Receiving 24 information or 25 EYES ONLY” only to: 26 (a) Party may disclose any item designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ the Receiving Party’s Outside Counsel of Record in this action, as 27 well as employees of said Outside Counsel of Record to whom it is reasonably 28 necessary to disclose the information for this litigation; LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 12. STIPULATED PROTECTIVE ORDER 1 (b) Designated House Counsel of the receiving Party (1) who has no involvement in 2 competitive decision-making and (2) to whom disclosure is reasonably necessary for 3 this litigation; 4 (c) Experts of the Receiving Party (1) to whom disclosure is reasonably 5 necessary for this litigation, (2) who have signed the “Acknowledgment and 6 Agreement to Be Bound” (Exhibit A), and (3) as to whom the procedures set forth in 7 paragraph 8.4(a)(2), below, have been followed; 8 (d) the court and its personnel; 9 (e) court reporters and their staff, professional jury or trial consultants, and 10 Professional Vendors to whom disclosure is reasonably necessary for this litigation 11 and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit 12 A); and 13 14 (f) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 15 8.4 Procedures for Approving or Objecting to Disclosure of “HIGHLY 16 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or Items to 17 Designated House Counsel or Experts. 18 19 20 21 22 23 24 25 26 27 (a)(1) Unless otherwise ordered by the court or agreed to in writing by the Designating Party, a Party that seeks to disclose to Designated House Counsel any information or item that has been designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” pursuant to Section 8.3 first must make a written request to the Designating Party that (1) sets forth the full name of the Designated House Counsel and the city and state of his or her residence, and (2) describes the Designated House Counsel’s current and reasonably foreseeable future primary job duties and responsibilities in sufficient detail to determine if House Counsel is involved, or may become involved, in any competitive decision-making. (a)(2) Unless otherwise ordered by the court or agreed to in writing by 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 13. STIPULATED PROTECTIVE ORDER 1 the Designating Party, a Party that seeks to disclose to an Expert (as defined in this 2 Order) any information or item that has been designated “HIGHLY CONFIDENTIAL 3 – ATTORNEYS’ EYES ONLY” pursuant to paragraph 8.3(b) first must make a 4 written request to the Designating Party that (1) identifies the general categories of 5 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” information that the 6 Receiving Party seeks permission to disclose to the Expert, (2) sets forth the full name 7 of the Expert and the city and state of his or her primary residence, (3) attaches a copy 8 of the Expert’s current resume, (4) identifies the Expert’s current employer(s), (5) 9 identifies each person or entity from whom the Expert has received compensation or 10 funding for work in his or her areas of expertise or to whom the expert has provided 11 professional services, including in connection with a litigation, at any time during the 12 preceding five years, and (6) identifies (by name and number of the case, filing date, 13 and location of court) any litigation in connection with which the Expert has offered 14 expert testimony, including through a declaration, report, or testimony at a deposition 15 or trial, during the preceding five years. 16 (b) A Party that makes a request and provides the information specified 17 in the preceding respective paragraphs may disclose the subject Protected Material to 18 the identified Designated House Counsel or Expert unless, within 14 days of 19 delivering the request, the Party receives a written objection from the Designating 20 Party. Any such objection must set forth in detail the grounds on which it is based. 21 (c) A Party that receives a timely written objection must meet and confer 22 with the Designating Party (through direct voice to voice dialogue) to try to resolve 23 the matter by agreement within seven days of the written objection. If no agreement is 24 reached, the Party seeking to make the disclosure to Designated House Counsel or the 25 Expert may file a motion as provided in Civil Local Rule 7 (and in compliance with 26 Civil Local Rule 79-5, if applicable) seeking permission from the court to do so. Any 27 such motion must describe the circumstances with specificity, set forth in detail the 28 reasons why the disclosure to Designated House Counsel or the Expert is reasonably LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 14. STIPULATED PROTECTIVE ORDER 1 necessary, assess the risk of harm that the disclosure would entail, and suggest any 2 additional means that could be used to reduce that risk. In addition, any such motion 3 must be accompanied by a competent declaration describing the parties’ efforts to 4 resolve the matter by agreement (i.e., the extent and the content of the meet and confer 5 discussions) and setting forth the reasons advanced by the Designating Party for its 6 refusal to approve the disclosure. 7 In any such proceeding, the Party opposing disclosure to Designated House 8 Counsel or the Expert shall bear the burden of proving that the risk of harm that the 9 disclosure would entail (under the safeguards proposed) outweighs the Receiving 10 Party’s need to disclose the Protected Material to its Designated House Counsel or 11 Expert. 12 9. PROTECTED MATERIAL SUBPOENAED OR ORDERED 13 PRODUCED IN OTHER LITIGATION 14 If a Party is served with a subpoena or a court order issued in other litigation 15 that compels disclosure of any information or items designated in this action as 16 “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 17 ONLY” that Party must: 18 19 20 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; (b) promptly notify in writing the party who caused the subpoena or order to 21 issue in the other litigation that some or all of the material covered by the 22 subpoena or order is subject to this Protective Order. Such notification shall include a 23 copy of this Stipulated Protective Order; and 24 25 26 27 (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected. If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 15. STIPULATED PROTECTIVE ORDER 1 action as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ 2 EYES ONLY” before a determination by the court from which the subpoena or 3 order issued, unless the Party has obtained the Designating Party’s permission. 4 The Designating Party shall bear the burden and expense of seeking protection in 5 that court of its confidential material and nothing in these provisions should be 6 construed as authorizing or encouraging a Receiving Party in this action to disobey a 7 lawful directive from another court. 8 9 10 A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE 10. PRODUCED IN THIS LITIGATION (a) The terms of this Order are applicable to information produced by a 11 Non-Party in this action and designated as “CONFIDENTIAL” or “HIGHLY 12 CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” Such information produced by 13 Non-Parties in connection with this litigation is protected by the remedies and 14 relief provided by this Order. Nothing in these provisions should be construed as 15 prohibiting a Non-Party from seeking additional protections. 16 (b) In the event that a Party is required, by a valid discovery request, to 17 produce a Non-Party’s confidential information in its possession, and the Party is 18 subject to an agreement with the Non-Party not to produce the Non-Party’s 19 confidential information, then the Party shall: 20 1. promptly notify in writing the Requesting Party and the Non-Party 21 that some or all of the information requested is subject to a confidentiality 22 agreement with a Non-Party; 23 2. promptly provide the Non-Party with a copy of the Stipulated 24 Protective Order in this litigation, the relevant discovery request(s), and a 25 reasonably specific description of the information requested; and 26 27 3. make the information requested available for inspection by the Non-Party, if requested. 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 16. STIPULATED PROTECTIVE ORDER 1 (c) If the Non-Party fails to object or seek a protective order from this court 2 within 14 days of receiving the notice and accompanying information, the Receiving 3 Party may produce the Non-Party’s confidential information responsive to the 4 discovery request. If the Non-Party timely seeks a protective order, the Receiving 5 Party not produce any information in its possession or control that is subject to 6 the confidentiality agreement with the Non-Party before a determination by the 7 court. Absent a court order to the contrary, the Non-Party shall bear the 8 burden and expense of seeking protection in this court of its Protected Material. 9 11. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL 10 If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 11 Protected Material to any person or in any circumstance not authorized under this 12 Stipulated Protective Order, the Receiving Party must immediately (a) notify in 13 writing the Designating Party of the unauthorized disclosures, (b) use its best efforts 14 to retrieve all unauthorized copies of the Protected Material, (c) inform the person or 15 persons to whom unauthorized disclosures were made of all the terms of this Order, 16 and (d) request such person or persons to execute the “Acknowledgment and 17 Agreement to Be Bound” that is attached hereto as Exhibit A. 18 19 12. FILING PROTECTED MATERIAL 20 All documents containing “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL 21 – ATTORNEYS’ EYES ONLY” information that are filed with the Court in this 22 action shall, as permitted by the Court, be sealed and designated with the appropriate 23 Confidentiality Designation, along with a notation that the contents subject to a 24 Protective Order and are not to be revealed except by further Order of the Court. A 25 Party that seeks to file under seal any Protected Material must comply with Civil 26 Local Rule 79-5. 27 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 17. STIPULATED PROTECTIVE ORDER 1 13. CLAWBACK AGREEMENT 2 Pursuant to FRE 502(d) and (e), the Parties agree to and the Court orders 3 protection of privileged and otherwise protected Documents against claims of waiver 4 (including as against third parties and in other federal and state proceedings) as 5 follows: (a) 6 The disclosure or production of Documents by a Producing Party 7 subject to the attorney-client privilege and/or the work-product doctrine, to a 8 Receiving Party, shall in no way constitute the voluntary disclosure of such 9 Document. (b) 10 The inadvertent disclosure or production of any Document in this 11 action shall not result in the waiver of the attorney-client privilege and/or work- 12 product doctrine associated with such Document as to the Receiving Party or any third 13 parties, and shall not result in any waiver, including subject matter waiver, of any 14 kind. 15 (c) If, during the course of this litigation, a party determines that any 16 Document produced by another party is or may reasonably be subject to the attorney- 17 client privilege and/or work product doctrine (“Protected Document”): 18 i. the Receiving Party shall: (A) refrain from reading the 19 Protected Document any more closely than is necessary to ascertain that it is 20 privileged or otherwise protected from disclosure; 21 Producing Party in writing that it has discovered Documents believed to be privileged 22 or protected; (C) specifically identify the Protected Documents by Bates number range 23 or hash value, and, (D) within ten (10) days of discovery by the Receiving Party, 24 return, sequester, or destroy all copies of such Protected Documents, along with any 25 notes, abstracts or compilations of the content thereof. To the extent that a Protected 26 Document has been loaded into a litigation review database under the control of the 27 Receiving Party, the Receiving Party shall have all electronic copies of the Protected 28 Document extracted from the database. Where such Protected Documents cannot be (B) immediately notify the LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 18. STIPULATED PROTECTIVE ORDER 1 destroyed or separated, they shall not be reviewed, disclosed, or otherwise used by the 2 Receiving Party. Notwithstanding, the Receiving Party is under no obligation to 3 search or review the Producing Party’s Documents to identify potentially privileged or 4 work product Protected Documents. ii. 5 If the Producing Party intends to assert a claim of attorney- 6 client privilege and/or work product over Documents identified by the Receiving 7 Party as Protected Documents, the Producing Party will, within ten (10) days of 8 receiving the Receiving Party’s written notification described above, inform the 9 Receiving Party of such iii. 10 intention in writing and shall provide the Receiving Party 11 with a log for such Protected Documents that is consistent with the requirements of 12 the Federal Rules of Civil Procedure, setting forth the basis for the claim of privilege 13 or other protection. In the event that any portion of a Protected Document does not 14 contain privileged or protected information, the Producing Party shall also provide to 15 the Receiving Party a redacted copy of the document that omits the information that 16 the Producing Party believes is subject to a claim of privilege or other protection. 17 18 19 (d) If, during the course of this litigation, a party determines it has produced a Protected Document: i. the Producing Party may notify the Receiving Party of such 20 inadvertent production in writing, and demand the return of such documents. Such 21 notice shall be in writing, however, it may be delivered orally on the record at a 22 deposition, promptly followed up in writing. The Producing Party’s written notice 23 will identify the Protected Document inadvertently produced by bates number range 24 or hash value, the privilege or protection claimed, and the basis for the assertion of the 25 privilege and shall provide the Receiving Party with a log for such Protected 26 Documents that is consistent with the requirements of the Federal Rules of Civil 27 Procedure, setting forth the basis for the claim of privilege or other protection. In the 28 event that any portion of the Protected Document does not contain privileged or LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 19. STIPULATED PROTECTIVE ORDER 1 protected information, the Producing Party shall also provide to the Receiving Party a 2 redacted copy of the Document that omits the information that the Producing Party 3 believes is subject to a claim of privilege or other protection. ii. 4 The Receiving Party must, within ten (10) days of receiving 5 the Producing Party’s written notification described above, return, sequester, or 6 destroy the Protected Document and any copies, along with any notes, abstracts or 7 compilations of the content thereof. To the extent that a Protected Document has been 8 loaded into a litigation review database under the control of the Receiving Party, the 9 Receiving Party shall have all electronic copies of the Protected Document extracted 10 from the database. (e) 11 To the extent that the information contained in a Protected 12 Document has already been used in or described in other documents generated or 13 maintained by the Receiving Party prior to the date of receipt of written notice by the 14 Producing Party as set forth in paragraphs 11(c)(ii) and 11(d)(i), then the Receiving 15 Party shall sequester such documents until the claim has been resolved. 16 Receiving Party disclosed the Protected Document before being notified of its 17 inadvertent production, it must take reasonable steps to retrieve it. (f) 18 If the The Receiving Party’s return, sequestering or destruction of 19 Protected Documents as provided herein will not act as a waiver of the Requesting 20 Party’s right to move for the production of the returned, sequestered or destroyed 21 documents on the grounds that the documents are not, in fact, subject to a viable claim 22 of privilege or protection. However, the Receiving Party is prohibited and estopped 23 from arguing that: i. 24 25 as a waiver of an applicable privilege or evidentiary protection; ii. 26 27 the disclosure or production of the Protected Documents acts the disclosure of the Protected Documents was not inadvertent; 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 20. STIPULATED PROTECTIVE ORDER iii. 1 2 the Producing Party did not take reasonable steps to prevent the disclosure of the Protected Documents; or iv. 3 the Producing Party failed to take reasonable or timely steps 4 to rectify the error pursuant to Federal Rule of Civil Procedure 26(b)(5)(B), or 5 otherwise. (g) 6 Either party may submit Protected Documents to the Court under 7 seal for a determination of the claim of privilege or other protection. The Producing 8 Party shall preserve the Protected Documents until such claim is resolved. 9 Receiving Party may not use the Protected Documents for any purpose absent this 10 The Court’s order. (h) 11 Upon a determination by the Court that the Protected Documents 12 are protected by the applicable privilege or evidentiary protection, and if the Protected 13 Documents have been sequestered rather than returned or destroyed by the Receiving 14 Party, the Protected Documents shall be returned or destroyed within 10 (ten) days of 15 the Court’s order. The Court may also order the identification by the Receiving Party 16 of 17 Documents by search terms or other means. 18 Protected (i) Nothing contained herein is intended to, or shall serve to limit a 19 party’s right to conduct a review of documents, data (including electronically stored 20 information) and other information, including without limitation, metadata, for 21 relevance, responsiveness and/or the segregation of privileged and/or protected 22 information before such information is produced to another party. 23 24 25 26 27 (j) By operation of the Parties’ agreement and Court Order, the Parties are specifically afforded the protections of FRE 502 (d) and (e). 14. MISCELLANEOUS 14.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the court in the future. 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 21. STIPULATED PROTECTIVE ORDER 1 14.2 Right to Assert Other Objections. By stipulating to the entry of this 2 Protective Order no Party waives any right it otherwise would have to object to 3 disclosing or producing any information or item on any ground not addressed in this 4 Stipulated Protective Order. Similarly, no Party waives any right to object on any 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 14.3 Filing Protected Material. Without written permission from the Designating Party or a court order secured after appropriate notice to all interested persons, a Party may not file in the public record in this action any Protected Material. A Party that seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5. Protected Material mayonly be filed under seal pursuant to a court order authorizing the sealing of the specific Protected Material at issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled to protection under the law. If a Receiving Party's request to file Protected Material under seal pursuant to Civil Local Rule 79-5 is denied by the court, then the Receiving Party may file the Protected Material in the public record pursuant to Civil Local Rule 79-5.2.2(b)(ii) unless otherwise instructed by the court. 15. FINAL DISPOSITION Within 60 days after the final disposition of this action, as defined Section 4, , within 60 days of a written request by the Designating Party, each Receiving Party must return all Protected Material to the Producing Party or destroy such material. As used in this subdivision, “all Protected Material” includes all copies, abstracts, compilations, summaries, and any other format reproducing or capturing any of the Protected Material. Whether the Protected Material is returned or destroyed, the Receiving Party must submit a written certification to the Producing Party (and, if not the same person or entity, to the Designating Party) by the 60 day deadline that (1) identifies (by category, where appropriate) all the Protected Material that was 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 22. STIPULATED PROTECTIVE ORDER June 28. 2018 /s/ Michael J. Hui 1 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 2 3 June 29, 2018 Dated: ________________ HONORABLE STEVE KIM UNITED STATES MAGISTRATE JUDGE 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 24. STIPULATED PROTECTIVE ORDER 1 2 EXHIBIT A ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, _____________________________ [print or type full name], of 4 _________________ [print or type full address], declare under penalty of perjury that 5 I have read in its entirety and understand the Stipulated Protective Order that was 6 issued by the United States District Court for the Central District of California on 7 [date] in the case of of Gard Van Antwerp v. Reis Robotics USA, Inc., Docket No. 8 Case No. 2:18-cv-03018-JAK-SK. I agree to comply with and to be bound by all the 9 terms of this Stipulated Protective Order and I understand and acknowledge that 10 failure to so comply could expose me to sanctions and punishment in the nature of 11 contempt. I solemnly promise that I will not disclose in any manner any information 12 or item that is subject to this Stipulated Protective Order to any person or entity 13 except in strict compliance with the provisions of this Order. I further agree to submit 14 to the jurisdiction of the United States District Court for the Central District of 15 California for the purpose of enforcing the terms of this Stipulated Protective Order, 16 even if such enforcement proceedings occur after termination of this action. I hereby 17 appoint __________________________ [print or type full name] of 18 ________________________ [print or type full address and telephone number] as my 19 California agent for service of process in connection with this action or any 20 proceedings related to enforcement of this Stipulated Protective Order. 21 Date: ______________________________________ 22 City and State where sworn and signed: _________________________________ 23 Printed name: _______________________________ 24 [printed name] 25 26 Signature: __________________________________ [signature] 27 Firmwide:155404114.3 080120.1004 28 LITTLE R MEND ELSO N, P .C . D 333 BU SH STREET 34TH FLOOR SAN FRANCISCO, CA 94104 415.433.1940 Case No. 2:18-cv-03018-JAK-SK 25. STIPULATED PROTECTIVE ORDER

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