Millennium Biomedical, Inc. v. Z Optics, Inc.

Filing 46

STIPULATED PROTECTIVE ORDER by Magistrate Judge Jean P. Rosenbluth: re Notice (Other) 42 . NOTE: CHANGES MADE BY THE COURT. (sbou)

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1 SHEPPARD, MULLIN, RICHTER & HAMPTON LLP 2 A Limited Liability Partnership Including Professional Corporations BRUCE G. CHAPMAN, Cal. Bar No. 164258 3 bchapman@sheppardmullin.com SCOTT R MILLER, Cal. Bar No. 112656 4 smiller@sheppardmullin.com 333 South Hope Street, 43rd Floor NOTE: CHANGES MADE BY THE COURT 5 Los Angeles, California 90071-1422 Telephone: 213.620.1780 6 Facsimile: 213.620.1398 7 SHEPPARD, MULLIN, RICHTER & HAMPTON LLP 8 A Limited Liability Partnership Including Professional Corporations CRISTINA M. SALVATO, Cal. Bar No. 295898 9 csalvato@sheppardmullin.com 1901 Avenue of the Stars, 16th Floor 10 Los Angeles, California 90067 Telephone: 310.228.3700 11 Facsimile: 310.228.3701 12 Attorneys for Plaintiff MILLENNIUM BIOMEDICAL, INC. 13 14 UNITED STATES DISTRICT COURT 15 CENTRAL DISTRICT OF CALIFORNIA, WESTERN DIVISION 16 17 MILLENNIUM BIOMEDICAL, INC., Plaintiff, 18 19 v. 20 Z OPTICS, INC., a Delaware corporation, successor-in-interest to Z 21 OPTICS LLC, a Tennessee limited liability company, 22 Defendant. 23 Case No. 19-cv-05311-SVW-JPRx DISCOVERY MATTER STIPULATED PROTECTIVE ORDER [Complaint Filed: June 18, 2019] [FAC Filed: July 5, 2019] 24 25 Plaintiff Millennium Biomedical, Inc. (“MBI”) and Defendant Z Optics, Inc. 26 (“ZOI”) hereby stipulate to the following protective order governing the disclosure 27 and use of confidential material (“Protective Order” or “Order”). 28 SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 PURPOSE AND LIMITS OF THIS ORDER 2 1.1. Purpose and Limits. Discovery in this action is likely to involve at 3 least some confidential, proprietary, or private information that the parties believe 4 deserves special protection from public disclosure and from use for any purpose 5 other than this litigation. Thus, the Court enters this Protective Order. This Order 6 does not confer blanket protections on all disclosures or responses to discovery, and 7 the protection it gives from public disclosure and use extends only to the specific 8 material entitled to confidential treatment under applicable legal principles. This 9 Order does not automatically authorize the filing under seal of material designated 10 under this Order. Instead, the parties must comply with L.R. 79-5 if they seek to file 11 anything under seal. This Order does not govern the use at trial of material 12 designated under this Order. 13 1.2. Good Cause Statement. This action is likely to involve trade secrets 14 and/or other valuable research, development, commercial, financial, technical and/or 15 proprietary information for which the parties believe special protection from public 16 disclosure and from use for any purpose other than prosecution of this action is 17 warranted. Such confidential and proprietary materials and information may 18 include, among other things, confidential business or financial information, 19 information regarding confidential business practices, or other confidential research, 20 development, or commercial information (including information implicating privacy 21 rights of third parties), information otherwise generally unavailable to the public, or 22 which may be privileged or otherwise protected from disclosure under state or 23 federal statutes, court rules, case decisions, or common law. Accordingly, to 24 expedite the flow of information, to facilitate the prompt resolution of disputes over 25 confidentiality of discovery materials, to adequately protect information the parties 26 believe they are entitled to keep confidential, to ensure that the parties are permitted 27 reasonable necessary uses of such material in preparation for trial, to address their 28 handling at the end of the litigation, and serve the ends of justice, a protective order -2SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 for such information is justified in this matter. It is the intent of the parties that 2 information will not be designated under this Order for tactical reasons and that 3 nothing be so designated without a good faith belief that it has been maintained in a 4 confidential, non-public manner, and that there is good cause why it should not be 5 part of the public record of this case. 6 DEFINITIONS 7 The following definitions apply to this Order: 8 2.1. “CONFIDENTIAL” Material: information (regardless of how it is 9 generated, stored or maintained) or tangible things that qualify for protection under 10 Federal Rule of Civil Procedure 26(c), and as specified above in the Good Cause 11 Statement, and which is produced or revealed pursuant to discovery in this action. 12 2.2. “HIGHLY CONFIDENTIAL -- ATTORNEY EYES ONLY” 13 Material: extremely sensitive “CONFIDENTIAL” Material, the disclosure of 14 which to another party or non-party would create a substantial risk of serious harm 15 that could not be avoided by less restrictive means. 16 DESIGNATING PROTECTED MATERIAL 17 3.1. Over-Designation Prohibited. Any party or non-party who designates 18 information or items for protection under this Order as “CONFIDENTIAL,” or 19 “HIGHLY CONFIDENTIAL – ATTORNEY EYES ONLY” (a “designator”) must 20 only designate specific material that qualifies under the appropriate standards. To 21 the extent practicable, only those parts of documents, items, or oral or written 22 communications that require protection shall be designated. Designations with a 23 higher confidentiality level when a lower level would suffice are prohibited. Mass, 24 indiscriminate, or routinized designations are prohibited. Designation under this 25 Order is allowed only if the designation is necessary to protect material that, if 26 disclosed to persons not authorized to view it, would cause competitive or other 27 recognized harm. Material may not be designated if it has been made public, or if 28 designation is otherwise unnecessary to protect a secrecy interest. If a designator -3SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 learns that information or items that it designated for protection do not qualify for 2 protection at all or do not qualify for the level of protection initially asserted, that 3 designator must promptly notify all parties that it is withdrawing the mistaken 4 designation. 5 3.2. Manner and Timing of Designations. Designation under this Order 6 requires the designator to affix the applicable legend (“CONFIDENTIAL,” or 7 “HIGHLY CONFIDENTIAL – ATTORNEY EYES ONLY”) to each page that 8 contains protected material. For testimony given in deposition or other proceeding, 9 the designator shall specify all protected testimony and the level of protection being 10 asserted. It may make that designation during the deposition or proceeding, or may 11 invoke, on the record or by written notice to all parties on or before the next 12 business day, a right to have up to 14 days from receipt of the transcript of the 13 deposition or proceeding to make its designation. 14 A party or non-party that makes original documents or materials 15 available for inspection need not designate them for protection until after the 16 inspecting party has identified which material it would like copied and 17 produced. During the inspection and before the designation, all material shall 18 be treated as HIGHLY CONFIDENTIAL – ATTORNEY EYES ONLY. 19 After the inspecting party has identified the documents it wants copied and 20 produced, the producing party must designate the documents, or portions 21 thereof, that qualify for protection under this Order. 22 Parties shall give advance notice if they expect a deposition or 23 other proceeding to include designated material so that the other parties can 24 ensure that only authorized individuals are present at those proceedings when 25 such material is disclosed or used. The use of a document as an exhibit at a 26 deposition shall not in any way affect its designation. Transcripts containing 27 designated material shall have a legend on the title page noting the presence 28 of designated material, and the title page shall be followed by a list of all -4SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 pages (including line numbers as appropriate) that have been designated, and 2 the level of protection being asserted. The designator shall inform the court 3 reporter of these requirements. Any transcript that is prepared before the 4 expiration of the 14-day period for designation shall be treated during that 5 period as if it had been designated HIGHLY CONFIDENTIAL – 6 ATTORNEY EYES ONLY unless otherwise agreed. After the expiration of 7 the 14-day period, the transcript shall be treated only as actually designated 8 3.3. Inadvertent Failures to Designate. An inadvertent failure to 9 designate does not, standing alone, waive protection under this Order. Upon timely 10 assertion or correction of a designation, all recipients must make reasonable efforts 11 to ensure that the material is treated according to this Order 12 CHALLENGING CONFIDENTIALITY DESIGNATIONS 13 All challenges to confidentiality designations shall proceed under L.R. 37-1 14 through L.R. 37-4. 15 ACCESS TO DESIGNATED MATERIAL 16 5.1. Basic Principles. A receiving party may use designated material only 17 for this litigation. Designated material may be disclosed only to the categories of 18 persons and under the conditions described in this Order. 19 5.2. Disclosure of CONFIDENTIAL Material Without Further 20 Approval. Unless otherwise ordered by the Court or permitted in writing by the 21 designator, a receiving party may disclose any material designated 22 CONFIDENTIAL only to: 23 The receiving party’s outside counsel of record in this action and 24 employees of outside counsel of record to whom disclosure is reasonably 25 necessary; 26 The officers, directors, and employees of the receiving party to 27 whom disclosure is reasonably necessary, and who have signed the 28 Agreement to Be Bound (Exhibit A); -5SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 Experts retained by the receiving party’s outside counsel of 2 record to whom disclosure is reasonably necessary, and who have signed the 3 Agreement to Be Bound (Exhibit A); 4 The Court and its personnel; 5 Outside court reporters and their staff, professional jury or trial 6 consultants, and professional vendors to whom disclosure is reasonably 7 necessary, and who have signed the Agreement to Be Bound (Exhibit A); 8 9 10 During their depositions, witnesses in the action to whom disclosure is reasonably necessary and who have signed the Agreement to Be Bound (Exhibit A); and 11 The author or recipient of a document containing the material, or 12 a custodian or other person who otherwise possessed or knew the information. 13 5.3. Disclosure of HIGHLY CONFIDENTIAL – ATTORNEY EYES 14 ONLY Material Without Further Approval. Unless permitted in writing by the 15 designator, a receiving party may disclose material designated HIGHLY 16 CONFIDENTIAL – ATTORNEY EYES ONLY without further approval only to: 17 The receiving party’s outside counsel of record in this action and 18 employees of outside counsel of record to whom it is reasonably necessary to 19 disclose the information; 20 The Court and its personnel; 21 Outside court reporters and their staff, professional jury or trial 22 consultants, and professional vendors to whom disclosure is reasonably 23 necessary, and who have signed the Agreement to Be Bound (Exhibit A); and 24 The author or recipient of a document containing the material, or 25 a custodian or other person who otherwise possessed or knew the information. 26 Experts retained by the receiving party’s outside counsel of 27 record to whom disclosure is reasonably necessary, and who have signed the 28 Agreement to Be Bound (Exhibit A) -6SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 PROTECTED MATERIAL SUBPOENAED OR ORDERED 2 PRODUCED IN OTHER LITIGATION 3 6.1. Subpoenas and Court Orders. This Order in no way excuses non- 4 compliance with a lawful subpoena or court order. The purpose of the duties 5 described in this section is to alert the interested parties to the existence of this 6 Order and to give the designator an opportunity to protect its confidentiality interests 7 in the court where the subpoena or order issued. 8 6.2. Notification Requirement. If a party is served with a subpoena or a 9 court order issued in other litigation that compels disclosure of any information or 10 items designated in this action as CONFIDENTIAL, HIGHLY CONFIDENTIAL – 11 ATTORNEY EYES ONLY, that party must: 12 Notify the designator in writing within five (5) business days of 13 service of a subpoena or court order. Such notification shall include a copy of 14 the subpoena or court order unless prohibited by law; 15 Promptly notify in writing the party who caused the subpoena or 16 order to issue in the other litigation that some or all of the material covered by 17 the subpoena or order is subject to this Order. Such notification shall include 18 a copy of this Order; and 19 Cooperate, at designator’s expense, with all reasonable 20 procedures sought by the designator whose material may be affected. 21 6.3. Wait For Resolution of Protective Order. If the designator timely 22 seeks a protective order, the party served with the subpoena or court order shall not 23 produce any information designated in this action as CONFIDENTIAL, HIGHLY 24 CONFIDENTIAL – ATTORNEY EYES ONLY before a determination by the court 25 where the subpoena or order issued, unless the party has obtained the designator’s 26 permission. The designator shall bear the burden and expense of seeking protection 27 of its confidential material in that court. 28 -7SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 UNAUTHORIZED DISCLOSURE OF DESIGNATED MATERIAL 2 If a receiving party learns that, by inadvertence or otherwise, it has disclosed 3 designated material to any person or in any circumstance not authorized under this 4 Order, it must immediately (1) notify in writing the designator of the unauthorized 5 disclosures, (2) use its best efforts to retrieve all unauthorized copies of the 6 designated material, (3) inform the person or persons to whom unauthorized 7 disclosures were made of all the terms of this Order, and (4) use reasonable efforts 8 to have such person or persons execute the Agreement to Be Bound (Exhibit A). 9 INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 10 PROTECTED MATERIAL 11 When a producing party gives notice that certain inadvertently produced 12 material is subject to a claim of privilege or other protection, the obligations of the 13 receiving parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). 14 FILING UNDER SEAL 15 Without written permission from the designator or a Court order, a party may 16 not file in the public record in this action any designated material. A party seeking 17 to file under seal any designated material must comply with L.R. 79-5. Filings may 18 be made under seal only pursuant to a court order authorizing the sealing of the 19 specific material at issue. Because a party other than the designator will often be 20 seeking to file designated material, cooperation between the parties in preparing, 21 and in reducing the number and extent of, requests for under seal filing is essential. 22 If a receiving party’s request to file designated material under seal pursuant to L.R. 23 79-5 is denied by the Court, then the receiving party may file the material in the 24 public record unless (1) the designator seeks reconsideration within four (4) 25 business days of the denial, or (2) as otherwise instructed by the Court. 26 FINAL DISPOSITION 27 Within 90 days after the final disposition of this action, each party shall return 28 all designated material to the designator or destroy such material, including all -8SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 copies, abstracts, compilations, summaries, and any other format reproducing or 2 capturing any designated material. The receiving party must submit a written 3 certification to the designator by the 90-day deadline that affirms that neither the 4 receiving party nor its agents has retained any copies, abstracts, compilations, 5 summaries, or any other format reproducing or capturing any of the designated 6 material. This provision shall not prevent counsel from retaining an archival copy of 7 all pleadings, motion papers, trial, deposition, and hearing transcripts, legal 8 memoranda, correspondence, deposition and trial exhibits, expert reports, attorney 9 work product, and consultant and expert work product, even if such materials 10 contain designated material. Any such archival copies remain subject to this Order. 11 12 13 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 14 15 Dated: September 5, 2019 16 Respectfully submitted, 17 SHEPPARD, MULLIN, RICHTER & HAMPTON LLP 18 19 By: 20 /s/Bruce G. Chapman BRUCE G. CHAPMAN 21 Attorneys for Plaintiff Millennium Biomedical Inc. 22 23 24 25 26 27 28 -9SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER 1 Dated: September 5, 2019 2 Respectfully submitted, 3 WILSON SONSINI GOODRICH & ROSATI 4 5 By: 6 /s/Dylan J. Liddiard DYLAN J. LIDDIARD 7 Attorneys for Defendant Z Optics, Inc. 8 9 10 11 ATTESTATION Pursuant to Local Rule 5-4.3.4(a)(2)(i), the undersigned filer hereby attests 12 that all signatories listed above, and on whose behalf this filing is submitted, concur 13 in the filing’s content and have authorized the filing. 14 15 /s/Bruce G. Chapman BRUCE G. CHAPMAN 16 17 18 19 20 GOOD CAUSE APPEARING, IT IS SO ORDERED, 21 22 DATED: September 16, 2019 23 24 HON. JEAN P. ROSENBLUTH U.S. MAGISTRATE JUDGE 25 26 27 28 -10SMRH:4812-8150-3139.2 STIPULATED PROTECTIVE ORDER EXHIBIT A AGREEMENT TO BE BOUND 1 2 3 I, _____________________________ [print or type full name], of ______________ 4 _____________________________________________ [print or type full address], 5 declare under penalty of perjury that I have read in its entirety and understand the 6 Protective Order that was issued by the United States District Court for the Central 7 District of California on _______ [date] in the case of Millennium Biomedical, Inc. 8 v. Z Optics, Inc. Case No. 19-cv-05311-SVW-JPRx. I agree to comply with and to 9 be bound by all the terms of this Protective Order, and I understand and 10 acknowledge that failure to so comply could expose me to sanctions and punishment 11 for contempt. I solemnly promise that I will not disclose in any manner any 12 information or item that is subject to this Protective Order to any person or entity 13 except in strict compliance with this Order. 14 I further agree to submit to the jurisdiction of the United States District Court 15 for the Central District of California for the purpose of enforcing this Order, even if 16 such enforcement proceedings occur after termination of this action. 17 I hereby appoint ____________________________ [print or type full name] 18 of _____________________________________________ [print or type full 19 address and telephone number] as my California agent for service of process in 20 connection with this action or any proceedings related to enforcement of this Order. 21 22 Date: ___________________________ 23 City and State where sworn and signed: _________________________________ 24 25 Printed name: ________________________ 26 27 Signature: ___________________________ 28 -1SMRH:4812-8150-3139.2 [PROPOSED] STIPULATED PROTECTIVE ORDER

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