Fletcher Dozier, Jr. v. Walmart Inc.
Filing
73
PROTECTIVE ORDER by Magistrate Judge Pedro V. Castillo re Stipulation for Protective Order 72 . (see document for details) (hr)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE CENTRAL DISTRICT OF CALIFORNIA
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FLETCHER DOZIER, JR., individually
and on behalf of all others similarly
situated,
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Plaintiff,
Case No. 2:20-CV-05286-AB-PVCx
STIPULATED LIMITED
PROTECTIVE ORDER
v.
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WALMART INC., a Delaware
corporation, formerly known as WalMart Stores, Inc.,
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Defendant.
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1.
Purposes and Limitations
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On March 5, 2021, the Court issued an order granting Walmart’s motion to
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dismiss plaintiff’s first amended complaint. (Dkt. No. 70.) The order granted
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Walmart’s motion and, out of an abundance of caution, granted plaintiff leave to
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amend so he may attempt to plead fact sufficient to establish standing. The Court
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expressed concern over plaintiff’s investigation into his claims and the class aspects
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of this case, and ordered the parties to exchange some informal discovery regarding
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whether Walmart complied with the Regulation vis-à-vis plaintiff, and Walmart’s
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policies regarding tire registration during the relevant period.
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The informal information exchange ordered by the Court will involve
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production of confidential, proprietary, or private information for which special
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protection from public disclosure and from use for any purpose other than as ordered
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by the Court is warranted.
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Accordingly, the parties hereby stipulate to and petition the Court to enter the
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following Stipulated Limited Protective Order. The parties acknowledge that this
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Order does not confer blanket protections on all disclosures or responses to discovery
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and that the protection it affords from public disclosure and use extends only to the
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limited information or items that are entitled to confidential treatment under the
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applicable legal principles.
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2.
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Good Cause Statement
The informal information exchange ordered by the Court will involve
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production of involve trade secrets or confidential information,
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commercial, financial, technical and/or proprietary information for which special
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protection from public disclosure and from use for any purpose other than as ordered
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by the Court is warranted. Such confidential materials and information consist of,
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among other things, confidential business or financial information, information
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regarding confidential business practices, or other confidential research,
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development, or commercial information (including information implicating privacy
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rights of third parties), information otherwise generally unavailable to the public, or
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which may be privileged or otherwise protected from disclosure under state or federal
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statutes, court rules, case decisions, or common law. Accordingly, to expedite the
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flow of information, to facilitate the prompt resolution of disputes over
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confidentiality of materials exchanged informally, to adequately protect information
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the parties are entitled to keep confidential, to ensure that the parties are permitted
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reasonable necessary uses of such material to address the comments made by the
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Court in its March 5, 2021 order, and serve the ends of justice, a protective order for
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such information is justified in this matter. It is the intent of the parties that
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information will not be designated as confidential for tactical reasons and that nothing
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be so designated without a good faith belief that it has been maintained in a
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confidential, non-public manner, and there is good cause why it should not be part of
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the public record of this case.
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3.
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Definitions
3.1
“Action” shall mean this pending federal lawsuit, entitled Fletcher
Dozier, Jr. v. Walmart Inc., Case No. 2:20-cv-05286-AB-PVC.
3.2
“CONFIDENTIAL” Information or Items shall mean information
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(regardless of how it is generated, stored, or maintained) or tangible things that
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qualify for protection under Federal Rule of Civil Procedure 26(c), including, among
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other things, confidential business or financial information, information regarding
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confidential business practices, or other confidential research, development, or
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commercial information (including information implicating privacy rights of third
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parties), information otherwise generally unavailable to the public, or which may be
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privileged or otherwise protected from disclosure under state or federal statutes, court
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rules, case decisions, or common law.
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3.3
“Counsel” shall mean Outside Counsel of Record and House Counsel
(as well as their support staff).
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3.4
“Designating Party” shall mean a Party that designates information or
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items that it produces pursuant to this Stipulated Protective Order as
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“CONFIDENTIAL.”
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3.5
“Expert” shall mean a person with specialized knowledge or experience
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in a matter pertinent to the litigation who has been retained by a Party or its counsel
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to serve as an expert witness or as a consultant in this Action.
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3.6
“House Counsel” shall mean attorneys who are employees of a Party to
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this Action. House Counsel does not include Outside Counsel of Record or any other
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outside counsel.
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3.7
“Outside Counsel of Record” shall mean attorneys who are not
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employees of a Party but are retained to represent or advise a Party and have appeared
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in this Action on behalf of that party or are affiliated with a law firm that has appeared
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on behalf of that party, and includes support staff.
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3.8
“Party” shall mean any party to this Action, including all of its officers,
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directors, employees, consultants, retained experts, and Outside Counsel of Record
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(and their support staffs).
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3.9
“Protected Material” shall mean any information or tangible thing
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produced by a Party pursuant to this Stipulated Protective Order and designated as
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“CONFIDENTIAL.”
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3.10 “Receiving Party” shall mean a Party that receives Protected Material
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from a Designating Party.
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4.
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Scope
4.1
The protections conferred by this Stipulated Protective Order cover not
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only Protected Material (as defined above), but also (1) any information copied or
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extracted from Protected Material; (2) all copies, excerpts, summaries, or
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compilations of Protected Material; and (3) any testimony, conversations, or
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presentations by Parties or their Counsel that might reveal Protected Material.
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4.2
None of the information or documents provided pursuant to this
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Stipulated Protective Order, in whatever form, constitutes an admission by any Party,
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a waiver of any privilege or proper objection that may apply, or may be used in any
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proceeding without the express permission of the Designating Party unless it is
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otherwise publicly available or is obtained in the course of discovery in the Action,
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subject to any applicable protective order.
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4.3
Nothing in this Stipulated Protective Order shall prevent any party from
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obtaining any relevant and non-privileged document or writing in discovery.
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However, no information obtained by a Party pursuant to this Stipulated Protective
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Order may be disclosed in any discovery request. Further, nothing in this Stipulated
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Protective Order shall prevent any Party from submitting to the court for in camera
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review any document or writing produced under this Stipulated Protective Order if,
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in a subsequent discovery dispute, the other party denies that such document or
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writing exists.
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5.
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Duration
5.1
The confidentiality obligations imposed by this Stipulated Protective
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Order shall remain in effect until a Designated Party agrees otherwise in writing or a
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court order otherwise directs.
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6.
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Designating Protected Material
6.1
Information, documents, or tangible things that qualify for protection
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under this Stipulated Protective Order must be clearly so designated before the
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material is disclosed or produced.
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6.2
If timely corrected, an inadvertent failure to designate qualified
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information or items does not, standing alone, waive the Designating Party’s right to
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secure protection under this Stipulated Protective Order for such material. Upon
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timely correction of a designation, the Receiving Party must make reasonable efforts
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to assure that the material is treated in accordance with the provisions of this
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Stipulated Protective Order.
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7.
Access To and Use of Protected Material
7.1
A Receiving Party may use Protected Material that is disclosed or
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produced by another Party pursuant to this Stipulated Protective Order solely for the
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purposes stated in the Court’s March 5, 2021 Order (Dkt. No. 70.)
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7.2
Protected Material may be disclosed only to the categories of persons
and under the conditions described in this Stipulated Protective Order.
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7.3
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Receiving
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“CONFIDENTIAL” only to:
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(a)
Unless otherwise permitted in writing by the Designating Party, a
Party
may
disclose
any
information
or
item
designated
the Receiving Party’s Outside Counsel of Record in this Action,
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as well as employees of said Outside Counsel of Record to whom it is reasonably
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necessary to disclose the information for this Action;
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(b)
the officers, directors, and employees (including House Counsel)
of the Receiving Party to whom disclosure is reasonably necessary for this Action;
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(c)
Experts (as defined in this Stipulated Protective Order) of the
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Receiving Party to whom disclosure is reasonably necessary for this Action and who
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have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A);
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(d)
the court and its personnel;
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(e)
court reporters and their staff;
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(f)
the author or recipient of a document containing the information
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or a custodian or other person who otherwise possessed or knew the information;
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(g)
any mediator or settlement officer, and their supporting
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personnel, mutually agreed upon by any of the parties engaged in settlement
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discussions.
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7.4
Under no circumstances shall access to Protected Material be granted to
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any employee of any competitor of Walmart, or any person who plans to, expects to,
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or reasonably anticipates to be employed by or affiliated with a competitor of
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Walmart regarding research, development, production, or sales of tires within the
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next two years.
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8.
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Protected Material Subpoenaed or Ordered Produced by a Court
8.1
If a Party is served with a subpoena or a court order issued in litigation
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that compels disclosure of any information or items designated in this Action as
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“CONFIDENTIAL,” that Party must:
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(a)
promptly notify in writing the Designating Party. Such
notification shall include a copy of the subpoena or court order;
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(b)
promptly notify in writing the party who caused the subpoena or
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order to issue in the other litigation that some or all of the material covered by the
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subpoena or order is subject to this Stipulated Protective Order. Such notification
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shall include a copy of this Stipulated Protective Order; and
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(c)
cooperate with respect to all reasonable procedures sought to be
pursued by the Designating Party whose Protected Material may be affected.
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8.2
If the Designating Party timely seeks a protective order, the Party served
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with the subpoena or court order shall not produce any information designated in this
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action as “CONFIDENTIAL” before a determination by the court from which the
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subpoena or order issued, unless the Party has obtained the Designating Party’s
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permission. The Designating Party shall bear the burden and expense of seeking
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protection in that court of its confidential material and nothing in these provisions
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should be construed as authorizing or encouraging a Receiving Party in this Action
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to disobey a lawful directive from another court.
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9.
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Unauthorized Disclosure of Protected Material
9.1
If a Receiving Party learns that, by inadvertence or otherwise, it has
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disclosed Protected Material to any person or in any circumstance not authorized
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under this Stipulated Protective Order, the Receiving Party must immediately (a)
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notify in writing the Designating Party of the unauthorized disclosures, (b) use its
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best efforts to retrieve all unauthorized copies of the Protected Material, (c) inform
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the person or persons to whom unauthorized disclosures were made of all the terms
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of this Stipulated Protective Order, and (d) request such person or persons to execute
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the “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit
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A.
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10.
Inadvertent Production of Privileged or Otherwise Protected Material
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10.1 When a Designating Party gives notice to Receiving Parties that certain
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inadvertently produced material is subject to a claim of privilege or other protection,
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the obligations of the Receiving Parties are those set forth in Federal Rule of Civil
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Procedure 26(b)(5)(B). Pursuant to Federal Rule of Evidence (FRE) 502(d) and (e),
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in so far as the parties reach an agreement on the effect of disclosure of a
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communication or information covered by the attorney-client privilege or work
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product protection, the parties may incorporate their agreement in the stipulated
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protective order submitted to the court.
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11.
Return of Protected Material
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11.1 Within thirty (30) days of final termination of the Action (the earlier of
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execution of a settlement agreement, entry of a final judgment or termination of final
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appeal), counsel for record for each party shall either assemble and return to counsel
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of record for Producing Party all Protected Material or certify in writing to counsel
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of record for Producing Party that all Protected Material has been destroyed.
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12.
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Miscellaneous
12.1 Right to Further Relief. Nothing in this Order abridges the right of any
person to seek its modification by the Court in the future.
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12.2 Right to Assert Other Objections. By stipulating to the entry of this
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Protective Order, no Party waives any right it otherwise would have to object to
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disclosing or producing any information or item on any ground not addressed in this
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Stipulated Protective Order. Similarly, no Party waives any right to object on any
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ground to use in evidence of any of the material covered by this Protective Order.
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13.
Violation
13.1 Any violation of this Order may be punished by appropriate measures
including, without limitation, contempt proceedings and/or monetary sanctions.
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FOR GOOD CAUSE HAVING BEEN SHOWN BY THE PARTIES’
STIPULATION, IT IS SO ORDERED
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DATED: April 13, 2021
_____________________________
Hon. Pedro V. Castillo
United States Magistrate Judge
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EXHIBIT A
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ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
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I,
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_____________________________ [print or type full address], declare under
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penalty of perjury that I have read in its entirety and understand the Stipulated
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Protective Order that was issued by the United States District Court for the Central
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District of California on [date] in the case of Fletcher Dozier, Jr. v. Walmart Inc.,
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(Case No. 2:20-cv-05286-AB-PVC). I agree to comply with and to be bound by all
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the terms of this Stipulated Protective Order and I understand and acknowledge that
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failure to so comply could expose me to sanctions and punishment in the nature of
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contempt. I solemnly promise that I will not disclose in any manner any information
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or item that is subject to this Stipulated Protective Order to any person or entity
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except in strict compliance with the provisions of this Order. I further agree to submit
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to the jurisdiction of the United States District Court for the Central District of
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California for enforcing the terms of this Stipulated Protective Order, even if such
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enforcement proceedings occur after termination of this action. I hereby appoint
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__________________________
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_______________________________________ [print or type full address and
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telephone number] as my California agent for service of process in connection with
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this action or any proceedings related to enforcement of this Stipulated Protective
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Order.
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Date: ______________________________________
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City and State where sworn and signed: _________________________________
_____________________________
[print
[print
or
or
type
type
full
full
name],
name]
of
of
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Printed name: _______________________________
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