Fletcher Dozier, Jr. v. Walmart Inc.

Filing 73

PROTECTIVE ORDER by Magistrate Judge Pedro V. Castillo re Stipulation for Protective Order 72 . (see document for details) (hr)

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1 2 3 4 5 6 7 8 9 IN THE UNITED STATES DISTRICT COURT 10 FOR THE CENTRAL DISTRICT OF CALIFORNIA 11 12 13 FLETCHER DOZIER, JR., individually and on behalf of all others similarly situated, 14 15 16 Plaintiff, Case No. 2:20-CV-05286-AB-PVCx STIPULATED LIMITED PROTECTIVE ORDER v. 17 WALMART INC., a Delaware corporation, formerly known as WalMart Stores, Inc., 18 Defendant. 19 20 21 22 23 24 25 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -1STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 1. Purposes and Limitations 2 On March 5, 2021, the Court issued an order granting Walmart’s motion to 3 dismiss plaintiff’s first amended complaint. (Dkt. No. 70.) The order granted 4 Walmart’s motion and, out of an abundance of caution, granted plaintiff leave to 5 amend so he may attempt to plead fact sufficient to establish standing. The Court 6 expressed concern over plaintiff’s investigation into his claims and the class aspects 7 of this case, and ordered the parties to exchange some informal discovery regarding 8 whether Walmart complied with the Regulation vis-à-vis plaintiff, and Walmart’s 9 policies regarding tire registration during the relevant period. 10 The informal information exchange ordered by the Court will involve 11 production of confidential, proprietary, or private information for which special 12 protection from public disclosure and from use for any purpose other than as ordered 13 by the Court is warranted. 14 Accordingly, the parties hereby stipulate to and petition the Court to enter the 15 following Stipulated Limited Protective Order. The parties acknowledge that this 16 Order does not confer blanket protections on all disclosures or responses to discovery 17 and that the protection it affords from public disclosure and use extends only to the 18 limited information or items that are entitled to confidential treatment under the 19 applicable legal principles. 20 2. 21 Good Cause Statement The informal information exchange ordered by the Court will involve 22 production of involve trade secrets or confidential information, 23 commercial, financial, technical and/or proprietary information for which special 24 protection from public disclosure and from use for any purpose other than as ordered 25 by the Court is warranted. Such confidential materials and information consist of, 26 among other things, confidential business or financial information, information 27 regarding confidential business practices, or other confidential research, 28 development, or commercial information (including information implicating privacy DOCUMENT PREPARED ON RECYCLED PAPER -2STIPULATED LIMITED PROTECTIVE ORDER development, Case No. 2:20-CV-05286-AB-PVC 1 rights of third parties), information otherwise generally unavailable to the public, or 2 which may be privileged or otherwise protected from disclosure under state or federal 3 statutes, court rules, case decisions, or common law. Accordingly, to expedite the 4 flow of information, to facilitate the prompt resolution of disputes over 5 confidentiality of materials exchanged informally, to adequately protect information 6 the parties are entitled to keep confidential, to ensure that the parties are permitted 7 reasonable necessary uses of such material to address the comments made by the 8 Court in its March 5, 2021 order, and serve the ends of justice, a protective order for 9 such information is justified in this matter. It is the intent of the parties that 10 information will not be designated as confidential for tactical reasons and that nothing 11 be so designated without a good faith belief that it has been maintained in a 12 confidential, non-public manner, and there is good cause why it should not be part of 13 the public record of this case. 14 3. 15 16 17 Definitions 3.1 “Action” shall mean this pending federal lawsuit, entitled Fletcher Dozier, Jr. v. Walmart Inc., Case No. 2:20-cv-05286-AB-PVC. 3.2 “CONFIDENTIAL” Information or Items shall mean information 18 (regardless of how it is generated, stored, or maintained) or tangible things that 19 qualify for protection under Federal Rule of Civil Procedure 26(c), including, among 20 other things, confidential business or financial information, information regarding 21 confidential business practices, or other confidential research, development, or 22 commercial information (including information implicating privacy rights of third 23 parties), information otherwise generally unavailable to the public, or which may be 24 privileged or otherwise protected from disclosure under state or federal statutes, court 25 rules, case decisions, or common law. 26 27 3.3 “Counsel” shall mean Outside Counsel of Record and House Counsel (as well as their support staff). 28 DOCUMENT PREPARED ON RECYCLED PAPER -3STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 3.4 “Designating Party” shall mean a Party that designates information or 2 items that it produces pursuant to this Stipulated Protective Order as 3 “CONFIDENTIAL.” 4 3.5 “Expert” shall mean a person with specialized knowledge or experience 5 in a matter pertinent to the litigation who has been retained by a Party or its counsel 6 to serve as an expert witness or as a consultant in this Action. 7 3.6 “House Counsel” shall mean attorneys who are employees of a Party to 8 this Action. House Counsel does not include Outside Counsel of Record or any other 9 outside counsel. 10 3.7 “Outside Counsel of Record” shall mean attorneys who are not 11 employees of a Party but are retained to represent or advise a Party and have appeared 12 in this Action on behalf of that party or are affiliated with a law firm that has appeared 13 on behalf of that party, and includes support staff. 14 3.8 “Party” shall mean any party to this Action, including all of its officers, 15 directors, employees, consultants, retained experts, and Outside Counsel of Record 16 (and their support staffs). 17 3.9 “Protected Material” shall mean any information or tangible thing 18 produced by a Party pursuant to this Stipulated Protective Order and designated as 19 “CONFIDENTIAL.” 20 3.10 “Receiving Party” shall mean a Party that receives Protected Material 21 from a Designating Party. 22 4. 23 Scope 4.1 The protections conferred by this Stipulated Protective Order cover not 24 only Protected Material (as defined above), but also (1) any information copied or 25 extracted from Protected Material; (2) all copies, excerpts, summaries, or 26 compilations of Protected Material; and (3) any testimony, conversations, or 27 presentations by Parties or their Counsel that might reveal Protected Material. 28 DOCUMENT PREPARED ON RECYCLED PAPER -4STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 4.2 None of the information or documents provided pursuant to this 2 Stipulated Protective Order, in whatever form, constitutes an admission by any Party, 3 a waiver of any privilege or proper objection that may apply, or may be used in any 4 proceeding without the express permission of the Designating Party unless it is 5 otherwise publicly available or is obtained in the course of discovery in the Action, 6 subject to any applicable protective order. 7 4.3 Nothing in this Stipulated Protective Order shall prevent any party from 8 obtaining any relevant and non-privileged document or writing in discovery. 9 However, no information obtained by a Party pursuant to this Stipulated Protective 10 Order may be disclosed in any discovery request. Further, nothing in this Stipulated 11 Protective Order shall prevent any Party from submitting to the court for in camera 12 review any document or writing produced under this Stipulated Protective Order if, 13 in a subsequent discovery dispute, the other party denies that such document or 14 writing exists. 15 5. 16 Duration 5.1 The confidentiality obligations imposed by this Stipulated Protective 17 Order shall remain in effect until a Designated Party agrees otherwise in writing or a 18 court order otherwise directs. 19 6. 20 Designating Protected Material 6.1 Information, documents, or tangible things that qualify for protection 21 under this Stipulated Protective Order must be clearly so designated before the 22 material is disclosed or produced. 23 6.2 If timely corrected, an inadvertent failure to designate qualified 24 information or items does not, standing alone, waive the Designating Party’s right to 25 secure protection under this Stipulated Protective Order for such material. Upon 26 timely correction of a designation, the Receiving Party must make reasonable efforts 27 to assure that the material is treated in accordance with the provisions of this 28 Stipulated Protective Order. DOCUMENT PREPARED ON RECYCLED PAPER -5STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 2 7. Access To and Use of Protected Material 7.1 A Receiving Party may use Protected Material that is disclosed or 3 produced by another Party pursuant to this Stipulated Protective Order solely for the 4 purposes stated in the Court’s March 5, 2021 Order (Dkt. No. 70.) 5 6 7.2 Protected Material may be disclosed only to the categories of persons and under the conditions described in this Stipulated Protective Order. 7 7.3 8 Receiving 9 “CONFIDENTIAL” only to: 10 (a) Unless otherwise permitted in writing by the Designating Party, a Party may disclose any information or item designated the Receiving Party’s Outside Counsel of Record in this Action, 11 as well as employees of said Outside Counsel of Record to whom it is reasonably 12 necessary to disclose the information for this Action; 13 14 (b) the officers, directors, and employees (including House Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this Action; 15 (c) Experts (as defined in this Stipulated Protective Order) of the 16 Receiving Party to whom disclosure is reasonably necessary for this Action and who 17 have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 18 (d) the court and its personnel; 19 (e) court reporters and their staff; 20 (f) the author or recipient of a document containing the information 21 or a custodian or other person who otherwise possessed or knew the information; 22 (g) any mediator or settlement officer, and their supporting 23 personnel, mutually agreed upon by any of the parties engaged in settlement 24 discussions. 25 7.4 Under no circumstances shall access to Protected Material be granted to 26 any employee of any competitor of Walmart, or any person who plans to, expects to, 27 or reasonably anticipates to be employed by or affiliated with a competitor of 28 DOCUMENT PREPARED ON RECYCLED PAPER -6STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 Walmart regarding research, development, production, or sales of tires within the 2 next two years. 3 8. 4 Protected Material Subpoenaed or Ordered Produced by a Court 8.1 If a Party is served with a subpoena or a court order issued in litigation 5 that compels disclosure of any information or items designated in this Action as 6 “CONFIDENTIAL,” that Party must: 7 8 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; 9 (b) promptly notify in writing the party who caused the subpoena or 10 order to issue in the other litigation that some or all of the material covered by the 11 subpoena or order is subject to this Stipulated Protective Order. Such notification 12 shall include a copy of this Stipulated Protective Order; and 13 14 (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected. 15 8.2 If the Designating Party timely seeks a protective order, the Party served 16 with the subpoena or court order shall not produce any information designated in this 17 action as “CONFIDENTIAL” before a determination by the court from which the 18 subpoena or order issued, unless the Party has obtained the Designating Party’s 19 permission. The Designating Party shall bear the burden and expense of seeking 20 protection in that court of its confidential material and nothing in these provisions 21 should be construed as authorizing or encouraging a Receiving Party in this Action 22 to disobey a lawful directive from another court. 23 9. 24 Unauthorized Disclosure of Protected Material 9.1 If a Receiving Party learns that, by inadvertence or otherwise, it has 25 disclosed Protected Material to any person or in any circumstance not authorized 26 under this Stipulated Protective Order, the Receiving Party must immediately (a) 27 notify in writing the Designating Party of the unauthorized disclosures, (b) use its 28 best efforts to retrieve all unauthorized copies of the Protected Material, (c) inform DOCUMENT PREPARED ON RECYCLED PAPER -7STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 the person or persons to whom unauthorized disclosures were made of all the terms 2 of this Stipulated Protective Order, and (d) request such person or persons to execute 3 the “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit 4 A. 5 10. Inadvertent Production of Privileged or Otherwise Protected Material 6 10.1 When a Designating Party gives notice to Receiving Parties that certain 7 inadvertently produced material is subject to a claim of privilege or other protection, 8 the obligations of the Receiving Parties are those set forth in Federal Rule of Civil 9 Procedure 26(b)(5)(B). Pursuant to Federal Rule of Evidence (FRE) 502(d) and (e), 10 in so far as the parties reach an agreement on the effect of disclosure of a 11 communication or information covered by the attorney-client privilege or work 12 product protection, the parties may incorporate their agreement in the stipulated 13 protective order submitted to the court. 14 11. Return of Protected Material 15 11.1 Within thirty (30) days of final termination of the Action (the earlier of 16 execution of a settlement agreement, entry of a final judgment or termination of final 17 appeal), counsel for record for each party shall either assemble and return to counsel 18 of record for Producing Party all Protected Material or certify in writing to counsel 19 of record for Producing Party that all Protected Material has been destroyed. 20 12. 21 22 Miscellaneous 12.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 23 12.2 Right to Assert Other Objections. By stipulating to the entry of this 24 Protective Order, no Party waives any right it otherwise would have to object to 25 disclosing or producing any information or item on any ground not addressed in this 26 Stipulated Protective Order. Similarly, no Party waives any right to object on any 27 ground to use in evidence of any of the material covered by this Protective Order. 28 DOCUMENT PREPARED ON RECYCLED PAPER -8STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 2 3 13. Violation 13.1 Any violation of this Order may be punished by appropriate measures including, without limitation, contempt proceedings and/or monetary sanctions. 4 5 6 7 FOR GOOD CAUSE HAVING BEEN SHOWN BY THE PARTIES’ STIPULATION, IT IS SO ORDERED 8 9 10 DATED: April 13, 2021 _____________________________ Hon. Pedro V. Castillo United States Magistrate Judge 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -9STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 4 I, 5 _____________________________ [print or type full address], declare under 6 penalty of perjury that I have read in its entirety and understand the Stipulated 7 Protective Order that was issued by the United States District Court for the Central 8 District of California on [date] in the case of Fletcher Dozier, Jr. v. Walmart Inc., 9 (Case No. 2:20-cv-05286-AB-PVC). I agree to comply with and to be bound by all 10 the terms of this Stipulated Protective Order and I understand and acknowledge that 11 failure to so comply could expose me to sanctions and punishment in the nature of 12 contempt. I solemnly promise that I will not disclose in any manner any information 13 or item that is subject to this Stipulated Protective Order to any person or entity 14 except in strict compliance with the provisions of this Order. I further agree to submit 15 to the jurisdiction of the United States District Court for the Central District of 16 California for enforcing the terms of this Stipulated Protective Order, even if such 17 enforcement proceedings occur after termination of this action. I hereby appoint 18 __________________________ 19 _______________________________________ [print or type full address and 20 telephone number] as my California agent for service of process in connection with 21 this action or any proceedings related to enforcement of this Stipulated Protective 22 Order. 23 Date: ______________________________________ 24 City and State where sworn and signed: _________________________________ _____________________________ [print [print or or type type full full name], name] of of 25 26 Printed name: _______________________________ 27 28 DOCUMENT PREPARED ON RECYCLED PAPER Signature: _________________________________ - 10 STIPULATED LIMITED PROTECTIVE ORDER Case No. 2:20-CV-05286-AB-PVC

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