Cacique, Inc. et al v. Pedro J. Tortosa-Sanchis, et al

Filing 49

STIPULATED PROTECTIVE ORDER by Magistrate Judge John E. McDermott re Stipulation for Protective Order. 48 (es)

Download PDF
1 2 3 4 5 6 7 GRODSKY, OLECKI & PURITSKY LLP Allen B. Grodsky (SBN 111064) John J. Metzidis (SBN 259464) 11111 Santa Monica Boulevard, Suite 1070 Los Angeles, California 90025 Telephone: (310) 315-3009 Facsimile: (310) 315-1557 Attorneys for Plaintiffs and Counter-Defendants 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 WESTERN DIVISION 11 12 CACIQUE, INC. et al., 13 14 15 16 Plaintiffs, vs. PEDRO J. TORTOSA-SANCHIS et al., Defendants. 17 18 19 20 21 22 23 24 25 26 27 28 PEDRO J. TORTOSA-SANCHIS et al., Counter-Claimants, vs. CACIQUE, INC. et al., Counter-Defendants. Case No. 2:20-cv-06910-JWH (JEMx) Before the Hon. John W. Holcomb, U.S. District Judge STIPULATED PROTECTIVE ORDER Action filed: Trial: July 22, 2020 January 31, 2022 1 1. 2 PURPOSES AND LIMITATIONS Discovery in this action is likely to involve production of confidential, 3 proprietary, or private information for which special protection from public 4 disclosure and from use for any purpose other than prosecuting this litigation may 5 be warranted. Accordingly, the parties hereby stipulate to and petition the Court to 6 enter the following Stipulated Protective Order. The parties acknowledge that this 7 Stipulated Protective Order does not confer blanket protections on all disclosures or 8 responses to discovery and that the protection it affords from public disclosure and 9 use extends only to the limited information or items that are entitled to confidential 10 treatment under the applicable legal principles. The parties further acknowledge, as 11 set forth in Section 13.3 below, that this Stipulated Protective Order does not entitle 12 them to file confidential information under seal; Local Rule 79-5 sets forth the 13 procedures that must be followed and the standards that will be applied when a 14 party seeks permission from the Court to file material under seal. Discovery in this 15 action is likely to involve production of confidential, proprietary, or private 16 information for which special protection from public disclosure and from use for 17 any purpose other than prosecuting this litigation may be warranted. 18 19 20 2. GOOD CAUSE STATEMENT This action is likely to involve trade secrets and other valuable research, 21 development, commercial, financial, technical and/or proprietary information for 22 which special protection from public disclosure and from use for any purpose other 23 than prosecution of this action is warranted. Such confidential and proprietary 24 materials and information consist of, among other things, confidential business or 25 financial information, information regarding confidential business practices, or 26 other confidential research, development, or commercial information (including 27 information implicating privacy rights of third parties), information otherwise 28 generally unavailable to the public, or which may be privileged or otherwise -2- 1 protected from disclosure under state or federal statutes, court rules, case decisions, 2 or common law. Accordingly, to expedite the flow of information, to facilitate the 3 prompt resolution of disputes over confidentiality of discovery materials, to 4 adequately protect information the parties are entitled to keep confidential, to 5 ensure that the parties are permitted reasonable necessary uses of such material in 6 preparation for and in the conduct of trial, to address their handling at the end of the 7 litigation, and to serve the ends of justice, a protective order for such information is 8 justified in this matter. It is the intent of the parties that information will not be 9 designated as confidential for tactical reasons and that nothing be so designated 10 without a good faith belief that it has been maintained in a confidential, non-public 11 manner, and there is good cause why it should not be part of the public record of 12 this case. 13 14 3. DEFINITIONS 15 3.1. Action: This pending federal lawsuit. 16 3.2. Challenging Party: A Party or Nonparty that challenges the 17 designation of information or items under this Stipulated Protective 18 Order. 19 3.3. “CONFIDENTIAL” Information or Items: Information (regardless of 20 how it is generated, stored or maintained) or tangible things that 21 qualify for protection under Federal Rule of Civil Procedure 26(c), and 22 as specified above in the Good Cause Statement. 23 3.4. 24 25 Counsel: Outside Counsel of Record and In-House Counsel (as well as their support staff). 3.5. Designating Party: A Party or Nonparty that designates information or 26 items that it produces in disclosures or in responses to discovery as 27 “CONFIDENTIAL.” 28 3.6. Disclosure or Discovery Material: All items or information, regardless -3- 1 of the medium or manner in which it is generated, stored, or 2 maintained (including, among other things, testimony, transcripts, and 3 tangible things), that is produced or generated in disclosures or 4 responses to discovery in this matter. 5 3.7. Expert: A person with specialized knowledge or experience in a 6 matter pertinent to the litigation who has been retained by a Party or its 7 counsel to serve as an expert witness or as a consultant in this Action. 8 3.8. 9 Action. In-House Counsel does not include Outside Counsel of 10 11 12 In-House Counsel: Attorneys who are employees of a party to this Record or any other outside counsel. 3.9. Nonparty: Any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 13 3.10. Outside Counsel of Record: Attorneys who are not employees of a 14 party to this Action but are retained to represent or advise a party to 15 this Action and have appeared in this Action on behalf of that party or 16 are affiliated with a law firm which has appeared on behalf of that 17 party, and includes support staff. 18 3.11. Party: Any party to this Action, including all of its officers, directors, 19 employees, consultants, retained experts, In-House Counsel, and 20 Outside Counsel of Record (and their support staffs). 21 22 23 3.12. Producing Party: A Party or Nonparty that produces Disclosure or Discovery Material in this Action. 3.13. Professional Vendors: Persons or entities that provide litigation 24 support services (e.g., photocopying, videotaping, translating, 25 preparing exhibits or demonstrations, and organizing, storing, or 26 retrieving data in any form or medium) and their employees and 27 subcontractors. 28 3.14. Protected Material: Any Disclosure or Discovery Material that is -4- 1 designated as “CONFIDENTIAL.” 2 3.15. Receiving Party: A Party that receives Disclosure or Discovery 3 Material from a Producing Party. 4 5 4. SCOPE 6 The protections conferred by this Stipulated Protective Order cover not only 7 Protected Material, but also (1) any information copied or extracted from Protected 8 Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; 9 and (3) any testimony, conversations, or presentations by Parties or their Counsel 10 that might reveal Protected Material. 11 Any use of Protected Material at trial shall be governed by the orders of the 12 trial judge. This Stipulated Protective Order does not govern the use of Protected 13 Material at trial. 14 15 5. DURATION 16 17 Even after final disposition of this litigation, the confidentiality obligations 18 imposed by this Stipulated Protective Order shall remain in effect until a 19 Designating Party agrees otherwise in writing or a court order otherwise directs. 20 Final disposition shall be deemed to be the later of (1) dismissal of all claims and 21 defenses in this Action, with or without prejudice; and (2) final judgment herein 22 after the completion and exhaustion of all appeals, rehearings, remands, trials, or 23 reviews of this Action, including the time limits for filing any motions or 24 applications for extension of time pursuant to applicable law. 25 26 27 28 6. DESIGNATING PROTECTED MATERIAL 6.1. Exercise of Restraint and Care in Designating Material for Protection. Each Party or Nonparty that designates information or items for -5- 1 protection under this Stipulated Protective Order must take care to 2 limit any such designation to specific material that qualifies under the 3 appropriate standards. The Designating Party must designate for 4 protection only those parts of material, documents, items, or oral or 5 written communications that qualify so that other portions of the 6 material, documents, items, or communications for which protection is 7 not warranted are not swept unjustifiably within the ambit of this 8 Stipulated Protective Order. 9 Mass, indiscriminate, or routinized designations are 10 prohibited. Designations that are shown to be clearly unjustified or that 11 have been made for an improper purpose (e.g., to unnecessarily 12 encumber the case development process or to impose unnecessary 13 expenses and burdens on other parties) may expose the Designating 14 Party to sanctions. 15 6.2. Manner and Timing of Designations. 16 Except as otherwise provided in this Stipulated Protective Order 17 (see, e.g., Section 6.2(a)), or as otherwise stipulated or ordered, 18 Disclosure or Discovery Material that qualifies for protection under 19 this Stipulated Protective Order must be clearly so designated before 20 the material is disclosed or produced. 21 Designation in conformity with this Stipulated Protective Order 22 requires the following: 23 (a) For information in documentary form (e.g., paper or electronic 24 documents, but excluding transcripts of depositions or other 25 pretrial or trial proceedings), that the Producing Party affix at a 26 minimum, the legend “CONFIDENTIAL” to each page that 27 contains protected material. If only a portion or portions of the 28 material on a page qualifies for protection, the Producing Party -6- 1 also must clearly identify the protected portion(s) (e.g., by 2 making appropriate markings in the margins). 3 A Party or Nonparty that makes original documents 4 available for inspection need not designate them for protection 5 until after the inspecting Party has indicated which documents it 6 would like copied and produced. During the inspection and 7 before the designation, all of the material made available for 8 inspection shall be deemed “CONFIDENTIAL.” After the 9 inspecting Party has identified the documents it wants copied 10 and produced, the Producing Party must determine which 11 documents, or portions thereof, qualify for protection under this 12 Stipulated Protective Order. Then, before producing the 13 specified documents, the Producing Party must affix the legend 14 “CONFIDENTIAL” to each page that contains Protected 15 Material. If only a portion or portions of the material on a page 16 qualifies for protection, the Producing Party also must clearly 17 identify the protected portion(s) (e.g., by making appropriate 18 markings in the margins). 19 (b) For testimony given in depositions, that the Designating Party 20 identify the Disclosure or Discovery Material on the record, 21 before the close of the deposition, all protected testimony. 22 (c) For information produced in nondocumentary form, and for any 23 other tangible items, that the Producing Party affix in a 24 prominent place on the exterior of the container or containers in 25 which the information is stored the legend “CONFIDENTIAL.” 26 If only a portion or portions of the information warrants 27 protection, the Producing Party, to the extent practicable, shall 28 identify the protected portion(s). -7- 1 6.3. 2 Inadvertent Failure to Designate. If timely corrected, an inadvertent failure to designate qualified 3 information or items does not, standing alone, waive the Designating 4 Party’s right to secure protection under this Stipulated Protective Order 5 for such material. Upon timely correction of a designation, the 6 Receiving Party must make reasonable efforts to assure that the 7 material is treated in accordance with the provisions of this Stipulated 8 Protective Order. 9 10 11 7. CHALLENGING CONFIDENTIALITY DESIGNATIONS 7.1. Timing of Challenges. 12 Any Party or Nonparty may challenge a designation of 13 confidentiality at any time that is consistent with the Court’s 14 Scheduling Order. 15 7.2. 16 The Challenging Party shall initiate the dispute resolution 17 18 Meet and Confer. process, which shall comply with Local Rule 37.1 et seq., 7.3. Burden of Persuasion. 19 The burden of persuasion in any such challenge proceeding shall 20 be on the Designating Party. Frivolous challenges, and those made for 21 an improper purpose (e.g., to harass or impose unnecessary expenses 22 and burdens on other parties) may expose the Challenging Party to 23 sanctions. Unless the Designating Party has waived or withdrawn the 24 confidentiality designation, all parties shall continue to afford the 25 material in question the level of protection to which it is entitled under 26 the Producing Party’s designation until the Court rules on the 27 challenge. 28 -8- 1 2 8. ACCESS TO AND USE OF PROTECTED MATERIALS 8.1. Basic Principles. 3 A Receiving Party may use Protected Material that is disclosed 4 or produced by another Party or by a Nonparty in connection with this 5 Action only for prosecuting, defending, or attempting to settle this 6 Action. Such Protected Material may be disclosed only to the 7 categories of persons and under the conditions described in this 8 Stipulated Protective Order. When the Action reaches a final 9 disposition, a Receiving Party must comply with the provisions of 10 Section 14 below. 11 Protected Material must be stored and maintained by a 12 Receiving Party at a location and in a secure manner that ensures that 13 access is limited to the persons authorized under this Stipulated 14 Protective Order. 15 8.2. Disclosure of “CONFIDENTIAL” Information or Items. 16 Unless otherwise ordered by the Court or permitted in writing 17 by the Designating Party, a Receiving Party may disclose any 18 information or item designated “CONFIDENTIAL” only to: 19 (a) The Receiving Party’s Outside Counsel of Record, as well as 20 employees of said Outside Counsel of Record to whom it is 21 reasonably necessary to disclose the information for this Action; 22 (b) The officers, directors, and employees (including In-House 23 Counsel) of the Receiving Party to whom disclosure is 24 reasonably necessary for this Action; 25 (c) Experts of the Receiving Party to whom disclosure is reasonably 26 necessary for this Action and who have signed the 27 “Acknowledgment and Agreement to Be Bound” (Exhibit A); 28 (d) The Court and its personnel; -9- 1 (e) Court reporters and their staff; 2 (f) Professional jury or trial consultants, mock jurors, and 3 Professional Vendors to whom disclosure is reasonably 4 necessary or this Action and who have signed the 5 “Acknowledgment and Agreement to be Bound” (Exhibit A); 6 (g) The author or recipient of a document containing the 7 information or a custodian or other person who otherwise 8 possessed or knew the information; 9 (h) During their depositions, witnesses, and attorneys for witnesses, 10 in the Action to whom disclosure is reasonably necessary 11 provided: (i) the deposing party requests that the witness sign 12 the “Acknowledgment and Agreement to Be Bound” (Exhibit 13 A); and (ii) the witness will not be permitted to keep any 14 confidential information unless they sign the “Acknowledgment 15 and Agreement to Be Bound,” unless otherwise agreed by the 16 Designating Party or ordered by the Court. Pages of transcribed 17 deposition testimony or exhibits to depositions that reveal 18 Protected Material may be separately bound by the court 19 reporter and may not be disclosed to anyone except as permitted 20 under this Stipulated Protective Order; and 21 (i) Any mediator or settlement officer, and their supporting 22 personnel, mutually agreed upon by any of the parties engaged 23 in settlement discussions. 24 25 9. PROTECTED MATERIAL SUBPOENAED OR ORDERED 26 PRODUCED IN OTHER LITIGATION 27 If a Party is served with a subpoena or a court order issued in other litigation 28 that compels disclosure of any information or items designated in this Action as -10- 1 “CONFIDENTIAL,” that Party must: 2 (a) 3 Promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; 4 (b) Promptly notify in writing the party who caused the subpoena or order 5 to issue in the other litigation that some or all of the material covered 6 by the subpoena or order is subject to this Stipulated Protective Order. 7 Such notification shall include a copy of this Stipulated Protective 8 Order; and 9 (c) Cooperate with respect to all reasonable procedures sought to be 10 pursued by the Designating Party whose Protected Material may be 11 affected. 12 If the Designating Party timely seeks a protective order, the Party served with 13 the subpoena or court order shall not produce any information designated in this 14 action as “CONFIDENTIAL” before a determination by the Court from which the 15 subpoena or order issued, unless the Party has obtained the Designating Party’s 16 permission. The Designating Party shall bear the burden and expense of seeking 17 protection in that court of its confidential material and nothing in these provisions 18 should be construed as authorizing or encouraging a Receiving Party in this Action 19 to disobey a lawful directive from another court. 20 21 10. A NONPARTY’S PROTECTED MATERIAL SOUGHT TO BE 22 PRODUCED IN THIS LITIGATION 23 10.1. Application. 24 The terms of this Stipulated Protective Order are applicable to 25 information produced by a Nonparty in this Action and designated as 26 “CONFIDENTIAL.” Such information produced by Nonparties in 27 connection with this litigation is protected by the remedies and relief 28 provided by this Stipulated Protective Order. Nothing in these -11- 1 provisions should be construed as prohibiting a Nonparty from seeking 2 additional protections. 3 10.2. Notification. 4 In the event that a Party is required, by a valid discovery 5 request, to produce a Nonparty’s confidential information in its 6 possession, and the Party is subject to an agreement with the Nonparty 7 not to produce the Nonparty’s confidential information, then the Party 8 shall: 9 (a) Promptly notify in writing the Requesting Party and the 10 Nonparty that some or all of the information requested is subject 11 to a confidentiality agreement with a Nonparty; 12 (b) Promptly provide the Nonparty with a copy of the Stipulated 13 Protective Order in this Action, the relevant discovery 14 request(s), and a reasonably specific description of the 15 information requested; and 16 17 18 19 (c) Make the information requested available for inspection by the Nonparty, if requested. 10.3. Conditions of Production. If the Nonparty fails to seek a protective order from this Court 20 within fourteen (14) days after receiving the notice and accompanying 21 information, the Receiving Party may produce the Nonparty’s 22 confidential information responsive to the discovery request. If the 23 Nonparty timely seeks a protective order, the Receiving Party shall not 24 produce any information in its possession or control that is subject to 25 the confidentiality agreement with the Nonparty before a 26 determination by the Court. Absent a court order to the contrary, the 27 Nonparty shall bear the burden and expense of seeking protection in 28 this Court of its Protected Material. -12- 1 2 11. 3 UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed 4 Protected Material to any person or in any circumstance not authorized under this 5 Stipulated Protective Order, the Receiving Party immediately must (1) notify in 6 writing the Designating Party of the unauthorized disclosures, (2) use its best 7 efforts to retrieve all unauthorized copies of the Protected Material, (3) inform the 8 person or persons to whom unauthorized disclosures were made of all the terms of 9 this Stipulated Protective Order, and (4) request such person or persons to execute 10 the “Acknowledgment and Agreement to be Bound” (Exhibit A). 11 12 12. INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE 13 PROTECTED MATERIAL 14 When a Producing Party gives notice to Receiving Parties that certain 15 inadvertently produced material is subject to a claim of privilege or other 16 protection, the obligations of the Receiving Parties are those set forth in Federal 17 Rule of Civil Procedure 26(b)(5)(B). This provision is not intended to modify 18 whatever procedure may be established in an e-discovery order that provides for 19 production without prior privilege review. Pursuant to Federal Rule of Evidence 20 502(d) and (e), insofar as the parties reach an agreement on the effect of disclosure 21 of a communication or information covered by the attorney-client privilege or work 22 product protection, the parties may incorporate their agreement in the Stipulated 23 Protective Order submitted to the Court. 24 25 26 27 28 13. MISCELLANEOUS 13.1. Right to Further Relief. Nothing in this Stipulated Protective Order abridges the right of any person to seek its modification by the Court in the future. -13- 1 13.2. Right to Assert Other Objections. 2 By stipulating to the entry of this Stipulated Protective Order, no 3 Party waives any right it otherwise would have to object to disclosing 4 or producing any information or item on any ground not addressed in 5 this Stipulated Protective Order. Similarly, no Party waives any right 6 to object on any ground to use in evidence of any of the material 7 covered by this Stipulated Protective Order. 8 13.3. Filing Protected Material. 9 A Party that seeks to file under seal any Protected Material must 10 comply with Local Rule 79-5. Protected Material may only be filed 11 under seal pursuant to a court order authorizing the sealing of the 12 specific Protected Material at issue. If a Party's request to file 13 Protected Material under seal is denied by the Court, then the 14 Receiving Party may file the information in the public record unless 15 otherwise instructed by the Court. 16 17 18 14. FINAL DISPOSITION After the final disposition of this Action, within sixty (60) days of a written 19 request by the Designating Party, each Receiving Party must return all Protected 20 Material to the Producing Party or destroy such material. As used in this 21 subdivision, “all Protected Material” includes all copies, abstracts, compilations, 22 summaries, and any other format reproducing or capturing any of the Protected 23 Material. Whether the Protected Material is returned or destroyed, the Receiving 24 Party must submit a written certification to the Producing Party (and, if not the 25 same person or entity, to the Designating Party) by the 60-day deadline that 26 (1) identifies (by category, where appropriate) all the Protected Material that was 27 returned or destroyed and (2) affirms that the Receiving Party has not retained any 28 copies, abstracts, compilations, summaries or any other format reproducing or -14- 1 capturing any of the Protected Material. Notwithstanding this provision, Counsel is 2 entitled to retain an archival copy of all pleadings; motion papers; trial, deposition, 3 and hearing transcripts; legal memoranda; correspondence; deposition and trial 4 exhibits; expert reports; attorney work product; and consultant and expert work 5 product, even if such materials contain Protected Material. Any such archival 6 copies that contain or constitute Protected Material remain subject to this Stipulated 7 Protective Order as set forth in Section 5. 8 9 15. VIOLATION 10 Any violation of this Stipulated Order may be punished by any and all 11 appropriate measures including, without limitation, contempt proceedings and/or 12 monetary sanctions. 13 14 15 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. Dated: 7/15/21 /Allen B. Grodsky/ Attorney for Plaintiffs and Counterdefendants Dated: 7/15/21_____ /Michael Schwartz/ Attorney for Defendants and Counterclaimants 16 17 18 19 20 FOR GOOD CAUSE SHOWN, IT IS SO ORDERED. 21 22 23 Dated:7/15/21 John E. McDermott United States Magistrate Judge 24 25 26 27 28 -15- 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, 4 [full name], of [address], declare under penalty of perjury that I have read in its 5 entirety and understand the Stipulated Protective Order that was issued by the 6 United States District Court for the Central District of California on 7 [date] in the case of 8 [case name and number]. I agree to comply with and to be bound by all the terms 9 of this Stipulated Protective Order, and I understand and acknowledge that failure 10 to so comply could expose me to sanctions and punishment in the nature of 11 contempt. I solemnly promise that I will not disclose in any manner any 12 information or item that is subject to this Stipulated Protective Order to any person 13 or entity except in strict compliance with the provisions of this Stipulated Protective 14 Order. 15 I further agree to submit to the jurisdiction of the United States District Court 16 for the Central District of California for the purpose of enforcing the terms of this 17 Stipulated Protective Order, even if such enforcement proceedings occur after 18 termination of this action. I hereby appoint 19 of 20 as my California agent for service of process in connection with this action or any 21 proceedings related to enforcement of this Stipulated Protective Order. [full name] [address and telephone number] 22 23 Signature: 24 Printed Name: 25 Date: 26 City and State Where Sworn and Signed: 27 28 -16-

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?