Wayne Edward Steiger v. Carolyn W. Colvin
Filing
16
MEMORANDUM OPINION AND ORDER AFFIRMING COMMISSIONER by Magistrate Judge Jean P. Rosenbluth. IT IS ORDERED that judgment be entered AFFIRMING the decision of the Commissioner, DENYING Plaintiffs request for remand, and DISMISSING this action with prejudice. IT IS FURTHER ORDERED that the Clerk serve copies of this Order and the Judgment on counsel for both parties. (See Order for details) 1 (bem)
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA
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WAYNE EDWARD STEIGER,
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Plaintiff,
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vs.
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CAROLYN W. COLVIN, Acting
Commissioner of Social
Security,
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Defendant.
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) Case No. EDCV 14-0027-JPR
)
)
) MEMORANDUM OPINION AND ORDER
) AFFIRMING COMMISSIONER
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I.
PROCEEDINGS
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Plaintiff seeks review of the Commissioner’s final decision
20
denying his application for Social Security disability insurance
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benefits (“DIB”).
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the undersigned U.S. Magistrate Judge under 28 U.S.C. § 636(c).
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This matter is before the Court on the parties’ Joint
24
Stipulation, filed October 8, 2014, which the Court has taken
25
under submission without oral argument.
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below, the Commissioner’s decision is affirmed.
The parties consented to the jurisdiction of
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1
For the reasons stated
1
II.
2
BACKGROUND
Plaintiff was born on September 11, 1964.
(Administrative
3
Record (“AR”) 162.)
4
worked as an electronics technician and tractor-trailer truck
5
driver (AR 65-66, 167).
6
He completed eighth grade (AR 42), and he
On June 14, 2010, Plaintiff submitted an application for
7
DIB, alleging that he had been unable to work since March 3,
8
2009, because of “[b]ack and neck injury” and “possible cancer
9
under tongue.”1
(AR 162, 166.)
After his application was denied
10
initially and on reconsideration, he requested a hearing before
11
an Administrative Law Judge.
12
August 7, 2012, at which Plaintiff, who was represented by
13
counsel, testified, as did a vocational expert and Plaintiff’s
14
fiancée, Norma Perez.
15
August 16, 2012, the ALJ found Plaintiff not disabled.
16
31.)
17
request for review.
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III. STANDARD OF REVIEW
19
(AR 96.)
(AR 38-77.)
A hearing was held on
In a written decision issued
(AR 21-
On November 7, 2013, the Appeals Council denied Plaintiff’s
(AR 1.)
This action followed.
Under 42 U.S.C. § 405(g), a district court may review the
20
Commissioner’s decision to deny benefits.
The ALJ’s findings and
21
decision should be upheld if they are free of legal error and
22
supported by substantial evidence based on the record as a whole.
23
See id.; Richardson v. Perales, 402 U.S. 389, 401 (1971); Parra
24
v. Astrue, 481 F.3d 742, 746 (9th Cir. 2007).
25
evidence means such evidence as a reasonable person might accept
Substantial
26
27
28
1
Plaintiff clarified at the hearing that the lesion under
his tongue was not cancerous and did not interfere with his
ability to work. (AR 49.)
2
1
as adequate to support a conclusion.
Richardson, 402 U.S. at
2
401; Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007).
3
It is more than a scintilla but less than a preponderance.
4
Lingenfelter, 504 F.3d at 1035 (citing Robbins v. Soc. Sec.
5
Admin., 466 F.3d 880, 882 (9th Cir. 2006)).
6
substantial evidence supports a finding, the reviewing court
7
“must review the administrative record as a whole, weighing both
8
the evidence that supports and the evidence that detracts from
9
the Commissioner’s conclusion.”
To determine whether
Reddick v. Chater, 157 F.3d 715,
10
720 (9th Cir. 1996).
“If the evidence can reasonably support
11
either affirming or reversing,” the reviewing court “may not
12
substitute its judgment” for that of the Commissioner.
13
720-21.
14
IV.
Id. at
THE EVALUATION OF DISABILITY
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People are “disabled” for purposes of receiving Social
16
Security benefits if they are unable to engage in any substantial
17
gainful activity owing to a physical or mental impairment that is
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expected to result in death or which has lasted, or is expected
19
to last, for a continuous period of at least 12 months.
20
U.S.C. § 423(d)(1)(A); Drouin v. Sullivan, 966 F.2d 1255, 1257
21
(9th Cir. 1992).
42
22
A.
The Five-Step Evaluation Process
23
An ALJ follows a five-step sequential evaluation process to
24
assess whether someone is disabled.
20 C.F.R. § 404.1520(a)(4);
25
Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995) (as
26
amended Apr. 9, 1996).
27
determine whether the claimant is currently engaged in
28
substantial gainful activity; if so, the claimant is not disabled
In the first step, the Commissioner must
3
1
and the claim must be denied.
2
claimant is not engaged in substantial gainful activity, the
3
second step requires the Commissioner to determine whether the
4
claimant has a “severe” impairment or combination of impairments
5
significantly limiting his ability to do basic work activities;
6
if not, a finding of not disabled is made and the claim must be
7
denied.
8
impairment or combination of impairments, the third step requires
9
the Commissioner to determine whether the impairment or
§ 404.1520(a)(4)(ii).
§ 404.1520(a)(4)(i).
If the
If the claimant has a “severe”
10
combination of impairments meets or equals an impairment in the
11
Listing of Impairments (“Listing”) set forth at 20 C.F.R., Part
12
404, Subpart P, Appendix 1; if so, disability is conclusively
13
presumed and benefits are awarded.
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§ 404.1520(a)(4)(iii).
If the claimant’s impairment or combination of impairments
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does not meet or equal one in the Listing, the fourth step
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requires the Commissioner to determine whether the claimant has
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sufficient residual functional capacity (“RFC”)2 to perform his
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past work; if so, he is not disabled and the claim must be
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denied.
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proving he is unable to perform past relevant work.
21
F.2d at 1257.
22
case of disability is established.
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the claimant has no past relevant work, the Commissioner then
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bears the burden of establishing that the claimant is not
25
disabled because he can perform other substantial gainful work
§ 404.1520(a)(4)(iv).
The claimant has the burden of
Drouin, 966
If the claimant meets that burden, a prima facie
Id.
If that happens or if
26
27
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2
RFC is what a claimant can do despite existing exertional
and nonexertional limitations. § 404.1545; see Cooper v.
Sullivan, 880 F.2d 1152, 1155 n.5 (9th Cir. 1989).
4
1
available in the national economy.
§ 404.1520(a)(4)(v).
2
determination comprises the fifth and final step in the
3
sequential analysis.
4
That
Drouin, 966 F.2d at 1257.
§ 404.1520; Lester, 81 F.3d at 828 n.5;
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B.
The ALJ’s Application of the Five-Step Process
6
At step one, the ALJ found that Plaintiff had not engaged in
7
substantial gainful activity since March 3, 2009, the alleged
8
onset date.
9
had the severe impairments of “degenerative joint disease of the
(AR 23.)
At step two, he concluded that Plaintiff
10
lumbar spine with radiculopathy,3 status post lumbar fusion at
11
L5-S1 with residual back pain and probable pseudoarthritis,
12
status post hardware removal and augmentation of fusion at L5-S1,
13
and mild lateral recess stenosis at L4-5.”
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the ALJ determined that Plaintiff’s impairments did not meet or
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equal any of the impairments in the Listing.
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four, he found that Plaintiff had the RFC to perform light work
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except that he could “occasionally climb ramps and stairs”; was
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“prohibited from climbing ladders, ropes, and scaffolds”; could
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“frequently balance, stoop, kneel, crouch, and crawl”; “should
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avoid working around unprotected heights and hazardous
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machinery”; and could “use the bilateral lower extremities for
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frequent pushing and pulling.”
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testimony, the ALJ concluded that Plaintiff could not perform his
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past work as a truck driver and electronics installer.
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At step five, the ALJ found that Plaintiff could perform jobs
(Id.)
(Id.)
At step three,
(AR 25.)
Based on the VE’s
26
27
3
28
Radiculopathy is disease of the spinal cord.
Stedman’s Medical Dictionary 1503 (27th ed. 2000).
5
At step
See
(AR 30.)
1
that existed in significant numbers in the national economy.
2
(Id.)
3
V.
Accordingly, he found Plaintiff not disabled.
(AR 31.)
DISCUSSION
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Plaintiff contends that the ALJ erred in assessing the
5
testimony of Norma Perez, a lay witness and Plaintiff’s fiancée,
6
and in failing to consider one aspect of the treating physician’s
7
opinion.
A.
8
(J. Stip. at 5.)
Any Error in the ALJ’s Failure to Address the Lay
Witness’s Testimony Was Harmless
9
Plaintiff contends that the ALJ erred because he did not
10
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“acknowledge much less address” Perez’s testimony.
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6-8.)
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(J. Stip. at
and remand is not warranted on this ground.
For the reasons discussed below, any error was harmless
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1.
Applicable law
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“‘In determining whether a claimant is disabled, an ALJ must
16
consider lay witness testimony concerning a claimant’s ability to
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work.’”
18
(quoting Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1053
19
(9th Cir. 2006)); see also § 404.1513(d) (statements from
20
therapists, family, and friends can be used to show severity of
21
impairments and effect on ability to work).
22
competent evidence and “‘cannot be disregarded without comment.’”
23
Bruce, 557 F.3d at 1115 (emphasis in original) (quoting Nguyen v.
24
Chater, 100 F.3d 1462, 1467 (9th Cir. 1996)); Robbins, 466 F.3d
25
at 885 (“[T]he ALJ is required to account for all lay witness
26
testimony in the discussion of his or her findings.”).
27
rejecting the testimony of a lay witness, an ALJ must give
28
specific reasons germane to that witness.
Bruce v. Astrue, 557 F.3d 1113, 1115 (9th Cir. 2009)
6
Such testimony is
When
Bruce, 557 F.3d at
1
1115; see also Stout, 454 F.3d at 1053; Nguyen, 100 F.3d at 1467.
2
An ALJ’s failure to address a lay witness’s testimony is
3
harmless if it is “inconsequential to the ultimate nondisability
4
determination in the context of the record as a whole.”
5
v. Astrue, 674 F.3d 1104, 1122 (9th Cir. 2012) (internal
6
quotation marks omitted); see also Tommasetti v. Astrue, 533 F.3d
7
1035, 1038 (9th Cir. 2008); Carmickle v. Comm’r, Soc. Sec.
8
Admin., 533 F.3d 1155, 1162 (9th Cir. 2008).
9
“‘the same evidence that the ALJ referred to in discrediting [the
Molina
That happens when
10
claimant’s] claims also discredits [the lay witness’s] claims.’”
11
Molina, 674 F.3d at 1122 (alterations in original) (quoting
12
Buckner v. Astrue, 646 F.3d 549, 560 (8th Cir. 2011)).
13
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2.
Analysis
In determining Plaintiff’s RFC, the ALJ discredited
15
Plaintiff’s allegations regarding the severity of his upper-back,
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neck, and hip pain because they were inconsistent with the
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medical evidence and his daily activities and because Plaintiff
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had not complied with his treatment regimen.
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Plaintiff has not challenged on appeal the ALJ’s credibility
20
determination regarding his own statements and testimony.
21
(AR 26-27.)
Perez heard Plaintiff’s testimony at the hearing (AR 41) and
22
then testified herself (AR 71-76).
The ALJ did not address her
23
testimony in his written decision.
(See AR 25-30.)
24
that was error, see Bruce, 557 F.3d at 1115, it was harmless
25
because Perez described the same limitations as Plaintiff did in
26
his own testimony, and the ALJ’s reasons for rejecting
27
Plaintiff’s testimony “appl[ied] with equal force” to Perez’s
28
testimony.
Molina, 674 F.3d at 1122.
7
Although
1
The ALJ first rejected Plaintiff’s allegations because of
2
his “inconsistency in reporting his activities of daily living.”
3
(AR 26); see Tommasetti, 533 F.3d at 1039 (ALJ may consider
4
claimant’s daily activities in assessing his credibility); see
5
also Thomas v. Barnhart, 278 F.3d 947, 958-59 (9th Cir. 2002) (in
6
weighing credibility, ALJ may consider daily activities and
7
“inconsistencies either in claimant’s testimony or between [his]
8
testimony and [his] conduct” (alteration omitted)).
9
noted, in an “Exertion Questionnaire” dated September 1, 2010,
10
Plaintiff stated that his back injury prevented him from doing
11
chores around the house because of “excruciating pain.”
12
172.)
13
to sit or stand or even drive for any one period of time” (id.),
14
though he acknowledged that he could drive up to 30 miles at a
15
time (AR 173).
16
shopping “any more cause it[’]s too much work.”
As the ALJ
(AR
17
Because of back and leg pain it was “hard for [Plaintiff]
He indicated that he could not go grocery
(Id.)
At the hearing, by contrast, Plaintiff testified that he
18
occasionally washed dishes, made the bed, did laundry, and “once
19
in a while” watered the yard.
20
he could drive himself 30 miles to go to doctor’s appointments,
21
“pay a couple bills here or there,” and go “to the stores.”
22
42.)
23
(Id.)
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riding dirt bikes” very much.
25
“wife ha[d] to carry everything” when they went fishing.
26
He added, “So it’s [sic] kind of makes you not feel like a man
27
having to have your wife carry everything while you’re trying to
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enjoy yourself.”
(AR 41.)
He also testified that
(AR
He also occasionally drove one hour to family gatherings.
He no longer did hobbies like “hiking, fishing, [and]
(AR 58.)
(Id.)
8
He explained that his
(Id.)
1
Perez’s testimony on his activities was nearly identical to
2
Plaintiff’s, as Plaintiff seems to acknowledge.
3
(noting that Perez “confirmed the testimony of [Plaintiff] as to
4
his limited ability to do chores”).)
5
Plaintiff did some chores — washing dishes, making the bed, and
6
watering the yard, the same ones Plaintiff testified to — but did
7
not vacuum, mop, or take out the trash.
8
that Plaintiff could “go the [sic] store, run errands and
9
everything.”
(AR 74.)
(J. Stip. at 7
She testified that
(AR 73.)
She stated
When asked by the ALJ why she believed
10
Plaintiff was disabled, she answered that they could not go
11
camping and ride bikes like they used to and she carried “all the
12
equipment.”
13
man.”
14
beyond Plaintiff’s own testimony, the ALJ’s discussion of daily
15
activities applied with equal force to Perez’s testimony.
16
The ALJ’s other reasons for discrediting Plaintiff’s
(AR 75.)
(Id.)
She said, “[H]e feels like he’s not a
Because Perez’s testimony did not add anything
17
allegations also applied to Perez’s testimony.
18
Plaintiff’s allegations because they were inconsistent with the
19
medical evidence.
20
(contradiction with medical record sufficient basis for rejecting
21
claimant’s subjective testimony).
22
despite two surgeries, he still experienced muscle spasms,
23
cramps, and sharp, shooting pain in his hips and legs.
24
46, 51.)
25
showed “no significant bony spinal canal or neural foraminal
26
stenosis.”
27
April 17, 2012 EMG and nerve-conduction study of both lower
28
extremities and lumbar paraspinals were “entirely within normal
He discredited
(AR 27-28); see Carmickle, 533 F.3d at 1161
Plaintiff testified that
(AR 44,
But as the ALJ noted, a February 22, 2012 CT scan
(AR 440-41.)
Additionally, the findings from an
9
1
limits” and “rule[d] out lumbar radiculopathy.”
2
the extent Perez testified that Plaintiff could not perform any
3
work (see AR 75), the ALJ’s reasoning applied equally to her
4
testimony.
5
(AR 442-45.)
To
The ALJ also discredited Plaintiff’s allegations of
6
disabling pain because Plaintiff had not complied with his
7
treatment regimen.
8
1285 (9th Cir. 1996) (ALJ may rely on “unexplained or
9
inadequately explained failure to seek treatment or follow a
(AR 26); see Smolen v. Chater, 80 F.3d 1273,
10
prescribed course of treatment” in discounting claimant’s
11
testimony regarding severity of impairment).
12
despite doctors’ recommendations that he receive physical therapy
13
(see, e.g., AR 299, 302), Plaintiff testified that he “never had
14
physical therapy for any of [his] surgeries” even though he had
15
“heard a lot of scar tissue builds up” (AR 46-47).
16
acknowledged that the lack of therapy had “hindered [his]
17
healing.”
18
insurance company “could never get it worked out right,” implying
19
that he had not attended the sessions because they were “down the
20
hill.”
21
Perez’s testimony that Plaintiff was unable to work.
22
(AR 47.)
(Id.)
As the ALJ noted,
He
He explained ambiguously that his doctor and
The ALJ’s reasoning also applied in discrediting
In sum, Perez’s testimony was nearly identical to
23
Plaintiff’s and did not describe any limitations beyond those
24
Plaintiff himself described.4
See Molina, 674 F.3d at 1122.
25
26
27
28
4
Plaintiff asserts that Perez’s testimony was “important”
because “she testified to his mental state.” (J. Stip. at 7.)
He overstates her testimony regarding his mental health, however;
she testified only that Plaintiff’s medication seemed to cause
mood swings and that he was forgetful, stressed, and irritable.
10
1
Further, the ALJ extensively discussed Plaintiff’s alleged
2
limitations and rejected them based on specific, clear, and
3
convincing reasons, a determination Plaintiff has not challenged
4
on appeal.
5
discredit Plaintiff’s testimony also discredited Perez’s, any
6
error was inconsequential to the ultimate nondisability
7
determination and was therefore harmless.
8
Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 694 (9th Cir.
9
2009) (when lay witness’s testimony is similar to claimant’s and
Because the evidence on which the ALJ relied to
Id.; see also
10
ALJ gives clear and convincing reasons for rejecting claimant’s
11
testimony, “it follows that the ALJ also gave germane reasons for
12
rejecting” lay witness’s testimony).
13
Plaintiff is not entitled to remand on this ground.
14
B.
15
16
The ALJ Properly Considered the Treating Physician’s
Opinion
Plaintiff contends that the ALJ erred in failing to consider
17
one finding of Dr. Sunny Uppal, his treating physician.
(J.
18
Stip. at 11-13.)
19
address” Dr. Uppal’s statement on March 16, 2010, that he should
20
not perform heavy lifting, bending, or stooping.
21
AR 305.)
Specifically, he asserts that the ALJ “did not
(Id.; see also
22
23
24
25
26
27
28
(See AR 73-74.) The ALJ’s reasons for discounting Plaintiff’s
mental-health allegations (see AR 24-25) also applied to Perez’s
testimony, as her testimony overlapped with portions of
Plaintiff’s (see, e.g., AR 59 (Plaintiff testifying medication
made him feel “cloudy” and he would “forget stuff constantly”)).
Indeed, Plaintiff does not challenge the ALJ’s finding that his
mental impairments were nonsevere. (AR 24-25.)
11
1
1.
2
Relevant background
On December 11, 2009, Plaintiff started seeing Dr. Uppal, an
3
orthopedic surgeon, for his leg and back pain.
4
318.)
5
that was “not responsive to conservative treatment.”
6
Dr. Uppal recommended — and Plaintiff requested — surgery to
7
perform anterior and posterior decompression and fusion.
8
9
10
(See AR 314,
An MRI revealed a five-millimeter herniated disc at L5-S1
(AR 311.)
(Id.)
On January 8, 2010, before the surgery, Dr. Uppal diagnosed
spondylosis5 of L5-S1, noting again that the condition was “not
responsive to conservative treatment.”
(AR 309.)
Plaintiff had back surgery on February 27, 2010.
11
12
371, 442.)
13
(See AR
On March 16, 2010, in a postoperative checkup, Dr.
Uppal noted that Plaintiff’s
14
preoperative level of pain is essentially gone.
He used
15
to have severe pain in his leg, which is now gone.
16
very happy.
He is
17
(AR 306).
18
10 degrees of extension, and straight-leg raising was negative.
19
(Id.)
20
ankle plantar flexion and dorsiflexion, quadriceps, and
21
iliopsoas.6
22
noted that “[d]o’s and don’ts were explained to [Plaintiff]” and
23
recommended that he continue his “home walking program” and
Plaintiff’s back exhibited 60 degrees of flexion and
He demonstrated motor strength of five out of five in
(Id.)
Under the “Treatment Plan” heading, Dr. Uppal
24
5
25
26
27
28
Spondylosis refers generally to degeneration of the
vertebrae. See Stedman’s Medical Dictionary, supra, at 1678.
6
The iliopsoas muscle is part of a group of muscles known
as the hip flexors. See Hip flexor strain — aftercare,
MedlinePlus, http://www.nlm.nih.gov/medlineplus/ency/
patientinstructions/000682.htm (last updated May 15, 2013).
12
1
perform “[n]o heavy lifting, bending or stooping.”
2
(AR 305.)
On May 21, 2010, Dr. Uppal noted that Plaintiff’s
3
“preoperative level of pain ha[d] improved” but he continued to
4
have “some degree of pain.”
5
exhibited 60 degrees of flexion and 10 degrees of extension, and
6
straight-leg raising was negative.
7
strength of five out of five in ankle plantar and dorsiflexion,
8
quadriceps, and iliopsoas.
9
negative, which indicated “no hip pathology.”7
(AR 303.)
(Id.)
Plaintiff’s back
(Id.)
He demonstrated motor
Plaintiff’s FABER test was
(Id.)
Plaintiff saw Dr. Uppal again on July 9, 2010.
10
(AR 299-
11
300.)
Dr. Uppal again noted that Plaintiff’s preoperative pain
12
had improved but that he continued to have lower back pain.
13
300.)
14
and motor strength as it did in May, and straight-leg raising and
15
FABER tests were again negative.
16
the July treatment plans did Dr. Uppal include a limitation on
17
lifting, bending, or stooping.
(AR
Plaintiff’s back exhibited the same flexion, extension,
18
2.
(Id.)
In neither the May nor
(AR 299, 302.)
Applicable law
19
Three types of physicians may offer opinions in Social
20
Security cases: (1) those who directly treated the plaintiff, (2)
21
those who examined but did not treat the plaintiff, and (3) those
22
who did not treat or examine the plaintiff.
23
830.
Lester, 81 F.3d at
A treating physician’s opinion is generally entitled to
24
7
25
26
27
28
The FABER test is used to assess the sacroiliac joint as a
source of lower back pain. See Comprehensive Diagnostic Approach
for the Sacroiliac (SI) Joint, Spine-health, http://www.spinehealth.com/education-centers/sacroiliac-joint-disorders/
physicians/comprehensive-diagnostic-approach-sacroiliac (last
visited Feb. 9, 2015). FABER is an acronym for flexion,
abduction, and external rotation. Id.
13
1
more weight than that of an examining physician, and an examining
2
physician’s opinion is generally entitled to more weight than
3
that of a nonexamining physician.
4
Id.
This is true because treating physicians are employed to
5
cure and have a greater opportunity to know and observe the
6
claimant.
7
opinion is well supported by medically acceptable clinical and
8
laboratory diagnostic techniques and is not inconsistent with the
9
other substantial evidence in the record, it should be given
Smolen, 80 F.3d at 1285.
If a treating physician’s
10
controlling weight.
11
opinion is not given controlling weight, its weight is determined
12
by length of the treatment relationship, frequency of
13
examination, nature and extent of the treatment relationship,
14
amount of evidence supporting the opinion, consistency with the
15
record as a whole, the doctor’s area of specialization, and other
16
factors.
17
§ 404.1527(c)(2).
If a treating physician’s
§ 404.1527(c)(2)-(6).
When a treating or examining physician’s opinion is not
18
contradicted by other evidence in the record, it may be rejected
19
only for “clear and convincing” reasons.
20
at 1164 (quoting Lester, 81 F.3d at 830-31).
21
examining physician’s opinion is contradicted, the ALJ must
22
provide only “specific and legitimate reasons” for discounting
23
it.
24
moreover, depends on whether it is consistent with the record and
25
accompanied by adequate explanation, among other things.
26
§ 404.1527(c)(3)-(6).
Id.
See Carmickle, 533 F.3d
When a treating or
The weight given an examining physician’s opinion,
27
28
14
1
3.
2
Analysis
In determining Plaintiff’s RFC, the ALJ expressly rejected
3
Dr. Uppal’s March 16, 2010 statement that Plaintiff was
4
“temporarily totally disabled” and similar state disability
5
certificates completed by Dr. Darren Bergey.
6
311, 320, 328, 332, 487-89.)
7
“temporarily totally disabled” was a “term of art in workers’
8
compensation law that is not determinative” under Social Security
9
law.
(AR 29.)
(AR 29; see AR 308,
The ALJ noted that the phrase
He found that the “temporarily totally disabled”
10
determination was “not relevant” and had “no probative value.”
11
(Id.)
12
March 16, 2010 treatment note in which Dr. Uppal recommended that
13
Plaintiff perform no heavy lifting, bending, or stooping.
14
AR 25-30.)
15
He did not explicitly address the portion of Dr. Uppal’s
(See
Plaintiff asserts that the ALJ erred by failing to address
16
that limitation.
(J. Stip. at 11-12.)
But Plaintiff takes Dr.
17
Uppal’s statement out of context and mistakenly characterizes it
18
as a functional assessment.
19
of several recommendations in Plaintiff’s post-surgery treatment
20
plan, not an opinion regarding Plaintiff’s functional
21
limitations.
22
were explained to [Plaintiff],” and Dr. Uppal recommended that
23
Plaintiff continue his “home walking program” and perform “[n]o
24
heavy lifting, bending or stooping.”
25
Dr. Uppal did not include any such limitation in his May and July
26
2010 treatment plans.
27
Uppal’s opinion was not that Plaintiff could not ever perform
28
heavy lifting, bending, or stooping but that he should not do
In actuality, the statement was one
The “Treatment Plan” noted that “[d]o’s and don’ts
(AR 299, 302.)
15
(AR 305.)
Significantly,
Thus, in context, Dr.
1
2
those things during his post-surgery recovery.
In any event, the ALJ extensively referenced Dr. Uppal’s
3
findings in his decision, including the March 16, 2010
4
examination.
5
that Plaintiff’s preoperative pain was “essentially gone.”
6
27 (citing AR 306).)
7
March 16 to July 9, 2010, the ALJ observed that Plaintiff “was
8
generally noted to have normal patellar and Achilles reflexes,
9
ankle dorsiflexors, plantarflexors, quadriceps, and iliopsoas
For example, the ALJ noted Dr. Uppal’s findings
(AR
Reviewing Dr. Uppal’s treatment notes from
10
were all 5/5, and he was mostly negative for straight leg raising
11
and Faber test.”
12
noted Dr. Uppal’s findings that despite surgery and post-surgery
13
treatment, Plaintiff continued to complain of pain, exhibited
14
decreased range of motion in his back, had tenderness over the
15
screw tops, occasionally tested positive in straight-leg raising,
16
and had muscle spasms.
17
also reviewed all of Dr. Uppal’s examinations and Plaintiff’s
18
imaging from after the removal of his hardware on June 6, 2011
19
(AR 433-34), noting medical evidence that was inconsistent as
20
well as consistent with Plaintiff’s alleged functional
21
limitations (AR 28; see AR 412).
22
suggests that he selectively analyzed the medical evidence, nor
23
was he required to discuss every piece of evidence.
24
ex rel. Wolff v. Barnhart, 341 F.3d 1006, 1012 (9th Cir. 2003).
25
Dr. Uppal’s medical findings were duly considered.
26
(AR 28 (citing AR 297-306, 394-411).)
(AR 27; see AR 404, 412, 415.)
28
16
The ALJ
Nothing in the ALJ’s decision
See Howard
Plaintiff is not entitled to remand on this ground.
27
He also
1
2
VI.
CONCLUSION
Consistent with the foregoing, and under sentence four of 42
3
U.S.C. § 405(g),8 IT IS ORDERED that judgment be entered
4
AFFIRMING the decision of the Commissioner, DENYING Plaintiff’s
5
request for remand, and DISMISSING this action with prejudice.
6
IT IS FURTHER ORDERED that the Clerk serve copies of this Order
7
and the Judgment on counsel for both parties.
8
9
DATED: February 13, 2015
10
____________________________
JEAN ROSENBLUTH
U.S. Magistrate Judge
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12
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26
27
28
8
This sentence provides: “The [district] court shall have
power to enter, upon the pleadings and transcript of the record,
a judgment affirming, modifying, or reversing the decision of the
Commissioner of Social Security, with or without remanding the
cause for a rehearing.”
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