Manuel Reyna Chavez v. Geraldo Orozco et al
Filing
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MEMORANDUM AND ORDER REVOKING IN FORMA PAUPERIS STATUS by Judge Margaret M. Morrow. (See document for specifics.) (iva)
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UNITED STATES DISTRICT COURT
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CENTRAL DISTRICT OF CALIFORNIA
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12 MANUEL REYNA CHAVEZ,
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Plaintiff,
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v.
15 GERALDO OROZCO, et al.,
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Defendants.
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Case No. EDCV 14-02172-MMM (KK)
MEMORANDUM AND ORDER
REVOKING IN FORMA PAUPERIS
STATUS
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This is a closed pro per civil rights action filed by Plaintiff Manuel Reyna Chavez
20 (“Plaintiff”). On October 1, 2015, Plaintiff filed a Notice of Appeal with the Ninth
21 Circuit appealing this Court’s September 5, 2015 Judgment dismissing his action without
22 prejudice for failure to prosecute and failure to comply with court orders. ECF Docket
23 No. (“Dkt.”) 28. On October 6, 2015, the Ninth Circuit issued a Referral Notice referring
24 the matter to this Court for the limited purpose of determining whether in forma pauperis
25 status should continue on appeal or whether the appeal is frivolous or taken in bad faith.
26 Dkt. 30. For the reasons set forth below, the Court finds the appeal to be frivolous or
27 taken in bad faith, and thus, revokes Plaintiff’s in forma pauperis status. 28 U.S.C. §
28 1915(a)(3).
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I.
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BACKGROUND
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On October 28, 2014, Plaintiff filed a pro se civil rights complaint (“Complaint”),
4 pursuant to 42 U.S.C. § 1983. Dkt. 3. In the Complaint, Plaintiff alleged defendants
5 Geraldo Orozco, Mark Blackwell, and Nick Martin violated his Eighth Amendment rights
6 by beating him. Id. at 5. The Complaint sued defendants Orozco, Blackwell, and Martin
7 in their individual and official capacities, and appeared to sue the San Bernardino City
8 Police Department. Id. at 1, 3.
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On October 29, 2014, the Court issued an Order Dismissing the Complaint with
10 Leave to Amend, finding Plaintiff failed to state viable official capacity claims against
11 the three individual defendants and any claim against the San Bernardino City Police
12 Department. Dkt. 5. The Court reasoned the Complaint had not alleged any of the
13 defendants acted pursuant to an unconstitutional policy or custom, as required for stating
14 such claims. Id. at 5.
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On December 11, 2014, Plaintiff filed a First Amended Complaint asserting the
16 same Eighth Amendment claim as in the Complaint. Dkt. 8. The First Amended
17 Complaint named six defendants: (1) Geraldo Orozco; (2) Mark Blackwell; (3) Nick
18 Martin; (4) the City of San Bernardino; (5) the San Bernardino City Police Department;
19 and (6) an unnamed Police Chief of the San Bernardino City Police Department (“Police
20 Chief”). Id. at 3-4. The First Amended Complaint sued defendants Orozco, Blackwell,
21 Martin, and Police Chief in their individual and official capacities. Id.
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On December 18, 2014, the Court issued an Order Dismissing First Amended
23 Complaint with Leave to Amend. Dkt. 9. The Court found the First Amended Complaint
24 failed to state official capacity claims against the individual defendants, and municipal
25 liability claims against defendants the City of San Bernardino and the San Bernardino
26 City Police Department. Id. at 4-7. The Court also found Plaintiff failed to state an
27 individual capacity claim against defendant Police Chief. Id. at 7-8.
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On April 6, 2015, Plaintiff filed a Second Amended Complaint (“SAC”), again
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1 asserting the same Eighth Amendment claim as in the Complaint. Dkt. 21. The SAC
2 named three defendants: (1) Geraldo Orozco; (2) Mark Blackwell; and (3) Nick Martin.
3 Id. at 2. As in his prior complaints, Plaintiff sued all three defendants in their individual
4 and official capacities. Id.
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On April 8, 2015, the Court dismissed the SAC with leave to amend. Dkt. 22. The
6 Court found the SAC failed to state official capacity claims against all three named
7 defendants. Id. at 4-6. The Court granted Plaintiff until April 22, 2015 to file a Third
8 Amended Complaint remedying these pleading deficiencies. Id. at 6-7. The Court
9 expressly warned Plaintiff that failure to file a Third Amended Complaint in accordance
10 with the Court’s instructions would result in a recommendation that the action be
11 dismissed. Id. at 8. However, Plaintiff failed to timely file a Third Amended Complaint
12 and failed to request an extension of time in which to do so.
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Thus, on May 7, 2015, the Court issued a Report and Recommendation that
14 Plaintiff’s action be dismissed for failure to prosecute and failure to comply with Court
15 orders. Dkt. 25. The Court granted Plaintiff until June 8, 2015 to file objections to the
16 Court’s Report and Recommendation. Id. Plaintiff failed to file objections to the Report
17 and Recommendation. Hence, on September 5, 2015, judgment was entered dismissing
18 the action without prejudice. Dkt. 27.
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On October 1, 2015, Plaintiff filed a Notice of Appeal. Dkt. 28. On October 6,
20 2015, the Ninth Circuit issued an order referring Plaintiff’s appeal to this Court for the
21 limited purpose of determining whether in forma pauperis status should continue on
22 appeal or whether the appeal is frivolous or taken in bad faith. Dkt. 30.
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II.
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DISCUSSION
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“While the right to appeal from a final order of the District Court is absolute,
26 permission to appeal in forma pauperis is a privilege founded upon statute and subject to
27 the provisions thereof.” Barkeij v. Ford Motor Co., 230 F.2d 729, 731 (9th Cir. 1956)
28 (per curiam) (footnote omitted). Under 28 U.S.C. § 1915(a), “[a]n appeal may not be
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1 taken in forma pauperis if the trial court certifies in writing that it is not taken in good
2 faith.” Hence, a district court may revoke in forma pauperis status if it finds an appeal to
3 be frivolous or taken in bad faith. 28 U.S.C. § 1915(a)(3); see also Hooker v. American
4 Airlines, 302 F.3d 1091, 1092 (9th Cir. 2002) (revocation of forma pauperis status is
5 appropriate where district court finds the appeal to be frivolous or taken in bad faith). A
6 court may find an appeal is frivolous or taken in bad faith where the plaintiff makes “no
7 effort to comply” with court orders. Barkeij, 230 F.2d at 731-32.
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Here, Plaintiff’s appeal is frivolous or taken in bad faith. Id. Plaintiff filed three
9 complaints which failed to state a claim. Dkt. 3, 8, 21. Plaintiff received three dismissal
10 orders, offering him three opportunities to correct specific deficiencies the Court
11 identified in each of the prior dismissal orders. Dkt. 5, 9, 22. Despite these
12 opportunities, Plaintiff failed to file a Third Amended Complaint.
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As a result of Plaintiff’s failure to respond to the Court’s order that he file a Third
14 Amended Complaint if he wished to pursue this action, the Court issued a Report and
15 Recommendation that Plaintiff’s action be dismissed without prejudice for failure to
16 prosecute and comply with court orders. Dkt. 25. Despite having the opportunity to
17 object to the Court’s recommendation, Plaintiff again failed respond. Dkt. 25. Plaintiff,
18 thus, made “no effort to comply” with the Court’s orders or otherwise litigate his case.
19 Barkeij, 230 F.2d at 731-32. Accordingly, the Court finds Plaintiff’s appeal to be
20 frivolous or taken in bad faith and, thus, revokes Plaintiff’s in forma pauperis status. Id.
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III.
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ORDER
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IT IS THEREFORE ORDERED that Plaintiff in forma pauperis status is revoked.
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DATED: October 8, 2015
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_______________________________________
HONORABLE MARGARET M. MORROW
UNITED STATES DISTRICT JUDGE
8 Presented by:
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____________________________________
10 HONORABLE KENLY KIYA KATO
UNITED STATES MAGISTRATE JUDGE
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