Kevin Lee Brown v. Perez et al
Filing
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MEMORANDUM AND ORDER DISMISSING COMPLAINT WITH LEAVE TO AMEND by Magistrate Judge John E. McDermott. For the reasons set forth herein, the Complaint is DISMISSED WITH LEAVE TO AMEND. If Plaintiff desires to pursue this action, he is ORDERED to f ile a First Amended Complaint within thirty (30) days of the date of this Order, which remedies the deficiencies discussed above. The Clerk is directed to provide Plaintiff with a blank Central District of California civil rights complaint form, w hich Plaintiff must fill out completely and resubmit. Plaintiff is admonished that, if he fails to file a First Amended Complaint by the deadline set herein, the Court may recommend that this action be dismissed for failure to prosecute and failure to comply with a Court order. # 1 Blank Civil Rights Complaint) (See Order for Further Details) (kl).
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UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA
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KEVIN LEE BROWN,
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Plaintiff,
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v.
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PEREZ, et al.,
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Defendants.
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Case No. EDCV 14-2421-CJC (JEM)
MEMORANDUM AND ORDER
DISMISSING COMPLAINT WITH LEAVE
TO AMEND
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Kevin Lee Brown (“Plaintiff”), a state prisoner proceeding pro se and in forma
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pauperis, has filed a civil rights complaint pursuant to 42 U.S.C. § 1983 (“Complaint”).
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In accordance with the provisions of the Prison Litigation Reform Act of 1995, the
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Court must screen the Complaint before ordering service to determine whether the action:
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(1) is frivolous or malicious; (2) fails to state a claim on which relief may be granted; or (3)
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seeks monetary relief against a defendant who is immune from such relief. See 28 U.S.C. §
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1915A(b); 42 U.S.C. § 1997e(c)(1). This screening is governed by the following standards:
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A complaint may be dismissed as a matter of law for failure to state a claim for two
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reasons: (1) the plaintiff fails to state a cognizable legal theory; or (2) the plaintiff has
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alleged insufficient facts under a cognizable legal theory. Balistreri v. Pacifica Police Dep't,
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901 F.2d 696, 699 (9th Cir. 1990). In determining whether a complaint states a claim on
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which relief may be granted, allegations of material fact are taken as true and construed in
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the light most favorable to the plaintiff. Love v. United States, 915 F.2d 1242, 1245 (9th Cir.
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1988). However, “the liberal pleading standard . . . applies only to a plaintiff’s factual
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allegations.” Neitzke v. Williams, 490 U.S. 319, 330 n.9 (1989). “[A] liberal interpretation of
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a civil rights complaint may not supply essential elements of the claim that were not initially
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pled.” Ivey v. Bd. of Regents, 673 F.2d 266, 268 (9th Cir. 1982).
Although a complaint "does not need detailed factual allegations" to survive
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dismissal, a plaintiff must provide “more than mere labels and conclusions, and a formulaic
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recitation of the elements of a cause of action will not do.” Bell Atlantic Corp. v. Twombly,
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550 U.S. 544, 555 (2007) (rejecting the traditional “no set of facts” standard set forth in
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Conley v. Gibson, 355 U.S. 41 (1957)). The complaint must contain factual allegations
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sufficient to rise above the “speculative level,” Twombly, 550 U.S. at 555, or the merely
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possible or conceivable. Id. at 557, 570.
Simply put, the complaint must contain "enough facts to state a claim to relief that is
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plausible on its face." Twombly, 550 U.S. at 570. A claim has facial plausibility when the
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complaint presents enough facts “to draw the reasonable inference that the defendant is
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liable.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). This standard is not a probability
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requirement, but “it asks for more than a sheer possibility that a defendant has acted
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unlawfully.” Id. A complaint that pleads facts that are merely consistent with liability stops
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short of the line between possibility and plausibility. Id.
In a pro se civil rights case, the complaint must be construed liberally to afford
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plaintiff the benefit of any doubt. Karim-Panahi v. Los Angeles Police Dept, 839 F.2d 621,
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623 (9th Cir. 1988). Unless it is clear that the deficiencies in a complaint cannot be cured,
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pro se litigants are generally entitled to a notice of a complaint’s deficiencies and an
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opportunity to amend prior to the dismissal of an action. Id. at 623. Only if it is absolutely
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clear that the deficiencies cannot be cured by amendment should the complaint be
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dismissed without leave to amend. Id.; Weilburg v. Shapiro, 488 F.3d 1202, 1205 (9th Cir.
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2007).
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After careful review and consideration of the Complaint under the relevant standards
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and for the reasons discussed below, the Court finds that the Complaint must be
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DISMISSED WITH LEAVE TO AMEND.
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ALLEGATIONS OF COMPLAINT
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Plaintiff’s claims arise out of his confinement at the California Institution for Men
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(“C.I.M.”). He has sued the following C.I.M. officials in their official and individual capacities:
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Perez, warden; and Dr. Kirk Torres, primary care physician. (Complaint at 3.)
Plaintiff alleges that on October 6, 2012, at about 10:00 a.m., he was playing
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basketball in the B-yard basketball court. (Complaint, Attachment at 2-3.)1 Plaintiff explains
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that the basketball court pavement was “broken up in huge spots all over the courtyard.”
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(Id. at 3.) Plaintiff jumped up and his foot went into a hole in the pavement, causing him to
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fall backwards. (Id.) Plaintiff immediately felt a painful tear in his left knee and noticed a
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deformity in his left knee cap. (Id.) The other inmates around Plaintiff immediately started
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to yell “man down!” and Plaintiff was transported to Moreno Valley State Hospital (“MVSH”).
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(Id.)
Plaintiff’s emergency room (“ER”) doctor at MVSH ordered x-rays. (Id. at 3.) Plaintiff
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was later told that his left knee was only dislocated, which was the wrong diagnosis. (Id.)
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Plaintiff was given morphine and his knee was “re-set and popped back into its original
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place.” (Id.)
After being discharged from MVSH and on his way back to C.I.M., Plaintiff’s knee cap
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popped back out of position. It was “set in” at MVSH. (Id. at 3.)
Upon his return to C.I.M., Plaintiff was taken to the infirmary pursuant to the protocol
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when returning from an off-site hospital stay. (Id. at 3.) Medical staff gave Plaintiff a knee
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brace and crutches “while waiting to be cleared to return to [his] housing unit.” (Id.)
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For ease of reference, the Court labels and refers to the pages in the Attachment to the
Complaint in consecutive order, i.e., 1-6.
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When Plaintiff woke up the next morning, he was in “excruciating pain” and his knee
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cap was the size of a soft ball. Plaintiff could not bend his knee cap and “its functioning was
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off set when [he] tried to move it back and forth normally.” (Id. at 3.)
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Plaintiff immediately put in a sick call slip and waited “several agonizing days to see
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[his] assigned primary care provider . . . , Defendant . . . Torres.” (Id. at 3-4.) Defendant
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Torres instructed Plaintiff to “put ice on [his knee].” (Id. at 4.) Plaintiff was “in shock” and he
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immediately filed an “ADA health care appeal” to see an arthroscopic specialist. (Id.)
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Plaintiff saw an arthroscopic specialist, Dr. Hendricks, on January 23, 2013. He
recommended surgical treatment for the left patellar tendon rupture Plaintiff suffered when
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he stepped into the hole in the broken up pavement on the B-yard basketball court on
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October 6, 2012. (Id. at 4.)
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On May 28, 2013, three months after the first surgery Plaintiff received to repair his
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left knee, Dr. Hendricks informed Plaintiff that he needs further surgery to repair the left
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patellar tendon rupture “caused by the hazardous living conditions at C.I.M.” (Id. at 4.)
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Plaintiff asserts violations of the Eighth Amendment right to be free from cruel and
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unusual punishment against Defendants Perez and Torres. Specifically, Plaintiff claims
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Defendant Perez is responsible for the safety and welfare of inmates housed at C.I.M. and
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acted with deliberate indifference to Plaintiff’s safety by “leaving the conditions of
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confinement [at] []CIM[] in the hazardous way he did that left plaintiff . . . disabled and the
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physical injury so [ex]tensive that he had two (2) . . . reconstructive surgeries of the left
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knee.” (Id. at 4-5.) Moreover, Plaintiff claims Defendant Torres breached the standard of
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care and acted with deliberate indifference to Plaintiff’s serious medical needs by mis-
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diagnosing Plaintiff’s left knee injury and leaving him in severe pain for months before
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seeing a specialist, as well as for not following the specialist recommendation for narcotic
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pain medication after surgery. (Id. at 4-5.) Plaintiff seeks damages, declaratory relief, and
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injunctive relief, including compensation for “anyone else” who was hurt by the unsafe living
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conditions at C.I.M.2 (Id. at 5-6.)
DISCUSSION
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I.
PLAINTIFF MUST NAME ALL DEFENDANTS IN THE CAPTION.
Plaintiff’s caption lists only C.I.M. (Complaint at 1.) On page 3 of the Complaint,
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however, Plaintiff lists the defendants in this action as Perez and Torres. The individuals
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named as “defendants” only in the body of the Complaint have not been presented properly
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as parties, and the Court does not recognize them as defendants in this action. If Plaintiff
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files an amended complaint, he must include in the caption the names of each
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defendant against whom he is asserting a claim. See Fed. R. Civ. P. 10(a); Local Rule
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11-3.8(d); see also Ferdik v. Bonzelet, 963 F.2d 1258, 1262-63 (9th Cir. 1992) (dismissing
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action for refusal to comply with court orders to name defendants in the caption). The Court
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will not order the United States Marshal to serve the amended complaint on any named
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defendant not identified in the caption.
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II.
PLAINTIFF FAILS TO STATE A CLAIM FOR INADEQUATE MEDICAL CARE.
The state must provide medical care to prisoners, because their incarceration has
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deprived them of the ability to secure medical care for themselves. Estelle v. Gamble, 429
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U.S. 97, 103 (1976); Wakefield v. Thompson, 177 F.3d 1160, 1163 (9th Cir. 1999). Failure
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to provide medical care may violate the Cruel and Unusual Punishment Clause of the Eighth
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Amendment if it amounts to deliberate indifference to a prisoner's serious medical needs.
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Estelle, 429 U.S. at 104
A determination of "deliberate indifference" involves an examination of two elements:
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the seriousness of the prisoner's medical need and the nature of the defendant's response
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to that need. McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other
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grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997)(en banc). A
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serious medical need exists if failure to treat the condition could result in further significant
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However, Plaintiff, who is proceeding pro se in this matter, cannot appear on behalf of any
other person. 28 U.S.C. § 1654.
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injury or the unnecessary and wanton infliction of pain. McGuckin, 974 F.2d at 1059.
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Examples of serious medical needs include: ‘[t]he existence of an injury that a reasonable
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doctor or patient would find important and worthy of comment or treatment; the presence of
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a medical condition that significantly affects an individual’s daily activities; or the existence
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of chronic and substantial pain.” Id. at 1059-60.
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Deliberate indifference requires that defendants purposefully ignore or fail to respond
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to the prisoner's pain or medical need. McGuckin, 974 F.2d at 1060. Deliberate
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indifference "may appear when prison officials deny, delay or intentionally interfere with
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medical treatment, or it may be shown in the way in which prison physicians provide medical
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care." Id. at 1059; see Estelle, 429 U.S. at 104-05. However, an inadvertent or negligent
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failure to provide medical care does not constitute deliberate indifference. Estelle, 429 U.S.
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at 105-06. When medical treatment is delayed rather than denied, the delay generally
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amounts to deliberate indifference only if it caused further harm. Wood v. Housewright, 900
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F.2d 1332, 1335 (9th Cir. 1990); Hunt v. Dental Dept., 865 F.2d 198, 200 (9th Cir. 1989);
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Shapley v. Nevada Bd. of State Prison Comm'rs, 766 F.2d 404, 407 (9th Cir. 1985); see
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also Hallett v. Morgan, 296 F.3d 732, 746 (9th Cir. 2002) (delayed dental care did not violate
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Eighth Amendment because plaintiffs did not show that “delays occurred to patients with
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problems so severe that delays would cause significant harm”).
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Plaintiff’s inadequate medical care claim rests on his allegation that Dr. Torres failed
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to properly diagnose Plaintiff’s left knee injury, causing him to wait months in “severe pain”
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to see a specialist. (Complaint, Attachment at 2-5.) Specifically, the allegations show that
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Plaintiff was transported to the ER at MVSH immediately after his injury, where the medical
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staff diagnosed a dislocated left knee, “re-set and popped [Plaintiff’s knee] back into its
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original place”, and gave Plaintiff Morphine. (Complaint, Attachment at 3; Id., Exhibit
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(“Exh.”) D-1.) Upon his return to C.I.M., Plaintiff was taken to the infirmary and was given a
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knee brace and crutches. (Id.) Plaintiff saw Dr. Torres “several agonizing days” later after
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putting in a sick call slip due to “excruciating pain” and reduced mobility in the left knee.
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(Id.) Defendant Torres instructed Plaintiff to “put ice on [his knee].” (Id. at 3-4.) Plaintiff
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filed an “ADA health care appeal” to see an arthroscopic specialist on December 19, 2012.
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(Id. at 4 & Exh. C-3) On January 11, 2013, Dr. Torres saw Plaintiff for a medical verification
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of disability and referred him to an Arthroscopic Specialist for evaluation and possible
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surgery. (Id., Exh. C-1.)
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Plaintiff fails to allege that Defendant Torres' actions amounted to deliberate
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indifference. At most, Plaintiff has alleged that Torres' diagnosis and treatment of Plaintiff
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was negligent. Establishing negligence is not sufficient to state an Eighth Amendment claim.
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Plaintiff does not allege that Torres deliberately mis-diagnosed Plaintiff knowing that it would
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pose an excessive risk to his health. Plaintiff fails to state a cognizable claim against
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Defendant Torres for violating the Eighth Amendment based on his failure to properly
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diagnose Plaintiff’s left knee injury. See Estelle, 429 U.S. at 105-06 (“Medical malpractice
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does not become a constitutional violation merely because the victim is a prisoner”); Lopez
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v. Smith, 203 F.3d 1122, 1131 (9th Cir. 2000); see also Farley v. Capot, 2010 WL 2545710,
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at *1 (9th Cir. 2010) (failure to diagnose source of inmate's abdominal pain did not rise to
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the level of deliberate indifference); Ruvalcaba v. City of L.A., 167 F.3d 514, 525 (9th Cir.),
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cert. denied, 528 U.S. 1003 (1999) (failure to diagnose arrestee's broken ribs constituted at
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best negligence, not deliberate indifference).
Moreover, Plaintiff claims Dr. Torres did not follow the specialist recommendation for
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narcotic pain medication after surgery. However, Plaintiff’s allegations and the medical
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records attached to the Complaint bely any finding of deliberate indifference. On the date of
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Plaintiff’s knee surgery, February 12, 2013, Dr. Hendricks prescribed treatment with narcotic
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pain medication for four weeks. (Complaint, Exh. A at 15.)3 On February 19, 2013, one
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week after the surgery, Dr. Hendricks reported that Plaintiff “states that he has not been
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prescribed narcotic pain medication, which was recommended on his post-operative note[,]”
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and further prescribed narcotic pain medication for a further 3 weeks. (Complaint, Exh. A at
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19.) A medical progress note dated March 4, 2013, and signed by Dr. Torres indicates that
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For ease of reference, the Court labels and refers to the pages in Exhibit A to the Complaint in
consecutive order, i.e., 1-23.
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Plaintiff’s pain “has been relieved by Tylenol with Codeine”, and further provides that
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Plaintiff “will continue on Tylenol with Codeine as needed for pain.” (Id., Exh. A at 17.) A
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March 18, 2013, medical consultation note by Dr. Hendricks indicates that Plaintiff “reports
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no new problems.” (Id., Exh. A at 20.) A March 28, 2013, medical progress note by Dr.
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Torres indicates that Plaintiff is to “[c]ontinue Tylenol with Codeine as needed for pain.” (Id.,
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Exh. A at 18.) On April 2, 2013, Dr. Hendricks noted that Plaintiff “has no new complaints.”
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(Id., Exh. A at 20.) On April 11, 2013, Dr. Pollick noted in a medical progress note that
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Plaintiff “is taking Tylenol No. 3 for his pain control. He was placed on this after the surgery
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and requested that this be continued while he is undergoing physical therapy. Right now it
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is due to expire on April 30, 2013, and I have extended it for 1 more month.” (Id., Exh. A at
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23.) On April 16, 2013, Dr. Hendricks recommended “treat[ing] any complaints of pain with
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anti[-]inflammatory medication.” (Id., Exh. A at 16.) On April 23, 2013, Dr. Torres reported
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that Plaintiff “is taking Tylenol which helps with his pain[,]’ and noted that Plaintiff will “also
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ha[ve] Tylenol with Codeine tapered and discontinue[d] in 7 days.” (Id., Exh. A at 21.)
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In sum, the medical records attached to the Complaint show Dr. Torres did not
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disregard Dr. Hendricks’ recommendation to treat Plaintiff with narcotic pain medication.
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Instead, Plaintiff’s allegations and the medical records show that, other than one week after
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surgery when Plaintiff alleges he did not receive narcotic pain medication, Plaintiff received
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such treatment after the February 12, 2013, surgery through the end of April 2013,
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consistent with Dr. Hendricks’ recommendation. Plaintiff does not allege that Torres
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deliberately briefly withheld narcotic pain medication for one week knowing that it would
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pose an excessive risk of harm to Plaintiff. Nor has Plaintiff alleged that Dr. Torres had
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control over when and how the narcotic pain medication was administered to inmates during
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that first week after the February 2013 surgery. Plaintiff fails to state a cognizable claim
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against Defendant Torres for violating the Eighth Amendment based on his failure to follow
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the specialist recommendation for narcotic pain medication after surgery.
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Accordingly, Plaintiff’s denial of medical care claim does not survive screening.
Because Plaintiff appears pro se and has not had a prior opportunity to amend his claims,
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the Court dismisses the Complaint with leave to amend. To the extent Plaintiff wishes to
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amend his Complaint, he should set forth specific facts to support his denial of medical care
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claim. Conclusory statements of the elements of Plaintiff’s § 1983 claim are insufficient to
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satisfy Iqbal.
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III.
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PLAINTIFF FAILS TO STATE A CONDITIONS OF CONFINEMENT CLAIM.
The Eighth Amendment's prohibition against cruel and unusual punishment imposes
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duties on prison officials to “provide humane conditions of confinement.” Farmer v.
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Brennan, 511 U.S. 825, 832 (1994). “[P]rison officials must ensure that inmates receive
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adequate food, clothing, shelter, and medical care, and must ‘take reasonable measures to
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guarantee the safety of the inmates.’” Id. (citation omitted). Establishing a violation of the
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Eighth Amendment requires a two-part showing.
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First, an inmate must objectively show that he was deprived of something “sufficiently
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serious.” Id. at 834. A deprivation is sufficiently serious when the prison official’s act or
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omission results “in the denial of ‘the minimal civilized measure of life's necessities.’” Id.
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(quoting Rhodes v. Chapman, 452 U.S. 337, 347 (1981)); see Hudson v. McMillian, 503
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U.S. 1, 9 (1992). “[R]outine discomfort inherent in the prison setting” does not rise to the
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level of a constitutional violation. Johnson v. Lewis, 217 F.3d 726, 731 (9th Cir. 2006); see
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also Hudson, 503 U.S. at 9.
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Second, the inmate must make a subjective showing that the deprivation occurred
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with deliberate indifference to the inmate's health or safety. Farmer, 511 U.S. at 834 (citing
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Wilson v. Seiter, 501 U.S. 294, 302-03 (1991)); see also Foster v. Runnels, 554 F.3d 807,
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812 (9th Cir. 2009). As previously mentioned, deliberate indifference is a higher standard
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than negligence or lack of ordinary due care for the prisoner's safety. Farmer, 511 U.S. at
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835; see also Clement v. California Dep't of Corrections, 220 F.Supp.2d 1098, 1105 (N.D.
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Cal. 2002) (“Neither negligence nor gross negligence will constitute deliberate
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indifference.”). Instead, in order to state a claim for violation of the Eighth Amendment, the
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plaintiff must allege facts sufficient to support a claim that prison officials knew of and
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disregarded a substantial risk of serious harm to the plaintiff. See, e.g., Farmer, 511 U.S. at
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847.
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Claims regarding slippery floors, without more, “do not state even an arguable claim
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for cruel and unusual punishment.” Jackson v. Arizona, 885 F.2d 639, 641 (9th Cir. 1989),
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superseded by statute on other grounds as stated in Lopez, 203 F.3d at 1130-31; see also
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Robinson v. Cuyler, 511 F.Supp. 161, 163 (E.D. Pa. 1981) (“A slippery kitchen floor does
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not inflict ‘cruel and unusual punishments.’” (citation omitted)); Tunstall v. Rowe, 478 F.
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Supp. 87, 88-89 (N.D. Ill. 1979) (greasy staircase that caused prisoner to slip and fall did not
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violate the Eighth Amendment); Snyder v. Blankenship, 473 F.Supp. 1208, 1209-10, 1212
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(W.D. Va. 1979) (leaking dishwasher which caused prisoner to slip and fall did not violate
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Eighth Amendment). Instead, to state a cognizable claim for relief, there must be a
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confluence of exacerbating conditions such that the slippery floor posed a serious,
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unavoidable threat to plaintiff’s safety. See Frost v. Agnos, 152 F.3d 1124, 1129 (9th Cir.
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1998) (“[s]lippery floors without protective measures could create a sufficient danger to
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warrant relief” when an inmate alleges facts that exacerbate the danger resulting from such
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conditions); Osolinski v. Kane, 92 F.3d 934, 938 (9th Cir. 1996) (a single, minor safety
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hazard does not violate the Eighth Amendment but allegations of conditions which
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“exacerbate[] the inherent dangerousness of already-existing hazards” or “render[] [an
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inmate] unable to provide for his own safety” are sufficient to state a cognizable claim for
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relief (internal quotations, brackets and citation omitted)).
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Plaintiff alleges that Defendant Perez is responsible for the safety and welfare of
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inmates housed at C.I.M. and acted with deliberate indifference to Plaintiff’s safety by
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“leaving the conditions of confinement [at] []CIM[] in the hazardous way he did that left
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plaintiff . . . disabled and the physical injury so [ex]tensive that he had two (2) . . .
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reconstructive surgeries of the left knee.” (Complaint, Attachment at 4-5.) Plaintiff explains
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that the basketball court pavement was “broken up in huge spots all over the courtyard.”
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(Id. at 3.) On October 6, 2012, Plaintiff jumped up and his foot went into a hole in the
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pavement, causing him to fall backwards and injure his left knee. (Id.) Plaintiff alerted the
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staff at C.I.M. that the broken up asphalt all over the Facility-A yard would cause injuries
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before his October 6, 2012, fall. (Id., Exh. A at 14.)
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Plaintiff alleges no facts or exacerbating circumstances that could elevate this simple
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negligence claim into a federal cause of action. See Reynolds v. Powell, 370 F.3d 1028,
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1031 (10th Cir. 2004) (“Simply put, a slip and fall, without more, does not amount to cruel
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and unusual punishment . . . . Remedy for this type of injury, if any, must be sought in state
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court under traditional tort law principles.” (internal quotations, brackets and citation
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omitted)); Frost, 152 F.3d at 1129; Osolinski, 92 F.3d at 938; Farmer, 511 U.S. at 835-36 &
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n.4. In sum, Plaintiff fails to state a cognizable Eighth Amendment claim based on his fall
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on the broken up pavement at C.I.M. See, e.g., Wallace v. Haythorne, 2007 WL 3010755,
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at *2-*4 (E.D. Cal. 2007) (finding no Eighth Amendment violation when prisoner fell after his
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foot slipped into a hole in the floor caused by a missing tile, even if defendants were aware
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that a non-prisoner employee had previously tripped on one of the holes); Andrillion v. Stolc,
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2011 WL 2493655, at *2 & *4 (D. Ariz. 2011) (failure to provide workboots to prisoner when
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working in wet and slippery conditions in the kitchen resulting in prisoner slipping and falling
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and injuring himself failed to raise a cognizable claim for relief); Aaronian v. Fresno County
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Jail, 2010 WL 5232969, at *2 & *3 (E.D. Cal. 2010) (allegation that plumbing leak caused
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pool of water resulting in plaintiff slipping and falling does not raise cognizable conditions of
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confinement claim).
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Accordingly, Plaintiff’s conditions of confinement claim does not survive screening.
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Because Plaintiff appears pro se and has not had a prior opportunity to amend his claims,
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the Court recommends that the Complaint be dismissed with leave to amend. To the extent
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Plaintiff wishes to amend his Complaint, he should set forth specific facts to support his
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conditions of confinement claim. Conclusory statements of the elements of Plaintiff’s § 1983
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claim are insufficient to satisfy Iqbal.
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IV.
PLAINTIFF’S OFFICIAL-CAPACITY CLAIMS AGAINST DEFENDANTS ARE
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BARRED UNDER THE ELEVENTH AMENDMENT.
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The Defendants are California Department of Corrections and Rehabilitation
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(“CDCR”) officers who are sued in their individual and official capacities. In Will v. Michigan
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Department of State Police, 491 U.S. 58, 64-66 (1989), the Supreme Court held that states,
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state agencies, and state officials sued in their official capacities are not persons subject to
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civil rights suits under 42 U.S.C. § 1983. The Supreme Court reasoned that a suit against a
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state official in his or her official capacity is a suit against the official's office, and as such is
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no different from a suit against the State itself, which would be barred by the Eleventh
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Amendment. See id.; see also Romano v. Bible, 169 F.3d 1182, 1185 (9th Cir. 1999);
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Stivers v. Pierce, 71 F.3d 732, 749 (9th Cir. 1995). “[T]he [E]leventh [A]mendment bars
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actions against state officers sued in their official capacities for past alleged misconduct
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involving a complainant's federally protected rights, where the nature of the relief sought is
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retroactive, i.e., money damages . . . .” Bair v. Krug, 853 F.2d 672, 675 (9th Cir. 1988).
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However, the Eleventh Amendment “does not preclude a suit against state officers for
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prospective relief from an ongoing violation of federal law.” Children's Hospital and Health
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Ctr. v. Belshe, 188 F.3d 1090, 1095 (9th Cir.1999), cert. denied, 530 U.S. 1204 2000); Ex
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Parte Young, 209 U.S. 123, 159-60 (1908).
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To overcome the Eleventh Amendment bar on federal jurisdiction over suits by
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individuals against a State and its instrumentalities, either the State must have consented to
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waive its sovereign immunity or Congress must have abrogated it; moreover, the State's
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consent or Congress' intent must be “unequivocally expressed.” See Pennhurst State
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School & Hosp. v. Halderman, 465 U.S. 89, 99-100 (1984). While California has consented
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to be sued in its own courts pursuant to the California Tort Claims Act, such consent does
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not constitute consent to suit in federal court. See BV Engineering v. Univ. of Cal., Los
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Angeles, 858 F.2d 1394, 1396 (9th Cir. 1988); see also Atascadero State Hosp. v. Scanlon,
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473 U.S. 234, 241 (1985) (holding that Art. III, § 5 of the California Constitution did not
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constitute a waiver of California's Eleventh Amendment immunity). Furthermore, Congress
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has not abrogated State sovereign immunity against suits under 42 U.S.C. § 1983.
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Here, Plaintiff seeks prospective injunctive relief in the form of repairs to address the
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“unsafe living conditions at C.I.M.”, and an order directing Dr. Torres “to look and assess
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inmates[’] injuries more carefully” and “to follow all specialist[s’] medication
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recommendations”, as well as declaratory relief in the form of a “declaration that the acts
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and omissions described herein violated plaintiff Kevin lee Brown[’s] rights under the
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constitution and laws of the United States. (Complaint, Attachement at 5.) However,
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Plaintiff is no longer incarcerated at C.I.M., and his claims for injunctive or declaratory relief
10
against C.I.M. officials regarding treatment by C.I.M. officials are therefore moot. Nelson v.
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Heiss, 271 F.3d 891, 897 (9th Cir. 2001); Dilley v. Gunn, 64 F.3d 1365, 1368-69 (9th Cir.
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1995); Preiser v. Newkirk, 422 U.S. 395, 403 (1975). Accordingly, Ex Parte Young is of no
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benefit to Plaintiff, and Plaintiff cannot maintain official capacity Section 1983 claims against
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them. Edmundson v. MacDonald, 415 Fed. Appx. 838, 838-39 (9th Cir. 2011); Dillev, 64
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F.3d at 1368-69; Kentucky v. Graham, 473 U.S. 159, 166 (1985); Butler v. Elle, 281 F.3d
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1014, 1023 n. 8 (9th Cir. 2002).
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In sum, Plaintiff’s official capacity claims are barred against Defendants. See, e.g.,
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Town v. Montana, 2010 WL 49812, at *4 (D. Mont. 2010).
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V.
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PLAINTIFF FAILS TO STATE A CLAIM AGAINST DEFENDANT PEREZ.
To state a claim against a particular individual defendant for violation of his civil rights
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under 42 U.S.C. § 1983, a plaintiff must allege that the defendant, acting under color of
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state law, deprived the plaintiff of a right guaranteed under the Constitution or a federal
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statute. Karim-Panahi, 839 F.2d at 624. “A person deprives another ‘of a constitutional
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right, within the meaning of section 1983, if he does an affirmative act, participates in
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another's affirmative acts, or omits to perform an act which he is legally required to do that
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causes the deprivation of which [the plaintiff complains].’” Leer v. Murphy, 844 F.2d 628,
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633 (9th Cir. 1988), quoting Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978).
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1
Thus, supervisory personnel generally are not liable under § 1983 on any theory of
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respondeat superior or vicarious liability in the absence of a state law imposing such liability.
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Redman v. County of San Diego, 942 F.2d 1435, 1446 (9th Cir. 1991); Hansen v. Black, 885
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F.2d 642, 645- 46 (9th Cir. 1989). A supervisory official may be liable under § 1983 only if
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the official was personally involved in the constitutional deprivation, or if there was a
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sufficient causal connection between the supervisor's wrongful conduct and the
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constitutional violation. Redman, 942 F.2d at 1446-47; Hansen, 885 F.2d at 646; see also
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Ybarra v. Reno Thunderbird Mobile Home Village, 723 F.2d 675, 680 (9th Cir. 1984).
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“[S]upervisors can be held liable for: 1) their own culpable action or inaction in the training,
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supervision, or control of subordinates; 2) their acquiescence in the constitutional
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deprivation of which a complaint is made; or 3) for conduct that showed a reckless or
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callous indifference to the rights of others.” Edgerly v. City and County of San Francisco,
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599 F.3d 946, 961 (9th Cir. 2010) (internal quotations and citation omitted).
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Plaintiff alleges that Defendant Perez is responsible for the safety and welfare of
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inmates housed at C.I.M. These allegations, however, are insufficient to state a § 1983
16
claim for relief against Perez. A supervisor's “general responsibility for supervising the
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operations of a prison is insufficient to establish personal involvement.” Redman, 942 F.2d
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at 1454-55 (internal quotation marks and citation omitted). For example, Plaintiff sets forth
19
no allegations that Perez reasonably knew that the conditions of confinement at C.I.M.
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posed a substantial risk of serious harm to Plaintiff. Likewise, there are no allegations that
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Perez’s actions and/or omissions actually caused Plaintiff’s constitutional injuries. Thus,
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there is an insufficient causal connection between the alleged constitutional deprivations in
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the Complaint and Perez.
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Accordingly, Plaintiff’s allegations against Perez must be dismissed. If Plaintiff
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chooses to file an amended complaint, he must allege facts demonstrating a specific and
26
direct connection between the deprivation of Plaintiff’s constitutional rights and the named
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defendants. The allegations are insufficient as presently stated.
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*************
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For the reasons set forth herein, the Complaint is DISMISSED WITH LEAVE TO
AMEND.
If Plaintiff desires to pursue this action, he is ORDERED to file a First Amended
4
Complaint within thirty (30) days of the date of this Order, which remedies the deficiencies
5
discussed above.
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If Plaintiff chooses to file a First Amended Complaint, it should: (1) bear the docket
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number assigned in this case; (2) be labeled "First Amended Complaint"; (3) be filled out
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exactly in accordance with the directions on the form; and (4) be complete in and of itself
9
without reference to the previous complaints or any other pleading, attachment or
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document. The Clerk is directed to provide Plaintiff with a blank Central District of California
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civil rights complaint form, which Plaintiff must fill out completely and resubmit.
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Plaintiff is admonished that, if he fails to file a First Amended Complaint by the
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deadline set herein, the Court may recommend that this action be dismissed for
14
failure to prosecute and failure to comply with a Court order.
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DATED: May 7, 2015
/s/ John E. McDermott
JOHN E. MCDERMOTT
UNITED STATES MAGISTRATE JUDGE
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