Bryan Pringle v. William Adams Jr et al

Filing 160

STATEMENT of Uncontroverted Facts and Conclusions of Law In Support of MOTION for Summary Judgment 159 filed by Defendants David Guetta, Frederick Riesterer, Shapiro Bernstein and Co. (Miller, Donald)

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1 DONALD A. MILLER (SBN 228753) dmiller@loeb.com 2 BARRY I. SLOTNICK (Pro Hac Vice) bslotnick@loeb.com 3 TAL E. DICKSTEIN (Pro Hac Vice) tdickstein@loeb.com 4 LOEB & LOEB LLP 10100 Santa Monica Boulevard, Suite 2200 5 Los Angeles, California 90067-4120 Telephone: 310-282-2000 6 Facsimile: 310-282-2200 7 Attorneys for SHAPIRO, BERNSTEIN & CO., INC., FREDERIC 8 RIESTERER, AND DAVID GUETTA 9 10 UNITED STATES DISTRICT COURT 11 CENTRAL DISTRICT OF CALIFORNIA 12 SOUTHERN DIVISION 13 BRYAN PRINGLE, an individual, 14 15 Plaintiff, v. 16 WILLIAM ADAMS, JR.; STACY FERGUSON; ALLAN PINEDA; and 17 JAIME GOMEZ, all individually and collectively as the music group The 18 Black Eyed Peas, et al., 19 Defendants. 20 21 22 23 ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) Case No. SACV 10-1656 JST(RZx) Hon. Josephine Staton Tucker Courtroom 10A STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW IN SUPPORT OF MOTION FOR SUMMARY JUDGMENT BY DEFENDANTS SHAPIRO, BERNSTEIN & CO, INC., FREDERIC RIESTERER AND DAVID GUETTA Complaint Filed: October 28, 2010 Trial Date: February 28, 2012 Hearing Date: December 19, 2011 10:00 AM 24 25 26 27 28 NY987153.4 217131-10001 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 Pursuant to Rule 56 of the Federal Rules of Civil Procedure and Central 2 District of California Local Rule 56-1, and the Court’s Initial Standing Order at 3 11(c)(i), Defendants Shapiro, Bernstein & Co, Inc. (“Shapiro Bernstein”), Frederic 4 Riesterer and David Guetta (collectively, “Defendants”) respectfully submit this 5 Statement of Uncontroverted Facts and Conclusions of Law in Support of their 6 Motion for Summary Judgment. 7 Pringle Cannot Establish Infringement of “Take a Dive” (Dance Version) 8 I. A. 9 10 Pringle Cannot Show That He Owns a Valid Copyright In “Take a Dive” (Dance Version) 1. 11 Pringle Cannot Prove That The Guitar Twang Sequence Was His Original Work of Authorship 12 (a) There is No Evidence that the Guitar Twang Sequence Was Pringle’s Original Work of Authorship Authority: Benay v. Warner Bros Entertainment, Inc., 607 F.3d 620 (9th Cir. 2010) (citation omitted); Satava v. Lowry, 323 F.3d 805 (9th Cir. 2003); 17 U.S.C. § 410(c). 13 14 15 UNCONTROVERTED MATERIAL FACT 16 17 18 1. 19 20 21 22 23 24 25 2. SUPPORTING EVIDENCE Background Facts and Pringle’s Allegations Bryan Pringle is a real-estate developer from Compl. (Doc. 1) at ¶ 9. San Antonio, Texas. In October 2010, seventeen months after “I Compl. (Doc. 1) Gotta Feeling” was released, Pringle filed suit against each of The Black Eyed Peas, Guetta, Riesterer and eleven (11) record labels and music publishing companies, claiming that “I Gotta Feeling” infringed the musical composition copyright in “Take a Dive” and the composition and sound recording copyright in “Take a Dive (Dance Version). 26 27 28 NY987153.4 217131-10001 1 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 3. 2 Pringle alleges that he created “Take a Dive” in Dickstein Decl., Ex. A (First 1998, and created “Take a Dive” (Dance Amended Complaint Version) in 1999 by removing the vocals from (“FAC”) ¶¶ 29, 40-41) 3 “Take a Dive” and adding a repeating “guitar twang sequence.” 4 4. Pringle alleges that “Take a Dive” is Dickstein Decl., Ex. A (FAC 5 substantially similar to “I Gotta Feeling” and ¶¶ 29, 40-41) that the recorded guitar twang sequence in “I 6 Gotta Feeling” was “directly sampled” from 7 “Take a Dive” (Dance Version). Dickstein Decl., Ex. A (FAC 8 5. Pringle states that the guitar twang sequence consists of four notes (D4, C4, B3 and G3), and ¶ 29) 9 also presents a transcription of the sequence that contains only three notes (D4, C4 and B3) and 10 is in the key of G3. 11 6. Pringle asserts that, aside from removing the Pringle’s Memo of Law for vocals and adding the guitar twang sequence, PI Motion (Doc. 73-1) at 4 12 n.3 “Take a Dive” and “Take a Dive” (Dance 13 Version) are exactly the same. Pringle’s Alleged Creation of “Take a Dive” (Dance Version) 14 7. Pringle does not recall how, specifically, he Dickstein Decl., Ex. E 15 created “Take a Dive” (Dance Version). (Pringle Dep. Tr. at 219:1424) 16 8. Pringle is unable to explain how he allegedly Dickstein Decl., Ex. E 17 created “Take a Dive” (Dance Version) and the (Pringle Dep. Tr. at 100:2418 guitar twang sequence, including: (i) the month, 101:8, 204:17-206:20; season or even the year in which he allegedly 239:10-240:8, 242:3-17; 19 created the song (ii) how he recorded the guitar 216:20-217:21, 244:6-245:6, 20 twang sound or the chords that comprise the 249:15-250:12) guitar twang sequence, or (iii) how he allegedly 21 added the guitar twang sequence into the 22 original version of “Take a Dive.” Dickstein Decl., Ex. E 23 9. Pringle identifies no one who can corroborate his story about how he allegedly created “Take (Pringle Dep. Tr. 201:424 a Dive” (Dance Version). 202:18) 25 10. Pringle testified that the guitar twang sequence Dickstein Decl., Ex. E was “just a sample” of a Fender Stratocaster (Pringle Dep. Tr. 230:726 guitar sound that Pringle obtained from a music 231:2) sample disc named “Best Service.” 27 28 NY987153.4 217131-10001 2 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 11. Pringle has never played a Stratocaster guitar. 2 Dickstein Decl., Ex. E (Pringle Dep. Tr. 235:20236:20) Dickstein Decl., Ex. E (Pringle Dep. Tr. 235:20236:20) 3 12. Pringle testified that the guitar twang sequence was “possibly from [a music sample disk 4 named] Best Service or it’s from the other 5 sample artists.” Dickstein Decl., Ex. E 6 13. The details Pringle has provided indicate that the guitar twang sequence was not his original (Pringle Dep. Tr. 230:77 work, but something he copied from another 231:2, 235:20-236:20) source. 8 Guetta and Riesterer’s Independent Creation of “I Gotta Feeling” 9 14. In 2008, William Adams, a member of The Dickstein Decl., Ex. B Black Eyed Peas, asked David Guetta to create (Adams Dep. Tr. 236:1710 the music for a song for The Black Eyed Peas’ 239:20, 258:6-18) 11 new album. Riesterer Decl. at ¶¶ 4-7; 12 15. To create the music, Guetta collaborated with Frederic Riesterer. Dickstein Decl., Ex. C 13 (Riesterer Dep. Tr. 165:19166:21, 179:10-181:8) 14 16. Riesterer created a sequence of guitar sounds Riesterer Decl. at ¶¶ 4-7; 15 using an electronic guitar sound (or “pre-set”) Dickstein Decl., Ex. C 16 he selected from “PlugSound: Fretted (Riesterer Dep. Tr. 165:19Instruments,” a French sound library. 166:21, 179:10-181:8) 17 17. Riesterer then used sound processing software Riesterer Decl. at ¶¶ 4-7; 18 to modify the PlugSound guitar pre-set. The Dickstein Decl., Ex. C result was a “twangy” sound that was different (Riesterer Dep. Tr. 165:1919 from both the PlugSound guitar pre-set and the 166:21, 179:10-181:8) 20 sound that he used in the song “Love is Gone.” 21 18. Using this “twangy” sound, Riesterer composed Riesterer Decl. at ¶¶ 4-7; a progression of guitar chords for use in the new Dickstein Decl., Ex. C 22 song for the Black Eyed Peas. (Riesterer Dep. Tr. 165:19166:21, 179:10-181:8) 23 19. The result of Riesterer’s modification of the Riesterer Decl. at ¶¶ 4-7; 24 PlugSound pre-set and his chord progression Dickstein Decl., Ex. C composition was an original guitar “twang” (Riesterer Dep. Tr. 165:1925 sequence. 166:21, 179:10-181:8) 26 20. On December 20, 2008, Guetta sent Adams the Dickstein Decl., Ex. B music that he and Riesterer created, which they (Adams Dep. Tr. 75:2227 tentatively named “David Pop Guitar.” 78:23, 304:9-305:6) 28 NY987153.4 217131-10001 3 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 21. Adams wrote lyrics to accompany “David Pop Guitar” but did not change any of the music. 2 3 4 5 22. 6 7 8 9 23. 10 11 24. 12 13 25. 14 15 16 17 26. 18 19 27. 20 21 28. 22 Dickstein Decl., Ex. B (Adams Dep. Tr. at 35:338:23, 38:25-39:3, 74:2175:2, 217:7-10, 258:22259:13) The combination of Guetta and Riesterer’s Dickstein Decl., Ex. B music with Adams’ lyrics became the song “I (Adams Dep. Tr. at 35:3Gotta Feeling,” which The Black Eyed Peas 38:23, 38:25-39:3, 74:16released in 2009. 75:2, 217:7-10, 258:22259:13) “Remix” Contest for “I Gotta Feeling” In August and September 2009, The Black Warner Decl. ¶ 3 and Audio Eyed Peas and Guetta held a contest to see Exhibits thereto which DJ could create the best re-mix of “I Gotta Feeling.” Each of the separate instrumental tracks (known Warner Decl. ¶ 3 and Audio as music “stems”) of “I Gotta Feeling,” were Exhibits thereto made available for download on Beatport.com. The music stems made available on Dickstein Decl., Ex. D; Beatport.com included the guitar twang Warner Decl. ¶ 3 and Audio sequence that Riesterer and Guetta had created, Exhibits thereto as well as The Black Eyed Peas’ lead and background vocal tracks for “I Gotta Feeling.” During the DJ contest, over 1,200 re-mixes of Warner Decl. ¶¶ 3-4 “I Gotta Feeling” were submitted and circulated on the Internet. Many of these re-mixes contained the guitar Dickstein Decl., Ex. E twang sequence “soloed out” – i.e., without any (Pringle Dep. Tr. 185:3-16) other sounds layered on top. These re-mix versions of “I Gotta Feeling” with Dickstein Decl., Ex. E the guitar twang sequence soloed out continue (Pringle Dep. Tr. 185:3-16) to be available on various Internet websites. 23 (b) 24 25 26 Expert Analysis Confirms that Defendants Independently Created the Guitar Twang Sequence and That Pringle Sampled That Sequence From Another Source 27 28 NY987153.4 217131-10001 4 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 2 Authority: Art Attacks Ink, LLC v. MGA Entm’t, Inc., 581 F.3d 1138 (9th Cir. 2009); Midler v. Ford Motor Co., 849 F.2d 460 (9th Cir. 1988); Idema v. Dreamworks, Inc., 162 F. Supp. 2d 1129 (C.D. Cal. 2001). 3 4 UNCONTROVERTED MATERIAL FACT 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 29. Riesterer’s and Guetta’s creation files of the music for “I Gotta Feeling” confirm their independent creation of both the sounds and underlying musical composition embodied in this work. 30. It would have been physically impossible for the Defendants to have copied from Pringle. 31. The notes within each chord of Pringle’s guitar twang sequence in his NRG disk are “fused” together, indicating that he sampled them from some other source. 32. The notes within each chord of the guitar twang sequence in Riesterer’s creation files are separate, indicating that he composed those chords on a keyboard, rather than copying them from some other source. 33. Riesterer’s creation files contain the unprocessed version of the guitar twang sequence, whereas Pringle’s NRG disc contains only a final, preprocessed version of the guitar twang sequence. 34. It would have been technologically impossible for Defendants to have sampled from the mixed version of Pringle’s song that he claims to have distributed. SUPPORTING EVIDENCE Geluso Decl. ¶¶ 15-21, 25-28 Geluso Decl. ¶¶ 22-24 Geluso Decl. ¶¶ 24-28; Geluso Decl. on PI (Doc. 81-1) Geluso Decl. ¶¶ 15-21 Geluso Decl. ¶¶ 15-21, 25-28 Geluso Decl. ¶¶ 22-24; Geluso Decl. on PI (Doc. 81-1) 2. The Guitar Twang Sequence is Not Copyrightable as a Musical Composition Authority: Newton v. Diamond, 204 F. Supp. 2d 1244 (C.D. Cal. 2002) (quoting Gaste v. Kaiserman. 863 F.2d 1061 (2d Cir. 1988)); McDonald v. Multimedia Entertainment, Inc., 1991 WL 311921 (S.D.N.Y. July 19, 1991); Batjac Productions Inc. v. GoodTimes Home Video Corp., 160 F.3d 1223 (9th Cir. 1998); Southco, Inc. v. Kanebridge Corp., 390 F.3d 276 (3d Cir. 2004) 26 27 28 NY987153.4 217131-10001 5 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 2 3 4 5 6 7 8 9 10 11 12 13 UNCONTROVERTED MATERIAL FACT 35. Pringle’s November 15, 2010 copyright registration application for “Take a Dive” (Dance Version) sought registration for both the sound recording and the musical composition embodied in the guitar twang sequence (the only new material allegedly added to “Take a Dive” (Dance Version)). 36. The United States Copyright Office denied Pringle’s application to register a copyright in the musical composition of the guitar twang sequence “[b]ecause this work does not contain enough original musical authorship to be copyrightable.” 37. Pringle’s copyright registration for “Take a Dive” (Dance Version) is limited to the sound recording of the guitar twang sequence, and does not include the underlying musical composition. B. SUPPORTING EVIDENCE Dickstein Decl., Ex. H at 7 Dickstein Decl., Ex. H at 33-36 Dickstein Decl., Ex. H at 37-38 14 Pringle Cannot Show That Any Defendant Copied “Take a Dive” (Dance Version) 15 1. 16 17 18 19 There is No Evidence the Creators of “I Gotta Feeling” Had Access to “Take a Dive” (Dance Version) Authority: Art Attacks Ink, LLC v. MGA Entertainment Inc., 581 F.3d 1138 (9th Cir. 2009); Idema v. Dreamworks, Inc., 162 F. Supp. 2d 1129 (C.D. Cal. 2001). UNCONTROVERTED MATERIAL FACT 20 21 38. Pringle claims that he “regularly” distributed his songs to virtually every entity in the music business, 22 including Defendants UMG Recordings, Inc., Interscope Records (together the “UMG 23 Defendants”) and EMI April Music, Inc. (“EMI”), 24 and that he would send people in the music business multiple copies of his demos. 25 39. Pringle alleged that he received “numerous letters in 26 response to his music submissions,” including responses from “multiple A&R representatives at 27 Interscope, UMG and EMI.” 28 NY987153.4 217131-10001 6 SUPPORTING EVIDENCE Dickstein Decl., Ex. E (Pringle Tr. 66:11-16), Ex. A (FAC ¶¶ 31, 32) Dickstein Decl., Ex. A (FAC ¶ 33) DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 40. There is no evidence that Pringle sent “Take a Dive” (Dance Version) to any of the Defendants prior to the 2 release of “I Gotta Feeling.” 3 41. There is no evidence that Pringle sent “Take a Dive” (Dance Version) to anyone prior to the release of “I 4 Gotta Feeling.” 5 42. Pringle admits that he has never had any direct contact with Guetta or Riesterer. 6 7 43. Both Pringle’s October 28, 2010 Complaint and his November 18, 2010 First Amended Complaint 8 alleged that Guetta and Riesterer were residents of 9 Los Angeles, California. 10 44. After Riesterer submitted a declaration on November 23, 2010 (Doc. 22-3) setting forth the circumstances 11 of his and Guetta’s creation of the music for “I Gotta Feeling” in France, Pringle asserted that he had 12 distributed his music in France. 13 45. Although Pringle claims that he sent a demo CD to Adams c/o of Interscope, Pringle does not have a 14 copy of the demo CD or any letter to Adams. 15 46. William Adams does not accept submissions of 16 unsolicited music. Dickstein Decl., Ex. E (Pringle Dep. Tr. 17:119:7, 124:2-20) Dickstein Decl., Ex. E (Pringle Dep. Tr. 17:119:7, 124:2-20) Dickstein Decl., Ex. E (Pringle Dep. Tr. 17:119:7, 124:2-20) Complaint ¶ 14-15; Dickstein Decl., Ex. A (FAC ¶ 14-15) Pringle Decl. for PI (Doc. 73-4) at ¶¶ 7-8 Dickstein Decl., Ex. E (Pringle Dep. Tr. 69:571:6, 72:20-73:13) Dickstein Decl., Ex. B (Adams Dep. Tr. 213:15-17) 17 47. Pringle did not mention Joachim Garraud in his Complaint (Doc 1); 18 Complaint, First Amended Complaint, application Dickstein Decl., Ex. A (FAC); Pl.’s Mot. For for Temporary Restraining Order, or Motion for 19 Preliminary Injunction. TRO (Doc. 15); Pl.’s 20 Mot. for PI (Doc. 73), Dickstein Decl., Ex. C 21 (Riesterer Dep. Tr. 22 74:13-75:3) Dickstein Decl., Ex. E 23 48. Pringle testified that sometime between 2001 and 2004 Guetta’s former co-producer, Joachim Garraud, (Pringle Dep. Tr. 90:524 wrote to Pringle asking Pringle for specific songs, 23) and that Pringle later sent “Take a Dive” (Dance 25 Version) to Garraud in France. 26 49. Pringle does not have a copy of either the alleged Dickstein Decl., Ex. E letter from Garraud or of the alleged letter and demo (Pringle Dep. Tr. 90:527 that Pringle allegedly sent to Garraud. 23) 28 NY987153.4 217131-10001 7 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 50. Pringle does not recall (i) what the alleged letter from Garraud said, (ii) whether it included a specific 2 request for music, (iii) who signed the letter, (iv) 3 whether the letter was typed or handwritten, or (v) what language the letter was written in. 4 51. Pringle has no evidence of the alleged written 5 correspondence with Garraud. 6 7 52. Pringle has never met Joachim Garraud. 8 9 53. Garraud never had access to Pringle’s songs; never received music from Pringle; never heard of either 10 “Take a Dive” or “Take a Dive” (Dance Version); 11 and never gave any of Pringle’s music to Guetta or Riesterer. 12 54. Pringle claims to have sent “thousands of demo CDs 13 for over a decade” to various persons and entities in the music industry, but has no copies of any of these 14 demo CDs or of any cover letters that he claims to 15 have sent with those demo CDs. 16 55. Pringle has no evidence that “Take a Dive” or “Take a Dive” (Dance Version) was ever received by 17 anyone after the release of “I Gotta Feeling.” 18 56. Pringle testified that he would routinely send out CDs that did not contain all of the songs listed on the 19 liner notes, and that he would send out CDs that 20 contained no songs at all. 21 57. Pringle subpoenaed documents from TAXI Music, the music promotion company Pringle worked with, 22 and TAXI produced documents that make no mention whatsoever of “Take a Dive” or “Take a 23 Dive” (Dance Version). 24 2. 25 26 27 28 Dickstein Decl., Ex. E (Pringle Dep. Tr. 90:523, 93:9-94:9, 113:111) Dickstein Decl., Ex. E (Pringle Dep. Tr. at 90:5-23, 93:9-94:9, 113:1-11) Dickstein Decl., Ex. E (Pringle Dep. Tr. at 128:3-22.) Garraud Decl. at ¶¶ 23; Riesterer Decl. at ¶ 3-4, 8-9; Guetta Decl. at ¶¶ 2-7; Carre Decl. ¶¶ 5-8 Dickstein Decl., Ex. E (Pringle Dep. Tr. at 76:3-6, 375:22-377:22) Dickstein Decl., Ex. E (Pringle Dep. Tr. at 76:3-6) Dickstein Decl., Ex. E (Pringle Dep. Tr. at 349:23-353:7) Dickstein Decl., Ex. G There is No Evidence That “Take a Dive” (Dance Version) Received Widespread Distribution Authority: Mestre v. Vivendi Universal U.S. Holding Co., No. CV 04-442, 2005 WL 1959295, at *4 (D. Or. Aug. 15, 2005); Art Attacks Ink, LLC v. MGA Entertainment Inc., 581 F.3d 1138, 1144 (9th Cir. 2009). NY987153.4 217131-10001 8 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 2 UNCONTROVERTED MATERIAL FACT 3 58. 4 There is no evidence supporting Pringle’s claims that his music was played on radio stations in the U.S. or in France. Pringle claims that “Take a Dive” (Dance Version) was played on Armed Forces Radio in France. 5 59. 6 7 60. 8 The last time an Armed Forces Radio station operated in France was 1967. 9 10 61. 11 12 13 62. 14 15 16 17 63. 18 19 20 21 64. 22 23 65. 24 There is no evidence that “Take a Dive” was ever publicly performed in the United States, France or in any European territory in which SACEM operates. Pringle claims that “Take a Dive” and/or “Take a Dive” (Dance Version) was released on an album by a now-defunct record company, but Pringle does not know how many copies of that album were allegedly sold, and has no evidence that might corroborate his assertion that either version of “Take a Dive” was actually released to the public. Pringle claims that “Take a Dive” (Dance Version) was sold on various Internet websites, but does not recall which websites or how many copies they sold, nor does he have any records reflecting any of those alleged sales. There is no evidence that any of the Defendants ever purchased or listened to Pringle’s song on CD or the Internet. Pringle testified to having earned only “[b]eer money” from the sale of his music. SUPPORTING EVIDENCE Dickstein Decl., Ex. E (Pringle Dep. Tr. 291:1292:1). Dickstein Decl., Ex. E (Pringle Dep. Tr. 291:118) http://www.afneurope.n et/AboutUs/tabid/85/De fault.aspx (last visited November 9, 2011) Fouet Decl.; Roth Decl. Dickstein Decl., Ex. E (Pringle Dep. Tr. 130:3131:10, 140:7-18) Dickstein Decl., Ex. E (Pringle Dep. Tr. 132:21-133:24) Dickstein Decl., Ex. E (Pringle Dep. Tr. 142:23-143:16) Dickstein Decl., Ex. E (Pringle Dep. Tr. 338:21-339:4) 25 26 3. 27 Pringle Cannot Prove that Any Defendant Sampled from the “Take a Dive” (Dance Version) Sound Recording 28 NY987153.4 217131-10001 9 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW Authority: Midler v. Ford Motor Co., 849 F.2d 460 (9th Cir. 1988); Art Attacks Ink, LLC v. MGA Entm’t, Inc., 581 F.3d 1138 (9th Cir. 2009); 17 U.S.C. § 114(b). 1 2 3 UNCONTROVERTED MATERIAL FACT 4 5 66. 6 7 67. 8 9 10 68. 11 12 69. 13 14 70. 15 71. 16 Pringle has no evidence supporting his alleged creation of “Take a Dive” (Dance Version) or the guitar twang sequence. Pringle claims that the music equipment he used to create “Take a Dive” (Dance Version), including an ASR10 sampling keyboard, and his computer hard drives, were stolen in late 2000. Pringle offers an “NRG” disc image file, which contains a series of separate sound files for each of the individual instruments that appear in “Take a Dive” (Dance Version). Pringle’s NRG file is not a mixed sound recording of “Take a Dive” (Dance Version). Pringle’s NRG file cannot be played on a CD player or a computer. Pringle’s NRG file does not qualify as a “best copy” to be deposited in the Copyright Office. 17 18 19 72. 20 21 73. 22 23 24 25 26 74. Pringle’s NRG file is not a sound recording of “Take a Dive (Dance Version)” or of the eight-bar guitar twang sequence. Pringle’s NRG file contains separate files of each of the three individual chords that make up the guitar twang sequence. The only way to re-create the complete “Take a Dive” (Dance Version) sound recording from Pringle’s NRG file is to manually load each instrument file into an ASR10 sampling keyboard, and instruct the ASR10 to play the individual tracks together in a particular rhythmic way. SUPPORTING EVIDENCE Dickstein Decl., Ex. E (Pringle Dep. Tr. 151:5152:4, 155:9-156:2) Dickstein Decl., Ex. E (Pringle Dep. Tr. 151:5152:4, 155:9-156:2) Geluso Decl. ¶¶ 25-28 Geluso Decl. ¶ 27 Geluso Decl. ¶¶ 27 Dickstein Decl., Ex. E (Pringle Dep. Tr. 254:21-256:18, 262:1014, 267:14-268:9); Geluso Decl. ¶¶ 25-28 Geluso Decl. ¶¶ 25-28 Geluso Decl. ¶ 25 Geluso Decl. ¶¶ 25-28; Dickstein Decl., Ex. I (Pl.’s Resp. to Pineda’s RFA No. 40.) 27 28 NY987153.4 217131-10001 10 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 75. 2 3 4 76. 5 6 77. 7 8 9 78. 10 11 12 13 79. 14 In order to re-create the complete “Take a Dive” (Dance Version) sound recording from the NRG file, it is necessary to manipulate the various instrument files to create a completed musical work. There is no evidence that Pringle created “Take a Dive” (Dance Version) and the guitar twang sequence prior to release of “I Gotta Feeling.” The creation and last modified dates on an NRG file (including the NRG file referenced above) can be backdated by simply changing the clock on the computer and then re-saving the file and burning it to a CD. Evidence either supporting or refuting Pringle’s contentions regarding “Take a Dive” and “Take a Dive” (Dance Version) would likely have been found on the computer that Pringle used to create the NRG file. During this litigation, Pringle disposed of the computer hard drives that he used from 2009 to 2011. 15 16 17 80. 18 19 20 21 81. 22 23 24 82. 25 26 27 Pringle has identified two separate NRG files as containing “Take a Dive” (Dance Version). In his November 2010 TRO application, Pringle swore that he saved the NRG file from his ASR10 sampling keyboard to his computer on June 14, 1999 and that he then burned it to a CD in May 2001. In his TRO declaration, Pringle quoted that CD’s serial number and submitted a purported expert report attesting to creation and modification dates of that file. In his January 2011 preliminary injunction application, Pringle stated that the NRG file which he had cited in connection with his TRO application and given to his expert was the wrong file and did not contain the song at issue. Geluso Decl. ¶¶ 25-28 Laykin Decl. ¶¶ 21-36 Laykin Decl. ¶¶ 21-29 Laykin Decl. ¶¶ 30-33 Dickstein Decl., Ex. E (Pringle Dep. Tr. 31:633:24, 34:2-37:23, 151:5-152:4, 155:9156:2, 190:6-191:23, 340:20-342:20) Pringle Decl. for TRO (Doc. 15-8) at ¶ 5); Gallant Decl. for TRO (Doc. 15-5) at ¶¶ 5-6 Pringle Decl. for TRO (Doc. 15-8) at ¶ 5); Gallant Decl. for TRO (Doc. 15-5) at ¶¶ 5-6 Pl.’s Mem. of Law for PI (Doc. 73-1) at 18 n.4 28 NY987153.4 217131-10001 11 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 83. 2 3 4 5 84. 6 7 85. 8 9 10 11 12 II. 13 In a conference of counsel on November 1, 2011, Pringle’s counsel clearly, expressly, and unequivocally stated that Pringle would withdraw his claim of infringement of his sound recording copyright. When Defendants’ counsel proposed a stipulation dismissing Pringle’s sound recording claim, Pringle’s counsel refused to sign the stipulation. In an interrogatory response dated November 7, 2011, Pringle stated that he “is not seeking to recover for a physical appropriation of Take a Dive (Dance Version) at this time [but] Plaintiff reserves the right to seek recovery for physical appropriation of Take a Dive should Defendants produce evidence of said appropriation; investigation continues.” 15 UNCONTROVERTED MATERIAL FACT 86. Pringle submitted to the Copyright Office an MP3 sound file as a deposit copy with his November 2010 copyright registration application. 87. The MP3 sound file that Plaintiff submitted to the Copyright Office did not exist in 1999, but was recreated using the various instrument sounds contained in Pringle’s NRG file. 18 19 20 22 23 Dickstein Decl., Ex. Q (Pl.’s Am. Resps. to Ferguson’s Interrogatory No. 18). Pringle’s Claim that Defendants Infringed “Take a Dive” (Dance Version) is Barred by His Failure to Submit a Bona Fide Deposit Copy 16 21 Dickstein Decl., Exs. O, P Authority: Kodadek v. MTV Networks, Inc., 152 F.3d 1209 (9th Cir. 1998); 17 U.S.C. §§ 408(b)(1),(2), 411(a). 14 17 Dickstein Decl. ¶¶ 1617. 24 SUPPORTING EVIDENCE Dickstein Decl., Ex. E (Pringle Dep. Tr. 262:10-14, 267:14268:9); Ex. I (Pl.’s Resps to Pineda’s RFAs No. 40, 41, 44) Dickstein Decl., Ex. E (Pringle Dep. Tr. 262:10-14, 267:14268:9); Ex. I (Pl.’s Resps to Pineda’s RFAs No. 40, 41, 44) 25 26 27 28 NY987153.4 217131-10001 12 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 88. 2 3 4 5 89. 6 7 8 9 90. 10 11 12 13 91. 14 15 16 Pringle testified that the MP3 file that he submitted to the Copyright Office was either created from his NRG file or copied from his original hard drive. Dickstein Decl., Ex. E (Pringle Dep. Tr. 262:10-14, 267:14268:9); Ex. I (Pl.’s Resps to Pineda’s RFAs No. 40, 41, 44) Pringle later acknowledged that he did not have the Dickstein Decl., Ex. E original hard drive in his possession when he created (Pringle Dep. Tr. the MP3 file, so it could only have come from his 262:10-14, 267:14NRG file. 268:9); Ex. I (Pl.’s Resps to Pineda’s RFAs No. 40, 41, 44) Pringle created the MP3 file by “manually” Dickstein Decl., Ex. E “load[ing] each individual instrument in the proper (Pringle Dep. Tr. place, load[ing] up the sequence . . . [and l]oad[ing] 254:21-255:13); Ex. I the effect that’s corresponding to that[.]” (Pl.’s Resps to Pineda’s RFAs No. 40) Re-creating “Take a Dive” (Dance Version) from Dickstein Decl., Ex. E Pringle’s NRG disk involved a process of “trial and (Pringle Dep. Tr. error” and “switch[ing] things around until it finally 254:21-256:18) played properly” based on Pringle’s recollection of “what the song sounded like” when he allegedly created it in 1999. 17 19 Pringle Cannot Establish Infringement of “Take a Dive” A. There is No Evidence That Any Defendant Had Access to “Take a Dive” 20 Section I.B is incorporated by reference herein. 21 22 B. “Take a Dive” and “I Gotta Feeling” are Not Substantially Similar Authority: Kouf v. Walt Disney Pictures & Television, 16 F.3d 1042, 1044 (9th Cir.1994). 23 UNCONTROVERTED MATERIAL FACT 18 III. 24 25 26 27 92. Dr. Lawrence Ferrara has analyzed the musical composition embodied in the original version of “Take a Dive” and “I Gotta Feeling,” and has determined that there are absolutely no similarities that would suggest copying. SUPPORTING EVIDENCE Ferrara Decl. ¶¶ 4, 9197 28 NY987153.4 217131-10001 13 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 93. 2 3 4 94. 5 95. 6 96. 7 8 97. 9 98. 10 11 12 13 14 IV. 15 16 17 There are significant differences between “I Gotta Feeling” and “Take a Dive” in every element of the respective compositions – structure, harmony, rhythm, melody, and lyrics. There are numerous major structural differences between “I Gotta Feeling” and “Take a Dive.” The basic chord progressions in “I Gotta Feeling” and “Take a Dive” are not substantially similar. There are no similarities at all in melody or lyrics of “I Gotta Feeling” and “Take a Dive.” “I Gotta Feeling” and “Take a Dive” have different “overall rhythmic feel and flow.” The similarities that do exist between “I Gotta Feeling” and “Take a Dive”—such as the fact that both songs happen to utilize 4/4 time, a “dance” tempo, a chorus with 8 bars, and a “I-IV” chord progression—are “musical building blocks and commonplace expression and practices.” Ferrara Decl. ¶¶ 4, 9197 Ferrara Decl. ¶ ¶ 9-11 Ferrara Decl. ¶¶ 14, 15 Ferrara Decl. ¶¶ 62-64 Ferrara Decl. ¶ 60 Ferrara Decl. ¶ 65 Defendants are Entitled to Judgment Based on Plaintiff’s Spoliation of Evidence Authority: Vieste, LLC v. Hill Redwood Development, 2011 WL 2198257 (N.D. Cal. June 6, 2011); Leon v. IDX Systems Corp., 464 F.3d 951 (9th Cir. 2006) (citing Anheuser-Busch, Inc. v. Natural Beverage Distribs., 69 F.3d 337 (9th Cir. 1995)). 18 UNCONTROVERTED MATERIAL FACT 19 20 99. SUPPORTING EVIDENCE Dickstein Decl., Ex. J As early as July 24, 2010, The Black Eyed Peas’ counsel wrote to Pringle’s counsel “question[ing] ... 21 the authenticity of Mr. Pringle’s representations regarding the dates of his computer files” and 22 demanding that all of Pringle’s electronically stored 23 information be preserved. 24 100. By email dated July 29, 2010, counsel for Pringle Dickstein Decl., Ex. K agreed to preserve Pringle’s computer equipment 25 and electronically stored information. 26 27 28 NY987153.4 217131-10001 14 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 101. Pringle’s computer hard drives used in 2009 and 2010 likely contained evidence of Pringle’s 2 copying of the guitar twang sequence from “I Gotta 3 Feeling” and manipulation of the dates of his NRG file. 4 102. The Black Eyed Peas’ counsel further advised that 5 Pringle’s computer equipment would be “something we will necessarily request in discovery 6 should this case ever reach a filed action.” 7 103. In the February 18, 2011 Joint Rule 26 Report, Defendants advised that “Mr. Pringle’s ESI will 8 likely play a crucial role in discovery in this action, 9 as it goes directly to the threshold issues of Plaintiff’s ownership of a valid copyright, including 10 the dates and manner of Plaintiff’s alleged creation 11 of ‘Take a Dive’ and ‘Take a Dive’ Derivative, and the validity of Plaintiff’s asserted copyright 12 registrations of those works.” 13 104. After Pringle filed suit, Defendants requested, and Pringle agreed to, a forensic inspection of all of 14 Pringle’s computer hardware and music equipment 15 from 2009 to the present. 16 105. Shortly before a scheduled inspection of Pringle’s computer equipment, Pringle’s counsel informed 17 Defendants that just a few weeks earlier Pringle had returned the computer hard drive that he had been 18 using since January 2011 to its manufacturer, and 19 that he had previously disposed of the hard drive that he used in 2009 and 2010. 20 106. Pringle claimed to be following a practice of 21 “replac[ing] his hard drive every 6 to 12 months” 22 and “discard[ing] the prior drive” – even after he retained litigation counsel in February 2010 and 23 filed suit in October 2010. 24 107. The computer hard drive that Pringle had used in 2009 and 2010 is “probably in a landfill” because 25 Pringle discarded it in December 2010 or January 26 2011. Dickstein Decl., Ex. J; Laykin Decl. ¶¶ 30-36; Geluso Decl. at¶ 15 n.8 Dickstein Decl., Ex. J Joint Rule 26 Report (Doc. 110) at 7:21-25 Dickstein Decl., Exs. L, M, N Dickstein Decl., Ex. F Dickstein Decl., Exs. F, E (Pringle Dep. Tr. 30:16-38:13) Dickstein Decl., Ex. E (Pringle Dep. Tr. 34:237:23, 340:20-342:20) 27 28 NY987153.4 217131-10001 15 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW 1 108. Pringle acknowledged that he “did not make a full and complete copy of the entire drive from 2010” 2 including any “program-related files or Internet3 related files[.]” 4 109. These and other system files from Pringle’s hard drives would contain evidence of the true date of 5 the NRG file. 6 110. Pringle testified that in July or August 2011, he returned to the manufacturer the computer hard 7 drive that he had been using since January 2011. 8 111. Pringle testified that the “I Gotta Feeling” re-mixes that he obtained which had the guitar twang 9 sequence in the clear were saved to either the 2009/2010 hard drive that he discarded in late 2010 10 or early 2011, or the 2011 drive that he returned to 11 the manufacturer in July 2011. 12 13 Dated: November 17, 2011 14 Dickstein Decl., Ex. E (Pringle Dep. Tr. 49:151:4, 286:3-15) Laykin Decl. ¶¶ 30-36; Geluso Decl. at ¶ 15 n.8 Dickstein Decl., Ex. E (Pringle Dep. Tr. 31:433:24) Dickstein Decl., Ex. E (Pringle Dep. Tr. 190:6-191:23) LOEB & LOEB LLP By: /s/ Donald A. Miller Donald A. Miller Barry I. Slotnick Tal E. Dickstein 15 16 Attorneys for Defendants SHAPIRO, BERNSTEIN & CO., INC., FREDERIC RIESTERER and DAVID GUETTA 17 18 19 20 21 22 23 24 25 26 27 28 NY987153.4 217131-10001 16 DEFENDANTS’ STATEMENT OF UNCONTROVERTED FACTS AND CONCLUSIONS OF LAW

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