Walker v. USA, et al
Filing
174
FINDINGS and RECOMMENDATIONS recommending that 161 Defendants' Motion for Summary Judgment be GRANTED and that Judgment Be Entered In Favor of Defendants and Against Plaintiff, Defendant TCI be Dismissed From this Action and the Clerk be Directed to Close This Case re 72 Amended Complaint, signed by Magistrate Judge Gary S. Austin on 9/6/2011. Referred to Judge Ishii. Objections to F&R due within twenty (20) days. (Jessen, A)
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IN THE UNITED STATES DISTRICT COURT FOR THE
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EASTERN DISTRICT OF CALIFORNIA
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KEVIN JESSE WALKER,
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Plaintiff,
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v.
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RAYMOND ANDREWS, et al.,
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Defendants.
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____________________________________)
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NO. 1:02-cv-05801-AWI-GSA-PC
FINDINGS AND
RECOMMENDATIONS RE
DEFENDANTS’ MOTION FOR
SUMMARY JUDGMENT
(ECF No. 161)
OBJECTIONS DUE IN TWENTY
DAYS
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Plaintiff is a former federal prisoner proceeding pro se in this civil rights action.1 The
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matter was referred to a United States Magistrate Judge pursuant to 28 U.S.C. § 636(b)(1)(B) and
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Local Rule 302.
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I.
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Relevant Procedural History
This action proceeds on the August 29, 2005, second amended complaint. Plaintiff,
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formerly in federal custody at the Federal Correctional Institution at Taft, brought this civil rights
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action against individual correctional officials employed by the GEO Group, Inc. at Taft .2
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Plaintiff brings his civil rights action under Bivens v. Six Unknown Agents of the Federal Bureau of
Narcotics, 403 U.S. 388 (1971). Plaintiff is no longer in custody.
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In the second amended complaint, Plaintiff indicates that W ackenhut Correctional Corporation is also
known as the GEO Group, Inc. Counsel for Defendants answered on behalf of W ackenhut Correctional
Corporation, also known as the GEO Group, Inc. Wackenhut Corrections Corporation or WCC changed its
corporate name to The GEO Group, Inc. (GEO) in 2003 after it became a fully independent company.
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Plaintiff sets forth state law tort claims against the individual defendants as well as claims against
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the United States under the Federal Tort Claims Act, 28 U.S.C. § 1346(b). Plaintiff names the
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following individual defendants: Warden Raymond Andrews; Assistant Warden Terry Craig;
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Jonathan E. Akanno, M.D.; Margaret Minecci, R.N.; Lieutenant Thea Bucholz; Nurse
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Practitioner Susan Snellen; Nurse Esteban Noriega; Licensed Vocational Nurse Geraldine
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Nichols; Harley Lappin, Director of the U.S. Bureau of Prisons (BOP); Newton Kindig, Director
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of Medicine for the BOP; Mary Ellen Thomas, Assistant Medical Director of the BOP; Zachary
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Currier, BOP Oversight Specialist. Plaintiff alleges that he contracted valley fever while at TCI.
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Plaintiff alleges that Defendants knowingly exposed him to the fungus that causes valley fever,
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initially failed to properly diagnose Plaintiff, and failed to provide Plaintiff with adequate
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medical care. Plaintiff further alleges that while in administrative detention with his body
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covered in boils and lesions, Plaintiff was denied a bed and blankets.
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On July 7, 2008, an order was entered by the District Court, adopting the findings and
recommendations of the Magistrate Judge and ruling that this action proceeds as follows:
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Against the United States on the FTCA claims, on the allegation that United
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States’ employees transferred Plaintiff to a facility that was constructed by the
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United States with knowledge that the soil upon which it was built was
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contaminated with fungal spores that are known to cause Valley Fever;
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2.
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Against BOP employees for violation of Plaintiff’s rights under the Eighth
Amendment;
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Against Taft employees for violation of Plaintiff’s rights under the Eighth
Amendment.
Defendants filed a motion to dismiss on December 8, 2008. On September 17, 2009, an
order was entered by the District Court, granting a motion to dismiss Plaintiff’s FTCA claims
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Evaluation of the Taft Demonstration Project: Performance of a Private-Sector Prison and the BOP (October 7,
2005), available at http://www.bop.gov/news/research_projects/published_reports/pub_vs_priv/orelappin2005.pdf.
The Court will therefore refer to the company as GEO Group, Inc.
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against the United States on the ground that Plaintiff failed to exhaust his remedies under the
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FTCA. The District Court also dismissed the individual federal Defendants’ Bivens claims on
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the ground that Plaintiff failed to exhaust his administrative remedies under the Prison Litigation
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Reform Act (PLRA), 42 U.S.C. § 1997e(a). The following defendants were dismissed: United
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States; Zachary Currier; Harley Lappin; Newton Kindig; Mary Ellen Thomas. This case
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therefore now proceeds on the second amended complaint against Defendants Raymond
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Andrews, Jonathan Akanno, Terry Craig, Margaret Minnecci, Estaban Noriega, Geraldine
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Nichols, Thea Bucholz and Suzanne Snellen (“Taft employees”) for inadequate medical care
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under the Eighth Amendment, and against the Taft employees, the GEO Group, Inc. and the Taft
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Correctional Institution on state law tort claims. On December 20, 2010, the Taft employees and
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GEO Group, Inc. filed the motion for summary judgment which is now before the Court.3
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II.
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Summary of Complaint
The events at issue in this action occurred at TCI while Plaintiff was incarcerated there.
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Plaintiff alleges that Defendants knowingly exposed him to the fungus that is known to cause
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valley fever by transferring him to TCI and then failed to properly diagnose and treat him for his
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condition.
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Plaintiff alleges that on December 8, 1999, he arrived at TCI. Plaintiff alleges that San
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Joaquin Valley soil is known to carry the coccidioidomycosis fungal spore, which causes valley
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fever. Plaintiff alleges that the Taft employees were responsible for Plaintiff’s care, custody and
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control while he was housed at TCI. Plaintiff alleges that GEO Group and TCI have received
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and reviewed grievances from several inmates complaining about inadequate medical treatment
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for valley fever they contracted while housed at TCI since 1997. Plaintiff alleges that GEO
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Group and TCI requested and purchased grass to install at TCI in an effort to prevent sand storms
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which cause valley fever spores to become airborne, but the request was denied by the BOP, so
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Defendant Taft Correctional Institution filed an answer, but did not participate in the motion for summary
judgment.
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the measures were not taken. Plaintiff alleges that by July 21, 2001, when he was diagnosed with
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valley fever, GEO Group and TCI failed to take reasonable measures to abate the substantial risk
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to inmates from contracting the disease. Plaintiff alleges that GEO Group and TCI did not
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properly supervise the employees and medical staff at TCI.
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Plaintiff alleges that on July 17, 2001, he reported to sick call complaining of headaches,
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shortness of breath, and night sweats. An x-ray of his chest was taken and he was sent back to
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his unit. On July 18, 2001, Dr. Akanno informed Plaintiff the x-rays revealed that his lungs were
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nearly filled to the top with something black. Plaintiff alleges Dr. Akanno prescribed Biaxin and
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Hytuss and drew blood in order to test for valley fever and pneumonia.
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On July 19, 2001, Dr. Akanno and Nurse Practitioner Snellen changed Plaintiff’s
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medication to Erythromycin, an antibiotic. Plaintiff alleges that when he asked if he had a
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bacterial infection, Dr. Akanno responded that he would not know until the blood test results
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were returned.
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On July 20, 2001, Plaintiff saw Nurse Nichols at the pill window and complained to her
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about boils and lesions on his face and body, and told her he was spitting up blood. Plaintiff
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alleges that Nichols told him to continue his medication and gargle with salt water, but he was
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not examined. On July 25, 2001, Dr. Akanno, Nurse Minnecci and Nurse Snellen informed
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Plaintiff that the boils were an allergic reaction to the Erythromycin, but he was not examined
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and no one cancelled the medicine. On July 26, 2001, Dr. Akanno again prescribed Biaxin, a
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medication for viral infections. When Plaintiff asked Dr. Akanno if he had a viral infection, the
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doctor allegedly became angry and threw him out.
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On July 27, 2001, Plaintiff approached BOP Oversight Specialist Currier and asked him
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if it was possible to provide the proper medicine for a person if they had an infection in their
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lungs and it could be either viral, bacterial, or fungal, without results of a blood test. Currier
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responded that it was not possible. On the same date, Plaintiff was seen by Dr. Akanno, who
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advised Nurse Minnecci that Plaintiff was “cleared.” Plaintiff alleges that Nurse Minnecci then
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ordered Lt. Bucholz to take Plaintiff to the Special Housing Unit (SHU) for punishment, for lying
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to his family and to Defendant Currier about his medical condition. Plaintiff was then taken to
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the SHU.
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Plaintiff alleges that Warden Andrews, Executive Assistant Craig, Dr. Akanno, Nurse
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Minnecci, Lt. Bucholz and Nurse Snellen wrote a false incident report stating that Plaintiff’s
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medical file showed Dr. Akanno had diagnosed his illness and Plaintiff was given notification of
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it. Plaintiff alleges he sent word to Currier about the false incident report, but Currier did not
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respond back. Plaintiff alleges he received no treatment during the period of July 27to July 30,
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2001. Plaintiff alleges that on July 30, 2001, the blood test results were returned from the lab
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and Dr. Akanno and Lt. Daughty informed him the result was positive for coccidioidomycosis,
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and not pneumonia, for which he was being treated.
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Plaintiff alleges that he remained in the SHU sleeping on the floor without treatment, and
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Nurse Noriega, who dispensed medication in the SHU, did not give him any medication.
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Plaintiff alleges that Defendants Andrews, Kindig, Currier, Akanno and Minnecci delayed his
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blood test results, causing progression of his disease.
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On August 3, 2001, Plaintiff was seen by Dr. Mui, an infectious disease specialist, who
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re-diagnosed Plaintiff with disseminated coccidioidomycosis. Plaintiff alleges that Dr. Mui
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“stated the only reason Walker did not die was because the disease escaped through his skin
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which is very, very rare.” (Am. Compl. ¶ 38.) Plaintiff alleges that as a result of Defendants’
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conduct, he now suffers from systematic coccidioidomycosis, affecting his blood, bones, lymph
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nodes and spine. Plaintiff also alleges that has “has a hole and fracture” in his left clavicle,
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requiring surgery to remove a large portion of the clavicle joint and breast plate. (Id. ¶ 43.)4
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There are no allegations in the second amended complaint that any of the defendants were presented with,
or failed to treat Plaintiff for, the injury to his clavicle.
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III.
Summary Judgment
Summary judgment is appropriate when it is demonstrated that there exists no genuine
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issue as to any material fact, and that the moving party is entitled to judgment as a matter of law.
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Fed. R. Civ. P. 56(c). Under summary judgment practice, the moving party
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[a]lways bears the initial responsibility of informing the district court of the basis
for its motion, and identifying those portions of “the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the affidavits, if
any,” which it believes demonstrate the absence of a genuine issue of material
fact.
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Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
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If the moving party meets its initial responsibility, the burden then shifts to the opposing
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party to establish that a genuine issue as to any material fact actually does exist. Matsushita Elec.
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Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the
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existence of this factual dispute, the opposing party may not rely upon the denials of its
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pleadings, but is required to tender evidence of specific facts in the form of affidavits, and/or
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admissible discovery material, in support of its contention that the dispute exists. Rule 56(e);
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Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the fact in
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contention is material, i.e., a fact that might affect the outcome of the suit under the governing
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law, Anderson, 477 U.S. at 248; Nidds v. Schindler Elevator Corp., 113 F.3d 912, 916 (9th Cir.
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1996), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could
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return a verdict for the nonmoving party, Matsushita, 475 U.S. at 588; County of Tuolumne v.
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Sonora Community Hosp., 263 F.3d 1148, 1154 (9th Cir. 2001).
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In the endeavor to establish the existence of a factual dispute, the opposing party need not
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establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual
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dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at
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trial.” Giles v. Gen. Motors Acceptance Corp., 494 F.3d 865, 872 (9th Cir. 2007). Thus, the
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“purpose of summary judgment is to ‘pierce the pleadings and to assess the proof in order to see
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whether there is a genuine need for trial.’” Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P.
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56(e) advisory committee’s note on 1963 amendments).
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In resolving the summary judgment motion, the court examines the pleadings,
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depositions, answers to interrogatories, and admissions on file, together with the affidavits, if
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any. Rule 56(c). The evidence of the opposing party is to be believed, Anderson, 477 U.S. at
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255, and all reasonable inferences that may be drawn from the facts placed before the court must
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be drawn in favor of the opposing party, Matsushita, 475 U.S. at 587 (citing United States v.
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Diebold, Inc., 369 U.S. 654, 655 (1962) (per curiam)). Nevertheless, inferences are not drawn
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out of the air, and it is the opposing party's obligation to produce a factual predicate from which
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the inference may be drawn. Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45
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(E.D. Cal. 1985), aff’d, 810 F.2d 898, 902 (9th Cir. 1987).
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Finally, to demonstrate a genuine issue, the opposing party “must do more than simply
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show that there is some metaphysical doubt as to the material facts. Where the record taken as a
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whole could not lead a rational trier of fact to find for the nonmoving party, there is no ‘genuine
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issue for trial.’” Matsushita, 475 U.S. at 587 (citation omitted).
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IV.
Medical Care
A prison official cannot be found liable under the Eighth Amendment for denying an
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inmate humane conditions of confinement unless the official knows of and disregards an
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excessive risk to inmate health and safety. Farmer v. Brennan, 511 U.S. 825, 837 (1994). The
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Court in Farmer adopted a subjective standard requiring an “inquiry into a prison official’s state
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of mind” when it is alleged that a prison official was deliberately indifferent to a substantial risk.
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Id. at 838 (citing Wilson v. Seiter, 501 U.S. 294, 299 (1991)). To satisfy this inquiry, “the
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official must both be aware of facts from which the inference could be drawn that a substantial
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risk of serious harm exists, and he must also draw the inference.” Id. at 837. Alternatively, the
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Court rejected any possibility that an official could be held liable for “a significant risk that he
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should have perceived but did not.” Id. Even if it is determined that the official was subjectively
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aware of a substantial risk, the official cannot be held liable if he acted reasonably in response to
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that risk, “even if the harm ultimately was not averted.” Id. at 844.
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In Estelle v. Gamble, 429 U.S. 97, 106 (1976), the Supreme Court held that inadequate
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medical care did not constitute cruel and unusual punishment cognizable under section 1983
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unless the mistreatment rose to the level of “deliberate indifference to serious medical needs.” In
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applying this standard, the Ninth Circuit has held that before it can be said that a prisoner’s civil
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rights have been abridged, “the indifference to his medical needs must be substantial. Mere
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‘indifference,’‘negligence,’ or ‘medical malpractice’ will not support this cause of action.”
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Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 1980), citing Estelle, 429 U.S. at
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105-06.
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A.
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In the second amended complaint, Plaintiff alleges that on July 27, 2001, Andrews, along
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with Defendants Craig, Akanno, Minnecci, Bucholz and Snellen participated in a “false incident
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report.” (Am. Compl. ¶ 7.) This incident report indicated that Plaintiff had been given
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notification of his diagnosis and that Dr. Akanno had diagnosed Plaintiff’s illness. Plaintiff was
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then placed in a two man cell which already had two inmates in it. Plaintiff was forced to sleep
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on the floor.
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Defendants Andrews, Craig and Bucholz
Plaintiff also alleges that from July 27 to July 30, 2001, Andrews, along with Defendants
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Craig, Akanno, Minnecci, Snellen, Noriega and Bucholz, knowing of Plaintiff’s diagnosis,
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“refused to provide him with any medicine or treatment for condition which caused his pain and
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suffering and intentional emotional distress..” (Id. ¶ 34.) Plaintiff alleges that Andrews, along
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with Defendants Craig, Minnecci, Snellen, Bucholz, Lappin, Kindig, Thomas and Currier “knew
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or should have known of Walker’s diagnosed condition on 7/30/01, and treatment and medicine
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should have been provided to treat his confirmed diagnosis of valley fever, but yet he remained in
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the SHU sleeping on the floor as punishment, no medication, or treatment . . . .until August 3,
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2001.” (Id. ¶ 37.)
Plaintiff alleges generally that Andrews failed to properly supervise
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employees and medical staff at Taft. Plaintiff alleges that Andrews, along with Defendants
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United States, BOP, GEO Group, Inc., Taft, Lappin and Kindig “were final policy makers in
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care, custody and control of Walker’s health and safety and allow untrained and unsupervised
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staff employees at WCC and Taft’s Medical Department to abuse and violate his medical
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mistreatment under the Eight Amendment.” (Id. ¶ 42.)
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Plaintiff alleges that Andrews, along with Defendants Kindig, Currier, Akanno and
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Minnecci, delayed his blood results, “causing progression of the disease past the lungs, based of
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their policy to obtain authorization from WCC headquarters in Florida and BOP’s authorization
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from Washington, before Walker could be properly cared and treated by a specialist in this field
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and admitted into a hospital.” (Id. ¶ 49.)
In support of their motion, Defendants submit the declaration of Robert D. Jones, M.D.
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Dr. Jones is not a party to this action, and was retained as a consultant by Defendants. Regarding
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his qualifications, Dr. Jones declares the following:
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My opinions are based upon my knowledge and training as a
medical doctor (since 1974), combined with extensive correctional
health experience in jails, prisons and juvenile correctional
facilities. My experiences involve not only providing health
services to inmates and detainees, but also in administration of
correctional health care. My knowledge on national standards and
surveying of jails and prisons on their compliance with those
standards further support my opinions. I have spent most of my
professional career serving as a physician in correctional facilities
throughout Arizona and have successfully treated hundreds of
valley fever cases.
I currently serve as a member of the Medical Committee of the
American Correctional Association (ACA). In addition, I am a
Certified Correctional Healthcare Provider of the National
Commission on Correctional Health Care (NCCHC) and a past
president of the American Correctional Health Services
Association. I have assisted with the revisions and drafting of
health care standards by both the NCCHC and also those of the
ACA. I have served as the medical and mental health director for
prison systems in Utah, Montana and Arizona. My principal office
is located on Phoenix, Arizona.
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I reviewed the following documents and material in forming the
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opinions expressed herein:
(a)
Plaintiff’s Second Amended Complaint with
exhibits;
(b)
Plaintiff’s deposition transcript with exhibits; and
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Medical records from Taft Correctional Institution.
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(Jones Decl. ¶¶ 3-5.)
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Regarding Defendants Andrews, Craig and Bucholz, Dr. Jones declares that “I could find
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no reference in the medical records where Warden Raymond Andrews, Lt. Terry Craig, or Lt.
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Theresa Bucholz provided medical care to Mr. Walker or interfered with his medical care.” (Id.
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¶ 59.)
Plaintiff offers no evidence in opposition. Plaintiff’s opposition consists of 6 pages of
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argument. Plaintiff does not, however, submit any evidence in support of his opposition. The
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second amended complaint on which this action is proceeds, is made under the penalty of
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perjury and will therefore be considered as a declaration in opposition to the motion.5
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Plaintiff’s complaint, taken as a declaration, indicates generally that Defendants Andrews,
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Craig and Bucholz “knew or should have known” of Plaintiff’s condition, and treatment should
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have been provided. Although Plaintiff declares generally that these Defendants delayed his
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blood results, he does not specifically indicate how they did so. Federal Rule of Civil Procedure
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56(c)(4) requires that affidavits be made on personal knowledge, set forth facts that would be
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admissible in evidence (i.e., no inadmissible hearsay or opinions), and that show the affiant is
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competent to testify to the matters stated. Detailed factual allegations are not required, but
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“[t]hreadbare recitals of the elements of the cause of action, supported by mere conclusory
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statements, do not suffice.” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949 (209), citing Bell Atlantic
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Corp. v. Twombly, 550 U.S. 544, 555 (2007). “Plaintiff must set forth sufficient factual matter
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accepted as true, to ‘state a claim that is plausible on its face.’” Iqbal, 129 S.Ct. at 1949, quoting
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Twombly, 550 U.S. at 555. While factual allegations are accepted as true, legal conclusions are
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A verified complaint in a pro se civil rights action may constitute an opposing affidavit for purposes of the
summary judgment rule, where the complaint is based on an inmate’s personal knowledge of admissible evidence,
and not merely on the inmate’s belief. McElyea v. Babbitt, 833 F.2d 196, 197-98 (9th Cir. 1987) (per curiam); Lew
v. Kona Hospital, 754 F.2d 1420, 1423 (9th Cir. 1985); F.R.C.P. 56(e) .
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not. Iqbal, 129 S.Ct. at 1949.
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Defendants have come forward with evidence that Defendants Andrews, Craig and
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Bucholz were not involved in Plaintiff’s medical care. Although Plaintiff declares generally that
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they interfered with his health care and that they should have known of his condition, he fails to
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come forward with any evidence that any of these Defendants knew of and disregarded Plaintiff’s
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medical condition. “[T]o the extent that Plaintiff is attempting to pursue an Eighth Amendment
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claim for the mere fact that he was confined in a location where Valley Fever spores existed
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which caused him to contract Valley Fever, he is advised that no courts have held that exposure
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to Valley Fever spores presents an excessive risk to inmate health.” King v. Avenal State Prison,
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2009 WL 546212, *4 (E.D. Cal., Mar 4, 2009); see also Tholmer v. Yates, 2009 WL 174162, *3
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(E.D. Cal. Jan. 26, 2009)(“To the extent Plaintiff seeks to raise an Eighth Amendment challenge
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to the general conditions of confinement at PVSP, Plaintiff fails to come forward with evidence
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that Yates is responsible for the conditions of which Plaintiff complaints.”). Defendants
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Andrews, Craig and Bucholz cannot, therefore, be held liable for the failure to supervise their
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subordinates, subjecting Plaintiff to dangerous conditions, or for a failure to protect Plaintiff.
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Judgment should therefore be entered for Defendants Andrews, Craig and Bucholz on Plaintiff’s
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Eighth Amendment claim.6
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B.
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Plaintiff alleges that on July 18, 2001, Defendant Jonathan Akanno, M.D. informed
Defendant Akanno
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Plaintiff that x-rays revealed that his lungs were filled “with something black.” (Am. Compl. ¶
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26.) Akanno wrote a prescription for Biaxin and Hytuss, and ordered a blood test for valley
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fever. Plaintiff alleges that the medication was unavailable to him at pill call on July 18 and 19,
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2001. (Id.) On July 19, Akanno issued a prescription for Erythromycin, which was in stock.
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Walker asked if he had a bacterial infection. Akanno replied that he would not know until the
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Plaintiff’s allegation that he slept on the floor, of itself, fails to state a claim for and Eighth Amendment
violation. There are no allegations that any of the defendants subjected Plaintiff to conditions of confinement such
that it constituted deliberate indifference. Foster v. Runnels, 554 F.3d 807 (9 th Cir. 2009).
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blood test came back. (Id. ¶ 27.)
On July 25, 2001, Dr. Akanno informed Plaintiff that the boils that he complained of on
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July 20th were a result of the Erythromycin. Although Plaintiff alleges that no one cancelled the
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prescription when he went to pill line later that same day, he also alleges that the next day, Dr.
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Akanno prescribed the Biaxin that he originally prescribed. Plaintiff contends that Biaxin is “an
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antibiotic for a viral infection,” and asked Dr. Akanno if he had a viral infection. Dr. Akanno
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“became very angry and threw him out.” (Id. ¶ 30.)
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On July 27, 2001, Plaintiff was seen at the medical clinic for boils. Dr. Akanno advised
Defendant Minnecci that Plaintiff was cleared. Plaintiff alleges that from July 27 to July 30,
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2001, Dr. Akanno refused to provide Plaintiff with any treatment or medicine for his condition.
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(Id. ¶ 35.) On July 30, 2001, the blood test was returned from the laboratory, indicating that
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Plaintiff was positive for valley fever. Dr. Akanno advised Plaintiff that he had valley fever and
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not pneumonia. (Id.)
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Regarding Dr. Akanno’s treatment of Plaintiff’s condition, Dr. Jones declares the
following:
According to the medical records, Dr. Jonathan Akanno examined
Mr. Walker on July 18, 2001. Dr. Akanno prescribed
Clarithromycin (Biaxin). He also prescribed Hytuss, a medication
used to treat chest congestion. He approved of Nurse Murch’s
assessment and plan, including the request for a check for
coccidioidomycosis.
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Coccidioidomycosis (“valley fever”) is a fungal infection caused
by cocciodes organisms. It can cause fever, chest pain and
coughing, among other signs and symptoms. The coccidiodes
species of fungi that cause valley fever are commonly found in the
soil in certain areas. The fungi that cause valley fever are
commonly found in the soil in certain areas. The fungi that cause
coccidioidomycosis thrive in the alkaline desert soils of southern
Arizona, Nevada, northern Mexico and California’s San Joaquin
Valley.
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The coccidiodes fungi can be stirred into the air by anything that
disrupts the soil, such as farming, construction and wind. The
fungi can then be breathed into the lungs and cause
coccidioidomycosis.
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Like many other fungi, coccidiodes species have a complex life
cycle. In the soil, they grow as a mold with long filaments that
break off into airborne spores when the soil is disturbed. The
spores are extremely small, can be carried hundreds of miles by the
wind and are highly contagious. Once inside the lungs, the spores
reproduce, perpetuating the cycle of the disease. Anyone who
inhales the spores that cause valley fever is at risk of infection. Up
to half the people living in areas where valley fever is common are
infected.
Mild cases of valley fever usually go away on their own. In more
severe cases of valley fever, physicians typically prescribe
antifungal medications that can treat the underlying infection. This
initial illness can develop into a more serious disease, including
chronic and disseminated coccidioidomycosis.
The initial, acute form of Coccidioidomycosis is often mild, with
few, if any, symptoms. When signs and symptoms do occur, they
appear about three weeks after exposure. They tend to resemble
those of the flu, and can range from minor to severe: Fever, cough,
chest pain, chills, night sweats, headache, fatigue, shortness of
breath, joint aches, and/or a red, spotty, rash.
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The rash that sometimes accompanies valley fever is made up of
red bumps that later may turn brown. The rash mainly appears on
the patient’s lower legs, but sometimes on the chest, arms and
back. Some people with valley fever have raised a red rash with
blisters or eruptions that look like pimples.
15
16
17
18
19
20
21
22
23
24
25
26
Most people with acute valley fever do not require medical
treatment. Even when symptoms are severe, the best therapy for
otherwise healthy adults is often bed rest and fluids – the same
approach used for colds and flu. Still, physicians must monitor
people with valley fever. If symptoms do not improve or become
worse or if the patient is at increased risk of complications because
of a compromised immune system, a physician may prescribe an
antifungal medication. Antifungal medications are also used for
high-risk people or for those with chronic or disseminated versions
of the disease.
In general, the antifungal drugs are used for all but the most serious
forms of coccidioidomycosis disease. All antifungals can have
serious side effects. These side effects, however, usually go away
once the medication is stopped. The most common side effects of
antifungal drugs are nausea, vomiting, abdominal pain and
diarrhea. Some levels of infection are treated initially with an
intravenous antifungal medication.
These medications control the fungus, but sometimes don’t destroy
it, and relapses may occur. For many people, a single bout of
valley fever results in lifelong immunity, but the disease can be
reactivated, or the patient can be reinfected if his or her immune
27
28
13
1
system is significantly weakened.
2
If a patient does not become ill from valley fever, infection can
only be identified by a positive blood test. If a patient develops
symptoms, especially severe ones, the course of the disease is
highly variable. It can take from six months to a year to fully
recover, and fatigue and joint aches can last even longer. The
severity of the disease depends on several factors, including the
patient’s overall health and the number of fungus spores inhaled.
3
4
5
6
7
8
9
If the initial coccidioidomycosis infection doesn’t completely
resolve, it may progress to a chronic form of pneumonia. This
complication is most common in people with diabetes or weakened
immune symptoms. Patients with unresolved infections are likely
to have periods of worsening symptoms alternating with periods of
recovery. Signs and symptoms are similar to those of tuberculosis:
low-grade fever, weight loss, cough, chest pain, blood-tinges
sputum, and nodules in the lungs.
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
Disseminated coccidioidomycosis occurs when the infection
spreads (disseminates) beyond the lungs to other parts of the body.
Most often these parts include the skin, bones, liver, brain, heart,
and the membranes that protect the brain and spinal cord
(meninges). The signs and symptoms of disseminated disease
depend on which parts of the patient’s body is affected and may
include: nodules, ulcers and skin lesions, lesions in the skull, spine
or other bones, painful, swollen joints, especially in the knees or
ankles, and meningitis - an infection of the membranes and fluid
surrounding the brain and spinal cord. It takes weeks to months
after initial infection for the disease to disseminate. Dissemination
is not a rapid process.
On July 19, 2001, Dr. Akanno noted in Mr. Walker’s chart that
Biaxin was presently unavailable. He changed Mr. Walker’s
antibiotic medication to 500 mg. of Erythromycin for 14 days. He
also noted in the chart his request to be informed when Biaxin
again became available for a “possible switch” of medication.
On July 20, 2001, at 9:00 a.m., in response to the request for a
check of Mr. Walker for valley fever, Vanessa Salazar drew Mr.
Walker’s blood for a lab test. The lab completed its analysis of
Mr. Walker’s blood sample and confirmed recent exposure to the
coccidiodes species of fungi that causes valley fever. Mr. Walker’s
coccidioidomycosis titer count was 1:64. Titers are a measurement
of the quantity of a particular antibody circulating in the
bloodstream. Titers are usually expressed in a ratio that represents
how many times the blood can be diluted until no antibodies are
found. For example, if someone’s blood is diluted a thousand
times, the point at which no antibodies to the particular antigen are
found, then the titer count would be expressed as 1:1000. A titer
count of 1:64 means a fairly recent exposure and served as a base
line number for Mr. Walker. The community standard of care
27
28
14
1
2
3
4
5
6
7
would require the taking of another titer count within two to four
weeks as the titer count does not change within hours, but rather
only changes over weeks and months. A higher titer count weeks
later, such as 1:128, 1:256 or 1:512, would be a clinical indication
of the need for a consult with an infectious disease specialist. Dr.
Akanno indicated receipt of these lab results on July 30, 2001 in
Mr. Walker’s chart. The chart also shows that Dr. Akanno first
contacted an infectious disease specialist by the name of Dr. Amin
on August 1, 2001. This is a very quick diagnostic course of
treatment. Dr. Akanno promptly seeking an outpatient consult for
Mr. Walker from an infectious disease specialist with a patient
with such a low titer count exceeds national standards and
practices within the general community and within correctional
facilities.
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
In paragraph 27 of the Second Amended Complaint, Mr. Walker
claims that the blood test should have been “stat” (urgent) because
of the seriousness of his condition and that the failure to request
“stat” lab work caused his condition to worsen. It is not
uncommon for labs to take a week or more to return lab results to a
physician when those results are not ordered on an urgent or rush
basis. After a careful review of the medical records showing Mr.
Walker’s symptoms, it is my opinion that there was no medical
reason for lab work on a rush basis. There is, likewise, no
indication that anyone intentionally or unintentionally delayed Mr.
Walker’s blood test results. As dissemination of this infection is
not a rapid process, any alleged delay (the 10 day time period
between blood draw and return of the lab results) would have had
no impact on Mr. Walker’s medical condition. My opinion, in
part, rests on the fact that Mr. Walker later (on August 3, 2001) had
a whole body bone scan upon admission to San Joaquin
Community Hospital with normal results, showing that the
coccidioidomycosis had not spread to his bones. Mr. Walker’s
claim that the delay caused his disease to progress resulting in the
conditions and symptoms that he describes in paragraphs 43, 55
and 56 of his Second Amended Complaint is not supported by
medical science.
Nurse Snellen examined plaintiff on July 26, 2001 for follow up on
his previous diagnosis of atypical pneumonia. Plaintiff reported
that he still felt “bad’ and that he was not better. She noted that he
was alert, not in distress, and had “minimal cough present,
although he (Mr. Walker) feels as if he needs to expectorate.” On
this same day, Dr. Akanno initiated a “stat” order for Biaxin to be
received from a local K-Mart pharmacy so that plaintiff would not
need to take Erythromycin.
24
25
26
Dr. Akanno next examined plaintiff on July 27, 2001 to medically
clear him to be housed in a special housing unit. Dr. Akanno
determined that Mr. Walker was medically stable and could have
his housing reassigned. He also noted in the medical chart that Mr.
Walker had “atypical pneumonia, improving” and that he would
27
28
15
1
follow up with his patient.
2
Plaintiff claims that he did not get any prescribed medication while
he was housed in the special housing unit between July 27, 2001
and August 3, 2001. Even if true, the failure to deliver Biaxin or
Erythromycin (the only medication prescribed to him at that time
according to the medical chart) would have had no actual impact
on his medical condition as those medications are not used to treat
coccidioidomycosis.
3
4
5
6
7
8
Dr. Akanno notified Mr. Walker of his confirmed case of
coccidioidomycosis during his examination on July 30, 2001 at
3:10 p.m. He noted in his chart note for that examination that he
would set up an evaluation with Dr. Amin, an infectious disease
specialist. He also noted that liver function tests done previously
were abnormal and that hepatitis serologies were still pending.
9
10
11
12
There is no reference in the medical chart about approval being
necessary to obtain a consultation from an infectious disease
specialist, and it appears that any delay in locating the specialist
was caused by the specialist’s vacation schedule. Mr. Walker’s
titer count showing a valley fever infection did not require a
consult with an infectious disease specialist at that time (as will be
discussed further in my “opinions” section below).
13
14
15
16
Dr. Akanno examined Mr. Walker again at 11:40 a.m. on August
1, 2001. He noted that Mr. Walker had complained of being
diaphoretic (experiencing excessive sweating), but denied fever,
chills, shortness of breath or chest pain. Dr. Akanno noted the
following in his chart: “Dr. Amin’s office states that he will be on
vacation throughout this month: will find out who sees his
patients.”
17
18
Dr. Akanno saw Mr. Walker again on August 2, 2001 at 11:10 a.m.
and noted in his chart that efforts were being made for an
infectious disease specialist to see the patient.
19
20
21
22
23
24
25
26
On August 3, 2001 at 12:00 a.m. medical assistant Nashira Hodge
determined Mr. Walker was in stable condition and cleared him
medically to be released to security for transportation to an outside
hospital.
Dr. Mui, an infectious disease specialist, admitted Mr. Walker to
San Joaquin Community Hospital on August 3, 2001. That same
day, Mr. Walker received a whole body bone scan which ruled out
metastatic inflammatory bone lesions. Mr. Walker’s
coccidioidomycosis had not spread to his bones.
Hospital staff provided plaintiff with Amphotericin B, an
antifungal drug given intravenously for systemic fungal infections.
Amphotericin B is well-known for its severe and potentially lethal
side effects. Very often, a serious acute reaction after the infusion
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28
16
1
2
(1 to 3 hours later) is noted, consisting of high fever, shaking
chills, hyptension [sic], nausea, vomiting, headache and
generalized weakness. To decrease the likelihood and severity of
the symptoms, initial doses should be low, and increased slowly.
3
4
5
6
After receiving initial infusions of Amphotericin B, Mr. Walker
returned to the medical clinic at Taft Correctional Institution on
August 20, 2001. The discharge summary from San Joaquin
Community Hospital medical staff noted that Mr. Walker’s “course
was an uncomplicated one” and that he tolerated the drug well.
Staff also indicated that Mr. Walker’s bone scan was “completely
negative” meaning the infection had not spread to his bones.
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
Mr. Walker continued to receive Amphotericin B infusions at Taft
Correctional Institution and, according to facility medical records,
he was carefully monitored for side effects during and after each
infusion. Dr. Akanno noted in the chart after each of his
examinations of Mr. Walker that he was to be informed “if there is
any concern while patient is being monitored” during and after the
infusions. He ordered Demerol for Mr. Walker if he developed
shakes while on Amphotericin B, a medically acceptable measure
to treat the possible side effects. According to the records, Mr.
Walker tolerated each infusion well.
On August 20, 2001 at 6:15 p.m., Esteban Noriega, L.V.N.
admitted Mr. Walker to the infirmary. He noted “many scattered
nodules on face and back, probably from disseminated
coccidioidomycosis.” He also noted that the patient’s lungs were
clear and that the patient reported an occasional dry cough. Dr.
Akanno and Nurse Snellen both approved of Nurse Noriega’s plan
to include doses of Amphotericin B on Mondays, Wednesday and
Fridays as well as weekly lab tests. Dr. Akanno prescribed the
Amphotericin B on August 21, 2001 at 9:30 a.m.
The medical records from Taft Correctional Institution indicate that
Mr. Walker remained in the clinic until he was transferred to
another prison on or about October 9, 2001. Mr. Walker received
regular medical care during this time period, often being examined
and evaluated two or three times per day. Dr. Akanno ordered and
evaluated frequent lab results and ordered follow-up x-ray of Mr.
Walker’s chest on August 30, 2001, care that was well within
community medical standards.
22
23
By August 23, 2001, Plaintiff reported “feeling fine” to Dr.
Akanno and denied shortness of breath, chest pain, nausea or
vomiting.
24
25
26
According to the medical records, plaintiff began asking to leave
the medical clinic on August 28, 2001. He continued to ask at
various times during the remainder of his stay, while reporting that
he was feeling better.
27
28
17
1
2
3
On October 9, 2001, Dr. Akanno examined plaintiff for the last
time. He noted that Mr. Walker’s coccidioidomycosis titer count
was still “reasonably high” and found that he was medically stable
to be transferred to the Federal Medical Center at Fort Worth,
Texas for further medical treatment.
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
(Jones Decl. ¶¶ 3-41.)
Dr. Jones summarizes Plaintiff’s entire course of care at Taft, specifically including
Defendants’ conduct, as follows:
In my professional opinion, all of the medical care provided to Mr.
Walker while in custody is consistent with national standards and
practices within the general community and within correctional
facilities. There is nothing in the records to suggest any denial or
delay of medically necessary care or treatment, and the care
provided was timely and appropriate. There was no delay in
diagnosis or treatment. Rather, the Taft Correctional Institution’s
medical staff - including all of the named defendants - provided a
quick course of treatment. I found no evidence of medical
malpractice by any of the defendants or any other employee of Taft
Correctional Institution. The records firmly reflect that Mr. Walker
received the appropriate eradication protocol for his infection, as
discussed in detail above.
It is also my professional opinion that nothing exists in the
documents I reviewed to suggest that any employee of Taft
Correctional Institution, including Dr. Jonathan Akanno, Nurse
Margaret Minnecci, Nurse Esteban Noriega, Nurse Geraldine
Nichols, Nurse Practitioner Suzanne Snellen, Warden Raymond
Andrews, Lt. Terry Craig, and/or Lt. Thea Bucholz were
deliberately indifferent to Mr. Walker’s health care needs.
Mr. Walker was provided timely and appropriate care and
appropriately examined by Dr. Akanno, Nurse Minnecci, Nurse
Nichols, and Nurse Practitioner Snellen on all occasions.
I could find no reference in the medical records where Warden
Raymond Andrews, Lt. Terry Craig, or Lt. Thea Bucholz provided
medical care to Mr. Walker or interfered with his medical care.
(Jones Decl. ¶¶ 56-59.)
Dr. Jones’ declaration clearly establishes that Dr. Akanno responded to Plaintiff’s
25
medical condition. Specifically, Dr. Jones’ declaration establishes that between July 18, 2001,
26
and October 9, 2001, when Plaintiff was transferred for further medical care, he was seen
27
28
18
1
approximately 11 times. Plaintiff’s allegations indicate that he disagrees with the course of
2
treatment provided by Dr. Akanno. Plaintiff cannot prevail in a section 1983 action where only
3
the quality of treatment is subject to dispute. Sanchez v. Vild, 891 F.2d 240 (9th Cir. 1989).
4
Mere difference of opinion between a prisoner and prison medical staff as to appropriate medical
5
care does not give rise to a section 1983 claim. Hatton v. Arpaio, 217 F.3d 845 (9th Cir. 2000);
6
Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981).
7
The only allegations that could be construed as deliberate indifference on Dr. Akanno’s
8
part are that on July 25, 2001, Dr. Akanno informed Plaintiff that the boils were an allergic
9
reaction to the Erythromycin, but Plaintiff “was not examined and no one cancelled the
10
medicine.” (Am. Compl. ¶ 29.) Plaintiff also alleges that from July 27to July 30, Dr. Akanno
11
knew of Plaintiff’s diagnosis, yet “refused to provide him with any medicine or treatment for
12
condition.” (Am. Compl. ¶ 34.)
13
As to Plaintiff’s allegation regarding July 25, 2001, Dr. Jones declares that Plaintiff was
14
seen the next day, July 26th, and was examined by Nurse Snellen. Plaintiff reported that he still
15
felt “bad” and that he was not better. Nurse Snellen noted that Plaintiff was alert, not in distress,
16
and had a minimal cough. That same day, Dr. Akanno initiated a stat order for the Biaxin from a
17
local pharmacy. Plaintiff was seen by Dr. Akanno on July 27th and was cleared for placement in
18
a special housing unit. (Jones decl. ¶¶ 26, 27.)
19
Regarding Plaintiff’s claims that he did not get any prescribed medication while he was
20
housed in the special housing unit, Dr. Jones’ declaration establishes that the failure to deliver
21
the Biaxin or Erythromycin (the only medication prescribed to him at the time according to the
22
medical chart) would have had no actual impact on his medical condition as those medications
23
are not used to treat coccidioidomycosis. (Jones decl. ¶ 28.)
24
The gravamen of Plaintiff’s allegations against Dr. Akanno is that he did not get the
25
quality of care that he believes he should have received, and that Dr. Akanno failed to
26
immediately diagnose and treat Plaintiff’s condition. Dr. Jones’ declaration establishes that the
27
28
19
1
initial form of valley fever is often mild, with very few symptoms. Symptoms tend to resemble
2
the flu. Even when symptoms are severe, Dr. Jones declares, the best therapy for otherwise
3
healthy adults is often bed rest and fluids. Plaintiff, in keeping with standards of medical care,
4
was treated for flu, monitored, and when lab tests indicated the presence of valley fever, was
5
treated appropriately.
6
That Plaintiff had a reaction to Erythromycin does not, of itself, subject Dr. Akanno to
7
liability. As noted above, Dr. Akanno’s liability turns on subjective intent - whether he was
8
deliberately indifferent to Plaintiff’s condition. Dr. Jones’ declaration establishes that Dr.
9
Akanno adjusted the treatment regiment as soon as he was aware of the reaction. The evidence
10
submitted by Dr. Akanno, establishes, without dispute, that he responded appropriately to
11
Plaintiff’s condition. Plaintiff’s evidence, establishes, at most, a disagreement with the quality of
12
his care. Plaintiff cannot prevail in a section 1983 action where only the quality of treatment is
13
subject to dispute. Sanchez v. Vild, 891 F.2d 240 (9th Cir. 1989). Mere difference of opinion
14
between a prisoner and prison medical staff as to appropriate medical care does not give rise to a
15
section 1983 claim. Hatton v. Arpaio, 217 F.3d 845 (9th Cir. 2000); Franklin v. Oregon, 662 F.2d
16
1337, 1344 (9th Cir. 1981). Dr. Akanno is therefore entitled to summary judgment in his favor.
17
C.
18
Plaintiff alleges that Defendant Minnecci, along with Defendants Akanno and Snellen
19
informed him on July 25th that his boils were an allergic reaction the Erythromycin, and that nobody
20
“cancelled the medicine.” (Am. Compl. ¶ 29.)
21
along with Defendants Akanno and Bucholz, examined Plaintiff and cleared him for housing in the
22
special housing unit. (Am. Compl. ¶ 32.) Minnecci participated in a “false incident report.” Plaintiff
23
was placed in a 2 man cell that was already occupied by 2 inmates. Plaintiff was forced to sleep on
24
the floor. (Am. Comp. ¶ 33.) Minnecci allegedly refused to provide Plaintiff with medicine or
25
treatment from July 27 to July 30, 2001. (Am. Compl. ¶ 34.) Plaintiff alleges that Minnecci should
26
have known of Plaintiff’s diagnosis on July 30, 2001, yet Plaintiff “remained in the SHU sleeping
Defendant Minnecci
Plaintiff alleges that on July 27, 2001, Minnecci,
27
28
20
1
on the floor as punishment, no medication, or treatment provided by Noriega the nurse dispensing
2
the medication in the SHU for an additional four days until August 3, 2001.” (Am. Compl. ¶ 37).
3
Finally, Plaintiff alleges that Minnecci, along with Dr. Akanno, as supervisory officials failed to
4
supervise Defendants Snellen, Nichols and Noriega. Specifically, Plaintiff alleges that because
5
“several other inmates prior to Walker” had contracted valley fever while housed at Taft between
6
1997 and 2001, Defendant Minnecci had a “culpable state of mind.” (Am. Compl. ¶ 40.)
7
Dr. Jones’ declaration establishes that on July 26, 2001, Plaintiff’s chart noted that he was
8
not in distress, although he had a minimal cough present. A stat order for Biaxin was ordered, so
9
that Plaintiff would not need to take the Erythromycin. Defendant’s evidence indicates that, once
10
Plaintiff’s reaction to Erythromycin was noted, another medication was ordered. (Jones Decl. ¶ 26.)
11
Plaintiff offers no evidence that Defendant Minnecci in any way disregarded a serious risk to
12
Plaintiff’s health. In response to Plaintiff’s allegation that he did not receive any medication between
13
July 27 and 30, 2001, Dr. Jones declared that “even if true, the failure to deliver the Biaxin or
14
Erythromycin (the only medication prescribed to him at that time according to the medical chart)
15
would have had no actual impact on his medical condition as those medications are not used to treat
16
coccidioidomycosis.” (Jones Decl. ¶ 28.)
17
Dr. Jones’ declaration clearly establishes that Plaintiff’s condition was addressed. Plaintiff
18
offers no evidence that Defendant Minnecci knew of and disregarded Plaintiff’s medical condition.
19
Plaintiff’s central claim is that Minnecci, along with the other defendants, should have known that
20
Plaintiff had valley fever. As noted, the courts of this district have found such claims to be
21
insufficient. Defendant Minnecci cannot, therefore, be held liable for the failure to supervise her
22
subordinates, subjecting Plaintiff to dangerous conditions, or for a failure to protect Plaintiff.
23
Judgment should therefore be entered for Defendant Minnecci.
24
///
25
///
26
///
27
28
21
1
D.
Defendant Noriega
2
Plaintiff alleges that Noriega, along with Minnecci, refused to provide Plaintiff with
3
medicine or treatment from July 27 to July 30, 2001. (Am. Compl. ¶ 34.) Plaintiff also alleges that
4
Noriega should have known of Plaintiff’s diagnosis on July 30, 2001, yet Plaintiff “remained in the
5
SHU sleeping on the floor as punishment, no medication, or treatment provided by Noriega the nurse
6
dispensing the medication in the SHU for an additional four days until August 3, 2001.” (Am.
7
Compl. ¶ 37). As noted above, Dr. Jones’ declaration establishes that Plaintiff received adequate
8
medical care. Dr. Jones’ declaration establishes that Plaintiff was not prescribed any medicine for
9
valley fever during the time period July 27to July 30, 2001. That Plaintiff was in SHU, and did not
10
receive medication for three days does not, of itself, constitute deliberate indifference. Defendants’
11
evidence clearly establishes that no defendant, including Noriega, willingly or knowingly deprived
12
Plaintiff of any treatment or medication that was prescribed for valley fever.
13
provided any evidence to the contrary. Judgment should therefore be entered in favor of Defendant
14
Noriega.
Plaintiff has not
15
E.
16
Plaintiff alleges that Defendant Nichols saw him at the pill window on July 20, 2001.
Defendant Nichols
17
Plaintiff complained of boils and lesions over his face and body and spitting up blood. Plaintiff
18
alleges that he was not examined and that he was told by Nichols “to go and gargle with ‘salt water’
19
for the spitting up of blood and that his condition should improve once the medicine took effect.”
20
(Am. Compl. ¶ 28.) Plaintiff alleges generally that Nichols should have known that Plaintiff had
21
coccidioidomycosis, based on the history of other inmates that have contracted valley fever. Plaintiff
22
alleges that all efforts “have failed to bring it into remission.” (Am. Compl. ¶¶ 40, 51.)
23
Dr. Jones’ declaration establishes that on July 20, 2001, in response to Plaintiff’s request to
24
check to see if he had valley fever, blood was drawn. The result indicated that Plaintiff’s titer count
25
was 1:64, which meant a fairly recent exposure. Dr. Jones further declared that the community
26
standard of care would require the taking of another titer count within two to four weeks, as the titer
27
28
22
1
count does not change within hours, but rather only changes over weeks and months. (Jones Decl.
2
¶ 24.) Although the test results were not known for ten days, Dr. Jones’ declaration establishes that
3
as dissemination of this infection is not a rapid process, any alleged delay (the 10 day time period
4
between blood draw and return of the lab results) would have had no impact on Plaintiff’s condition.
5
Dr. Jones further declared that his opinion rested, in part, on the fact that on August 3, 2001, Plaintiff
6
had a whole body scan upon admission to San Joaquin Community Hospital with normal results,
7
showing that the coccidioidomycosis had not spread to his bones. (Jones Decl. ¶ 25.)
8
Defendants have come forward with evidence that Defendant nurse Nichols did not know and
9
disregard a serious risk to Plaintiff’s health. Plaintiff’s allegations, taken as a declaration, establish
10
that Nichols failed to physically examine Plaintiff. Such a declaration, with nothing more, fails to
11
state a claim for relief. Blood was drawn in order to determine whether Plaintiff had valley fever,
12
and the ten day delay in receiving the results did not cause Plaintiff any harm. Dr. Jones’ declaration
13
establishes that the titer level indicated a fairly recent exposure to valley fever. As with the other
14
defendants, the crux of Plaintiff’s claim is that he contracted valley fever, and Nichols, along with
15
the other defendants, should have known that Plaintiff had valley fever earlier than they did. As
16
noted, however, no courts have held that exposure to valley fever spores presents an excessive risk
17
to inmate health. Plaintiff can only hold defendants liable if they were deliberately indifferent to a
18
serious medical need. Plaintiff offers no evidence that Defendant Nichols was deliberately
19
indifferent to Plaintiff’s serious medical need. Dr. Jones’ declaration establishes that Plaintiff’s level
20
of care was within community standards. The motion for summary judgment should therefore be
21
granted as to Defendant Nichols.
22
F.
23
Plaintiff alleges that Defendant Nurse Snellen changed his medicine to Erythromycin on July
24
19, 2001. (Am. Comp. ¶ 27.) Plaintiff alleges, as he did with Defendant Minnecci, that Nurse
25
Snellen informed him on July 25th that his boils were an allergic reaction to the Erythromycin, and
26
that nobody “cancelled the medicine.” (Am. Compl. ¶ 29.)
Defendant Snellen
27
28
23
Plaintiff alleges that Snellen
1
participated in a “false incident report,” and that Plaintiff was placed in a two man cell that was
2
already occupied by two inmates. Plaintiff was forced to sleep on the floor. (Am. Compl. ¶ 33.)
3
Snellen allegedly refused to provide Plaintiff with medicine or treatment from July 27 to July 30,
4
2001. (Am. Compl. ¶ 34.)
5
Plaintiff alleges that Snellen should have known of Plaintiff’s diagnosis on July 30, 2001,
6
yet Plaintiff “remained in the SHU sleeping on the floor as punishment, no medication, or treatment
7
provided by Noriega the nurse dispensing the medication in the SHU for an additional four days until
8
August 3, 2001.” (Am. Compl. ¶ 37). Plaintiff alleges generally that Snellen should have known
9
that Plaintiff had coccidioidomycosis, based on the history of other inmates that have contracted
10
valley fever. Plaintiff alleges that all efforts “have failed to bring it into remission.” (Am. Compl.
11
¶¶ 40, 51.)
12
As with Defendant Minnecci, Dr. Jones’ declaration clearly establishes that Plaintiff’s
13
condition was addressed. Plaintiff offers no evidence that Defendant Snellen knew of and
14
disregarded Plaintiff’s medical condition. Plaintiff’s central claim is that Snellen, along with the
15
other defendants, should have known that Plaintiff had valley fever. The courts of this district have
16
found such claims to be insufficient. Judgment should therefore be entered in favor of Defendant
17
Snellen.
18
V.
19
20
State Law Claims
This action proceeds on the second amended complaint against the Taft Employees, the Geo
Group, Inc. and Taft Correctional Institution on Plaintiff’s state law tort claims.
21
In a medical malpractice action, the plaintiff must establish: “(1) the duty of the professional
22
to use such skill, prudence, and diligence as other members of his profession commonly possess and
23
exercise; (2) a breach of that duty; (3) a proximate causal connection between the negligent conduct
24
and the resulting injury; and (4) actual loss or damage resulting from the professional's negligence.”
25
Tortorella v. Castro, 140 Cal.App.4th 1, 3 n.2 (2006); Hanson v. Grode, 76 Cal.App.4th 601, 606
26
(1999). “The standard of care in a medical malpractice case requires that medical service providers
27
28
24
1
exercise that . . . degree of skill, knowledge and care ordinarily possessed and exercised by members
2
of their profession under similar circumstances.” Barris v. County of Los Angeles, 20 Cal.4th 101,
3
108 (Cal. 1999); Landeros v. Flood, 17 Cal.3d.399, 408 (1976). “Because the standard of care in
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a medical malpractice case is a matter ‘peculiarly within the knowledge of experts,’ expert testimony
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is required to prove or disprove that the defendant performed in accordance with the standard
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prevailing of care unless the negligence is obvious to a layperson.” Johnson v. Superior Court, 143
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Cal.App.4th 297, 305 (2006); see Flowers v. Torrance Mem’l Hosp. Medical Ctr., 8 Cal.4th 992,
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1001 (Cal. 1994); Landeros, 17 Cal.3d at 410. When a defendant supports a motion for summary
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judgment with expert testimony that his conduct fell within the community standard of care, the
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failure of a plaintiff to present conflicting expert opinion is fatal to the plaintiff’s medical
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malpractice claim. See Hutchinson v. United States, 838 F.2d 390, 392-93 (9th Cir. 1988); Hanson,
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76 Cal.App.4th at 607; Jambazian v. Borden, 25 Cal.App.4th 836, 844 (1994); Willard v.
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Hagemeister, 121 Cal.App.3d 406, 412 (1981).
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Defendants argue that it is undisputed that all of Defendants’ treatment of Plaintiff has met
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the appropriate standard of care. Dr. Akanno’s prompt diagnosis of valley fever on July 30, 2001
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and his prompt contacting of an infectious disease specialist for a outpatient consult exceeded
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national standards and practices within the general community and within correctional facilities.
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Dr. Jones’ declaration establishes that the prescription of Biaxin and/or Erythromycin, and
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the administration of these drugs as a precautionary measure, at the times during which they were
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given to Plaintiff, were within community standards and are the accepted medical therapy for
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atypical pneumonia. These medications became unnecessary once the valley fever diagnosis was
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made as they are not used to treat valley fever. (Jones Decl. ¶ 54.)
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Amphotericin B, and the administration of this drug at the times during which it was given to
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Plaintiff, were within the medical community standards as this drug remains the accepted medical
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therapy for disseminated coccidioidomycosis. (Jones Decl. ¶ 55.)
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Regarding Plaintiff’s care, Dr. Jones’ declaration establishes that all of the medical care
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The prescription of
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provided to Plaintiff while in custody was consistent with national standards and practices within
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the general community and within correctional facilities. (Jones Decl. ¶ 56.) There is nothing in the
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records to suggest any denial or delay of medically necessary care or treatment, and the care provided
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was timely and appropriated. Id. There was no delay in diagnosis or treatment. Id. The medical
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records reflect that Plaintiff received the appropriate eradication protocol for his infection. (Jones
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Decl. ¶ 53.) Plaintiff was provided timely and appropriate care and appropriately examined by Dr.
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Akanno, Nurse Minneci, Nurse Noriega, Nurse Nichols and Nurse Practitioner Snellen on all
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occasions. (Jones Decl. ¶ 58.)
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The Court finds that Defendants have met their burden on summary judgment as to this
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claim. Dr. Jones’ declaration establishes that Defendant’s exercised that degree of skill, knowledge
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and care ordinarily possessed and exercised by members of their profession under similar
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circumstances.” Barris , 20 Cal. 4th at 108.
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Plaintiff’s opposition consists of 6 pages of legal argument. Plaintiff fails to submit any
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exhibits or evidence in support of his opposition. Plaintiff’s second amended complaint, treated as
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an affidavit, establishes, at most, a disagreement with his treatment. Plaintiff is clearly unhappy with
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the course of his treatment, and the perceived delay. Defendants’ evidence, however, clearly
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establishes, without dispute, that Plaintiff’s treatment was medically appropriate and timely.
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VI.
Taft Correctional Institution
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Defendant Taft Correctional Institution (TCI) filed an answer, but did not participate in the
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motion for summary judgment. The Court is required to screen complaints brought by prisoners
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seeking relief against a governmental entity or officer or employee of a governmental entity. 28
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U.S.C. § 1915A(a). The Court must dismiss a complaint or portion thereof if the prisoner has raised
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claims that are legally “frivolous or malicious,” that fail to state a claim upon which relief may be
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granted, or that seek monetary relief from a defendant who is immune from such relief. 28 U.S.C.
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§ 1915A(b)(1),(2). “Notwithstanding any filing fee, or any portion thereof, that may have been paid,
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the court shall dismiss the case at any time if the court determines that . . . the action or appeal . . .
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fails to state a claim upon which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii).
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In the second amended complaint, Plaintiff appears to make no distinction between
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Defendants TCI and Taft employees. Plaintiff refers generally to “Taft.” The only allegations as to
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Taft, however, are that Taft knew or should have known of the danger to Plaintiff, that Taft allowed
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untrained and unsupervised staff to “abuse and violate” Plaintiff’s medical treatment. As noted in
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the above analysis, the individual defendants are entitled to judgment as a matter of law on Plaintiff’s
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Eighth Amendment claim, and the Taft Employees and Geo Group, Inc. are entitled to judgment on
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Plaintiff’s state law claims. The allegations in the second amended complaint as to TCI and Taft
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employees are vague.
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Rule 8(a)’s simplified pleading standard applies to all civil actions, with limited exceptions,”
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none of which applies to § 1983 actions. Swierkiewicz v. Sorema, N.A., 534 U.S. 506 (512) (2002).
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Pursuant to Rule 8(a), a complaint must contain “a short and plain statement of the claim showing
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that the pleader is entitled to relief . . .” Fed. R. Civ. P. 8(a). “Such a statement must simply give
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defendant fair notice of what the plaintiff’s claim is and the grounds upon which it rests.”
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Swierkewicz, 534 U.S. at 512. Detailed factual allegations are not required, but “[t]hreadbare
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recitals of the elements of the cause of action, supported by mere conclusory statements, do not
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suffice.” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949 (209), citing Bell Atlantic Corp. v. Twombly, 550
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U.S. 544, 555 (2007). “Plaintiff must set forth sufficient factual matter accepted as true, to ‘state a
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claim that is plausible on its face.’” Iqbal, 129 S.Ct. at 1949, quoting Twombly, 550 U.S. at 555.
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While factual allegations are accepted as true, legal conclusions are not. Iqbal, 129 S.Ct. at 1949.
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Although accepted as true, “[f]actual allegations must be [sufficient] to raise a right to relief
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above the speculative level.” Twombly, 550 U.S. at 555 (citations omitted). A plaintiff must set
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forth “the grounds of his entitlement to relief,’” which “requires more than labels and conclusions,
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and a formulaic recitation of the elements of a cause of action.” Id. at 555-56 (internal quotation
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marks and citations omitted). To adequately state a claim against a defendant, a plaintiff must set
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forth the legal and factual basis for his claim. Plaintiff clearly alleges that TCI knew or should have
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known of the danger to Plaintiff. The law is clear that the fact that Plaintiff was confined in a
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location where valley fever spores existed which caused him to contract valley fever fails to state a
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claim under the Eighth Amendment. King, 2009 WL 546212. Defendant TCI should therefore be
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dismissed.
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VII.
Conclusion and Recommendation
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Defendants have come forward with evidence that establishes, without dispute, that Plaintiff
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was not subjected deliberate indifference to his serious medical needs and that his medical care was
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appropriate and within the community medical standards of care. Plaintiff has provided no
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evidence to the contrary. The Court finds that Defendants have met their burden by coming forward
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with evidence the establishes the lack of existence of a triable issue of fact. Plaintiff has not met his
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burden by coming forward with any evidence that Defendants Andrews, Craig, Bucholz, Akanno,
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Minnecci, Noriega, Nichols or Snellen were deliberately indifferent to his serious medical needs or
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that Defendants Taft Employees or Geo Group, Inc. were negligent. Defendants are therefore
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entitled to judgment as a matter of law. Plaintiff fails to state a claim against Defendant TCI.
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Accordingly, IT IS HEREBY RECOMMENDED that:
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1. Defendants Andrew, Craig, Bucholz, Akanno, Minnecci, Noriega, Nichols, Snellen, Taft
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Employees and Geo Group, Inc. motions for summary judgment be granted and that judgment be
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entered in favor of Defendants and against Plaintiff;
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2. Defendant TCI be dismissed from this action for Plaintiff’s failure to state a claim upon
which relief could be granted; and finally,
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3. The Clerk be directed to close this case.
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These findings and recommendations are submitted to the United States District Judge
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assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within twenty days
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after being served with these findings and recommendations, any party may file written objections
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with the court and serve a copy on all parties. Such a document should be captioned “Objections to
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Magistrate Judge’s Findings and Recommendations.” Any reply to the objections shall be served
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and filed within five days after service of the objections. The parties are advised that failure to file
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objections within the specified time waives all objections to the judge’s findings of fact. See Turner
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v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998). Failure to file objections within the specified time may
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waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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IT IS SO ORDERED.
Dated:
6i0kij
September 6, 2011
/s/ Gary S. Austin
UNITED STATES MAGISTRATE JUDGE
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