Pena v. Small
Filing
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ORDER DENYING PETITION for Writ of Habeas Corpus and DECLINING TO ISSUE CERTIFICATE OF APPEALABILITY, signed by Magistrate Judge Michael J. Seng on 8/21/2012. CASE CLOSED (Martin-Gill, S)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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DANIEL PENA,
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Petitioner,
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v.
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RANDY GROUNDS, Warden,
Respondent.
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1:09-cv-01494 MJS HC
ORDER DENYING PETITION FOR WRIT
OF HABEAS CORPUS AND DECLINING
TO ISSUE CERTIFICATE OF
APPEALABILITY
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Petitioner is a state prisoner proceeding pro se with a petition for writ of habeas corpus
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pursuant to 28 U.S.C. § 2254. Respondent, Randy Grounds, as warden of Correctional
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Training Facility, is hereby substituted as the proper named respondent pursuant to Rule 25(d)
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of the Federal Rules of Civil Procedure. Respondent is represented in this action by Amanda
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D. Cary, Esq., of the Office of the Attorney General for the State of California. The parties
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have consented to Magistrate Judge jurisdiction under 28 U.S.C. § 636(c). (ECF Nos. 5, 14.)
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I.
FACTUAL AND PROCEDURAL BACKGROUND
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On August 17, 2006, a jury found Petitioner guilty of second degree murder. (Pet. at 1,
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ECF No. 1.) The facts of the case are derived from the unpublished opinion of the California
U.S. District Court
E. D. California
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Court of Appeal:1
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PROCEDURAL SUMMARY
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On April 3, 2006, the Kern County District Attorney charged defendant
(Daniel) and codefendants Rowland Pena (Rowland) and Jessie Meza with
murder (Pen. Code, § 187, subd. (a); [N.1] count 1) and residential burglary (§
460, subd. (a); count 2). Daniel was tried jointly with Rowland. [N.2] Count 2 was
dismissed in the interest of justice, but the jury found Daniel guilty of second
degree murder on count 1. The court sentenced Daniel to 15 years to life in
prison.
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[N.1] All statutory references are to the Penal Code unless otherwise
noted.
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[N.2] Jessie Meza negotiated a plea.
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FACTS
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On the evening of December 27, 2005, Daniel and his cohort were beat
up in a fight. They immediately went to get Daniel’s brother, Rowland, and
returned to the neighborhood for retribution. Apparently believing Mario Maya,
Jr. had been involved in the earlier fight, they went to his house. Mario’s uncle,
Alejandro, and Alejandro’s stepson were in the front yard. Both Daniel and
Rowland were carrying stick-and-knife weapons. Daniel waved the weapon, then
he and Rowland used the weapons to break Mario’s window and fight Mario and
Alejandro through the window. Mario came into the front yard and fought with
Daniel. During the struggle, Daniel stabbed Mario repeatedly. As that struggle
occurred, Mario’s younger brother, Jesse, approached the scene with a kitchen
knife. Rowland stopped him when he came up to Jesse and threatened him with
the stick-and-knife weapon. But just as Rowland prepared to swing the weapon,
Jesse stabbed him with the kitchen knife. As others approached, Jesse ran
away. Mario’s aunt, Elizabeth, was hitting Daniel with a mop and broom, trying
to remove him from Mario. Rowland approached her and told her Mario had
“jumped” his brother. When she told Rowland that Mario had not jumped
anyone, he looked shocked. He pulled Daniel off Mario and they ran to their
vehicle and sped away. The entire incident at the Maya residence lasted only a
few minutes. Mario died at the hospital that evening from stab wounds. He was
20 years old.
People v. Pena, 2008 Cal.App.Unpub. LEXIS 2196 at *1-*3 (2008).
Petitioner was sentenced to an indeterminate term of fifteen years to life in state prison.
(Pet. at 1.)
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Petitioner directly appealed his sentence to the California Court of Appeal, Fifth
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Appellate District. The court affirmed the lower court's judgment on March 14, 2008. (Pet., Ex.
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A.) Petitioner then petitioned the California Supreme Court for review. Review was denied on
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The Fifth District Court of Appeal’s summary of the facts in its March 14, 2008 opinion is presumed
correct. 28 U.S.C. §§ 2254(e)(1).
U.S. District Court
E. D. California
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June 18, 2008. (Lodged Docs. 4-5.) On August 18, 2009, Petitioner filed the instant writ of
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habeas petition. (Pet.) Respondent filed an answer on August 20, 2010. (Answer, ECF No.
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18.) Petitioner filed a traverse on February 23, 2011. (Traverse, ECF No. 33.)
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II.
PETITIONER'S CLAIMS
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Petitioner presents three claims for relief. First, Petitioner claims the trial court
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erroneously denied his motion challenging the prosecutor's use of peremptory challenges
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under People v. Wheeler, 22 Cal.3d 258 (1978) and Batson v. Kentucky, 476 U.S. 79 (1986).
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for lack of a prima facie case of discrimination. Second, Petitioner claims the trial court’s
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instruction to the jury on notetaking and readback of testimony improperly discouraged the jury
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from requesting readback of testimony. Finally, Petitioner asserts that California Criminal Jury
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Instructions, specifically, CALCRIM Nos. 220 and 222, violated his constitutional due process
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rights by preventing the jury from considering the lack of evidence to support a finding of
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reasonable doubt. The Court shall address Petitioner's claims in turn.
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III.
DISCUSSION
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A.
Jurisdiction
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Relief by way of a petition for writ of habeas corpus extends to a person in custody
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pursuant to the judgment of a state court if the custody is in violation of the Constitution or
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laws or treaties of the United States. 28 U.S.C. § 2254(a); 28 U.S.C. § 2241(c)(3); Williams
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v. Taylor, 529 U.S. 362, 375 fn.7 (2000). Petitioner's claims involve those guaranteed by the
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U.S. Constitution and arise from the Kings County Superior Court of California, which is
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located within the jurisdiction of this court. 28 U.S.C. § 2241(d); 2254(a). Accordingly, the
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Court has jurisdiction over the action.
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B.
Legal Standard of Review
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On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act
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of 1996 ("AEDPA"), which applies to all petitions for writ of habeas corpus filed after its
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enactment. Lindh v. Murphy, 521 U.S. 320, 326 (1997); Jeffries v. Wood, 114 F.3d 1484,
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1499 (9th Cir. 1997). The instant petition was filed after the enactment of the AEDPA; thus,
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it is governed by its provisions.
U.S. District Court
E. D. California
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Under AEDPA, an application for a writ of habeas corpus by a person in custody under
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a judgment of a state court may be granted only for violations of the Constitution or laws of the
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United States. 28 U.S.C. § 2254(a); Williams v. Taylor, 529 U.S. at 375 n. 7 (2000). Federal
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habeas corpus relief is available for any claim decided on the merits in state court proceedings
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if the state court's adjudication of the claim:
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(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
1.
Contrary to or an Unreasonable Application of Federal Law
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A state court decision is "contrary to" federal law if it "applies a rule that contradicts
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governing law set forth in [Supreme Court] cases" or "confronts a set of facts that are
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materially indistinguishable from" a Supreme Court case, yet reaches a different result."
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Brown v. Payton, 544 U.S. 133, 141 (2005) (citing Williams, 529 U.S. at 405 06). "AEDPA
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does not require state and federal courts to wait for some nearly identical factual pattern
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before a legal rule must be applied. . . . The statue recognizes . . . that even a general
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standard may be applied in an unreasonable manner." Panetti v. Quarterman, 551 U.S. 930,
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953 (2007) (citations and quotation marks omitted). The "clearly established Federal law"
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requirement "does not demand more than a 'principle' or 'general standard.'" Musladin v.
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Lamarque, 555 F.3d 830, 839 (2009). For a state decision to be an unreasonable application
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of clearly established federal law under § 2254(d)(1), the Supreme Court's prior decisions
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must provide a governing legal principle (or principles) to the issue before the state court.
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Lockyer v. Andrade, 538 U.S. 63, 70 71 (2003). A state court decision will involve an
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"unreasonable application of "federal law only if it is "objectively unreasonable." Id. at 75-76
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(quoting Williams, 529 U.S. at 409 10); Woodford v. Visciotti, 537 U.S. 19, 24 25 (2002). In
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Harrington v. Richter, the Court further stresses that "an unreasonable application of federal
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law is different from an incorrect application of federal law." 131 S. Ct. 770, 785 (2011) (citing
U.S. District Court
E. D. California
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Williams, 529 U.S. at 410) (emphasis in original). "A state court's determination that a claim
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lacks merit precludes federal habeas relief so long as 'fairminded jurists could disagree' on the
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correctness of the state court's decision." Id. at 786 (citing Yarborough v. Alvarado, 541 U.S.
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653, 664 (2004)). Further, "[t]he more general the rule, the more leeway courts have in reading
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outcomes in case by case determinations." Id.; Renico v. Lett, 130 S. Ct. 1855, 1864 (2010).
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"It is not an unreasonable application of clearly established Federal law for a state court to
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decline to apply a specific legal rule that has not been squarely established by this Court."
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Knowles v. Mirzayance, 556 U.S. 111, 122, 129 S. Ct. 1411, 1419 (2009) (quoting Richter, 131
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S. Ct. at 786).
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2.
Review of State Decisions
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"Where there has been one reasoned state judgment rejecting a federal claim, later
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unexplained orders upholding that judgment or rejecting the claim rest on the same grounds."
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See Ylst v. Nunnemaker, 501 U.S. 797, 803 (1991). This is referred to as the "look through"
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presumption. Id. at 804; Plascencia v. Alameida, 467 F.3d 1190, 1198 (9th Cir. 2006).
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Determining whether a state court's decision resulted from an unreasonable legal or factual
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conclusion, "does not require that there be an opinion from the state court explaining the state
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court's reasoning." Richter, 131 S. Ct. at 784 85. "Where a state court's decision is
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unaccompanied by an explanation, the habeas petitioner's burden still must be met by
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showing there was no reasonable basis for the state court to deny relief." Id. ("This Court now
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holds and reconfirms that § 2254(d) does not require a state court to give reasons before its
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decision can be deemed to have been 'adjudicated on the merits.'").
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Richter instructs that whether the state court decision is reasoned and explained, or
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merely a summary denial, the approach to evaluating unreasonableness under § 2254(d) is
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the same: "Under § 2254(d), a habeas court must determine what arguments or theories
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supported or, as here, could have supported, the state court's decision; then it must ask
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whether it is possible fairminded jurists could disagree that those arguments or theories are
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inconsistent with the holding in a prior decision of this Court." Id. at 786. Thus, "even a strong
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case for relief does not mean the state court's contrary conclusion was unreasonable." Id.
U.S. District Court
E. D. California
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(citing Lockyer v. Andrade, 538 U.S. at 75). AEDPA "preserves authority to issue the writ in
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cases where there is no possibility fairminded jurists could disagree that the state court's
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decision conflicts with this Court's precedents." Id. To put it yet another way:
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As a condition for obtaining habeas corpus relief from a federal court, a state
prisoner must show that the state court's ruling on the claim being presented in
federal court was so lacking in justification that there was an error well
understood and comprehended in existing law beyond any possibility for
fairminded disagreement.
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Id. at 786 87. The Court then explains the rationale for this rule, i.e., "that state courts are the
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principal forum for asserting constitutional challenges to state convictions." Id. at 787. It
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follows from this consideration that § 2254(d) "complements the exhaustion requirement and
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the doctrine of procedural bar to ensure that state proceedings are the central process, not
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just a preliminary step for later federal habeas proceedings." Id. (citing Wainwright v. Sykes,
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433 U.S. 72, 90 (1977)).
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3.
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Prejudicial Impact of Constitutional Error
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The prejudicial impact of any constitutional error is assessed by asking whether the
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error had "a substantial and injurious effect or influence in determining the jury's verdict."
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Brecht v. Abrahamson, 507 U.S. 619, 623 (1993); see also Fry v. Pliler, 551 U.S. 112, 121-22
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(2007) (holding that the Brecht standard applies whether or not the state court recognized the
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error and reviewed it for harmlessness). Some constitutional errors, however, do not require
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that the petitioner demonstrate prejudice. See Arizona v. Fulminante, 499 U.S. 279, 310
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(1991); United States v. Cronic, 466 U.S. 648, 659 (1984). Furthermore, where a habeas
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petition governed by AEDPA alleges ineffective assistance of counsel under Strickland v.
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Washington, 466 U.S. 668 (1984), the Strickland prejudice standard is applied and courts do
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not engage in a separate analysis applying the Brecht standard. Avila v. Galaza, 297 F.3d
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911, 918, n. 7 (2002). Musalin v. Lamarque, 555 F.3d at 834.
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IV.
REVIEW OF PETITION
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A.
Claim One: Discriminatory Peremptory Challenges of Jurors
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Petitioner claims the trial court erroneously denied his Wheeler/Batson motion for lack
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of a prima facie case of discrimination as to the prosecution's peremptory challenges of three
U.S. District Court
E. D. California
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Hispanic jurors. Specifically, Petitioner focuses on a specific juror, "Ms. M," who based on her
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friendship and family connection to law enforcement and judicial officers, was a favorable
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witness to the prosecution, but nonetheless was excused. (Pet. at 5.)
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1.
Relevant State Court Decision
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On Petitioner’s direct appeal, the Fifth District Court of Appeal denied Petitioner’s claim
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in a reasoned decision. The California Supreme Court summarily denied Petitioner’s petition
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for review. Based on the “look-though” doctrine of Ylst v. Nunnemaker, the Fifth District Court
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of Appeal decision is considered to be adapted by the California Supreme Court and the
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operative state court decision for this claim. 501 U.S. at 803. In the decision the state court
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found that there was no inference of discrimination on the part of the prosecutor in exusing the
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jurors and denied the claim:
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[Petitioner] contends the trial court erred by not finding a prima facie case
of discrimination in the prosecutor’s use of peremptory challenges against
Hispanic prospective jurors. When defense counsel raised the motion below, he
claimed the prosecutor had excused three Hispanic prospective jurors. On
appeal, [Petitioner] has apparently limited his argument to the excusal of a
single Hispanic prospective juror, Ms. M., who he argues would have been an
acceptable and favorable juror for the prosecution. We agree with the trial court
that [Petitioner] failed to raise an inference of discrimination.
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The use of peremptory challenges to excuse prospective jurors based on
race violates the federal and state Constitutions. (Batson v. Kentucky (1986) 476
U.S. 79, 97; People v. Wheeler (1978) 22 Cal.3d 258, 276-277.) “Such a use of
peremptories by the prosecution ‘violates the right of a criminal defendant to trial
by a jury drawn from a representative cross-section of the community under
article I, section 16 of the California Constitution. [Citations.] Such a practice
also violates the defendant’s right to equal protection under the Fourteenth
Amendment to the United States Constitution.’ [Citation.]” (People v. Bonilla
(2007) 41 Cal.4th 313, 341.) There is a rebuttable presumption that a
peremptory challenge is being exercised properly, and the opposing party bears
the burden to demonstrate impermissible discrimination. (Purkett v. Elem (1995)
514 U.S. 765, 768; People v. Bonilla, supra, at p. 341.)
The defendant must first “make out a prima facie case ‘by showing that
the totality of the relevant facts gives rise to an inference of discriminatory
purpose.’ [Citation.] Second, once the defendant has made out a prima facie
case, the ‘burden shifts to the State to explain adequately the racial exclusion’
by offering permissible race-neutral justifications for the strikes. [Citations.]
Third, ‘[i]f a race-neutral explanation is tendered, the trial court must then decide
… whether the opponent of the strike has proved purposeful … discrimination.’
[Citation.]” (Johnson v. California (2005) 545 U.S. 162, 168, fn. omitted.) [N.3]
Moreover, “[Johnson] explain[ed] that ‘a defendant satisfies the requirements of
Batson’s first step by producing evidence sufficient to permit the trial judge to
draw an inference that discrimination has occurred.’ [Citation.] The defendant
U.S. District Court
E. D. California
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having shown membership in a cognizable class, and keeping in mind ‘“that
peremptory challenges constitute a jury selection practice that permits ‘those to
discriminate who are of a mind to discriminate,’”’ the defendant ‘“must show that
these facts and any other relevant circumstances raise an inference that the
prosecutor used that practice to exclude the veniremen from the petit jury on
account of their race.”’ [Citation.]” (People v. Cornwell (2005) 37 Cal.4th 50, 67.)
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[N.3] In Johnson v. California, supra, 545 U.S. 162, the United
States Supreme Court reversed People v. Johnson (2003) 30
Cal.4th 1302, and concluded that California courts had been
applying too rigorous a standard in deciding whether defendants
had made out a prima facie case of discrimination. (See Johnson
v. California, supra, 545 U.S. at pp. 166-168 [holding the
requirement that a defendant show a “strong likelihood,” rather
than a “reasonable inference,” of discrimination was inconsistent
with Batson and the federal Constitution].)
“The three-step Batson analysis, however, is not so mechanistic that the
trial court must proceed through each discrete step in ritual fashion. Thus, the
trial court may invite the prosecutor to state race-neutral reasons for the
challenged strikes before announcing its finding on whether a defendant met the
first step of the Batson test by making out a prima facie case of discrimination.”
(People v. Adanandus (2007) 157 Cal.App.4th 496, 500-501.) Indeed, “it is the
better practice for the trial court to have the prosecution put on the record its
race-neutral explanation for any contested peremptory challenge, even when the
trial court may ultimately conclude no prima facie case has been made out. This
may assist the trial court in evaluating the challenge and will certainly assist
reviewing courts in fairly assessing whether any constitutional violation has been
established.” (People v. Bonilla, supra, 41 Cal.4th at p. 343, fn. 13; see also
People v. Mayfield (1997) 14 Cal.4th 668, 723-724 [even where no prima facie
case found, court may properly consider reasons actually given by the
prosecutor].)
“[W]here the ‘“‘trial court denies a Wheeler motion without finding a prima
facie case of group bias the reviewing court considers the entire record of voir
dire. [Citations.] As with other findings of fact, we examine the record for
evidence to support the trial court’s ruling. Because Wheeler motions call upon
trial judges’ personal observations, we view their rulings with “considerable
deference” on appeal. [Citations.] If the record “suggests grounds upon which
the prosecutor might reasonably have challenged” the jurors in question, we
affirm.’”’ [Citation.]” (People v. Adanandus, supra, 157 Cal.App.4th at p. 501,
citing People v. Crittenden (1994) 9 Cal.4th 83, 116-117; People v. Bonilla,
supra, 41 Cal.4th at p. 341 [“we review the trial court’s denial of a
Wheeler/Batson motion deferentially, considering only whether substantial
evidence supports its conclusions”].)
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In this case, when defense counsel made a Wheeler/Batson motion
during jury selection, the following occurred:
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“[DEFENSE COUNSEL]: Thank you, Your Honor. I’ll make a
motion for Batson Wheeler for a mistrial.
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“The People have in the jury selection process -- from eight
challenges, from my direct notes, excused three of what I believed
U.S. District Court
E. D. California
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to be Hispanic jurors, Mr. [B.], Mr. [G.] and the last one was [Ms.
M.]
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“Based on what was related to us by these prospective jurors, at
least the last one, I would say that there wasn’t anything that
would disqualify her other than her ethnic background. I think
there is an inference that the People are selectively excluding
Hispanic jurors, and I’ll submit it with those remarks.
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“THE COURT: Ms. [Prosecutor]?
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“[THE PROSECUTOR]: Your Honor, I don’t -- first of all, I don’t
think Mr. [G.] was Hispanic.
“THE COURT: I don’t think Mr. [G.] was Hispanic either. You
certainly didn’t question ethnic background. I’m not going to
consider Mr. [G.] Hispanic. There is no indication to the Court he’s
Hispanic.
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“[DEFENSE COUNSEL]: I’ll submit it.
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“[THE PROSECUTOR]: Further, I don’t think [defense counsel]
has met his burden for the Court to justify why I excused the other
two possible Hispanic jurors.
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“THE COURT: I would concur. The motion is denied. Bring the jury
back in, please.”
On appeal, [Petitioner] correctly concedes the prosecutor’s excusal of Mr.
B., a young man who reported having many unwarranted contacts with police
due to his long hair, did not raise an inference of discrimination. He also
implicitly concedes the excusal of Mr. G. did not raise an inference of
discrimination. Instead, Daniel focuses on the peremptory challenge of Ms. M.,
arguing that her excusal alone was enough to raise an inference of
discrimination. We conclude the record as a whole fails to support a reasonable
inference that the prosecutor’s peremptory challenges reflected the
discriminatory purpose of eliminating Hispanics from the jury.
In making this assessment, we must evaluate the totality of the relevant
circumstances surrounding the use of the peremptory challenge against Ms. M.
(See Johnson v. California, supra, 545 U.S. at p. 168.) First, the circumstance
that the prosecutor challenged Ms. M., one prospective juror who was Hispanic,
did not in itself support an inference of bias. (People v. Cornwell, supra, 37
Cal.4th at pp. 69-70 [“circumstance that the prosecutor challenged one out of
two African-American prospective jurors does not support an inference of bias”];
People v. Bonilla, supra, 41 Cal.4th at pp. 342-343 [exclusion of a single
prospective juror may be the product of improper group bias, but, practically,
exclusion of one or two jurors rarely suggests a pattern of impermissible
exclusion].) [N.4] Second, the circumstance that Ms. M. seemed to possess
characteristics making her favorable to the prosecution also did not necessarily
raise an inference of bias. (See People v. Turner (1994) 8 Cal.4th 137, 165
[prosecutor may act on a hunch or apparently arbitrarily, as long as the
peremptory challenge is not based on group bias], disapproved on another point
in People v. Griffin (2004) 33 Cal.4th 536, 555, fn. 5 ]; People v. Cornwell, supra,
37 Cal.4th at p. 69 [circumstance that juror was not subject to exclusion for
U.S. District Court
E. D. California
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cause certainly did not support inference that the exercise of a peremptory
challenge against her was motivated by group bias].)
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[N.4] In Bonilla, the court stated: “It is true the prosecution used
peremptories to challenge both African-Americans in the pool, but
t e m l b o e z fh a p a e r w g ni f r n e f s r n t nr mh a t l em o s e [ ] e h x l i f i l
‘h s aa s l t seot ss m em k sda n a nee c od cm ao fo t i f ca n i p s i l .“Ev nt ee c s noas g
u i i
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prospective juror may be the product of an improper group bias. As a practical matter,
however, the challenge of one or two jurors can rarely suggest a pattern of impermissible
exclusion.”’ [Citations.]” (People v. Bonilla, supra, 41 Cal.4th at pp. 342-343, fn. omitted.)
“‘[T]he ultimate issue to be addressed on a Wheeler-Batson motion “is not whether there is
a pattern of systematic exclusion; rather, the issue is whether a particular prospective juror has
been challenged because of group bias.” [Citation.] But in drawing an inference of
discrimination from the fact one party has excused “most or all” members of acognizable
group’ -- as Bonilla asks the court to do here – ‘a court finding a prima facie case is
necessarily relying on an apparent pattern in the party’s challenges.’ [Citation.] Such a pattern
will be difficult to discern when the number of challenges is extremely small.” (Id. at p. 343, fn.
12.)
We note that the record in this case fails to reflect the number of
prospective Hispanic jurors remaining on the panel, or whether
any of the jurors ultimately selected were Hispanic.
Finally, any possibility that Ms. M.’s excusal was motivated by race was
eliminated by her own statements regarding her hardship and reluctance to
serve. Ms. M. was taking courses to gain admission to nursing school. Later,
when the prospective jurors were asked if any of them felt they could not serve
on the jury due to a reason beyond an inconvenience or minor hardship, Ms. M.
raised her hand and explained that she had a midterm exam the following
Thursday morning, a second midterm the same night, then a state medical
assistant certification exam the next morning at 7:30 a.m. She said she would
fail both classes and have to pay $ 155 to take the state exam if she missed the
exams. The court stated it would arrange for her to make her 7:30 a.m. state
exam on Friday, then encouraged her to speak to her instructors about
rescheduling her midterms.
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In our opinion, despite Ms. M.’s other favorable traits as a prospective
juror, any competent prosecutor would have considered excusing Ms. M. for this
race-neutral reason. [N.5] If Ms. M. could not reschedule her midterm exams,
she would have been understandably distracted, even angered, by the loss of
her investment of time and money in the courses, which she had been forced
to fail, and by the prospect of having to retake them. And even if she succeeded
in rescheduling the exams, she likely would have been distracted by her inability
to study and prepare for them. Any reasonable prosecutor would want to avoid
a distracted and possibly resentful juror. (See People v. Garceau (1993) 6
Cal.4th 140, 172 [reluctance to serve due to hardship], overruled on another
point in People v. Yeoman (2003) 31 Cal.4th 93, 117-118.)
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[N.5] We recognize that Ms. M. generally wanted to serve as a
juror, but her discussion of this hardship clearly established that
she was reluctant to do so for these reasons.
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We find nothing in the record to support an inference that the prosecutor
discriminated against Ms. M. because of her race. In addition to the paucity of
defense counsel’s reasons for a prima facie case, our independent review of the
voir dire also reveals no inference of discrimination on the part of the prosecutor.
U.S. District Court
E. D. California
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Pena, 2008 Cal.App.Unpub. LEXIS 2196 at *3-*13.
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Analysis
3
Evaluation of allegedly discriminatory peremptory challenges to potential jurors in
4
federal and state trials is governed by the standard established by the United States Supreme
5
Court in Batson v. Kentucky, 476 U.S. 79, 89 (1986).
6
In Batson, the United States Supreme Court set out a three-step process in the trial
7
court to determine whether a peremptory challenge is race-based in violation of the Equal
8
Protection Clause. Purkett v. Elem, 514 U.S. 765, 767 (1995). First, the defendant must make
9
a prima facie showing that the prosecutor has exercised a peremptory challenge on the basis
10
of race. Id. That is, the defendant must demonstrate that the facts and circumstances of the
11
case "raise an inference" that the prosecution has excluded venire members from the petit jury
12
on account of their race. Id. If a defendant makes this showing, the burden then shifts to the
13
prosecution to provide a race-neutral explanation for its challenge. Id. At this second step, "the
14
issue is the facial validity of the prosecutor's explanation. Unless a discriminatory intent is
15
inherent in the prosecutor's explanation, the reason offered will be deemed race neutral." Id.,
16
quoting Hernandez v. New York, 500 U.S. 352, 360 (1991). Finally, the third step requires the
17
trial court to determine if the defendant has proven purposeful discrimination. And "[s]ince the
18
trial judge's findings in the context under consideration here largely turn on evaluation of
19
credibility, a reviewing court ordinarily should give those findings great deference." Batson, 476
20
U.S. at 98, n.21.
21
In this case, the state court's determination that under Batson there was no racial
22
pretext in the prosecution's exercise of a peremptory strike to Prospective Juror Ms. M., a
23
Hispanic female was not unreasonable. Petitioner challenges the prosecution's peremptory
24
strike as to one Hispanic juror.2 At trial, the court denied the objection stating that Petitioner
25
did not meet his burden to show that the peremptory strike created an inference of
26
discrimination without reasoning. Pena, 2008 Cal.App.Unpub. LEXIS 2196 at *3-*13. On
27
28
2
While the objection at trial was to three jurors, on appeal, Petitioner only challenges the peremptory
strike as to one juror.
U.S. District Court
E. D. California
-11-
1
appeal, the state court found that in viewing the totality of the relevant circumstances, that
2
there was not an inference of bias, as the juror in question had personal obligations,
3
specifically, school and credentialing exams that would have made it difficult to serve, and it
4
would cost the juror money if she missed the exams. Id. In light of the juror's obligations, the
5
state court found that despite the juror's favorable traits to the prosecution, there was no
6
inference of bias based on her obligations to take exams during trial. Id.
7
At the first step of the Batson analysis, Petitioner must make out a prima facie case
8
"by showing that the totality of the relevant facts gives rise to an inference of discriminatory
9
purpose." Johnson v. California, 545 U.S. 162, 168 (2005) (footnote omitted). In order to
10
establish a prima facie case of racial discrimination, a petitioner must show that "(1) the
11
prospective juror is a member of a "cognizable racial group," (2) the prosecutor used a
12
peremptory strike to remove the juror, and (3) the totality of the circumstances raises an
13
inference that the strike was motived by race." Boyd v. Newland, 467 F.3d 1139, 1143 (9th Cir.
14
2006) (citing Batson, 476 U.S. at 96, and Cooperwood v. Cambra, 245 F.3d 1042, 1045-46
15
(9th Cir. 2001)). A prima facie case of discrimination "can be made out by offering a wide
16
variety of evidence, so long as the sum of the proffered facts gives 'rise to an inference of
17
discriminatory purpose.'" Johnson v. California, 545 U.S. at 169 (quoting Batson, 476 U.S. at
18
94.)3 In evaluating whether a petitioner has established a prima facie case, a reviewing court
19
should consider the "'totality of the relevant facts' and 'all relevant circumstances' surrounding
20
the peremptory strike." Boyd, 467 F.3d 1146 (quoting Batson, 476 U.S. at 94, 96). The
21
Petitioner's burden at the first Batson step is "not an onerous burden." Crittenden v. Ayers,
22
624 F.3d 943, 955 (9th Cir. 2010). As the Supreme Court clarified in Johnson v. California, 545
23
U.S. at 170:
24
25
We did not intend the first step to be so onerous that a defendant would
have to persuade the judge — on the basis of all the facts, some of which are
impossible for the defendant to know with certainty — that the challenge was
26
27
28
3
In Batson, defense counsel timely objected to the prosecutor's use of peremptory challenges because
they resulted in striking "all black persons on the venire." Id., 476 U.S. at 100. The Supreme Court held that this
was a sufficient basis to find an inference of racial discrimination and that the trial court erred when it "flatly
rejected the objection without requiring the prosecutor to give an explanation for his action." Id.
U.S. District Court
E. D. California
-12-
1
2
more likely than not the product of purposeful discrimination. Instead, a
defendant satisfies the requirements of Batson's first step by producing
evidence sufficient to permit the trial judge to draw an inference that
discrimination has occurred.
3
In this case, Petitioner objected to the peremptory strike as racially motivated based,
4
in part, on Ms. M's membership in a cognizable racial group. A peremptory strike of an
5
prospective juror of a cognizable racial group does not, by itself, support an inference that
6
discrimination occurred, see United States v. Vasquez-Lopez, 22 F.3d 900, 902 (9th Cir.
7
1994), but it is afforded weight in combination with the other factors offered by defense
8
counsel.
9
Here, Petitioner has provided little information upon which to determine if there was a
10
prima facie inference of discrimination. Cullen v. Pinholster, 131 S.Ct. 1388, 1399 (2011) (In
11
assessing under section 2254(d)(1) whether the state court's legal conclusion was contrary
12
to or an unreasonable application of federal law, "review... is limited to the record that was
13
before the state court that adjudicated the claim on the merits."). The only information before
14
the court was the fact that the prosecution struck eight jurors, and the statements made by the
15
juror in question. "[C]omparative juror analysis may be employed at step one to determine
16
whether the petitioner has established a prima facie case of discrimination." Crittenden, 624
17
F.3d at 956. However, none was provided here. As the challenge is only to one juror, without
18
a sufficient record, it is difficult to determine if a prima facie case of discrimination occurred.
19
It is noted that striking a single juror can be sufficient to show an inference of discrimination:
20
24
We have held that the Constitution forbids striking even a single
prospective juror for a discriminatory purpose. But just as "one" is not a magic
number which establishes the absence of discrimination, the fact that the juror
was the one Black member of the venire does not, in itself, raise an inference
of discrimination. Using peremptory challenges to strike Blacks does not end the
inquiry; it is not per se unconstitutional, without more, to strike one or more
Blacks from the jury. A district court must consider the relevant circumstances
surrounding a peremptory challenge.
25
United States v. Vasquez-Lopez, 22 F.3d 900, 902 (9th Cir. 1994) (citations omitted).
26
However, the purported reasons for dismissing the juror, namely her hardship based on
27
upcoming professional and certification exams, does not infer discriminatory intent.
21
22
23
28
On direct review, the trial court's determination regarding the prosecutor's proffered
U.S. District Court
E. D. California
-13-
1
reasons is entitled to "great deference," Batson, 476 U.S., at 98, n. 21, and "must be sustained
2
unless it is clearly erroneous." Snyder v. Louisiana, 552 U.S. 472, 477 (2008). On federal
3
habeas review, "AEDPA 'imposes a highly deferential standard for evaluating state-court
4
rulings" and "demands that state-court decisions be given the benefit of the doubt.'" Felkner
5
v. Jackson, 131 S. Ct. 1305, 1307 (2011), quoting, Renico v. Lett, 130 S.Ct. 1855, 1862
6
(2010). In this case, the state appellate court decision, in light of the relative dearth of
7
evidence, was not unreasonable. The determination that Petitioner did not make a prima facie
8
showing of an inference of discrimination was not erroneous.
9
Petitioner fails to demonstrate that the state court rejection of his claim "resulted in a
10
decision that was contrary to, or involved an unreasonable application of, clearly established
11
Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d).
12
The claim should be denied.
13
B.
14
Petitioner next claims that the trial court’s instruction to the jury on notetaking and
15
readback of testimony improperly discouraged the jury from requesting readback of testimony.
16
17
18
19
20
21
22
23
24
Claim Two: Jury Notetaking and Readback
1.
State Court Opinion
The last reasoned state court decision is from the California Court of Appeal, Fifth
Appellate District Court's decision confirming Petitioner's conviction. The court explained:
[Petitioner] contends the trial court engaged in improper jury coercion by
discouraging the jurors from exercising their right under section 1138 to have
testimony read back to them. FN 6. We reject this contention.
FN 6. Section 1138 provides: “After the jury have retired for
deliberation, if there be any disagreement between them as to the
testimony, or if they desire to be informed on any point of law
arising in the case, they must require the officer to conduct them
into court. Upon being brought into court, the information required
must be given in the presence of, or after notice to, the
prosecuting attorney, and the defendant or his counsel, or after
they have been called.”
25
26
Prior to opening statements and the presentation of evidence, the court
instructed the jury regarding notetaking and readback of testimony, in relevant
part, as follows:
27
28
“All of you have been given notepads and pencils. I’ll tell
you a little bit about the use of those. You may take notes during
U.S. District Court
E. D. California
-14-
1
2
3
4
5
this trial. You’ll be able to use notes during your deliberations and
take them back to the jury room for use in your deliberations. [P]
A word of caution; you may take notes; however, you should not
permit note taking to distract you from the ongoing proceedings.
Remember, you are the judges of the believability of the
witnesses. Further, notes are only an aid to memory and should
not take precedence over independent recollection. And the juror
who does not take notes should rely upon his or her independent
recollection of the evidence and not be influenced by the fact that
other jurors do take notes.
6
7
8
9
10
“Notes are for the note-taker’s own personal use in
refreshing his or her recollection of the evidence. That means you
put on that pad whatever helps refresh your recollection -- if it’s
words, numbers, or pictures – because you’re the only one that
can consult with it at the end of the trial. If you get back in the jury
room, you find somebody wasn’t paying attention, you can’t pull
out your pad and say, ‘I have it written right here,’ because your
pads are not official record. The official record is the reporter’s
transcript.
11
12
13
14
15
16
17
18
19
20
21
22
“If somebody wasn’t paying attention during the trial, you
have to ask for a readback. It takes us 45 minutes to set up the
courtroom for readback. And the reason it takes so long is that
while you’re back there deliberating, I will be starting a new trial.
After that we’ll have new parties in here and … I will be using the
same reporter. And it’s not going to be this reporter because this
reporter is about to leave us, and I’m going to [be] getting another
reporter Monday. We’ll have a new reporter starting Monday.
“I will be using that reporter then straight through on the
next trial also. So if you need readback, we have to stop that
proceeding, clear the courtroom of those people, those jurors.
We’ve got to bring these parties back, bring you back in the
courtroom, and she has to look it up in her notes, find out where
it was -- where it was you need the readback, and the reporter will
take the witness stand and read it back to you.
“Now, the reason I mention that to you is we don’t like to
have to do readback because it’s kind of disruptive. But the only
way that we can be assured of not doing that is that you pay very
close attention during the trial. I can tell you the trial is going to go
one or two or three days, and this one undoubtedly is going to do
that.
23
24
25
26
27
28
“There are boring parts to this trial. It’s not like a TV
program. They give you only the interesting stuff. So it gets boring,
and sometimes you lose a little bit of concentration. I always like
to tell jurors when you find yourself drifting off a little bit, start
taking notes. It will kind of wake you up, get you back into the
thing again. Because sure enough, when we relax a little bit,
something will come in that somebody will think important and
you’ll get back in the jury room and say, ‘Gee, I don’t remember
that.’ So I’ll just give you that to help you out a little bit. It will
speed up your deliberations also if you don’t have to ask for
U.S. District Court
E. D. California
-15-
1
2
readback.”
At the conclusion of the trial, the court instructed the jury with CALCRIM
No. 202, as follows:
3
4
5
6
7
“You have been given notebooks and may have taken
notes during the trial. Please do not remove your notes from the
jury room. You may use your notes during deliberations but only
to remind yourself of what happened during the trial. Remember,
your notes may be inaccurate or incomplete. If there is a
disagreement about what actually happened at the trial, you may
ask the court reporter to read back the relevant parts of the
testimony to assist you. It is the testimony that must guide your
deliberations and not your notes.”
8
9
10
11
12
The jury did not request any readbacks of testimony during its
deliberations.
“Pursuant to section 1138, the jury has a right to rehear testimony and
instructions on request during its deliberations. [Citations.] Although the primary
concern of section 1138 is the jury’s right to be apprised of the evidence, a
violation of the statutory mandate implicates a defendant’s right to a fair trial
conducted ‘“substantially [in] accord[ance with] law.”’ [Citations.]” (People v. Frye
(1998) 18 Cal.4th 894, 1007.)
13
14
15
16
17
18
19
20
Here, the court accurately informed the jury that readbacks of testimony
involve delay and can disrupt other court proceedings; it never indicated that
requests for readbacks would not be honored. (Cf. People v. Hillhouse (2002)
27 Cal.4th 469, 506 [merely informing the jury of the time it may take for
rehearing testimony is not impermissible jury coercion].) A fair reading of the
court’s comments is that the court was recommending notetaking as one way
to help individual jurors keep their attention engaged during the trial. Although
the court suggested that readbacks necessitated solely by juror inattention might
be avoided by notetaking, the court still made clear that if the jurors needed a
readback, they would be accommodated. Moreover, at the end of trial, the court
clearly informed the jurors, this time without mention of delay or disruption, that
they should ask for a readback and rely on the testimony rather than their notes
in case of a disagreement. Daniel has not shown the court’s comments here
amounted to impermissible jury coercion or otherwise violated the jury’s or
Daniel’s right to have the jury provided with readbacks of testimony on request.
21
Pena, 2008 Cal.App.Unpub. LEXIS 2196 at *13-*19.
22
2.
Analysis
23
Petitioner's claim does not merit federal habeas relief for three reasons. First, federal
24
habeas relief is limited to addressing violations of federal law. Estelle v. McGuire, 502 U.S. 62,
25
67-68 (1991). As such, to the extent Petitioner's claim is based solely on the trial court's
26
alleged misapplication of California law (Cal. Penal Code § 1138), such a claim is not
27
cognizable on federal habeas review.
28
U.S. District Court
E. D. California
-16-
1
Second, the Court has not found any U.S. Supreme Court precedent, nor do the parties
2
cite any, that squarely addresses whether a criminal defendant has a constitutional right to
3
have testimony read back to the jury. In the absence of such Supreme Court precedent, the
4
Court cannot conclude that the state court's decision was contrary to, or involved an
5
unreasonable application of, clearly established Federal law. 28 U.S.C. § 2254(d)(1); Wright
6
v. Van Patten, 552 U.S. 120, 126 (2008) (per curiam); Moses v. Payne, 555 F.3d 742, 754 (9th
7
Cir. 2009). And in any event, the Ninth Circuit has held that "a trial court has wide latitude in
8
deciding whether to have testimony requested by the jury read back." Riley v. Deeds, 56 F.3d
9
1117, 1120 (9th Cir. 1995).
10
Third, even assuming that there had been a constitutional violation, any error was
11
harmless. See Brecht, 507 U.S. at 637-638 (habeas relief not warranted unless the error had
12
a "substantial and injurious effect or influence in determining the jury's verdict."). As the state
13
court described, the trial court later told the jury that it would accommodate notetaking and
14
readback. Furthermore, while the trial court explained why it discouraged readback, it did not
15
state that it would be done if requested, instead, the court explained its thoughts on readback
16
to encourage the jury to pay close attention to the testimony provided at trial.
17
Petitioner fails to demonstrate that the state court rejection of his claim "resulted in a
18
decision that was contrary to, or involved an unreasonable application of, clearly established
19
Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d).
20
The claim should be denied.
21
C.
22
Petitioner contends the instructions defining reasonable doubt and the burden of proof,
23
CALCRIM Nos. 220 and 222, deprived him of federal due process of law by preventing the jury
24
from considering lack of evidence.
25
26
27
28
Claim Three: Instructional Error
Petitioner raised this claim on direct appeal and the California Court of Appeal denied
the claim in the last reasoned decision stating:
[Petitioner] argues CALCRIM No. 220, the reasonable doubt instruction,
and CALCRIM No. 222 violated his due process rights because they prevented
the jurors from considering the lack of evidence, rather than the evidence
U.S. District Court
E. D. California
-17-
1
received at trial, in determining whether reasonable doubt existed as to his guilt.
[N.7]
2
3
4
5
6
7
8
9
[N.7] The jury was instructed with CALCRIM No. 220, as follows:
“The fact that a criminal charge has been filed against the
defendant is not evidence that the charge is true. You must not be
biased against the defendants just because they have been
arrested, charged with the crime, or brought to trial. The defendant
in the criminal case is presumed to be innocent. This presumption
requires that the People prove each element of the crime and
special allegation beyond a reasonable doubt.
“Whenever I tell you the People must prove something, I mean
they must prove it beyond a reasonable doubt, unless I specifically
tell you otherwise. Proof beyond a reasonable doubt is proof that
leaves you with an abiding conviction the charge is true. The
evidence need not eliminate all possible doubt because everything
in life is open to some possible or imaginary doubt.
10
11
12
13
14
15
16
17
18
19
“In deciding whether the People have proved their case beyond a
reasonable doubt, you must impartially compare and consider all
the evidence that was received throughout the entire trial. Unless
the evidence proves the defendant[s’] guilt beyond a reasonable
doubt, they are entitled to an acquittal, and you must find them not
guilty.” (Italics added.)
The jury was then instructed with CALCRIM No. 222, which
provided in part: “You must use only the evidence that was
presented in the courtroom, the evidence of sworn testimony of
witnesses, exhibits admitted into evidence, and anything else I told
you to consider as evidence.”
In determining the correctness of jury instructions, we consider the
instructions as a whole. (People v. Carrasco (2006) 137 Cal.App.4th 1050,
1061.) An instruction can be found to be ambiguous or misleading only if, in the
context of the entire charge, there is a reasonable likelihood the jury
misconstrued or misapplied its words. (People v. Frye, supra, 18 Cal.4th at p.
957.)
20
21
22
23
24
25
26
Reasonable doubt may arise from the lack of evidence at trial as well as
from the evidence presented. (People v. Simpson (1954) 43 Cal.2d 553, 566.)
The plain language of CALCRIM No. 220 does not instruct otherwise. The only
reasonable understanding of the language, “[u]nless the evidence proves the
defendant guilty beyond a reasonable doubt, he is entitled to an acquittal and
you must find him not guilty,” is that a lack of evidence could lead to reasonable
doubt. Contrary to [Petitioner]’s claim, CALCRIM No. 220 did not tell the jury
reasonable doubt must arise from the evidence. The jury was likely “to
understand by this instruction the almost self-evident principle that the
determination of defendant’s culpability beyond a reasonable doubt … must be
based on a review of the evidence presented.” (People v. Hawkins (1995) 10
Cal.4th 920, 963, abrogated on another ground in People v. Lasko (2000) 23
Cal.4th 101, 110; see also People v. Rios (2007) 151 Cal.App.4th 1154, 1157.)
27
28
[Petitioner] relies on Simpson and on People v. McCullough (1979) 100
Cal.App.3d 169, which cites Simpson. These cases are inapposite. In Simpson,
U.S. District Court
E. D. California
-18-
1
2
3
4
5
6
7
8
the defendant argued that the trial court’s instruction on reasonable doubt had
shifted the burden to him to prove his innocence. The trial court instructed: “‘The
term “reasonable doubt,” as used in these instructions, means a doubt which
has some good reason for its existence arising out of evidence in the case; such
doubt as you are able to find a reason for in the evidence.’” (People v. Simpson,
supra, 43 Cal.2d at p. 565, fns. omitted.) The court held this language was “not
necessary” and “could have been confusing” because “reasonable doubt … may
well grow out of the lack of evidence in the case as well as the evidence
adduced.” (Id. at p. 566.) Similarly, in McCullough, the court determined a
supplemental instruction stating the doubt must arise from the evidence to be
erroneous. (People v. McCullough, supra, at p. 182.)
Here, unlike in Simpson or McCullough, the instructions did not tell the
jury the reasonable doubt had to arise out of the evidence in the case. They
merely said the jury was to consider all of the evidence presented. We see no
error.
9
Pena, 2008 Cal.App.Unpub. LEXIS 2196 at *19-*22.
10
A challenge to a jury instruction solely as an error under state law does not state a claim
11
cognizable in a federal habeas corpus action. See Estelle v. McGuire, 502 U.S. 62, 71-72
12
(1991). To obtain federal collateral relief for errors in the jury charge, a petitioner must show
13
that the ailing instruction by itself so infected the entire trial that the resulting conviction
14
violates due process. See id. at 72. Additionally, the instruction may not be judged in artificial
15
isolation, but must be considered in the context of the instructions as a whole and the trial
16
record. Id. The court must evaluate jury instructions in the context of the overall charge to the
17
jury as a component of the entire trial process. See United States v. Frady, 456 U.S. 152, 169,
18
(1982) (citing Henderson v. Kibbe, 431 U.S. 145, 154 (1977)). Furthermore, even if it is
19
determined that the instruction violated the petitioner's right to due process, a petitioner can
20
only obtain relief if the unconstitutional instruction had a substantial influence on the conviction
21
and thereby resulted in actual prejudice under Brecht v. Abrahamson, 507 U.S. 619, 637
22
(1993) (whether the error had a substantial and injurious effect or influence in determining the
23
jury's verdict.). See Hanna v. Riveland, 87 F.3d 1034, 1039 (9th Cir. 1996). The burden of
24
demonstrating that an erroneous instruction was so prejudicial that it will support a collateral
25
attack on the constitutional validity of a state court's judgment is even greater than the showing
26
required to establish plain error on direct appeal." Id.
27
Petitioner has failed to demonstrate the state courts' determination of this issue was not
28
U.S. District Court
E. D. California
-19-
1
contrary to, or an unreasonable application of, clearly established Supreme Court precedent.
2
The jury was instructed with CALCRIM 220 which states:
3
4
5
6
7
8
9
10
11
12
13
The fact that a criminal charge has been filed against the defendant is not
evidence that the charge is true. You must not be biased against the defendant
just because they have been arrested, charged with a crime, or brought to trial.
A defendant in a criminal case is presumed to be innocent. This
presumption requires that the People prove a defendant guilty beyond a
reasonable doubt. Whenever I tell you the People must prove something, I
mean they must prove it beyond a reasonable doubt unless I specifically tell you
otherwise.
Proof beyond a reasonable doubt is proof that leaves you with an abiding
conviction that the charge is true. The evidence need not eliminate all possible
doubt because everything in life is open to some possible or imaginary doubt.
In deciding whether the People have proved their case beyond a
reasonable doubt, you must impartially compare and consider all the evidence
that was received throughout the entire trial. Unless the evidence proves the
defendant guilty beyond a reasonable doubt, they are entitled to an acquittal and
you must find them not guilty.
(CT 127.)
14
Pursuant to CALCRIM 222 the jury was instructed:
15
You must decide what the facts are in the case. You must use only the
evidence that was presented in this courtroom. "Evidence" is the sworn
testimony of witnesses, the exhibits admitted into evidence, and anything else
I told you to consider as evidence.
16
17
18
19
20
21
22
23
Nothing that the attorneys say is evidence. In their opening statements
and closing arguments, the attorneys discuss the case, but their remarks are not
evidence. Their questions are not evidence. Only the witnesses' answers are
evidence. The attorneys' questions are significant only if they helped you to
understand the witnesses' answers. Do not assume that something is true just
because one of the attorneys asked a question that suggested it was true.
During the trial, the attorneys may have objected to questions or moved to strike
answers given by the witnesses. I ruled on the objections according to the law.
If I sustained an objection, you must ignore the question. If the witness was not
permitted to answer, do not guess what the answer might have been or why I
ruled as I did. If I ordered testimony stricken from the record you must disregard
it and must not consider that testimony for any purpose.
24
25
You must disregard anything you saw or heard when the court was not in
session, even if it was done or said by one of the parties or witnesses.
27
The court reporter has made a record of everything that was said during the trial.
If you decide that it is necessary, you may ask that the court reporter's notes be
read to you. You must accept the court's reporter's notes as accurate.
28
During the trial, you were told that the People and the defense agreed, or
26
U.S. District Court
E. D. California
-20-
1
stipulated, to certain facts. This means that they both accept those facts.
Because there is no dispute about those facts you must accept them as true.
2
(CT 128-29.)
3
Here, Petitioner has failed to demonstrate the Court of Appeals determination that the
4
instructions defining reasonable doubt was either an unreasonable application of federal law
5
or an unreasonable determination of the facts. The jury was specifically instructed pursuant
6
to CALCRIM No. 220 that "[u]nless the evidence proves the defendant is guilty beyond a
7
reasonable doubt, he is entitled to an acquittal and you must find him not guilty." The jury was
8
instructed that evidence consisted of any sworn testimony of witnesses and exhibits that were
9
admitted into evidence. CALCRIM NO. 222. The plain language of these instructions properly
10
conveyed to the jury that if the evidence presented was insufficient to prove an element of a
11
crime beyond a reasonable doubt, such lack of evidence would require an acquittal. Thus,
12
there is no reasonable likelihood CALCRIM Nos. 220 and 222 improperly prevented the jury
13
from considering the lack of evidence in rendering its decision of reasonable doubt. Thus,
14
Petitioner's claim is without merit and he is not entitled to federal habeas relief.
15
ORDER
16
Accordingly, IT IS HEREBY ORDERED:
17
1) Petitioner's petition for writ of habeas corpus is DENIED;
18
2) The Clerk of Court is DIRECTED to enter judgment and close the case; and
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3) The Court DECLINES to issue a certificate of appealability. 28 U.S.C. § 2253(c);
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Slack v. McDaniel, 529 U.S. 473, 484 (2000) (in order to obtain a COA, petitioner must show:
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(1) that jurists of reason would find it debatable whether the petition stated a valid claim of a
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denial of a constitutional right; and (2) that jurists of reason would find it debatable whether
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the district court was correct in its procedural ruling. Slack, 529 U.S. at 484. In the present
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case, the Court finds that reasonable jurists would not find the Court's determination that
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Petitioner is not entitled to federal habeas corpus relief debatable, wrong, or deserving of
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encouragement to proceed further. Petitioner has not made the required substantial
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showing of the denial of a constitutional right. Accordingly, the Court hereby DECLINES to
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U.S. District Court
E. D. California
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issue a certificate of appealability.
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IT IS SO ORDERED.
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Dated:
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August 21, 2012
Michael J. Seng
/s/
UNITED STATES MAGISTRATE JUDGE
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U.S. District Court
E. D. California
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