Escriba v. Foster Poultry Farms, Inc.
Filing
241
ORDER RE: Plaintiffs' Motion for Judgment as a Matter of Law or in the alternative a New trial, and Motion to Amend Judgment 221 , signed by Judge Oliver W. Wanger on 9/29/2011. (Kusamura, W)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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MARIA ESCRIBA,
Plaintiff,
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v.
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1:09-CV-1878 OWW MJS
FOSTER POULTRY FARMS, a California
corporation,
ORDER RE: PLAINTIFFS‟ MOTION
FOR JUDGMENT AS A MATTER OF
LAW OR IN THE ALTERNATIVE A
NEW TRIAL, AND MOTION TO
AMEND THE JUDGMENT (DOC. 221)
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Defendant.
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I. INTRODUCTION.
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Plaintiff Maria Escriba brings this motion for judgment as a
matter of law (“JMOL”), or in the alternative, motion for new
trial following jury verdicts in a five day trial. The jury found
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that Plaintiff had not given Defendant Foster Poultry Farms
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(“FPF”) sufficient notice to take leave pursuant to the Family
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Medical Leave Act (“FMLA”) or California Family Rights Act
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(“CFRA”).1 Accordingly, Plaintiff was not at any time under the
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The parties address the notice requirements of the FMLA, but do not
specifically address the notice requirements of the CFRA. FMLA and CRFA claims
are substantively identical. See e.g., Xin Liu v. Amway Corp., 347 F.3d 1125,
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protections of the FMLA or CFRA and not entitled to judgment on
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her FMLA/CFRA claims.
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Plaintiff contends that informing her supervisors of her
FMLA-qualified reason for leave equates to sufficient notice
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under FMLA and as such “there is no legally sufficient
evidentiary basis to support the verdict for [D]efendant.”
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Defendant opposes Plaintiff‟s motions, asserting that there is
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substantial evidence that FPF complied with the FMLA requirements
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and Plaintiff refused to exercise her right to take FMLA leave,
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amounting to insufficient notice.
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Plaintiff further moves to amend the Judgment as Plaintiff
contends she is entitled to judgment as the prevailing party
solely on her unpaid wages claim.
II. PROCEDURAL HISTORY.
On October 26, 2009, Plaintiff filed her Complaint alleging:
Unlawful Interference with FMLA rights; Discrimination under the
FMLA; Failure to provide CFRA leave; Unlawful discharge and
discrimination under CFRA; Failure to prevent discrimination
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under CFRA; and Termination in violation of California‟s public
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policy. Compl., ECF No. 1.
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Plaintiff‟s First Amended Complaint (“FAC”) added a claim
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1145 n. 4 (9th Cir. 2003) (“CFRA adopts the language of the FMLA and
California state courts have held that the same standards apply.”); See also
Moreau v. Air France, 2002 WL 500779, *1 (N.D. Cal. Mar. 25, 2002) (discussing
only FMLA principles because CFRA and FMLA are “substantively identical”). Any
legal analysis of the FMLA applies equally to Plaintiff‟s CFRA claims.
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for failure to pay earned wages, including vacation pay, and
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waiting time penalties. First Am. Compl., ECF No. 8. Defendant
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asserted fourteen affirmative defenses in its Answer to
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Plaintiff‟s FAC. Answer, ECF No. 15.
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The parties filed cross motions for summary judgment on June
3, 2011. Mots. Summ. J., ECF Nos. 33, 41. The Memorandum Decision
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Order granted in part and denied in part the cross-motions. Summ.
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J. Order, ECF No. 98.
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Trial began on July 13, 2011. On July 21, 2011, before the
case was submitted to the jury, both parties filed motions for
JMOL. ECF Nos. 197, 198. The Court heard oral argument on the
cross-motions the same day. Trial Tr. 130-149, July 21, 2011. On
July 22, 2011, the jury returned a verdict in favor of Defendant.
ECF No. 208.
Plaintiff now submits her Renewed Motion for Judgment as a
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Matter of Law and Alternative Motion for a New Trial pursuant to
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Fed. R. of Civ. Pro. 50(b) and 59(a). Plaintiff also moves under
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to under Rule 59(e) to amend the Judgment in order to recognize
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her prevailing party status on the unpaid wages claim.
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III. BACKGROUND.
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Based on all the evidence entered and all the testimony
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taken, this case boils down to a classic “he said, she said”
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credibility dispute centered around what Plaintiff told her
supervisors, and what they said in response, when she requested a
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vacation to see her sick father in Guatemala.
In fall 2007, Plaintiff learned that her father in Guatemala
was ill. Plaintiff contends that on November 16, 2007, she
received a phone call from her niece that Plaintiff‟s father had
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taken a turn for the worse. Plaintiff booked a roundtrip ticket
to Guatemala, leaving on November 23, 2007 and returning on
December 27, 2007.
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The following Monday, Plaintiff met with her direct
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supervisor, Linda Mendoza, and requested vacation time off to
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visit her sick father. A conversation ensued regarding
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Plaintiff‟s request. A dispute arose about who was involved in
this conversation. Plaintiff, who claims to speak limited
English, testified that no interpreter was present. Defendant‟s
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witnesses testified to the opposite. There is also a dispute
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regarding what was said during the conversation.
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Ultimately, Ms. Mendoza approved Plaintiff for two weeks of
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vacation. Plaintiff‟s vacation slip states that she was required
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to return on December 10, 2007.
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Plaintiff then spoke with the facility superintendant,
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Edward Mendoza. Witness testimony is highly conflicting regarding
what was said during this conversation. Plaintiff claims Mr.
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Mendoza orally approved an extended leave of indefinite duration,
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explaining that she needed only to come back with a doctor‟s note
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to substantiate her need for FMLA leave. Mr. Mendoza testified
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that he told Plaintiff if she needed time past her vacation time
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off, that she would need to fax or send human resources (“HR”) a
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doctor‟s note, presumably from Guatemala.
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Plaintiff left for Guatemala without contacting the HR
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office as she had on the fifteen prior occasions she had
requested FMLA leave.
While in Guatemala Plaintiff learned that she would need to
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stay past her scheduled return date. Plaintiff testified that she
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unsuccessfully attempted to call and to fax a note to FPF.
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Defendant‟s witnesses testified that they did not receive any
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contact from Plaintiff, telephonic or by fax, while she was in
Guatemala.
Plaintiff returned to the United States on December 27,
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2007. She learned that her job had been terminated pursuant to
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FPF‟s policy that employees are automatically terminated if they
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do not call or come to work within three days of the expiration
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of their scheduled time off.
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IV. LEGAL STANDARDS.
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A.
Judgment as a Matter of Law.
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Fed. R. Civ. Pro. 50(a) provides:
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If a party has been fully heard on an issue during a jury
trial and the court finds that a reasonable jury would not
have a legally sufficient evidentiary basis to find for the
party on that issue, the court may:
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(A) resolve the issue against the party; and
(B) grant a motion for judgment as a matter of law against
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the party on a claim or defense that, under the controlling
law, can be maintained or defeated only with a favorable
finding on that issue.
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The standards governing a motion for judgment as a matter of
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law pursuant to Rule 50 are reiterated in Gibson v. City of
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Cranston, 37 F.3d 731, 735 (9th Cir. 1994):
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When confronted with a motion for judgment as a matter of
law . . . a trial court must scrutinize the proof and the
inferences reasonably to be drawn therefrom in the light
most amiable to the nonmovant ... In the process, the court
may not consider the credibility of witnesses, resolve
conflicts in testimony, or evaluate the weight of evidence
... A judgment as a matter of law may be granted only if the
evidence, viewed from the perspective most favorable to the
nonmovant, is so one-sided that the movant is plainly
entitled to judgment, for reasonable minds could not differ
in the outcome ....
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B.
Motion for New Trial.
A motion for new trial “may be granted to all or any of the
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parties and on all or part of the issues ... for any of the
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reasons for which new trials have heretofore been granted in
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actions at law in the courts of the United States.” Fed. R. Civ.
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Pro. 59(a). “The grant of a new trial is „confided almost
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entirely to the exercise of discretion on the part of the trial
court.‟” Murphy v. City of Long Beach, 914 F.2d 183, 186 (9th
Cir. 1990).
A new trial is necessary when the court, upon reviewing the
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evidence presented at trial and considering the jury‟s verdict,
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“is left with the definite and firm conviction that a mistake has
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been committed.” Tortu v. Las Vegas Metro. Police Dept., 556 F.3d
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1075, 1087-88 (9th Cir. 2009) (quoting Landes Constr. Co v. Royal
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Bank of Canada, 833 F.2d 1365, 1371-72 (9th Cir. 1987)). A motion
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for new trial may also be granted to correct an erroneous
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evidentiary ruling that results in substantial prejudice to a
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party. Ruvalcaba v. City of Los Angeles, 64 F.3d 1323, 1328
(9th Cir. 1995).
The grounds upon which a new trial has been granted are:
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(1) where the jury‟s verdict is so contrary to the clear weight
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of the evidence; (2) if the verdict is based on false evidence;
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or (3) if there would otherwise be a miscarriage of justice. Roy
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v.Volkswagen of America, Inc., 896 F.2d 1174, 1176 (9th Cir.
1990).
“While the trial court may weigh the evidence and
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credibility of the witnesses, the court is not justified in
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granting a new trial „merely because it might have come to a
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different result from that reached by the jury.‟” Id. quoting
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Wilhelm v. Associated Container Transp. (Australia) Ltd., 648
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F.2d 1197, 1198 (9th Cir. 1981); Wallace v. City of San Diego,
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479 F.3d 616, 630 (9th Cir. 2007).
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V. DISCUSSION.
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Applicable FMLA Law.2
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Error! Main Document Only.The FMLA was amended in 2008, and the U.S.
Department of Labor revised its implementing regulations effective 2009. Nat‟l
Defense Auth. Act Pub. L. No. 110-181, Sec. 585 (2008); 73 Fed. Reg. 67934
(Nov. 17, 2008). The events giving rise to Plaintiff‟s complaint occurred
prior to these amendments and revisions. All references are to the prior
version of the FMLA and its 1995 regulations.
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Under the FMLA, 29 U.S.C. § 2601, et seq., the employee must
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establish: (1) she was eligible for the FMLA‟s protections, (2)
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her employer was covered by the FMLA, (3) she was entitled to
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leave under the FMLA, (4) she provided sufficient notice of her
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intent to take leave, and (5) her employer denied her FMLA
benefits to which she was entitled. Sanders v. City of Newport, -
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-- F.3d ---, 08-35996, 2011 WL 905998, *5 (9th Cir. Mar. 17,
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2011) (citing Burnett v. LFW Inc., 472 F.3d 471, 477 (7th Cir.
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2006)). The first three elements were satisfied, leaving only
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these issues for jury to decide: whether Plaintiff gave
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sufficient notice of her need for FMLA leave, and if so, whether
Defendant denied Plaintiff FMLA benefits to which she was
entitled.
The jury found that Plaintiff did not give sufficient
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notice. A determination of insufficient notice means that
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Defendant cannot be held liable on any of Plaintiff‟s FMLA/CFRA
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claims. “When the employee fails to give his employer proper
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notice, the employer is under no duty to provide FMLA leave.”
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Righi v. SMC Corp., 632 F.3d 404, 408 (7th Cir. 2011). Without
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sufficient “notice that [an employee] need[s] or intend[s] to
take medical leave,” the employer‟s obligations under the FMLA
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are never triggered in the first place. Walls v. Central Contra
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Costa Transit, --- F.3d ---, 2011 WL 3319442, *2 (9th Cir. 2011).
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The sole issue on Plaintiff‟s JMOL is whether evidence
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exists to support the jury‟s verdict that her notice was
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insufficient. To give sufficient notice for leave, “[e]mployees
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need only notify their employers that they will be absent under
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circumstances which indicate that the FMLA might apply.”
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Bachelder v. Am. W. Airlines, Inc., 259 F.3d. 1112, 1130 (9th
Cir. 2001). “The employee need not expressly assert rights under
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the FMLA or even mention FMLA, but may only state that leave is
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needed.” 29 C.F.R. § 825.303(b). Once an employee alerts her
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employer to her potential need for FMLA-qualifying leave, an
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employer must “inquire further of the employee if it is necessary
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to have more information about whether FMLA leave is being sought
by the employee, and[/or] obtain the necessary details of the
leave to be taken.” 29 C.F.R. § 825.302(c); see also Bailey v.
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Southwest Gas Co., 275 F.3d 1181, 1185 (9th Cir. 2002). “The
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employee. . . will be expected to provide more information.”
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C.F.R. § 303(b).
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B.
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Plaintiff‟s Initial Request For Time Off.
It is undisputed that Plaintiff‟s initial request was for
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Sufficiency of Notice.
vacation time off.3 The dispute centers around whether Plaintiff,
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Plaintiff admits she requested vacation time off to care for her father:
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[Q.] [T]ell us about your conversation with Linda. Can you tell the jury
about that conversation.
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[A] I said, "Linda, please for me, Linda, for me vacation.
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nonetheless, should have been placed on FMLA leave because
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Defendant knew that Plaintiff was taking time off to care for her
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sick father in Guatemala. Defendant does not dispute that it had
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knowledge of Plaintiff‟s reason for leave, but asserts it acted
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within the boundaries of the FMLA by inquiring further into
Plaintiff‟s leave request and Plaintiff ultimately refused her
right to take medical leave.
Defendant presented evidence that Plaintiff‟s understanding
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regarding taking FMLA leave was that she had to go to FPF‟s HR
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office, and not her direct supervisor, to request time off.4 Tr.
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44:21-45:2 (Escriba testifed that each time she needed medical
leave she would bring a doctor‟s note to the HR office and not go
to her direct supervisor). Plaintiff‟s direct supervisor, Linda
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[. . .]
And she said, “Maria, two week of vacation for you.” I said, “Okay,
Linda.”
Tr. 198:24-199:6, July 14, 2011 (Escriba); see also Tr. 106:24, July 14, 2011
(L. Mendoza) (“A. She asked me if she could get a vacation.”)
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Plaintiff contends that the evidence regarding Plaintiff‟s prior leaves was
improperly admitted because Plaintiff‟s knowledge of FPF‟s internal FMLA
policies is not relevant to her leave designation in this case, citing 29
C.F.R. § 825.302(d). Plaintiff‟s argument misses the mark. Section 825.302(d)
states that an employee‟s “failure to follow. . . internal employer procedures
will not permit an employer to disallow or delay an employee‟s taking FMLA
leave if the employee gives timely verbal or other notice.” (emphasis added.)
Defendant does not argue that Plaintiff failed to comply with FPF‟s internal
policies. Defendant argues that Plaintiff did not comply with the employee‟s
requirement to give sufficient notice. Mora v. Chem-Tronics, Inc., 16 F. Supp.
2d 1192, 1217 (1998)(“[A]n employer may not deny FMLA to an employee who does
not comply with internal policies and procedures, so long as he or she
complies with the notice requirements of FMLA.”)(emphasis added). Evidence of
Plaintiff‟s prior leaves is relevant and was properly admitted to demonstrate
that Plaintiff was aware of her right to FMLA leave and that she knew how to
comply with the employee‟s FMLA requirement to give sufficient notice, as she
had done on fifteen prior occasions, yet did not do so on this occasion.
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Mendoza, also acknowledged that HR handles FMLA leave requests.
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Ms. Mendoza testified that if an employee came in and stated “„I
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need time off because I have a family member ill.‟ That would be
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a trigger. I would automatically send them to HR. Tr. 100:14-17,
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July 14, 2011.
Defendant presented additional evidence that Plaintiff had
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knowledge of FMLA leave and how to invoke it. Plaintiff testified
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that she had successfully taken FMLA leave on fifteen prior
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occasions. Tr. 40:13-14, July 15, 2011 (Escriba agreeing that she
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took “leave for medical or family reasons 15 different times”);
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see also Joint Exs. 403, 408, 412, 415, 426 and 103.K. On each of
those occasions, she went directly to the HR office with a
doctor‟s note for the requested time off, filled out the proper
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paperwork and was successfully granted FLMA leave. Tr. 44:21-
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45:2, July 15, 2011.
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Plaintiff did not go to the HR office on this occasion. She
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went to her supervisor Ms. Mendoza because Ms. Mendoza is the
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person who approves vacation time. Tr. 76:14-20, July 15, 2011.
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Plaintiff requested vacation time off and her request was
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granted. Defendant, however, presented evidence that once
Plaintiff stated that her need for leave was to fly to Guatemala
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to care for her sick father, Ms. Mendoza inquired further into
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Plaintiff‟s leave request through translator Alfonso Flores:
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Q. And you said in your deposition that her exact words
were, quote, "Yeah, my father is ill." Close quote. Does
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that sound right?
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A. That's what she said, her father was ill.
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Q. And also you said that she told you her father was in
Guatemala.
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A. That is true.
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Q. Were you unaware of that before that moment?
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A. Yes.
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[. . .]
Q. And then the next thing that you recall is that you asked
Maria Escriba, you said, in your deposition, this was a
quote. Quote, “Maria, do you really think two weeks is
enough time?" Close quote. Is that correct?
A. That is correct.
Q. That's the next thing you said to her?
A. Yes, it was.
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Q. In English.
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A. In English.
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Q. And she looked at you and, in your deposition, you said
she looked at me and, quote, she goes, yeah, that will be
okay," close quote. Is that what you remember her saying?
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A. That's what I remember her saying.
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Q. And it was at that point that you decided to go get
another supervisor to come in and help you to translate
something. Correct?
A. That is correct.
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Q. And to help you communicate with Maria Escriba.
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A. Well, to make sure she could understand what I was
asking.
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Q. All right. Because you weren't sure whether or not she
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understood.
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A. Since there were multiple words –
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Q. Well, just –
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A. -- put into a sentence, I wanted to make sure she
understood.
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Q. And you weren't sure that she did.
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A. I was not sure.
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Q. Okay. So the supervisor came in, his name is Alfonso
Flores.
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A. Alfonso Flores.
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Q. And then you asked him to translate the following. . .
"Ask her if she needs more time. She's telling me she's
going to Guatemala." Close quote.
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Is that what you asked Mr. Flores to translate?
A. Yes.
Q. And you said Mr. Flores asked her, and then Maria
indicated to him "no." Is that correct?
[. . .]
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A. She said the word "no."
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Q. And then you told me that Alfonso turned to you and said,
"Well[”] -- and you quoted again in your deposition.
[“]Well, she's saying she doesn't need any more time." Close
quote. Is that what he said to you then?
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A. Yes.
Q. And you said to him, quote, "Look, ask her one more
time." Close quote. That's what you asked him to do?
A. That is correct.
Q. And then he did that and she, in turn, again said no.
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A. That is correct.
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Q. Then you looked at Maria, as you were filling out the
vacation form, and you told her, in English, "Maria, if you
need more time, you need to go to the HR department and do
the paperwork." Correct?
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A. Alfonso translated that also.
Tr. 117:10-120:22; 121:5-9, July 14, 2011.
Alfonso Flores‟ testimony corroborates Ms. Mendoza‟s
testimony:
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Q. The words you -- that you told me in English, in your
deposition, that Linda asked you to translate were, quote,
"Does Maria want more time off after her vacation?" Close
quote. That's what she asked you to translate.
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A. Yes.
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Q. And you did that.
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A. Yes.
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Q. And Maria Escriba said, you told me in your deposition,
she said no?
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A. That is correct.
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Q. And then Linda had you ask the same question over again.
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A. Yes.
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Q. And Maria said no.
A. Yes.
Q. That's what you told me in your deposition. But you also
told me that Maria didn't just say "no," she said something
like "No, I don't need it." Or "no, I don't want it."
A. The last -- yes, the last time I asked her, she says,
"No, I don't need -- I don't want it."
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Q. Don't want it. Okay. And then after the second time you
asked that question and Maria said "no," what you told me in
your deposition was that Linda Mendoza then said, "Tell her
if she needs time, she needs to go to HR." Is that -- did
Linda say that to you?
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A. That is correct.
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Q. And you told me that you translated that.
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A. Yes.
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Tr. 113:23-115:1, July 20, 2011.
Several reasonable inferences can be drawn from this
evidence. First, because both Plaintiff and Linda Mendoza
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operated under the knowledge that FMLA leave is approved only by
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the HR office, and Linda Mendoza instructed Plaintiff to go to
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the HR office if she needed more time, the jury could reasonably
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infer that Linda Mendoza was further inquiring into whether
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Plaintiff was requesting family medical leave by instructing her
to go to the HR office.
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The conversation between Ms. Mendoza, Mr. Flores and
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Plaintiff in light of Plaintiff‟s knowledge and history regarding
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FMLA leave is substantial evidence that FPF complied with the
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FMLA notice regulations by inquiring into “whether FMLA leave
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[was] being sought by [Plaintiff].” 29 C.F.R. § 825.302(c). By
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Defendant‟s presentation of the evidence, Plaintiff was well of
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the need to go to HR to request leave, yet Plaintiff
unequivocally declined to take more time and/or go to HR to
request FMLA leave.
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Plaintiff disputes that a conversation between Ms. Mendoza,
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Mr. Flores and Plaintiff occurred. Plaintiff testified that she
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spoke to Linda Mendoza without a translator and that Plaintiff
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requested additional time off, but Linda Mendoza refused to grant
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it:
[A]: On our last day of work, she [Linda Mendoza] called me,
she called me into her office. She gave me the paper. And
she said, "Maria, two week of vacation for you." I said,
"Okay, Linda. And then I said, the way that I could, "Please
one week or two week free for me." "No, Maria," she said.
After that, I said "Thank you."
Q. And Ms. Escriba, what did you mean when you asked Linda
Mendoza, One -- "Please, one or two weeks free for me"?
A. For her to give me two more weeks leave.
Q. And were you asking for unpaid leave or paid leave?
A. Without pay.
Tr. 199:4-14, July 14, 2011 (Escriba).
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This conflicting testimony over Plaintiff‟s request for
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leave raises credibility issues. On JMOL, however, “the court may
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not consider the credibility of witnesses [or] resolve conflicts
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in testimony.” Gibson, 37 F.3d at 735 (emphasis added).
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Alternatively, Plaintiff contends that Defendant improperly
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asserts a “wavier” defense by arguing that it was proper not to
place Plaintiff on FMLA leave. Plaintiff states that because it
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is undisputed that Plaintiff told Ms. Mendoza and Mr. Mendoza
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that she was leaving to care for her sick father (an FMLA-
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qualifying reason), Plaintiff should have automatically been
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placed on FMLA leave. Plaintiff either misunderstands the
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doctrine of waiver and the FMLA regulations or misunderstands
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Defendant‟s argument. It is true that an employee cannot waive
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the ability to take FMLA leave. That is not Defendant‟s argument.
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Defendant‟s cited evidence demonstrates that Plaintiff was given
the option and prompted to exercise her right to take FMLA-leave,
but that she unequivocally refused to exercise that right.
Section 825.303(b) states that once an employee alerts the
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employer that she may be taking leave for a FMLA-qualified
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reason, “[t]he employer will be expected to obtain any additional
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required information through informal means. The employee. . .
will be expected to provide more information.”
The regulation
does not say, as Plaintiff apparently believes, that once an
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employee alerts the employer that she may be taking leave for a
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FMLA-qualified reason, the employee will be automatically placed
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on FMLA leave.
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Contrary to Plaintiff‟s position, an employee may decline to
take FMLA leave. Simply because an employee‟s reason for taking
time off qualifies that employee to use his/her FMLA leave, does
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not mean that employee is forced to take or is automatically
placed on FMLA leave; he/she has a choice.5 See, e.g., Ridings v.
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For example, under FPF‟s leave policy, if an employee seeks an FMLAprotected leave of absence, FPF requires the employee first to use paid
vacation time which runs concurrently with their FMLA leave. Tr. at 144:18-24,
July 15, 2011 (John Dias). Accordingly, some employees may only opt to take
vacation time but later seek an extension via their FMLA leave. This preserves
any FMLA time that would have been running concurrently with their initial
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Riverside Med. Ctr., 537 F.3d 755, 769 n.3 (7th Cir. 2008)
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(suggesting that an employer may not force the employee to take
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FMLA leave if the employee has some other basis for a leave “that
4
is acceptable under the employer‟s policies.”). Here Defendant
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presented substantial evidence that FPF inquired into Plaintiff‟s
leave request and Plaintiff declined to take FMLA leave.
Viewing the evidence in a light most favorable to Defendant,
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it was reasonable for the jury to find that Plaintiff‟s notice
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was insufficient based on the mutually corroborating testimony of
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Ms. Mendoza and Mr. Flores regarding their conversations with
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Plaintiff, in combination with Plaintiff‟s extensive knowledge of
how to request and her history of successfully giving notice of
her need/desire for FMLA leave, and taking such leave, yet
failing to request it in this circumstance.
2.
Post-Expiration of Plaintiff‟s Approved Two-Week Leave.
Defendant asserts that the jury was reasonable in finding
that Plaintiff made no effort to request FMLA leave and/or to
extend her leave once Plaintiff left for Guatemala.
It is undisputed that Plaintiff knew she “needed to be back
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to work” on December 10th and that if she missed three
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consecutive working days without reporting, she would be
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terminated. Tr. 37:9-38:18, 91:6-7, July 15, 2011 (Escriba).
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Defendant‟s witnesses testified, however, that they received no
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vacation time off.
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contact whatsoever from Plaintiff while she was in Guatemala well
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past the expiration of her approved time off. See Tr. 165:14-15,
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July 15, 2011.
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Plaintiff testified that she tried to call FPF before her
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expected return date to inform FPF that she would not be
returning. Tr. 82:9-11, July 15, 2011. Plaintiff had no record of
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such a phone call. Defendant points to Plaintiff‟s full cross-
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examination on the subject which shows an inconsistency between
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what she stated under oath at her unemployment hearing and what
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she testified to on the stand:
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Q. You called before you were supposed to be back to work;
right?
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A. I think so.
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Q. All right.
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MR. ZARLENGA: All right. Well, I'd like to play the
transcript of the [Plaintiff‟s unemployment] hearing.
Tr. 82:24-83:4, July 15, 2011.
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"Question: Why didn't you call your employer to let them
know that you would not be coming back by the 10th?
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"Answer: I just couldn't think about it. I didn't remember.
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"Question: So you said, quote, I couldn't think about it,
unquote, can you explain that?
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"Answer: Yes. I couldn't think clearly.
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"Question: Because?
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"Answer: Because I had buried my mother a year prior and I
was -- and I saw that my father was very ill."
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Q. Now, let's focus on the calls that you say you tried to
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make from Guatemala to Foster Farms. Do you have any records
to show us here today to support your testimony that you
made such calls?
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A. No.
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5
Q. You said also that you tried to fax things to Foster
Farms.
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A. Yes.
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Q. Do you have any records to support your testimony that
you tried to fax anything to Foster Farms in November or
December of 2007?
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A. I have Yvette's card.
Q. Yvette's card does not prove that you tried to fax
anything to Foster Farms; does it?
A. I don't have proof of that.
[. . .]
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Q. While you were at Guatemala in November and December of
2007, you talked to your husband on the telephone; isn't
that correct?
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A. Yes.
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Q. And your husband was working at Foster Farms at that
time; is that right?
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A. Yes.
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Q. He still works there today; right?
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A. Yes.
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[. . .]
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Q. Does he use the same office of personnel that you use?
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A. Yes.
Q. So while you were in Guatemala and talking to your
husband from time to time, did you ask him to go to the
department of personnel at Foster Farms and tell them on
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your behalf that you would not be coming back?
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A. No.
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Tr. 84:7-87:2, July 15, 2011.
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Based on the verdict, the jury did not believe Plaintiff‟s
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testimony. The jury may take into account whether other evidence
contradicts the witness‟s testimony and choose to give little or
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no weight to Plaintiff‟s testimonial evidence. Jury Instructions
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7. The jury was reasonable in refusing to believe Plaintiff‟s
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inconsistent testimony and find that Plaintiff made no effort to
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give notice of an extension after her approved leave ended.
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C.
Conclusion Re: Sufficiency of Notice.
Based on the evidence presented, the jury found FPF‟s case
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more credible and persuasive, as is their prerogative. See e.g.,
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Jury Instruction 7 (“You may believe everything a witness says,
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or part of it, or none of it.”). Plaintiff received her day in
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court to present the facts and evidence as she asserts they
happened. The jury weighed the all evidence, taking into account
both Plaintiff‟s and Defendant‟s view and ultimately decided in
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Defendant‟s favor based on substantial evidence she did not
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request FMLA leave. Plaintiff‟s JMOL is DENIED.6
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Plaintiff‟s motion for new trial is also DENIED. In order to
grant a new trial, the court must be “left with the definite and
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6
Because the jury found that notice was insufficient, and therefore,
Plaintiff was at no time on FMLA-protected leave, Plaintiff‟s remaining
arguments on the subject are moot.
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firm conviction that a mistake has been committed”. Landes
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Constr. Co., 833 F.2d at 1372 (citing Tennant v. Peoria & Pekin
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Union Ry., 321 U.S. 29, 35 (1944). Taking all evidence into
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account, including Defendant‟s substantial evidence that
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Plaintiff did not exercise her right to take FMLA leave and,
following the lapse of her approved time off, did not attempt to
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contact FPF to extend her leave, the court would simply be
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substituting a different view of the evidence; i.e., Plaintiff‟s
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view, for that of the jury. Based on the totality of
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circumstances, the record does not create a “firm conviction”
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that the jury was mistaken.
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D.
Amendment of the Judgment.
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Plaintiff seeks to amend the judgment pursuant to Fed. R.
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Civ. Pro. 59 contending that, pursuant to California case law,
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she is the prevailing party on her unpaid wages claim. Defendant
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rejoins that under federal case law, Plaintiff is not the
prevailing party.
The complaint in this action alleges federal question
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jurisdiction under 28 U.S.C. § 1331. In diversity cases, state
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laws governing availability of attorney's fees for claims under
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state law - i.e., which party is the prevailing party - are
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deemed “substantive” because they serve specific state policy
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governing litigation. Alyeska Pipeline Service Co. v. Wilderness
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Soc., 421 U.S. 240, 259 (1975). The Erie principles apply equally
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in the context of supplemental jurisdiction (28 U.S.C. § 1367).
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Mangold v. Calif. Pub. Util. Comm'n, 67 F.3d 1470, 1478 (9th
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Cir.1995) (citing United Mine Workers v. Gibbs, 383 U.S. 715
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(1966)); see also Diamond v. John Martin Co., 753 F.2d 1465, 1467
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(9th Cir.1985) (“The rule in this circuit requires that federal
courts. . . apply state law with regard to the allowance (or
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disallowance) of attorneys' fees.”). Here, supplemental
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jurisdiction exists over Plaintiff‟s Cal. Labor Code claim for
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unpaid wages. California law applies to the determination of
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prevailing party/availability of attorneys' fees.
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Under California law:
[A]n attorney fee award may be justified even when
plaintiff's legal action does not result in a favorable
final judgment. . . . The critical fact is the impact of the
action, not the manner of its resolution. [¶] [A]ttorney
fees may be proper whenever an action results in relief for
the plaintiff, whether the relief is obtained through a
„voluntary‟ change in the defendant's conduct, through a
settlement, or otherwise. Thus, an award of attorney fees
may be appropriate where plaintiffs' lawsuit was a catalyst
motivating defendants to provide the primary relief sought.
A plaintiff will be considered a „successful party‟ where an
important right is vindicated „by activating defendants to
modify their behavior.
Graham v. DaimlerChrysler Corp., 34 Cal.4th 553, 565-567 (2004)
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(emphasis added and citations omitted).
Here, Defendant had a duty under the Cal. Labor Code to pay
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Plaintiff “immediately” upon termination for earned wages and
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accrued vacation time. See Cal. Labor Code § 201 (“If an employer
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discharges an employee, the wages earned and unpaid at the time
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of discharge are due and payable immediately.”) Plaintiff was
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terminated on or about December 12, 2007. FPF admits it failed to
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timely and fully compensate Plaintiff for all earned wages and
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accrued vacation time at her termination. Nearly two and a half
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years later, on March 10, 2010, Plaintiff filed her FAC, at which
time she still had not been compensated. Plaintiff‟s FAC prayed
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for payment of her wages, accrued vacation time and the waiting
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time penalty authorized by Cal. Labor Code §§ 201, 227.3, and
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203. Only after filing the FAC did Defendant pay Plaintiff what
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she was owed. See Def.‟s SUF, Decl. Skol, Ex. X (“On or about May
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3[,] 2010, I caused to be sent to plaintiff‟s counsel a check in
the amount of $2,330.40 for all waiting penalties.”)
Plaintiff has demonstrated that her “lawsuit was a catalyst
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motivating defendants to provide the primary relief sought.”
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Plaintiff is the prevailing party on her unpaid wages claim. The
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judgment will be amended accordingly. Plaintiff is entitled to
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costs and fees limited only to the time and efforts spent
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litigating her unpaid wages claim, none of which include the jury
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trial or any legal services rendered after March 10, 2010. In all
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other respects, Defendant is the predominately prevailing party.
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VI. CONCLUSION.
For the reasons cited above:
1.
Plaintiff‟s JMOL and Motion for New Trial are DENIED.
Substantial evidence was presented for a reasonable jury finding
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that Plaintiff‟s notice to take FMLA leave was insufficient.
2.
Plaintiff‟s Motion to Amend the Judgment is GRANTED.
Plaintiff is the prevailing party only on her state unpaid wages
claim. Plaintiff is entitled any attorneys fees limited solely to
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the time and efforts spent litigating her unpaid wages claim
prior to March 10, 2010.
3.
Defendant is entitled to recover their costs of suit.
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Defendants shall submit an order in conformity with this
decision within two (2) calendar days following electronic
service of this order.
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SO ORDERED.
DATED: September 29, 2011.
Oliver W. Wanger____
Oliver W. Wanger
United States District Judge
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