Hernandez v. Commissioner of Social Security

Filing 15

ORDER AFFIRMING Agency's Denial of Benefits and ORDERING Judgment for Commissioner, signed by Magistrate Judge Sandra M. Snyder on 5/3/11. (CASE CLOSED)(Hellings, J)

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1 2 3 4 5 6 UNITED STATES DISTRICT COURT 7 EASTERN DISTRICT OF CALIFORNIA 8 9 DIANA HERNANDEZ, 10 Plaintiff, 11 12 CASE NO. 1:10-cv-00176-SMS ORDER AFFIRMING AGENCY’S DENIAL OF BENEFITS AND ORDERING JUDGMENT FOR COMMISSIONER v. MICHAEL ASTRUE, Commissioner of Social Security, 13 Defendant. 14 / 15 Plaintiff Diana Hernandez seeks judicial review of a final decision of the Commissioner 16 of Social Security (“Commissioner”) denying her application for supplemental security income 17 (“SSI”), pursuant to Title XVI of the Social Security Act (42 U.S.C. § 301 et seq.) (the “Act”). 18 The matter is currently before the Court on the parties’ cross-briefs, which were submitted, 19 without oral argument, to the Honorable Sandra M. Snyder, United States Magistrate Judge.1 20 Following a review of the complete record and applicable law, this Court finds the decision of 21 the Administrative Law Judge (“ALJ”) to be supported by substantial evidence in the record as a 22 whole and based on proper legal standards. Accordingly, this Court denies Plaintiff’s appeal. 23 I. Administrative Record 24 A. Procedural History 25 On September 30, 2006, Plaintiff filed an application for supplemental security income 26 (SSI), alleging a disability beginning March 1, 2004. Her claim was denied initially on January 27 28 1 Both parties consented to the jurisdiction of a United States Magistrate Judge (Docs. 9 & 10). 1 1 25, 2007, and upon reconsideration, on March 6, 2009. Plaintiff filed a timely request for a 2 hearing at which she appeared and testified at a hearing on October 29, 2003. On April 23, 2009, 3 Administrative Law Judge Patricia Leary Flierl (“ALJ”) found that Plaintiff was not disabled 4 under 42 U.S.C. § 1614(a)(3)(A). 5 On February 2, 2010, Plaintiff filed a complaint seeking this Court’s review (Doc. 1). 6 Plaintiff does not dispute the ALJ’s findings related to her physical impairments and challenges 7 only the ALJ’s determination of her residual functional capacity as a result of her depression. 8 Doc. 12 at 3. 9 B. 10 Factual Record Because Plaintiff (born September 24, 1962) focuses this appeal on her alleged 11 psychological disabilities, this decision will not address matters in the record relating to her 12 physical disabilities except to the extent that they relate to Plaintiff’s psychological condition. 13 Plaintiff’s medical records reflect a diagnosis of depression throughout the administrative record. 14 She also has a history of drug and alcohol abuse, now reportedly in remission. 15 Plaintiff did not mention depression or list any antidepressant medications in her October 16 12, 2006 adult disability report or in her adult function report dated December 17, 2006. Nor did 17 Plaintiff mention depression in her undated disability report (appeal) (see AR 213-219). 18 Although Plaintiff’s husband noted that Plaintiff was “moody” and did not handle stress “very 19 well,” he did not explicitly report depression in the third-party adult function report dated 20 December 21, 2006. 21 In a disability report (appeal) dated July 25, 2007, however, Plaintiff complained, “I don’t 22 know why your Doctor’s [don’t] notice my depression.” AR 220. She reported that Nurse 23 Practitioner S. Ciccheti had prescribed Zoloft2 for depression and that Dr. D. Hylton had 24 /// 25 /// 26 /// 27 2 28 Zoloft (sertraline) is used to treat depression, obsessive-compulsive disorder, panic attacks, posttraumatic stress disorder, and social anxiety disorder. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0001017 (April 27, 2011). 2 1 prescribed Amitriptyline3 for anxiety and depression. She remarked, “I am depress[ed] always.” 2 AR 225. 3 In documentation transmitted to the agency on February 13, 2009, Plaintiff reported that 4 APEX Medical Corp. had prescribed Prozac4 for depression and Diazepam5 for pain and 5 depression. She had been hospitalized in November 2008 at Memorial Hospital of Los Banos for 6 an anxiety attack. 7 Medical records. Plaintiff’s primary care physician, Daniel E. Hardy, Sr., M.D., 8 monitored her sleeping problems and depressive disorder and prescribed antidepressants. At 9 various points, his notes reported her history of drug and alcohol dependence and specified that 10 narcotics should not be prescribed. On March 25, 1998, Hardy diagnosed situational anxiety, 11 noting that Plaintiff was distraught regarding physical abuse by her son, who was using drugs and 12 alcohol. He prescribed Buspar6 to be taken as needed for anxiety. On July 22, 1999, after 13 Plaintiff reported great stress from marital problems, he prescribed Serzone7 and recommended 14 marriage counseling. 15 Hardy prescribed Paxil8 beginning in or about July 2000. At an appointment on February 16 9, 2001, Plaintiff reported that she stopped taking Paxil after three months and that she still felt 17 depressed, tired, low on energy, lacking motivation, and short-tempered. She sometimes cried. 18 19 20 3 Amiltriptyline is a tricyclic antidepressant. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000666 (April 27, 2011). 4 21 22 23 24 25 Prozac (fluoxetine) is used to treat depression, obsessive-compulsive disorder, and panic attacks. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000885 (April 27, 2011). 5 Diazepam is used to relieve anxiety, muscle spasms, and seizures and to control agitation caused by alcohol withdrawal. A common brand is Valium. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000556 (April 26, 2011). 6 Buspar (buspirone) is used for short-term treatment of anxiety. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000876 (April 27, 2011). 7 26 27 Serzone (nefazodone) is used to treat depression. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000956 (April 27, 2011). After the use of Serzone was banned by some countries in 2003 due to liver toxicity, its manufacturer withdrew it from the market in the United States and Canada. 8 28 Paxil (paroxetine) is used to treat depression, panic disorder, and social anxiety disorder. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0001037 (April 27, 2011). 3 1 Hardy again prescribed Paxil and scheduled a follow-up in six weeks to see if further adjustment 2 was needed. In March 2001, Hardy prescribed Remeron.9 3 Hardy prescribed Effexor10 on November 28, 2001. Plaintiff reported that she was doing 4 well until she briefly discontinued Effexor in January 2002 and found that she was feeling 5 anxious and irritable and not sleeping well. Hardy again prescribed Effexor. 6 The first indication of his prescribing Wellbutrin11 is in notes from December 11, 2003, in 7 which Hardy noted that Plaintiff was depressed, awakening at night, and having mood swings, 8 fatigue, and no energy since her daughter -in-law moved away with her grandchild, leaving no 9 forwarding address. On various visits in 2004, Hardy noted depression, responding well to 10 Wellbutrin. On July 22, 2005, Hardy noted that Plaintiff returned “after a long hiatus,” with a 11 recurrence of depression and irritability attributable to problems with the behavior of her grown 12 daughter. Hardy noted painful tension in Plaintiff’s shoulders and neck, which he attributed to 13 stress. On September 6, 2005, Hardy increased Plaintiff’s dosage of Wellbutrin, noting Plaintiff 14 was experiencing excessive stress from her husband’s verbal abuse but was afraid to report his 15 threats to the police for fear of involving Child Protective Services, with whom she had 16 previously had dealings for other reasons. On October 27, 2005, Hardy noted, “With the higher 17 dose of Wellbutrin, she states her mood, motivation, concentration and energy are good, but she 18 is having problems falling asleep at night.” AR 260. 19 20 21 The records of Plaintiff’s gynecologist, Stephen Georgiou, M.D., noted that she was taking Wellbutrin in March 2004. H. Anjum, M.D., of the Apex Medical Group Notes first examined Plaintiff on December 22 6, 2007, diagnosing depression and anxiety. Examination notes for January 7, and October 23, 23 2008, did not mention depression, but noted a prescription for Prozac. Examination notes for 24 9 25 26 27 Remeron (mirtazapine) is prescribed to treat depression. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000995 (April 27, 2011). 10 Effexor (venlafaxine) is used to treat depression and certain anxiety disorders. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000947 (April 27, 2011). 11 28 W ellbutrin (bupropion) is used to treart depression. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000970 (April 27, 2011) 4 1 January 21, February 5, August 26, 2008, did not mention depression or anxiety. In Anjum’s 2 notes about Plaintiff’s examinations on September 26, and November 21, 2008, the doctor noted 3 depression and anxiety without elaboration of symptoms. On December 22, 2008, and January 7, 4 15 and 28, 2009, he again noted depression in Plaintiff’s examination notes. On February 2, 5 2009, Anjum noted that Plaintiff had many problems and was living on the street. He noted 6 Plaintiff’s depression and requested a psychiatry referral. 7 On February 2, 2009, Anjum opined that Plaintiff could never perform any of the physical 8 activities listed on the form but responded “N/A” for each question seeking information on 9 mental or emotional limitations. 10 Psychiatric Evaluation (December 17, 2006). Soad Khalifa, M.D., examined Plaintiff 11 and prepared a psychiatric evaluation for the agency on December 17, 2006. He reviewed some 12 progress notes from around October 2005, in which Plaintiff’s doctor diagnosed with depressive 13 disorder and prescribed Wellbutrin. In addition to various physical disorders, Plaintiff 14 complained of depressed mood, difficulty controlling her temper, and sleep disturbances. She 15 denied suicidal or homicidal thoughts. She had never seen a psychiatrist. Plaintiff reported 16 being homeless since the family lost its house when her husband did not make the mortgage 17 payments. She had been living with her aunt for two years. 18 19 20 Khalifa found Plaintiff’s psychiatric history unremarkable except that Plaintiff reported having attended anger management groups. She had been jailed for possession and use of PCP. Khalifa described Plaintiff as small and thin. Her concentration was intact: persistence 21 and pace were fair. She was alert and fully oriented. Her speech was coherent and of normal rate. 22 Her stream of mental activity was linear. Her memory was intact. She thought mainly about her 23 physical problems and depression. She made good eye contact and was cooperative. Khalifa 24 diagnosed: 25 Axis I Depressive disorder not otherwise specified. 26 Axis II: Deferred. 27 Axis III: Osteoporosis. Pain. 28 5 1 2 3 4 5 6 7 8 9 10 11 12 Axis IV: Homeless. Physical problems Axis V: 55-60 AR 314.12 Khalifa described Plaintiff as having “mild depressive symptoms” and projected that her condition would be the same in twelve months. He provided the following functional assessment: She is unable to manage her funds. She could not do calculations. She will have restrictions of daily activities and social functioning because of her pain. She complained of knee pain, leg pain, hand pain, and shoulder pain, and she has osteoporosis. She is susceptible to fractures. On the medical records I reviewed bone density, and the bone density showed osteoporosis and susceptibility for fractures. Also she has limited social skills. She has headaches when she needs morphine injections. She gets angry easily and has a history of attending anger management. 15 She would benefit from antidepressants and maybe pain management. She will benefit from medication to prevent her migraines, like Inderal or propranolol. She can take them on a daily basis prophylaxis to prevent migraines, or she can take Depakote to prevent migraines. There are many medications to prevent migraines, but she will benefit also from antidepressants and supportive therapy to talk about her history of physical abuse. 16 AR 314-315. 17 Internal Medicine Consultation (December 20, 2006). In an internal medicine 18 consultation report dated December 20, 2006, internist A.S. Pannu, M.D., noted that Plaintiff had 19 a history of depression but was not then taking any antidepressant medication. Her neurological 20 examination was normal. 13 14 21 22 Psychiatric review technique (January 16, 2007). H.T. Unger, who prepared the psychiatric review technique for the agency on January 16, 2007, noted that Plaintiff claimed an 23 12 24 25 26 27 28 The Global Assessment of Functioning (GAF) scale may be used to report an individual’s overall functioning on Axis V of the diagnosis. American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders at 32 (4th ed., Text Revision 2000) (“DSM IV TR”). It considers “psychological, social, and occupational functioning on a hypothetical continuum of mental health-illness,” excluding “impairment in functioning due to physical (or environmental) limitations.” Id. at 34. The first description in the range indicates symptom severity; the second, level of functioning. Id. at 32. In the case of discordant symptom and functioning scores, the final GAF rating always reflects the worse of the ratings. Id. at 33. GAF 55-60 is the upper half of the range GAF 51-60, which indicates “Moderate symptoms (e.g., flat affect and circumstantial speech, occasional panic attack) OR moderate difficulty in social, occupational, or school functioning (e.g., few friends, conflicts with peers or co-workers).” Id. at 34. 6 1 affective disorder, identified as depressive disorder, not otherwise specified. He assessed 2 Plaintiff as having mild restriction of activities of daily living, mild difficulties in maintaining 3 social functioning, and moderate difficulties in maintaining concentration, persistence or pace. 4 She demonstrated no episodes of decompensation. 5 Analyzing Plaintiff’s residual functional capacity, Unger opined that Plaintiff had 6 moderate limitations in her ability to understand and remember detailed instructions, to carry our 7 detailed instructions, to maintain attention and concentration for extended periods, and ability to 8 complete a normal workweek without interruption from psychologically based symptoms. The 9 record showed no evidence of limitations in her ability to adapt to changes in the workplace or to 10 set realistic goals and make plans independent of others. She was not significantly limited in any 11 other category. Unger remarked that Plaintiff’s limitations in understanding and memory, 12 sustained concentration and persistence, social interaction, and adaption were minimal. Plaintiff’s testimony (March 6, 2009). Plaintiff attended school through the tenth grade, 13 14 and never received a diploma or GED. Plaintiff had recently received training in park 15 maintenance through Calworks. Although she primarily was a housewife, she worked briefly as 16 a teacher’s aide in a kindergarten class and sorted walnuts for two seasons. 17 Plaintiff complained of depression, which consisted of crying about twice a week, 18 triggered by “her house”13 or by her hating “for [her] kids to see her like this.” She never 19 experienced suicidal thoughts. Her depression did not affect her ability to function. 20 Plaintiff also experienced panic attacks about once a month, which impaired her 21 breathing. If she could not calm down, she went to the emergency room for a shot of morphine. 22 Plaintiff took Prozac, which was prescribed by her family doctor. She never participated 23 in counseling or therapy nor had any one ever recommended it. She once walked in “mental 24 health” but was never seen because MediCal had to approve treatment. Her doctor had also 25 /// 26 27 28 13 The meaning of this testimony is unclear. Possible references could be to Plaintiff’s repeated references to her inability to keep her house clean or to the earlier loss of the family home following her husband’s defaulting on the mortgage payments. 7 1 prescribed diazepam and trazadone.14 Although the prescriptions were to be taken three times 2 daily, Plaintiff only took them once a day, at bedtime, because they made her sleepy. Vocational expert testimony (March 6, 2009). Vocational expert Jose Chapparro 3 4 testified. For the first hypothetical question, the ALJ directed Chaparro to assume an individual 5 of the same age and educational background as Plaintiff, with no work history, limited to light 6 exertional level and to simple and repetitive tasks. Chaparro opined that the majority of light 7 unskilled work would be available. Exemplary positions would include housekeeping cleaner 8 (No. 323.687-014; 243,000 jobs nationally, 24,200 in California) and fast foods worker (No. 9 311.472-010; 1,942,000 jobs nationally, 171,300 in California). For the second hypothetical question, the ALJ directed Chaparro to assume the same 10 11 individual, but limited to sedentary exertional level and simple unskilled jobs. Chaparro opined 12 that the majority of unskilled sedentary jobs would be available. Exemplary positions would 13 include callout operator (237.367-014; 13,600 jobs nationally, 1200 in California), microfilming 14 document preparer (No. 249.587-018; 25,000 positions nationally, 3300 in California), and 15 addresser (No. 209.587-010; 30,200 jobs nationally, 4900 in California). For the third hypothetical question, the ALJ directed Chaparro to assume the same 16 17 individual as in hypothetical question two, except that chronic pain prevents activity for eight 18 hours per day. Chaparro opined that no such jobs were available. Plaintiff’s attorney posed an additional hypothetical question. She directed Chaparro to 19 20 assume the same individual as in hypothetical question two, with moderately limited ability to 21 maintain attention and concentration for extended periods, and a moderate limitation in ability to 22 complete a normal workday and workweek without interruptions from psychologically based 23 symptoms and to perform at a consistent pace without an unreasonable number and length of rest 24 periods. Chaparro responded that no such jobs were available. 25 /// 26 27 28 14 Trazadone is a serotonin modulator that is prescribed to treat depression. It is usually taken two or more times daily. www.ncbi.nlm.nih.gov/pubmedhealth/PMH0000530 (April 26, 2011). 8 1 II. Discussion 2 A. Scope of Review 3 Congress has provided a limited scope of judicial review of the Commissioner’s decision 4 to deny benefits under the Act. In reviewing findings of fact with respect to such determinations, 5 a court must determine whether substantial evidence supports the Commissioner’s decision. 42 6 U.S.C. § 405(g). Substantial evidence means “more than a mere scintilla” (Richardson v. 7 Perales, 402 U.S. 389, 402 (1971)), but less than a preponderance. Sorenson v. Weinberger, 514 8 F.2d 1112, 1119 n. 10 (9th Cir. 1975). It is “such relevant evidence as a reasonable mind might 9 accept as adequate to support a conclusion.” Richardson, 402 U.S. at 401. The record as a 10 whole must be considered, weighing both the evidence that supports and the evidence that 11 detracts from the Commissioner’s decision. Jones v. Heckler, 760 F.2d 993, 995 (9th Cir. 1985). 12 In weighing the evidence and making findings, the Commissioner must apply the proper legal 13 standards. See, e.g., Burkhart v. Bowen, 856 F.2d 1335, 1338 (9th Cir. 1988). This Court must 14 uphold the ALJ’s determination that the claimant is not disabled if the ALJ applied the proper 15 legal standards, and if the ALJ’s findings are supported by substantial evidence. See Sanchez v. 16 Secretary of Health and Human Services, 812 F.2d 509, 510 (9th Cir. 1987). 17 B. Legal Standards 18 To qualify for benefits, a claimant must establish that he or she is unable to engage in 19 substantial gainful activity because of a medically determinable physical or mental impairment 20 which has lasted or can be expected to last for a continuous period of not less than twelve 21 months. 42 U.S.C. § 1382c (a)(3)(A). A claimant must demonstrate a physical or mental 22 impairment of such severity that he or she is not only unable to do his or her previous work, but 23 cannot, considering age, education, and work experience, engage in any other substantial gainful 24 work existing in the national economy. Quang Van Han v. Bowen, 882 F.2d 1453, 1456 (9th Cir. 25 1989). 26 To encourage uniformity in decision making, the Commissioner has promulgated 27 regulations prescribing a five-step sequential process for evaluating an alleged disability. 28 /// 9 1 20 C.F.R. §§ 404.1520 (a)-(f); 416.920 (a)-(f). The process requires consideration of the 2 following questions: Step one: Does the claimant have a “severe” impairment? If so, proceed to step three. If not, then a finding of not disabled is appropriate. Step three: Does the claimant’s impairment or combination of impairments meet or equal an impairment listed in 20 C.F.R., Pt. 404, Subpt. P, App. 1? If so, the claimant is automatically determined disabled. If not, proceed to step four. Step four: Is the claimant capable of performing his past work? If so, the claimant is not disabled. If not, proceed to step five. Step five: 4 Is the claimant engaging in substantial gainful activity? If so, the claimant is found not disabled. If not, proceed to step two. Step two: 3 Does the claimant have the residual functional capacity to perform any other work? If so, the claimant is not disabled. If not, the claimant is disabled. 5 6 7 8 9 10 11 12 Lester v. Chater, 81 F.3d 821, 828 n. 5 (9th Cir. 1995). 13 The ALJ found that Plaintiff had not engaged in substantial gainful activity since the 14 application date of September 30, 2006. Her severe impairments included osteopenia, sciatica 15 with chronic back pain of indeterminate etiology, upper extremity overuse syndrome, and 16 depression. The ALJ concluded, however, that none of Plaintiff’s impairments met or equaled 17 an impairment listed in 20 C.F.R. Part 404, Subpart P. Appendix 1 (20 C.F.R. §§ 416.920(d), 18 416.925, and 416.926). Plaintiff had no past relevant work. The ALJ found that Plaintiff had 19 residual functional capacity to perform light work: to lift and carry ten pounds occasionally, and 20 to stand and/or walk for two hours in an eight-hour work day, and that Plaintiff had the mental 21 capacity to perform simple unskilled work. 22 C. Residual Functional Capacity 23 Plaintiff contends that the ALJ erred in adopting the opinions of Dr. Khalifa without 24 analyzing the opinion of Dr. Unger that Plaintiff would be unable to complete a normal work day 25 or week without interruption from psychologically based symptoms. As a result, says Plaintiff, 26 the ALJ’s opinion is not supported by substantial evidence. Noting that Plaintiff herself testified 27 that her depression did not affect her ability to work at all, the Commissioner responds that the 28 /// 10 1 ALJ’s opinion was consistent with both physicians’ opinions. This Court’s review of the record 2 indicates that the ALJ’s opinion was well supported by substantial evidence. 3 ALJ’s Determination. The ALJ found: 4 In regard to depression, the claimant testified that she cries twice a week. Health concerns trigger the crying. She used to paint and do puzzles as hobbies. She also has anxiety attacks about once a month when it’s hard for her to breath. She pushes her kids to the side, goes to the hospital for morphine, and then she feels “softer.” She takes Prozac and Trazadone. 5 6 7 AR13. 8 Later, the ALJ added: 9 The claimant was treated by Dr. Hardy for situational anxiety in March 1998, and an assessment of adjustment disorder with anxiety was made in January 1999. He reported that she had been very depressed and stressed due to family matters. Paxil was prescribed but stopped after 3 months. In February 2001 recurrent depression and tension headaches were diagnosed. In December 2003, Dr. Hardy recorded that the claimant was depressed, had frequent nighttime awakening, mood swings, and fatigue. Recurrent depression/ adjustment disorder was diagnosed and Wellbutrin prescribed. He recorded in August 2004 that she was responding to Wellbutrin. When he saw her again in September 2005 after a long hiatus she had stopped the Wellbutrin and had a recurrence of symptoms. It was restarted with visible improvement according to the October 2005 report. The claimant did not receive treatment from a mental health professional although Dr. Hardy recommended it. Later treating doctors have prescribed medication for her symptoms of depression and/or anxiety as they relate to her physical complaints. 10 11 12 13 14 15 16 22 Substantial weight is given to the opinion of consultative psychiatrist Dr. Khalifa that the claimant has mild depressive symptoms and would benefit from antidepressants. On examination, the claimant was able to remember 3 out of 3 items immediately and in a few minutes, knew Presidents Bush and Clinton, was able to spell backward and responded well to questions about similarities and differences, but her judgment and abstract reasoning were limited. Dr. Khalifa opined that due to her inability to perform calculations, she is unable to manage her funds. Based on Khalifa’s examination, the state agency medical consultants concluded that the claimant would be able to perform simple repetitive tasks as required for simple unskilled work, but would have moderate difficulty understanding, remembering and carrying out detailed instructions, or maintaining attention and concentration for extended periods. 23 AR 14-15 (references to hearing exhibits omitted). 24 Three types of physicians may offer opinions in social security cases: “(1) those who 25 treat[ed] the claimant (treating physicians); (2) those who examine[d] but d[id] not treat the 26 claimant (examining physicians); and (3) those who neither examine[d] nor treat[ed] the claimant 27 (nonexamining physicians).” Lester, 81 F.3d at 830. A treating physician’s opinion is generally 28 entitled to more weight that the opinion of a doctor who examined but did not treat the claimant, 17 18 19 20 21 11 1 and an examining physician’s opinion is generally entitled to more weight than that of a non- 2 examining physician. Id. The Social Security Administration favors the opinion of a treating 3 physician over that of nontreating physicians. 20 C.F.R. § 404.1527; Orn v. Astrue, 495 F.3d 4 625, 631 (9th Cir. 2007). A treating physician is employed to cure and has a greater opportunity 5 to know and observe the patient. Sprague v. Bowen, 812 F.2d 1226, 1230 (9th Cir. 1987). 6 Nonetheless, an ALJ may disregard the opinion of a treating physician even if it is 7 uncontradicted. Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989). If the ALJ rejects the 8 opinion of a treating physician, his determination must be supported by clear and convincing 9 reasons. Lester, 81 F.3d at 830-31. 10 Of Plaintiff’s treating physicians, only Dr. Anjum expressed an opinion regarding 11 Plaintiff’s limitations, but his opinion disregarded any mental limitations, marking each question 12 about mental limitations as not applicable. Combined with Plaintiff’s testimony that her 13 depression did not affect her ability to function and with her testimony that she omitted two of 14 three daily doses of her antidepressants because they made her sleepy, strong support existed for 15 a determination that Plaintiff’s mild depression was not disabling. 16 With regard to Dr. Khalifa and Dr. Unger’s opinions, since Khalifa actually examined 17 Plaintiff, Khalifa’s opinion is entitled to more weight than Unger’s opinion as a matter of law. 18 Unger is a non-examining physician whose opinion is entitled to the least weight. And even if it 19 were not entitled to the least weight, Unger’s functional capacity assessment did not rise to a 20 level that would compel a conclusion that Plaintiff was disabled: He concluded that Plaintiff’s 21 limitations in (1) understanding and memory; (2) sustained concentration and persistence, (3) 22 social interaction, and (4) adaption were all minimal. 23 Plaintiff correctly contends that the ALJ failed to address Unger’s opinion in his 24 hypothetical questions and written decision. Since the omission would not have changed the 25 result of the ALJ’s decision, any such error was harmless. 26 “The court shall have the power to enter, upon pleadings and transcript of record, a 27 judgment affirming, modifying, or reversing the decision of the Secretary, with or without 28 remanding the cause for a rehearing.” 42 U.S.C. § 405(g). In social security cases, the decision 12 1 to remand to the Commissioner to award benefits is within the court’s discretion. McAllister v. 2 Sullivan, 888 F.2d 599, 603 (9th Cir. 1989). If additional proceedings can remedy defects in the 3 original administrative proceedings, a social security case should be remanded. Since remanding 4 for the addition of a discussion of Unger’s opinion would not change the result, remand is not 5 required here. 6 III. Conclusion and Order Based on the foregoing, the Court finds that the ALJ’s decision is supported by 7 8 substantial evidence in the record as a whole and is based on proper legal standards. 9 Accordingly, this Court DENIES Plaintiff’s appeal from the administrative decision of the 10 Commissioner of Social Security. The Clerk of Court is DIRECTED to enter judgment in favor 11 of the Commissioner and against Plaintiff. 12 13 IT IS SO ORDERED. 14 Dated: icido3 May 3, 2011 /s/ Sandra M. Snyder UNITED STATES MAGISTRATE JUDGE 15 16 17 18 19 20 21 22 23 24 25 26 27 28 13

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