McGlothin v. Harrington et al
Filing
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ORDER DISMISSING 11 FIRST AMENDED COMPLAINT WITH LEAVE TO AMEND signed by Magistrate Judge Gerald B. Cohn on 5/10/2011. Second Amended Complaint due within thirty (30) days. (Jessen, A)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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MICHAEL JOHN McGLOTHIN,
CASE NO. 1:10-cv-00247-GBC (PC)
Plaintiff,
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FIRST AMENDED COMPLAINT DISMISSED
WITH LEAVE TO AMEND
v.
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(ECF No. 11)
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K. HARRINGTON, et al.,
SECOND AMENDED COMPLAINT DUE
WITHIN THIRTY DAYS
Defendants.
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SCREENING ORDER
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I.
PROCEDURAL HISTORY
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Plaintiff Michael John McGlothin (“Plaintiff”) is a state prisoner proceeding pro se in
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this civil rights action pursuant to 42 U.S.C. § 1983. Plaintiff filed this action on February
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16, 2010 and consented to Magistrate Judge jurisdiction on March 4, 2010. (ECF Nos. 1
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& 5.) Plaintiff’s original complaint was dismissed with leave to amend for failure to state
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a claim. (ECF No. 9.) Plaintiff filed his First Amended Complaint on March 17, 2011.
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(ECF No. 11.) No other parties have appeared in this action. Plaintiff’s First Amended
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Complaint is now before this Court for screening.
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For the reasons set forth below, the Court finds that Plaintiff has stated a cognizable
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claim upon which relief may be granted, but has failed to provide sufficient facts to state
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any claims as to his remaining allegations and has failed to request any form of relief.
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///
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//
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II.
SCREENING REQUIREMENTS
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The Court is required to screen complaints brought by prisoners seeking relief
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against a governmental entity or officer or employee of a governmental entity. 28 U.S.C.
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§ 1915A(a). The Court must dismiss a complaint or portion thereof if the prisoner has
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raised claims that are legally “frivolous or malicious,” that fail to state a claim upon which
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relief may be granted, or that seek monetary relief from a defendant who is immune from
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such relief. 28 U.S.C. § 1915A(b)(1), (2). “Notwithstanding any filing fee, or any portion
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thereof, that may have been paid, the court shall dismiss the case at any time if the court
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determines that . . . the action or appeal . . . fails to state a claim upon which relief may be
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granted.” 28 U.S.C. § 1915(e)(2)(B)(ii).
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A complaint must contain “a short and plain statement of the claim showing that the
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pleader is entitled to relief . . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are
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not required, but “[t]hreadbare recitals of the elements of a cause of action, supported by
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mere conclusory statements, do not suffice.” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949
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(2009) (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). Plaintiff must set
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forth “sufficient factual matter, accepted as true, to ‘state a claim that is plausible on its
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face.’” Iqbal, 129 S.Ct. at 1949 (quoting Twombly, 550 U.S. at 555). While factual
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allegations are accepted as true, legal conclusions are not. Iqbal, 129 S.Ct. at 1949.
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III.
SUMMARY OF COMPLAINT
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Plaintiff is in the custody of the California Department of Corrections and
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Rehabilitation and is housed at Kern Valley State Prison. He brings this action against
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Defendants K. Harrington, Sgt. D. Steen, Correctional Officer J. Torres, Correctional Officer
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M. Capello, Lt. Castro, Lt. Garza, and Sgt. Jose.
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Plaintiff alleges as follows: On May 12, 2009, Plaintiff, who was preparing to be
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transported to an eye appointment, was told by Defendant Capello to change out of his
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prison blues and into a transportation jumpsuit. As Plaintiff removed a sock, a $100 bill
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wrapped in plastic fell out. Plaintiff immediately swallowed the object. Defendant Capello
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asked what it was and Plaintiff replied that it was his medication. Defendant Capello told
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Plaintiff to give the item to him, but Plaintiff had already swallowed it.
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Defendant Capello then rushed over to Plaintiff, who was on the ground, grabbed
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him by the arm, and slammed his knee into Plaintiff’s back. Plaintiff was handcuffed and
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placed into a holding cage.
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Defendant Torres placed Plaintiff in leg restraints and escorted Plaintiff along with
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Defendant Steen to the facility program office. Plaintiff asked that he be allowed to put on
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his socks. Defendants Torres and Steen denied the request. Plaintiff walked about
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seventy feet in his bare feet. As Plaintiff walked, the leg restraints were hurting his ankle
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bones and digging into his flesh.
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Plaintiff was placed in the cage which was too small for him to sit down. Plaintiff had
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to stand for four hours with the leg restraints digging into his ankles. Defendants Torres
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and Steen required Plaintiff to put on a red jumpsuit and a pair of mitts which were
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obviously dirty and took him to a different facility to be placed on “potty watch”.
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Plaintiff asked Defendant Castro for different mitts, but she refused. Plaintiff broke
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out in sores and developed an infection from having to wear the mitts. Plaintiff then asked
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Defendant Jose for different mitts, and he refused. Plaintiff then asked for something to
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eat, Jose just laughed.
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While on potty watch Plaintiff’s mattress was removed from his cell at 6:00 a.m. and
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not returned until 9:00 p.m. for two days. Plaintiff told Defendant Garza about his spinal
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condition, to which Garza replied that he did not care.
Plaintiff fails to state what relief he requests.
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IV.
ANALYSIS
The Civil Rights Act under which this action was filed provides:
Every person who, under color of [state law] . . . subjects, or
causes to be subjected, any citizen of the United States . . . to
the deprivation of any rights, privileges, or immunities secured
by the Constitution . . . shall be liable to the party injured in an
action at law, suit in equity, or other proper proceeding for
redress.
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42 U.S.C. § 1983. “Section 1983 . . . creates a cause of action for violations of the federal
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Constitution and laws.” Sweaney v. Ada County, Idaho, 119 F.3d 1385, 1391 (9th Cir.
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1997) (internal quotations omitted).
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Plaintiff appears to be making several claims for violations of his Eighth Amendment
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rights including being subjected to cruel and unusual punishment and excessive use of
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force.
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A.
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Plaintiff appears to be alleging that he was subjected to cruel and unusual
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punishment when Defendants made him walk bare foot, stand in a cage wearing leg
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restraints, wear dirty mitts, and when they took away his mattress during the day for two
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Cruel and Unusual Punishment
days while he was on potty watch.
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The Eighth Amendment’s prohibition of cruel and unusual punishment requires that
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prison officials take reasonable measures for the safety of inmates. See Farmer v.
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Brennan, 511 U.S. 825, 834 (1994). A prison official violates the Eighth Amendment only
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when two requirements are met: (1) the deprivation alleged is, objectively, sufficiently
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serious, and (2) the official is, subjectively, deliberately indifferent to the inmate’s safety.
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See id.
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necessities,’ are sufficiently grave to form the basis of an Eighth Amendment violation.”
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Wilson v. Seiter, 501 U.S. 294, 298 (1991) (internal citation omitted).
“[O]nly those deprivations denying ‘the minimal civilized measure of life’s
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The Eighth Amendment imposes duties on prison officials, who must provide all
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prisoners with the basic necessities of life such as food, clothing, shelter, sanitation,
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medical care and personal safety. See Farmer v. Brennan, 511 U.S. 825, 832 (1994);
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DeShaney v. Winnebago County Dep’t of Social Servs., 489 U.S. 189, 199-200 (1989);
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Hoptowit v. Ray, 682 F.2d 1237, 1246 (9th Cir. 1982). To prevail on such a claim a plaintiff
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must show that objectively he suffered a “sufficiently serious” deprivation. Farmer, 511
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U.S. at 834; Wilson v. Seiter, 501 U.S. 294, 298-99 (1991). These are “deprivations of
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essential food, medical care, or sanitation” or “other conditions intolerable for prison
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confinement.” Rhodes v. Chapman, 452 U.S. 337, 348 (1981). Whether a condition of
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confinement rises to the level of a constitutional violation may depend, in part, on the
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duration of an inmate’s exposure to that condition. Keenan v. Hall, 83 F.3d 1083, 1089
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(9th Cir. 1996) (citing Hutto v. Finney, 437 U.S. 678, 686-87 (1978)). “The more basic the
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need, the shorter the time it can be withheld.” Hoptowit v. Ray, 682 F.2d 1287, 1259 (9th
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Cir. 1982). The plaintiff must also show that subjectively each defendant had a culpable
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state of mind in allowing or causing the plaintiff’s deprivation to occur. Farmer, 511 U.S.
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at 834. In this regard, a prison official violates the Eighth Amendment “only if he knows
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that inmates face a substantial risk of serious harm and disregards that risk by failing to
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take reasonable measures to abate it.” Id. at 847. Under this standard, a prison official
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must have a “sufficiently culpable state of mind,” one of deliberate indifference to the
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inmate’s health or safety. Id.
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As stated in the prior Screening Order, Plaintiff’s allegations that he was made to
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walk barefoot on the ground, that he had to stand for hours in a cage in leg restraints that
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caused him pain, and that his mattress was removed from the cell during the day are
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insufficient to show a deprivation sufficiently serious to state a cognizable claim. He
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walked approximately 70 feet in his bare feet; he was forced to stand for four hours with
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the leg restrains on; and the mattress was returned every night for him to sleep on. These
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are not sufficiently serious deprivations, especially considering the duration. While the
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Court is giving Plaintiff leave to amend this claim, Plaintiff would be well-served to
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concentrate his attention elsewhere.
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Additionally, Plaintiff alleges that the mitts he was required to wear were unsanitary
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and caused him to develop sores and an infection. Defendants Steen and Torres forced
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Plaintiff to put the dirty mitts on. However, Plaintiff does not state that they were aware that
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the mitts were dirty. Plaintiff does not state that he told them. Plaintiff alleges that “they
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knew this, how could they not know as the smell was on the mitts.” (ECF No. 20, Pl.’s 1st
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Am. Compl. p. 6.) Plaintiff again fails to allege knowledge by Defendants Steen and
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Torres. He attributes knowledge to them because of the smell emitted by the mitts. This
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is insufficient. Defendants must have knowledge of the risk to have a culpable state of
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mind and be held liable. Merely attributing knowledge to them because of a smell is
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insufficient to reach an Eighth Amendment violation. The Court will grant Plaintiff leave to
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amend.
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Both Defendant Castro and Jose refused to give Plaintiff different mitts. Plaintiff
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states that he told both Defendant Castro and Jose that the mitts were “tainted with human
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feces” and that they smelled terribly. After Defendant Castro’s refusal, Plaintiff’s hands,
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wrists, and arms broke out in sores. Plaintiff then asked Defendant Jose for different mitts,
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explaining that the mitts were dirty. Defendant Jose refused. The Court finds that Plaintiff
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has stated a claim for violation of his Eighth Amendment rights by Defendants Castro and
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Jose. It appears that Plaintiff had to wear the feces covered mitts for approximately two
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days while on potty watch. This is a sufficiently serious deprivation, which was allowed to
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continue by Defendants Castro and Jose.
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aware of the condition of the mitts and that they then were deliberately indifferent to the
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risk created by the dirty mitts.
Plaintiff alleges that both Defendants were
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B.
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Plaintiff alleges that Defendant Capello acted with excessive force in response to
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Excessive Force
his possession of contraband.
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The analysis of an excessive force claim brought pursuant to Section 1983 begins
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with “identifying the specific constitutional right allegedly infringed by the challenged
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application of force.”
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Amendment’s prohibition on cruel and unusual punishment applies to incarcerated
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individuals, such as the Plaintiff here. Whitley v. Albers, 475 U.S. 312, 318 (1976). To
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state an Eighth Amendment claim, a plaintiff must allege that the use of force was
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“unnecessary and wanton infliction of pain.” Jeffers v. Gomez, 267 F.3d 895, 910 (9th Cir.
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2001).
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contemporary standards of decency, regardless of whether or not significant injury is
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evident. Hudson v. McMillian, 503 U.S. 1, 9; see also Oliver v. Keller, 289 F.3d 623, 628
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(9th Cir. 2002) (Eighth Amendment excessive force standard examines de minimis uses
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of force, not de minimis injuries). However, not “every malevolent touch by a prison guard
Graham v. Connor, 490 U.S. 386, 394 (1989).
The Eighth
The malicious and sadistic use of force to cause harm always violates
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gives rise to a federal cause of action.” Hudson, 503 U.S. at 9. “The Eighth Amendment’s
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prohibition of cruel and unusual punishments necessarily excludes from constitutional
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recognition de minimis uses of physical force, provided that the use of force is not of a sort
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repugnant to the conscience of mankind.” Id. at 9-10 (internal quotations marks and
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citations omitted).
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Whether force used by prison officials was excessive is determined by inquiring if
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the “force was applied in a good-faith effort to maintain or restore discipline, or maliciously
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and sadistically to cause harm.” Hudson, 503 U.S. at 6-7. The Court must look at the
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need for application of force; the relationship between that need and the amount of force
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applied; the extent of the injury inflicted; the extent of the threat to the safety of staff and
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inmates as reasonably perceived by prison officials; and any efforts made to temper the
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severity of the response. See Whitley, 475 U.S. at 321. The absence of significant injury
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alone is not dispositive of a claim of excessive force. See Wilkens v. Gaddy, 130 S.Ct.
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1175, 1176-77 (2010).
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Again, Plaintiff’s allegation that Defendant Capello panicked and acted in an
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unprofessional manner by taking him to the ground and placing his knee in Plaintiff’s back
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after he swallowed the contraband does not state a plausible claim that Defendant’s
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actions were done maliciously and sadistically to cause harm. Rather these actions seem
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to be in response to Plaintiff’s act of swallowing the contraband in an attempt to keep the
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officer from discovering what it was.
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response to keep Plaintiff from disposing of the contraband would appear to be an effort
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to stop Plaintiff’s misconduct and restore discipline, and not done maliciously or
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sadistically. While the Court is giving Plaintiff leave to amend this claim, Plaintiff would be
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well-served to concentrate on his other claims.
In the prison context, Defendant’s immediate
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C.
Personal Participation and Supervisory Liability
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Plaintiff briefly names K. Harrington as a Defendant, but he does not include this
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Defendant in the statement of the case at all. Plaintiff could be arguing that this Defendant
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is liable for the conduct of his or her subordinates as he or she was not present and did not
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participate in the complained of conduct as described by Plaintiff.
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Under Section 1983, Plaintiff must demonstrate that each named Defendant
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personally participated in the deprivation of his rights. Jones v. Williams, 297 F.3d 930,
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934 (9th Cir. 2002). The Supreme Court has emphasized that the term “supervisory
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liability,” loosely and commonly used by both courts and litigants alike, is a misnomer.
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Iqbal, 129 S.Ct. at 1949.
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unconstitutional conduct of their subordinates under a theory of respondeat superior.” Id.
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at 1948. Rather, each government official, regardless of his or her title, is only liable for
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his or her own misconduct, and therefore, Plaintiff must demonstrate that each defendant,
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through his or her own individual actions, violated Plaintiff’s constitutional rights. Id. at
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1948-49.
“Government officials may not be held liable for the
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When examining the issue of supervisor liability, it is clear that the supervisors are
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not subject to vicarious liability, but are liable only for their own conduct. Jeffers v. Gomez,
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267 F.3d 895, 915 (9th Cir. 2001); Wesley v. Davis, 333 F.Supp.2d 888, 892 (C.D.Cal.
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2004). In order to establish liability against a supervisor, a plaintiff must allege facts
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demonstrating (1) personal involvement in the constitutional deprivation, or (2) a sufficient
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causal connection between the supervisor’s wrongful conduct and the constitutional
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violation. Jeffers, 267 F.3d at 915; Wesley, 333 F.Supp.2d at 892. The sufficient causal
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connection may be shown by evidence that the supervisor implemented a policy so
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deficient that the policy itself is a repudiation of constitutional rights.
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F.Supp.2d at 892 (internal quotations omitted). However, an individual’s general
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responsibility for supervising the operations of a prison is insufficient to establish personal
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involvement. Id. (internal quotations omitted).
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Wesley, 333
Supervisor liability under Section 1983 is a form of direct liability.
Munoz v.
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Kolender, 208 F.Supp.2d 1125, 1149 (S.D.Cal. 2002). Under direct liability, Plaintiff must
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show that Defendant breached a duty to him which was the proximate cause of his injury.
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Id. “‘The requisite causal connection can be established . . . by setting in motion a series
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of acts by others which the actor knows or reasonably should know would cause others to
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inflict the constitutional injury.’” Id. (quoting Johnson v. Duffy, 588 F.2d 740, 743-744 (9th
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Cir. 1978)).
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indifference, a plaintiff may state a claim for supervisory liability based upon the
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supervisor’s knowledge of and acquiescence in unconstitutional conduct by others.” Star
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v. Baca, ___ F.3d ___, 2011 WL 477094, *4 (9th Cir. Feb. 11, 2011).
However, “where the applicable constitutional standard is deliberate
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Plaintiff has not alleged facts demonstrating that all of the named Defendants
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personally acted to violate his rights. Plaintiff needs to specifically link each Defendant to
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a violation of his rights. Plaintiff shall be given the opportunity to file an amended
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complaint curing the deficiencies in this respect.
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V.
CONCLUSION AND ORDER
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The Court finds that Plaintiff’s First Amended Complaint states a Section 1983 claim
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upon which relief may be granted. However, Plaintiff has failed to request any relief from
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the Court. Therefore, the Court will provide Plaintiff time to file an amended complaint to
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address this correctable deficiency. See Noll v. Carlson, 809 F.2d 1446, 1448-49 (9th Cir.
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1987). In his Amended Complaint, Plaintiff must demonstrate that the alleged incident or
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incidents resulted in a deprivation of his constitutional rights. Iqbal, 129 S.Ct. at 1948-49.
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Plaintiff must set forth “sufficient factual matter . . . to ‘state a claim that is plausible on its
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face.’” Iqbal, 129 S.Ct. at 1949 (quoting Twombly, 550 U.S. at 555). Plaintiff must also
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demonstrate that each defendant personally participated in the deprivation of his rights.
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Jones, 297 F.3d at 934.
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Plaintiff should note that although he has been given the opportunity to amend, it
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is not for the purposes of adding new defendants or claims. Plaintiff should focus the
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amended complaint on claims and defendants relating solely to issues arising out of the
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incidents discussed herein. And, Plaintiff must make a relief request.
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Finally, Plaintiff is advised that Local Rule 220 requires that an amended complaint
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be complete in itself without reference to any prior pleading. As a general rule, an
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amended complaint supersedes the original complaint. See Loux v. Rhay, 375 F.2d 55,
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57 (9th Cir. 1967). Once an amended complaint is filed, the original complaint no longer
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serves any function in the case. Therefore, in an amended complaint, as in an original
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complaint, each claim and the involvement of each defendant must be sufficiently alleged.
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The amended complaint should be clearly and boldly titled “Second Amended Complaint,”
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refer to the appropriate case number, and be an original signed under penalty of perjury.
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Based on the foregoing, it is HEREBY ORDERED that:
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1.
Plaintiff’s Complaint is dismissed for failure to state a claim, with leave to file
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an amended complaint within thirty (30) days from the date of service of this
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order;
2.
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and refer to the case number 1:10-cv-247-GBC (PC); and
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3.
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If Plaintiff fails to comply with this order, this action will be dismissed for
failure to state a claim upon which relief may be granted.
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Plaintiff shall caption the amended complaint “Second Amended Complaint”
IT IS SO ORDERED.
Dated:
1j0bbc
May 10, 2011
UNITED STATES MAGISTRATE JUDGE
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