Hankins v. Commissioner of Social Security

Filing 18

ORDER on Plaitiff's Social Security Complaint, signed by Magistrate Judge Barbara A. McAuliffe on 9/20/2012. CASE CLOSED. (Marrujo, C)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 REGINA HANKINS, 11 Plaintiff, 12 v. 13 14 15 MICHAEL J. ASTRUE, Commissioner of Social Security, Defendant. ) 1:10-cv-1939 BAM ) ) ORDER ON PLAINTIFF’S ) SECURITY COMPLAINT ) ) ) ) ) ) ) SOCIAL 16 17 18 BACKGROUND 19 Plaintiff Regina Hankins (“Plaintiff”) seeks judicial review of a final decision of the 20 Commissioner of Social Security (“Commissioner” or “Defendant”) denying her application for 21 disability insurance benefits (“DIB”) pursuant to Title II of the Social Security Act. The matter is 22 currently before the Court on the parties’ briefs, which were submitted, without oral argument, to 23 Magistrate Judge Barbara A. McAuliffe. Following a review of the complete record and applicable 24 law, this Court affirms the agency’s determination to deny benefits to Plaintiff. 25 FACTS AND PRIOR PROCEEDINGS 26 On June 29, 2007, Plaintiff filed her first application for disability insurance benefits (DIB) 27 under Title II, of the Social Security Act (the Act), alleging disability beginning August 15, 2006. 28 1 1 AR 101.1 Plaintiff’s application was denied initially and on reconsideration. AR 70, 75. 2 Subsequently, Plaintiff requested a hearing before an Administrative Law Judge (“ALJ”). AR 43. 3 ALJ Benjamin Parks held a hearing on January 26, 2010, and issued an order denying benefits on 4 April 2, 2010. AR 13-21. This appeal followed. 5 Relevant Medical Record 6 Plaintiff alleges that bipolar disorder, including depression and anxiety, prevented her 7 from working beginning on August 15, 2006. AR 120, 160, 169. The entire medical record was 8 reviewed by the Court. AR 178-322. The medical evidence will be referenced below as necessary 9 to this Court’s decision. 10 Hearing Testimony 11 ALJ Parks held a hearing on January 26, 2010, in San Francisco, California. Plaintiff 12 appeared and testified. She was represented by attorney Alex Budoff. AR 43. A vocational expert 13 (“VE”) also testified. AR 43. 14 administrative record for an additional forty-five days in order for Plaintiff to submit additional 15 evidence after the hearing. AR 45. At the conclusion of the hearing, the ALJ held open the 16 Plaintiff was forty-eight years old at the time of the hearing. AR 46. Plaintiff completed her 17 high school education and attended vocational school where she received an associates of science 18 degree. AR 46. With regard to her previous employment, Plaintiff stated that her most recent 19 employment was approximately four years ago, where she worked at a hospice facility inputting 20 medical records. AR 47. Prior to working in medical records, Plaintiff was a title assistant. Plaintiff 21 testified she was let go from her title assistant position for an unknown reason after returning from 22 a vacation. AR 50. 23 At the hearing, Plaintiff testified she suffers primarily from mental health challenges. AR 24 47. Plaintiff experiences bipolar disorder, manic depression, and panic attacks. AR 48, 53. She 25 stated that she first noted her symptoms five years prior to the hearing (i.e. in 2005). AR 48. 26 27 28 1 References to the Administrative Record will be designated as “AR,” followed by the appropriate page number. 2 1 According to Plaintiff, the elevated moods of her bipolar disorder lasted a couple days, during which 2 she was irrational, spent money freely, and did a week’s worth of housework in hours. AR 48. 3 However, Plaintiff testified that even when her mood was elevated she did not leave the house unless 4 she absolutely had to. AR 56. Plaintiff testified that her manic episodes were becoming less and less 5 frequent. AR 56-57. However, Plaintiff stated that her depressive periods could last for weeks, 6 during which she felt sluggish, stayed in the house, did not get dressed, and did not eat. AR 48. 7 According to her testimony, Plaintiff did not get out of bed two or three times a week. While in her 8 room, Plaintiff watched TV and slept. AR 55. Plaintiff also testified to panic attacks, but stated that 9 Xanax worked well. AR 53-54. According to Plaintiff, she was taking Lexapro, Xanax, Klonopin, 10 and an anti-seizure medication that she could not remember. AR 49. Plaintiff testified that the 11 anti-seizure medication, which she had recently started, was working well. AR 49. Plaintiff also 12 testified that she did not use alcohol, as it had the potential to interfere with her medications. AR 13 50, 52. She also stated that she was seeing her doctor regularly, had “some” counseling, and at her 14 last visit, her doctor suggested that she attend group counseling. AR 50. 15 When asked about her typical day, Plaintiff stated that during the day, if she has a little bit 16 of energy, she does light household chores. AR 52. She stated that she rarely left her house, leaving 17 only when she absolutely has to. AR 52-53. She cooked only sporadically and usually ordered 18 takeout. AR 53. According to Plaintiff, she had problems remembering things and needed to make 19 lists of simple tasks, like making a phone call or taking out the trash. AR 57. In Plaintiff’s opinion, 20 her condition is worsening. Her periods of feeling good are decreasing, and her mind is less clear. 21 AR 57. 22 During the hearing, the ALJ also inquired how Plaintiff got along with the general public, 23 including supervisors and co-workers. Plaintiff testified that she got along very well with her co- 24 workers and that her prior positions did not involve the general public, she however, did not get 25 along with her previous supervisor. AR 58. 26 Thereafter, the ALJ elicited the testimony of a vocational expert, Baer. AR 61. The VE 27 stated that Plaintiff’s past work was classified as a medical records clerk, and a general clerk, both 28 3 1 light, semi-skilled. AR 61. The VE was asked to consider two hypothetical questions posed by the 2 ALJ. AR 61. First, VE Baer was asked to consider jobs a hypothetical person could complete 3 assuming a hypothetical worker of Plaintiff’s age, education, and work experience with no exertional 4 limits; but such a person had mild activities of daily living, was moderately impaired in social 5 functioning, had some difficulty with supervisors but was not limited on that basis in terms of 6 functioning, had moderate concentration, persistence and pace, would have difficulty with detail and 7 complex instructions 40 to 50 percent of the day, could do simple, repetitive one and two-step tasks 8 to maintain a normal production schedule. The person would also require limited public contact but 9 would not experience episodes of decompensation in a work environment. AR 61. VE Baer 10 indicated such an individual could perform work as a housekeeper, cleaner, packing line worker, and 11 sorter of agricultural produce. AR 62. VE Baer also indicated such an individual could not perform 12 Plaintiff’s past relevant work. AR 62. 13 In a second hypothetical, VE Baer was asked to consider the same non-exertional limits but 14 the individual would also have a 40 to 50 percent limitation in maintaining simple, repetitive tasks 15 in a normal production schedule. VE Baer indicated such an individual could not perform any work 16 as it exists in the national economy. AR 63. 17 Plaintiff’s counsel asked the VE to consider the second hypothetical, but the hypothetical 18 individual would be “off task” for 10 to 20 percent of the time. The VE testified that individual 19 could not perform any work as it exists in the national economy. AR 63. The VE also testified that 20 if Plaintiff was “off task” 10 percent of the time for simple tasks, she would be unable to perform 21 any jobs. AR 63-64. 22 ALJ’s Findings 23 Using the Social Security Administration’s five-step sequential evaluation process, the ALJ 24 determined that Plaintiff did not meet the disability standard. AR 13-21. More particularly, the ALJ 25 found that Plaintiff had not engaged in substantial gainful activity since August 15, 2006. AR 15. 26 Further, the ALJ identified bipolar disorder as a severe impairment. AR 15. Nonetheless, the ALJ 27 28 4 1 determined that the severity of the Plaintiff’s impairment did not meet or exceed any of the listed 2 impairments. AR 15. 3 Based on his review of the entire record, the ALJ determined that Plaintiff has the residual 4 functional capacity (“RFC”) to perform the full range of work involving simple repetitive tasks with 5 limited public contact at all exertional levels. AR 16. 6 Next, the ALJ found that Plaintiff was unable to perform any past relevant work, but was able 7 to perform other work that existed in significant numbers in the national economy including as a 8 housekeeping cleaner, packing line worker, and sorter. AR 19-21. 9 SCOPE OF REVIEW 10 Congress has provided a limited scope of judicial review of the Commissioner’s decision to 11 deny benefits under the Act. In reviewing findings of fact with respect to such determinations, this 12 Court must determine whether the decision of the Commissioner is supported by substantial 13 evidence. 42 U.S.C. § 405 (g). Substantial evidence means “more than a mere scintilla,” 14 Richardson v. Perales, 402 U.S. 389, 402 (1971), but less than a preponderance. Sorenson v. 15 Weinberger, 514 F.2d 1112, 1119, n. 10 (9th Cir. 1975). It is “such relevant evidence as a reasonable 16 mind might accept as adequate to support a conclusion.” Richardson, 402 U.S. at 401. The record 17 as a whole must be considered, weighing both the evidence that supports and the evidence that 18 detracts from the Commissioner’s conclusion. Jones v. Heckler, 760 F.2d 993, 995 (9th Cir. 1985). 19 In weighing the evidence and making findings, the Commissioner must apply the proper legal 20 standards. E.g., Burkhart v. Bowen, 856 F.2d 1335, 1338 (9th Cir. 1988). This Court must uphold 21 the Commissioner’s determination that the claimant is not disabled if the Secretary applied the 22 proper legal standards, and if the Commissioner’s findings are supported by substantial evidence. 23 See Sanchez v. Sec’y of Health and Human Serv., 812 F.2d 509, 510 (9th Cir. 1987). 24 REVIEW 25 In order to qualify for benefits, a claimant must establish that she is unable to engage in 26 substantial gainful activity due to a medically determinable physical or mental impairment which has 27 lasted or can be expected to last for a continuous period of not less than twelve months. 42 U.S.C. 28 5 1 § 1382c (a)(3)(A). A claimant must show that she has a physical or mental impairment of such 2 severity that she is not only unable to do her previous work, but cannot, considering her age, 3 education, and work experience, engage in any other kind of substantial gainful work which exists 4 in the national economy. Quang Van Han v. Bowen, 882 F.2d 1453, 1456 (9th Cir. 1989). The 5 burden is on the claimant to establish disability. Terry v. Sullivan, 903 F.2d 1273, 1275 (9th Cir. 6 1990). 7 Here, Plaintiff argues that the ALJ erred in: (1) improperly discounting her subjective 8 complaints; (2) discounting her testimony, which she contends is bolstered by the opinion of Nurse 9 Practitioner Reed; and (3) improperly ignoring the lay witness testimony of her sister, Mindy 10 Hodges. 11 DISCUSSION 12 1. 13 The nexus of Plaintiff’s complaint surrounds’s the ALJ’s credibility assessment. According 14 to Plaintiff, the ALJ found Plaintiff suffered from bipolar disorder, but failed to provide clear and 15 convincing reasons for rejecting her subjective mental limitations that she alleges are supported by 16 treatment notes. (Doc. 12 at 4). Defendant responds that the ALJ’s credibility finding is supported 17 by substantial evidence. (Doc. 15 at 7). Credibility 18 An ALJ must make specific findings and state clear and convincing reasons to reject a 19 claimant’s symptom testimony unless affirmative evidence of malingering is suggested in the record. 20 Smolen v. Chater, 80 F.3d 1273, 1283-84 (9th Cir. 1993); see also Valentine v. Comm’r Soc. Sec. 21 Admin., 574 F.3d 685, 693 (9th Cir. 2009). 22 23 The ALJ discounted Plaintiff’s credibility based on: (1) Plaintiff’s wide gaps in treatment; (2) Plaintiff’s activities of daily living; and (3) Plaintiff’s inconsistent statements. AR 16-18. 24 A two step analysis applies at the administrative level when considering a claimant’s 25 subjective symptom testimony. Smolen v. Chater, 80 F.3d at 1281. First, the claimant must produce 26 objective medical evidence of an impairment that could reasonably be expected to produce some 27 degree of the symptom or pain alleged. Id. at 1281-1282. If the claimant satisfies the first step and 28 6 1 there is no evidence of malingering, the ALJ may reject the claimant’s testimony regarding the 2 severity of his symptoms only if he makes specific findings that include clear and convincing reasons 3 for doing so. Id. at 1281. The ALJ must “state which testimony is not credible and what evidence 4 suggests the complaints are not credible.” Mersman v. Halter, 161 F.Supp.2d 1078, 1086 (N.D. Cal. 5 2001) (“The lack of specific, clear, and convincing reasons why Plaintiff’s testimony is not credible 6 renders it impossible for [the] Court to determine whether the ALJ’s conclusion is supported by 7 substantial evidence”); Social Security Ruling (“SSR”) 96-7p (ALJ’s decision “must be sufficiently 8 specific to make clear to the individual and to any subsequent reviewers the weight the adjudicator 9 gave to the individual’s statements and reasons for that weight”). 10 An ALJ can consider many factors when assessing the claimant’s credibility. See Light v. 11 Soc. Sec. Admin., 119 F.3d 789, 792 (9th Cir. 1997). The ALJ can consider the claimant’s reputation 12 for truthfulness, prior inconsistent statements concerning his symptoms, other testimony by the 13 claimant that appears less than candid, unexplained or inadequately explained failure to seek 14 treatment, failure to follow a prescribed course of treatment, claimant’s daily activities, claimant’s 15 work record, or the observations of treating and examining physicians. Smolen v. Chater, 80 F.3d 16 at 1284; Orn v. Astrue, 495 F.3d at 638. 17 The first step in assessing Plaintiff’s subjective complaints is to determine whether Plaintiff’s 18 condition could reasonably be expected to produce the pain or other symptoms alleged. Lingenfelter 19 v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2007). Here, the ALJ identified Plaintiff’s bipolar disorder 20 as a severe impairment. AR 15. He further found that: 21 After careful consideration of the evidence, the undersigned finds that the claimant’s medically determinable impairment could reasonably be expected to cause the alleged symptoms; however the claimant’s statements concerning the intensity, persistence, and limiting effects of these symptoms are not credible to the extent they are inconsistent with the above residual functional capacity assessment. 22 23 24 AR 17. 25 This finding satisfied step one of the credibility analysis. Smolen v. Chater, 80 F.3d at 1281-1282. 26 Second, in order to disbelieve a claim of disabling symptoms, an ALJ must make specific 27 findings justifying that decision. Fair v. Bowen, 885 F.2d 597, 601 (9th Cir. 1989). The findings 28 7 1 must convincingly justify the ALJ’s rejection of the plaintiff’s subjective symptom testimony. Id. 2 at 602. However, an ALJ cannot be required to believe every allegation of disabling pain. 3 In rejecting Plaintiff’s credibility, the ALJ provided several valid reasons. AR 17-19. First, 4 the ALJ pointed to a four-month treatment gap in 2007 and the lack of evidence of mental health 5 treatment in the record since March 2008, as indicating that Plaintiff’s symptoms were not as a 6 severe as she alleged. AR 18. Specifically, ALJ Parks stated: 7 Following a gap in treatment of four months, the claimant said she was depressed, but a mental status exam reveals that her hygiene and grooming were good and eye contact appropriate. During a January 2008 physical exam, the claimant’s mood and affect were normal and a March 2008 mental status exam documents normal behavior, motor activity, speech and affect, euthymic mood, unimpaired insight and judgment, and normal memory and concentration. 8 9 10 Despite her allegations of severe, persistent symptoms and her testimony that she continues to seek mental health therapy, there is no evidence of any mental health treatment since March 2008, indicating that her symptoms are not as severe as alleged. 11 12 13 AR 18. 14 An ALJ may discredit a Plaintiff’s testimony for lack of consistent treatment. See Meanel 15 v. Apfel, 172 F.3d 1111, 1114 (9th Cir. 1999); see also Burch v. Barnhart, 400 F.3d 676, 681 (9th 16 Cir. 2005) (ALJ discredited Plaintiff’s testimony of depression and fatigue because Plaintiff did not 17 seek treatment or evaluation). Plaintiff contends that after the four-month treatment gap in August 18 2007, her symptoms remained severe. (Doc. 12 at 8). According to Plaintiff, the ALJ erred by 19 interpreting her four-month lack of treatment as evidence that her symptoms were not as severe as 20 alleged. Plaintiff argues that a treatment note in 2007, immediately after her treatment hiatus, 21 indicates that she still had symptoms consistent with her previous treatment notes, including 22 hypomania, irritable mood, racing thoughts, and poor sleep. (Doc. 12 at 8). However, in the same 23 August 2007 treatment note, Nurse Practitioner Reed’s mental status examination revealed a normal 24 mood, affect, and thought process, contradicting Plaintiff’s subjective report that she was “not doing 25 very well,” and not tolerating her medications. AR 212. In addition, following March 2008, other 26 physicians who examined Plaintiff noted normal psychiatric findings, leading to the inference that 27 Plaintiff may have stopped mental health treatment due to improvement in her symptoms. AR 28 257-58, 263-64, 268, 273, 290, 301-02. The ALJ properly discounted Plaintiff’s subjective 8 1 complaints based upon wide gaps in treatment. See AR at 18; see also Fair, 885 F.2d at 603 (a 2 factor an ALJ may consider in weighing a claimant’s credibility is the claimant’s “unexplained, or 3 inadequately explained, failure to seek treatment”). The bulk of the treatment records are from 2006 4 to 2008 and the ALJ’s hearing was held in 2010. See generally AR at 178-322. The ALJ therefore 5 concluded that Plaintiff’s sparse treatment after 2008 is inconsistent with someone with a disabling 6 mental impairments. This is a clear and convincing reason for rejecting Plaintiff’s credibility. 7 Second, Plaintiff argues that the ALJ misinterpreted the record when he found that she was 8 not credible because in February 2007, “she could manage food and entertainment preparation for 9 a family activity.” AR 18. According to Plaintiff, the ALJ failed to note that her ability to prepare 10 a meal for her family triggered a two-day episode of hypomania. (Doc. 12 at 6). However, the ALJ 11 did not reject this evidence. The ALJ specifically noted that preparing the family meal “caused 12 [Plaintiff] anxiety.” AR 18. The ALJ went on to find that Plaintiff’s daily activities were 13 inconsistent with her allegations of disabling symptoms. 20 C.F.R. § 404.1529(c)(3)(i); Rollins v. 14 Massanari, 261 F.3d 853, 857 (9th Cir. 2001) (allegation of disability undermined by testimony 15 about daily activities). However, the ALJ properly noted Plaintiff was able to take her father to 16 breakfast, shop for clothing, food, and household items, perform all household chores, and prepare 17 meals according to questionnaires completed by Plaintiff and her sister. AR 19, 142-44, 149-50. 18 In addition, Plaintiff reported to consultative examiner James McNairn, M.D in 2007 that she was 19 able to go shopping and do errands independently, and enjoyed television, music, radio, games, and 20 gambling at local casinos or in Las Vegas. AR 184. Plaintiff also reported to Dr. McNairn that she 21 has visits and visits others. AR 184. An ALJ may consider testimony regarding a claimant’s daily 22 activities when making a credibility determination. Fair, 885 F.2d at 603. Further, where evidence 23 regarding a claimant’s disability is susceptible to more than one rational interpretation, the 24 conclusion of the ALJ must be upheld. Andrews v. Shalala, 53 F.3d 1035, 1039-40 (9th Cir. 1995). 25 The record indicates that in her activities of daily living, Plaintiff faces only mild restrictions. The 26 ALJ here properly found that Plaintiff’s wide range of activities weighed against fully crediting her 27 allegations. See, e.g., Burch v. Barnhart, 400 F.3d 676, 680-681 (9th Cir. 2005) (claimant’s 28 9 1 activities of caring for her own personal needs, cooking, cleaning, shopping, and interacting with 2 family “suggest that she is quite functional”). 3 Next, the ALJ properly rejected Plaintiff’s credibility based upon ordinary techniques of 4 trustworthiness determination, such as Plaintiff’s inconsistent statements. AR 18. The ALJ relied 5 upon an inconsistency between Plaintiff’s testimony and other evidence in the record to conclude 6 that Plaintiff’s testimony was not entirely credible. AR 18. An ALJ may rely on such ordinary 7 techniques for credibility evaluation. Tommasetti v. Astrue, 533 F.3d 1035, 1039 (9th Cir. 2008); 8 see also SSR 96-7p, 1996 WL 374186 (“One strong indication of the credibility of an individual’s 9 statements is their consistency”). In particular, Plaintiff testified that she did not leave the house 10 unless she absolutely had to. AR 56. However, Nurse Reed noted that Plaintiff “report[ed] feeling 11 well enough” two days per week to do some activities outside the home, and went to the gym two 12 days a week. AR 223. On a written questionnaire, Plaintiff also conceded that she went outside two 13 to three times a week. AR 143. Plaintiff’s sister, Mindy Hodges also stated that Plaintiff went out 14 a few times a week. AR 151. 15 Further, the ALJ was also entitled to discount Plaintiff’s subjective complaints because 16 Plaintiff’s allegations conflicted with the medical record. Dr. McNairn, consultative examiner, 17 opined that Plaintiff’s ability to maintain attention and concentration was only mildly impaired. 18 Kelly Loomis, M.D., State Agency psychiatrist, also opined that Plaintiff was able to maintain 19 concentration, persistence and pace throughout a normal workday and workweek as related to simple 20 tasks. AR 187. See Light v. Soc. Sec. Admin., 119 F.3d at 792 (ALJ may consider testimony from 21 physicians concerning the effect of symptoms of which Plaintiff complains). Although lack of 22 objective evidence supporting the claimant’s symptoms cannot be the sole basis for discounting 23 symptom testimony, the ALJ may consider it as one factor in the credibility analysis. 20 C.F.R. § 24 404.1529(c)(1)-(2); Burch, 400 F.3d at 681. Here, despite Plaintiff’s testimony suggesting she was 25 either manic or depressed, her mental status examinations repeatedly demonstrated intact 26 concentration, as well as normal mood. AR 54-55, 178-80, 185-86, 206, 208, 210, 212, 263-64, 268, 27 273, 290, 301-02. 28 10 1 Given these inconsistencies between Plaintiff’s testimony and the record, the ALJ was 2 entitled to draw the inference that Plaintiff’s testimony was not entirely reliable as a general matter. 3 See Tommassetti, 533 F.3d at 1039. 4 2. 5 In a related credibility argument, Plaintiff argues that her subjective complaints are supported 6 by the treatment notes of Nurse Practitioner Michael Reed. More specifically, Plaintiff argues that 7 the ALJ erred in rejecting the opinion of Nurse Reed. (Doc. 12 at 10). The Court disagrees. The 8 ALJ properly discussed Nurse Reed’s observations in the context of Plaintiff’s credibility. Nurse Practitioner Michael Reed’s Observations 9 According to Plaintiff, Nurse Reed was the primary treating mental health professional at 10 Kaiser Permanente Bakersfield, treating Plaintiff on-and-off since 2004. AR 214; (Doc. 12 at 10). 11 In an undated mental assessment, Nurse Reed opined that Plaintiff has a “fair” ability to perform 12 work-related activities. AR 180. 13 After reviewing Nurse Reed’s opinions, the ALJ gave Nurse Reed’s assessment little weight 14 for several reasons. AR 19. First, the ALJ was correct in noting that Nurse Reed was not an 15 acceptable medical source. AR 18. SSR 06-03p (specifying that a nurse practitioner is not an 16 acceptable source). The regulations differentiate between opinions from “acceptable medical 17 sources” and “other sources.” See 20 C.F.R. §§ 404.1513(a), (d); 416.913(a), (d); see also SSR 18 06-03p, at *2, 2006 SSR LEXIS 5, at *4 (“only ‘acceptable medical sources’ can be considered 19 treating sources, as defined in 20 CFR 404.1502 and 416.902, whose medical opinions may be 20 entitled to controlling weight.”). Nurse practitioners are specifically classified as “other sources,” 21 and their opinions may be accorded less weight than opinions from acceptable medical sources. 22 Gomez v. Chater, 74 F.3d 967, 970-71 (9th Cir. 1996). In this case, as the ALJ noted, there was no 23 indication that Nurse Reed worked closely under the supervision of a psychologist or psychiatrist. 24 Although Ruby Bayan, M.D.’s name is on the assessment, her signature is absent from the 25 assessment and there is no evidence that she treated or examined Plaintiff. AR 18. 26 Second, the ALJ correctly noted that Nurse Reed’s opinion on the questionnaire was 27 inconsistent with the objective findings listed on that same questionnaire. The ALJ noted that while 28 Nurse Reed’s assessment concludes that Plaintiff’s bipolar disorder results in fair functional ability 11 1 and that her work function has been substantially impaired, his report also reflects Plaintiff’s intact 2 concentration, normal memory, average intelligence, and appropriate affect. AR 18-19, 178-79. See 3 20 C.F.R. § 404.1527(d)(3) (ALJ should consider the degree to which a medical source presents 4 relevant evidence to support an opinion, including medical signs and laboratory findings); see also 5 Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005) (ALJ can reject physician’s assessment of 6 limitations when the physician’s clinical notes and observations contradict the assessment). 7 Third, the ALJ explained that Nurse Reed’s opinion lacked specificity. AR 18. In his 8 medical source statement, Nurse Reed found “fair” limitations regarding Plaintiff’s abilities to 9 perform all work-related functions, with “fair” defined as instances where the “evidence supports 10 the conclusion that the individual’s capacity to perform the activity is impaired, but the degree/extent 11 of the impairment needs to be further described.” AR 180. 20 C.F.R. § 404.1527(d)(3) (ALJ should 12 evaluate the explanation a source gives to support an opinion). Nurse Reed then failed to provide 13 an explanation of the evidence supporting the degree of Plaintiff’s impairments. See Batson v. 14 Comm’r of Soc. Sec., 359 F.3d 1190, 1195 (9th Cir. 2004) (ALJ may discredit treating physician’s 15 opinions that are conclusory, brief, and unsupported by the record as a whole). 16 Finally, Nurse Reed’s severe assessment contrasted notably with the assessments of 17 consulting examiner Dr. McNairn and the State Agency psychiatrist Dr. Loomis, who found only 18 mild to moderate limitations. AR 19. The ALJ was entitled to resolve any ambiguities in the record, 19 and substantial evidence supports his interpretation. In light of the above, the Court concludes that 20 the ALJ properly gave Nurse Reed’s opinion minimal weight. 21 3. 22 Finally, Plaintiff contends that the ALJ “failed to even mention the third party evidence” 23 provided by her sister, Mindy Hodges, namely, a written questionnaire. (Doc. 12 at 14). Plaintiff’s 24 argument is without merit. Although the ALJ did not mention Ms. Hodges by name, the ALJ 25 expressly cited to and summarized the statements in Ms. Hodges’ questionnaire. AR 18, 148- 55. 26 As the ALJ noted, Ms. Hodges reported that the Plaintiff fed and watered pets, prepared complete 27 meals, did housework chores such as cleaning, laundry and ironing, drove a car, and shopped for 28 household items, food, and clothes—all statements contained in Ms. Hodges’ report. AR 18, 149-51. Lay Witness Testimony 12 1 Thus, the ALJ summarized the third-party statements in detail, clearly indicating that he considered 2 the information. AR 18. Because the ALJ actually credited these statements, there was no need for 3 him to articulate reasons for rejecting them. Cf. Bayliss, 427 F.3d at 1218. 4 Further, while Plaintiff argues in her reply that it was error for the ALJ to ignore Ms. Hodges’ 5 statements that Plaintiff cleans the house manically, spends money compulsively, and only leaves 6 the house a few times a week, such error, if any, was harmless. (Doc. 16 at 6). Plaintiff cannot and 7 does not argue that Ms. Hodges’ statements were inconsistent with the ALJ’s RFC which allowed 8 for the performance of simple repetitive tasks with limited public contact. (Doc. 16 at 6). In 9 particular, Ms. Hodges noted that Plaintiff was “sometimes” not able to get out of bed, was agitated 10 “at times,” “sometimes” sleeps all day, “sometimes” needed help remembering to do certain chores, 11 had “trouble concentrating,” could follow written instructions but needed spoken instructions 12 repeated and written down, could pay attention “approx” fifteen minutes, and did not handle stress 13 well. AR 148-50, 153-54. Plaintiff’s sister’s statements essentially echoed Plaintiff’s own testimony 14 and, as discussed above, the ALJ already provided specific, clear, and convincing reasons for 15 discounting Plaintiff’s testimony, which are equally germane to the third-party testimony. As such, 16 any error in not explicitly re-stating, or incorporating by reference, the reasons given for discounting 17 Plaintiff’s testimony with respect to this third party was harmless and remand is not warranted. See 18 Molina v. Astrue, 674 F.3d 1104, 1115 (9th Cir. 2012) (harmless error when ALJ provided one or 19 more invalid reasons for disbelieving a claimant’s testimony, but also provided valid reasons that 20 were supported by the record). 21 ///// 22 ///// 23 ///// 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// 13 1 CONCLUSION 2 Based on the foregoing, the Court finds that the ALJ’s decision is supported by substantial 3 evidence in the record as a whole and is based on proper legal standards. Accordingly, this Court 4 DENIES Plaintiff’s appeal from the administrative decision of the Commissioner of Social Security. 5 The Clerk of this Court is DIRECTED to enter judgment in favor of Defendant Michael J. Astrue, 6 Commissioner of Social Security and against Plaintiff, Regina Hankins. 7 8 IT IS SO ORDERED. Dated: 10c20k September 20, 2012 /s/ Barbara A. McAuliffe UNITED STATES MAGISTRATE JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 14

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