Coleman et al v. Boston Scientific Corporation

Filing 48

MEMORANDUM, DECISION re: 34 Motion to Dismiss First Amended Complaint, signed by Senior Judge Oliver W. Wanger on 8/29/2011. (Kusamura, W)

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1 2 3 4 UNITED STATES DISTRICT COURT 5 EASTERN DISTRICT OF CALIFORNIA 6 7 8 1:10-cv-01968-OWW-SKO PAMELA COLEMAN, 9 MEMORANDUM DECISION REGARDING MOTION TO DISMISS FIRST AMENDED COMPLAINT (Doc.34) Plaintiff, 10 v. 11 12 BOSTON SCIENTIFIC CORPORATION, et al., 13 Defendants. 14 I. INTRODUCTION. 15 16 Pamela Coleman (“Plaintiff”) proceeds with an action for 17 damages against Boston Scientific Corporation (“Defendant”) and 18 various Doe Defendants. 19 (“FAC”) on June 17, 2011. 20 Plaintiff filed a First Amended Complaint (Doc. 31). Defendant filed a motion to dismiss the FAC on July 7, 2011. 21 (Doc. 34). Plaintiff filed opposition to the motion to dismiss on 22 August 1, 2011. 23 2011. 24 (Doc. 39). Defendant filed a reply on August 8, (Doc. 44). II. FACTUAL BACKGROUND. 25 On December 5, 2006, a physician implanted a surgical mesh 26 device manufactured by Defendant into Plaintiff in connection with 27 treatment of Plaintiff’s stress urinary incontinence. The surgical 28 mesh device is described as an Obtryx Transobturator Mid-Urethral 1 1 Sling System (“Mesh Device”) and is designed to restore normal 2 vaginal structure secondary to pelvic organ prolapse. 3 began to experience “recurrent pelvic pain, erosions, and recurrent 4 infection of the tissue around the mesh” subsequent to implantation 5 of the Mesh Device. From July 2007 through January 2009, Plaintiff 6 underwent surgery, vaginal reconstruction, and mesh removal “to 7 correct the injuries caused by the mesh.” Plaintiff (FAC at 8). 8 The FAC alleges that Defendant marketed the Mesh Device in a 9 deceptive manner to the medical community and patients at medical 10 conferences, hospitals, private offices, and through documents, 11 brochures, and websites. 12 the Mesh Device has high failure, injury, and complication rates, 13 fails to perform as intended, and requires frequent re-operations. 14 Defendant withheld and underreported information about the safety 15 of its Mesh Device. 16 and test its Mesh Product. Defendants also failed to adequately research III. LEGAL STANDARD. 17 18 Contrary to Defendant’s representations, Dismissal under Rule 12(b)(6) is appropriate where the 19 complaint lacks sufficient facts to support a cognizable legal 20 theory. Balistreri v. Pacifica Police Dep't, 901 F.2d 696, 699 (9th 21 Cir.1990). To sufficiently state a claim to relief and survive a 22 12(b) (6) motion, the pleading "does not need detailed factual 23 allegations" but the "[f]actual allegations must be enough to raise 24 a right to relief above the speculative level." Bell Atl. Corp. v. 25 Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). 26 Mere "labels and conclusions" or a "formulaic recitation of the 27 elements of a cause of action will not do." Id. Rather, there must 28 be "enough facts to state a claim to relief that is plausible on 2 1 its face." Id. at 570. In other words, the "complaint must contain 2 sufficient factual matter, accepted as true, to state a claim to 3 relief that is plausible on its face." Ashcroft v. Iqbal, --- U.S. 4 ----, ----, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009) (internal 5 quotation marks omitted). 6 The Ninth Circuit has summarized the governing standard, in 7 light of Twombly and Iqbal, as follows: "In sum, for a complaint to 8 survive a motion to dismiss, the nonconclusory factual content, and 9 reasonable inferences from that content, must be plausibly 10 suggestive of a claim entitling the plaintiff to relief." Moss v. 11 U.S. Secret Serv., 572 F.3d 962, 969 (9th Cir.2009) (internal 12 quotation marks omitted). Apart from factual insufficiency, a 13 complaint is also subject to dismissal under Rule 12(b)(6) where it 14 lacks a cognizable legal theory, Balistreri, 901 F.2d at 699, or 15 where the allegations on their face "show that relief is barred" 16 for some legal reason, Jones v. Bock, 549 U.S. 199, 215, 127 S.Ct. 17 910, 166 L.Ed.2d 798 (2007). 18 In deciding whether to grant a motion to dismiss, the court 19 must accept as true all "well-pleaded factual allegations" in the 20 pleading under attack. Iqbal, 129 S.Ct. at 1950. A court is not, 21 however, "required to accept as true allegations that are merely 22 conclusory, 23 inferences." Sprewell v. Golden State Warriors, 266 F.3d 979, 988 24 (9th Cir.2001). "When ruling on a Rule 12(b)(6) motion to dismiss, 25 if a district court considers evidence outside the pleadings, it 26 must normally convert the 12(b)(6) motion into a Rule 56 motion for 27 summary 28 opportunity to respond." unwarranted judgment, and deductions it must of give fact, the or unreasonable nonmoving party an United States v. Ritchie, 342 F.3d 903, 3 1 907 (9th Cir.2003). "A court 2 materials-documents 3 incorporated by reference in the complaint, or matters of judicial 4 notice-without converting the motion to dismiss into a motion for 5 summary judgment." Id. at 908. attached 8 9 to however, the consider complaint, certain documents IV. DISCUSSION. 6 7 may, A. Statute of Limitations California law establishes a two-year statute of limitations for personal injury actions. Cal. Code Civ. Proc. 335.1; e.g., 10 Mito v. Temple Recycling Center Corp., 187 Cal. App. 4th 276, 278- 11 79 (Cal. Ct. App. 2011). 12 accrues “when, under the substantive law, the wrongful act is done, 13 or the wrongful result occurs.” 14 University of California, 162 Cal. App. 4th 343, 359 (Cal. Ct. App. 15 2008). 16 the ‘discovery rule,’ which postpones accrual of a cause of action 17 until the plaintiff discovers, or has reason to discover, the cause 18 of action.” 19 807) (citing Norgart v. Upjohn Co., 21 Cal. 4th 383, 397 (Cal. 20 1999)). As a general rule, a cause of action E.g., Unruh-Haxton v. Regents of “An important exception to the general rule of accrual is Fox v. Ethicon Endo-Surgery, Inc., 35 Cal. 4th 797, 21 A plaintiff has reason to discover a cause of action when he 22 or she “has reason at least to suspect a factual basis for its 23 elements.” 24 knowledge of an injury if they have “ information of circumstances 25 to put them on inquiry,” or if they have “the opportunity to obtain 26 knowledge from 27 (citations and 28 California is that it is not enough to commence the running of the Id. at 808. sources Plaintiffs are charged with presumptive open quotations to their omitted). 4 investigation.” However, “the rule Id. in 1 limitations period when the plaintiff knows of her injury and its 2 factual cause (or physical cause).” 3 Corp., 83 Cal. App. 4th 1048, 1056 (Cal. Ct. App. 2000). 4 the plaintiff must be aware of her injury, its factual cause, and 5 sufficient facts to put her on inquiry notice of a [wrongful] cause 6 [of injury].” 7 1103, 1109-1114 (Cal. 1988)). 8 objective standard that looks not to what the particular plaintiff 9 actually knew but to what a reasonable inquiry would have revealed. 10 Mills v. Forestex Co., 108 Cal. App. 4th 625, 648 (Cal. Ct. App. 11 2003) (citation omitted); accord Landale-Cameron Court, Inc. v. 12 Ahonen, 155 Cal. App. 4th 1401, 1407 (Cal. Ct. App. 2007) (citing 13 Mills). 14 Clark v. Baxter Healthcare “Rather, Id. (citing Jolly v. Eli Lilly & Co., 44 Cal. 3d The discovery rule is based on an The FAC alleges that Plaintiff underwent surgery in July 2007 15 in order to effect vaginal reconstruction, mesh removal, and 16 correction of “injuries caused by the mesh.” (FAC at 8). 17 the FAC’s allegations are vague, the plain meaning of the FAC’s 18 allegation 19 surgery vaginal reconstruction, and mesh removal to correct the 20 injuries caused by the mesh” suggests that Plaintiff was aware of 21 sufficient facts to put her on inquiry notice in July 2007 that 22 reconstructive surgery was necessary because the device did not 23 perform. 24 device, which requires a second corrective surgery to remove the 25 device and correct injuries resulting there from within a year of 26 implantation should suspect the defectiveness of the device and 27 conduct a reasonable inquiry and examination into the suitability 28 of the device. that Plaintiff “was forced to undergo Although revisionary A reasonable person who is implanted with a medical See Henderson v. Pfizer, Inc., 285 Fed. Appx. 370, 5 1 372 2 limitations period under California Code of Civil Procedure 335.1 3 for claim arising out of injury caused by medical device accrued at 4 the time plaintiff required surgery to remove the device). 5 FAC’s own allegations suggest that Plaintiff’s claim is time- 6 barred, as it was not filed within two years of Plaintiff’s July 7 2007 surgery.1 8 9 (9th Cir. 2008) (unpublished) (holding that two-year The Plaintiff contends she was not put on inquiry notice of her claim until publication of an FDA warning in 2008. The FDA 10 publication discussed a range of potential risks associated with 11 implantation of medical devices such as the Mesh Device that 12 injured 13 publication is unavailing, as it did not put Plaintiff on notice of 14 any new facts relevant to her claim. 15 publication in 2008, at least one of the types of risks discussed 16 in the FDA publication had already materialized for Plaintiff and 17 required surgery in July 2007. 18 the reason for her July 2007 surgery, she was on inquiry notice at 19 that 20 concealment are also unavailing. Plaintiff. time. Plaintiff’s Plaintiff’s attempt to rely on the FDA By the time of the FDA To the extent Plaintiff understood conclusory averments of fraud and The FAC does not allege ultimate 21 22 23 24 25 26 27 28 1 Due to the lack of detail concerning the nature of Plaintiff’s 2007 surgery, it cannot be said as a matter of law that Plaintiff was on inquiry notice of her claims in 2007. For this reason, Plaintiff is given leave to amend. Because Plaintiff’s FAC suggests on its face that her claims are time-barred, any amended complaint must plead facts sufficient to suggest application of the discovery rule. See, e.g., McKelvey v. Boeing North American, Inc., 74 Cal. App. 4th 151, 160, 86 Cal. Rptr. 2d 645 (Cal. Ct. App. 1999) partially superceded on other grounds as stated in Grisham v. Philip Morris U.S.A., Inc., 40 Cal. 4th 623, 637 n.8, 54 Cal. Rptr. 3d 735, 151 P.3d 1151 (Cal. Ct. App. 2007). In the context of Plaintiff’s July 2007 surgery, Plaintiff must allege facts to suggest that, due to the nature of the surgery and the information Plaintiff possessed regarding the procedure, a reasonable person in Plaintiff’s position would not have suspected that the Mesh Device was defective. 6 1 facts sufficient to suggest that Defendant engaged in any conduct 2 that prevented Plaintiff from investigating the circumstances that 3 required her to undergo surgery in July 2007. 4 Plaintiff will be given one last opportunity to amend her 5 complaint to allege facts sufficient to suggest that Plaintiff’s 6 claims are not time-barred, subject to the requirements of Federal 7 Rule of Civil Procedure 11. 8 instructions of the court. 9 orders will be handled accordingly. 10 Plaintiff has not heeded the prior Her continued disregard of the court’s B. Defendant’s Learned Intermediary Argument 11 Defendant invokes California’s “learned intermediary 12 doctrine,” which imposes the duty to warn of dangers associated 13 with a medical product on the physician, not the patient, under 14 appropriate circumstances. 15 Cal. 16 learned-intermediary 17 associated with its usage runs to the physician, not the patient”). 18 The 19 disclose material information concerning use of the Mesh Device to 20 “Plaintiff and/or Plaintiff’s healthcare providers.” (FAC at 6-7). 21 The FAC also alleges that Defendant’s product literature falsely 22 assured “Plaintiff’s healthcare providers and physicians” that the 23 Mesh Device was safe for treating Plaintiff’s conditions. 24 The learned intermediary argument articulated in Defendant’s Motion 25 to Dismiss does not provide a basis for dismissing the FAC. The 26 motion to dismiss on this ground is DENIED. 27 C. Express Warranty Claim 28 App. 4th complaint 89, 98 n.5 See, e.g., Conte v. Wyeth, Inc., 168 (Cal. doctrine sufficiently Ct. App. 2008) Wyeth's duty to alleges that (“under warn Defendant of the risks failed to (Id.). “As a general rule, privity of contract is a required element 7 1 of 2 Fieldstone Co. v. Briggs Plumbing Products, Inc., 54 Cal. App. 4th 3 357, n.10 (Cal. Ct. App. 1997). 4 absolute requirement for express warranty claims under California 5 law, because reliance on a seller’s representations may provide the 6 basis for an express warranty claim even absent privity. 7 memorandum 8 provides, in pertinent part: 9 10 11 12 13 14 15 16 an express breach decision of warranty dismissing cause of action.” E.g., However, privity is not an Plaintiff’s original Id. complaint Defendants’ contention that privity is an element of an express warranty claim is incorrect. E.g., Evraets, 29 Cal. App. 4th at 857 n.4 ("privity is not a requirement for actions based upon an express warranty"); Fieldstone Co. v. Briggs Plumbing Products, Inc., 54 Cal. App. 4th 357, n.10 (Cal. Ct. App. 1997) ("As a general rule, privity of contract is a required element of an express breach of warranty cause of action. However, there is an exception where plaintiff's decision to purchase the product was made in reliance on the manufacturers' written representations in labels or advertising materials.") (citations omitted). However, Plaintiffs express warranty claims must be dismissed, as the complaint does not allege facts sufficient to give rise to a plausible basis to believe that Plaintiffs relied on any representations made by Defendants. See, e.g., id. 17 18 19 20 Plaintiffs' conclusory allegations that Defendants advertised their products as safe and effective lack even general information describing such alleged conduct. As one district court has aptly noted, conclusory allegations such as those advanced by Plaintiffs are insufficient to support a plausible basis for an express warranty claim: 21 22 23 24 25 26 Evraets stands as clear authority that at least at the pleading stage, California law permits a claim for breach of an express warranty to go forward under circumstances [where reliance is alleged]. That said, the complaint as presently constituted fails to allege any express warranties actually made by Stryker, except in the most general and conclusory terms. Accordingly, the claim for breach of express warranty will be denied, with leave to amend. 27 28 Quatela v. Stryker Corp., 2010 U.S. Dist. LEXIS 133706 * 4-6 (N.D. Cal. 2010). 8 The 1 The FAC alleges neither privity nor reliance as the basis for 2 Plaintiff’s express warranty claim. Plaintiff’s argument that she 3 need not plead reliance in order to state a cognizable breach of 4 express warranty claim is contrary to California law and ignores 5 the analysis provided in the memorandum decision.2 None of the 6 authorities Plaintiff cites in her opposition support the erroneous 7 proposition that reliance is not required in an express warranty 8 action not founded on privity. 9 Plaintiff cites Weinstat v. Dentsply Intern., Inc., 180 Cal. 10 App. 4th 1213, 1225 (Cal. Ct. App. 2010) and Keith v. Buchanan, 173 11 Cal. App. 3d 13, 21 (Cal. Ct. App. 1985) for the proposition that 12 reliance is not a requirement of her express warranty claim. In 13 Winestat the purchasers of dental equipment sued the seller, and 14 the express warranty claim was based on privity. See id. 15 Similarly, in Keith, the purchaser of a boat sued the company that 16 sold him the boat and allegedly made express warranties antecedent 17 to the transaction. Neither Weinstat nor Keith supports 18 Plaintiff’s erroneous contention that reliance is not required 19 where privity is absent. 20 Plaintiff’s invocation of California Commercial Code section 21 2313 is unavailing, as it does not alter the requirement that 22 reliance (or some other substitute for privity) is required for an 23 express warranty claim against a non-selling manufacturer of a 24 25 2 26 27 28 In light of the memorandum decision, Plaintiff’s counsel’s argument that neither reliance nor privity is required, without so much as attempting to address the court’s prior analysis, violates Federal Rule of Civil Procedure 11 and applicable standards of professional conduct. Plaintiff’s disingenuous attempt to characterize the correct arguments advanced in Defendant’s brief as misleading compounds counsel’s breach of duty. 9 1 product. See, e.g., Wiley v. Yihua Int'l Group, 2009 Cal. App. 2 Unpub. LEXIS 8880 * 13-16 (Cal. Ct. App. 2009) (unpublished). 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 In Burr v. Sherwin Williams Co. 42 Cal.2d 682, (1954) the California Supreme Court held "[t]he general rule is that privity of contract is required in an action for breach of either express or implied warranty and that there is no privity between the original seller and a subsequent purchaser who is in no way a party to the original sale." Id. at p. 695; see also Windham at Carmel Mountain Ranch Assn. v. Superior Court 109 Cal. App. 4th 1162, 1169 (Cal. 2003) [same, quoting Burr]; Arnold v. Dow Chemical Co. 91 Cal. App. 4th 698, 720 (Cal. Ct. App. 2001) [same, quoting Burr]; All West Electronics, Inc. v. M-B-W, Inc. 64 Cal.App.4th 717, 725 (1998)[same, quoting Burr].) Burr observed that courts created exceptions to the privity rule for items such as foodstuffs (Burr, at p. 695), and after Burr, the exception was extended to drugs and pesticides. See Windham at Carmel Mountain Ranch, at p. 1169 & fn. 7 [observing these exceptions were created by courts before the establishment of the doctrine of strict liability in tort]; Arnold v. Dow Chemical Co., at pp. 720-721; Fundin v. Chicago Pneumatic Tool Co. (1984) 152 Cal.App.3d 951, 956, fn. 1.) Burr also recognized that "[a]nother possible exception to the general rule is found in a few cases where the purchaser of a product relied on representations made by the manufacturer in labels or advertising material, and recovery from the manufacturer was allowed on the theory of express warranty without a showing of privity." (Burr, 42 Cal.2d at p. 696; see also Smith v. Gates Rubber Co. Sales Division (1965) 237 Cal.App.2d 766, 768.) Since Burr, the California Supreme Court has made statements in cases broadly suggesting that courts no longer require privity in express warranty cases. (See Seely v. White Motor Co. (1965) 63 Cal.2d 9, 14 ["Since there was an express warranty to plaintiff in the purchase order, no privity of contract was required"]; Hauter, supra, 14 Cal.3d at p. 115, fn. 8 ["The fact that [plaintiff] is not in privity with defendants [*20] does not bar recovery. Privity is not required for an action based upon an express warranty"].) However, Seely and Hauter did not overrule Burr, and, unlike the case at hand, both cases involve written warranties similar to advertisements and labels where the plaintiffs saw and relied upon the written statements in purchasing the product at issue. (Seely, at p. 13 [plaintiff relied on statements in purchase order when buying a truck]; Hauter, at pp. 109, 117 [plaintiff read and relied on defendant's representation on the label of a shipping carton].) The broad language in Seely and Hauter narrows significantly when read in the context of those facts. Further, as indicated above, several cases decided after 10 1 Seely reflect the continuing validity of Burr's privity requirement. (Windham at Carmel Mountain Ranch Assn. v. Superior Court, supra, 109 Cal.App.4th at p. 1169; Arnold v. Dow Chemical Co., supra, 91 Cal.App.4th at p. 720; All West Electronics, Inc. v. M-B-W, Inc., supra, 64 Cal.App.4th at p. 725.) We conclude plaintiffs' asserted "independent liability" theory under section 2313 is defeated by the fact they did not bargain with or directly purchase the products from Yihua, and were not in privity of contract with it. 2 3 4 5 6 7 8 9 10 11 12 13 Id. Finally, Plaintiff’s attempt to rely on California Civil Code section 1791.2 fails. Section 1791 defines the term “consumer goods” as any new product or part thereof that is used, bought, or leased for use primarily for personal, family, or household purposes, except for clothing and consumables. "Consumer goods" shall include new and used assistive devices sold at retail. 14 Cal Civ. Code. 1791(a). Assistive device is defined as: 15 16 17 18 19 20 21 any instrument, apparatus, or contrivance, including any component or part thereof or accessory thereto, that is used or intended to be used, to assist an individual with a disability in the mitigation or treatment of an injury or disease or to assist or affect or replace the structure or any function of the body of an individual with a disability, except that this term does not include prescriptive lenses and other ophthalmic goods unless they are sold or dispensed to a blind person, as defined in Section 19153 of the Welfare and Institutions Code and unless they are intended to assist the limited vision of the person so disabled. 22 Cal. Civ. Code 1791 (p). Although the Mesh Device appears to fall 23 within the scope of the term “assistive device,” the FAC does not 24 allege the “sale at retail” of any assistive device. 25 In light of Plaintiff’s inability to amend her complaint to 26 allege reliance or privity after being provided with express 27 instructions in the Memorandum 28 11 Decision, Plaintiff’s express 1 warranty claim is DISMISSED WITH PREJUDICE. ORDER 2 3 For the reasons stated, IT IS ORDERED: 4 1) 5 PREJUDICE; 6 2)Plaintiff’s 7 prejudice; 8 3) Plaintiff shall file an amended complaint within thirty 9 days of electronic service of this decision; no further leave Plaintiff’s express warranty remaining claims claim are is DISMISSED dismissed, WITH without 10 to amend will be given. 11 amended complaint within thirty days; and 12 4) Defendant shall file a form of order consistent with this 13 memorandum decision within five days of electronic service of 14 this decision. 15 IT IS SO ORDERED. 16 Dated: hkh80h August 29, 2011 Defendant shall respond to any /s/ Oliver W. Wanger UNITED STATES DISTRICT JUDGE 17 18 19 20 21 22 23 24 25 26 27 28 12

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