Coleman et al v. Boston Scientific Corporation
Filing
48
MEMORANDUM, DECISION re: 34 Motion to Dismiss First Amended Complaint, signed by Senior Judge Oliver W. Wanger on 8/29/2011. (Kusamura, W)
1
2
3
4
UNITED STATES DISTRICT COURT
5
EASTERN DISTRICT OF CALIFORNIA
6
7
8
1:10-cv-01968-OWW-SKO
PAMELA COLEMAN,
9
MEMORANDUM DECISION REGARDING
MOTION TO DISMISS FIRST
AMENDED COMPLAINT (Doc.34)
Plaintiff,
10
v.
11
12
BOSTON SCIENTIFIC CORPORATION,
et al.,
13
Defendants.
14
I. INTRODUCTION.
15
16
Pamela Coleman (“Plaintiff”) proceeds with an action for
17
damages against Boston Scientific Corporation (“Defendant”) and
18
various Doe Defendants.
19
(“FAC”) on June 17, 2011.
20
Plaintiff filed a First Amended Complaint
(Doc. 31).
Defendant filed a motion to dismiss the FAC on July 7, 2011.
21
(Doc. 34). Plaintiff filed opposition to the motion to dismiss on
22
August 1, 2011.
23
2011.
24
(Doc. 39).
Defendant filed a reply on August 8,
(Doc. 44).
II. FACTUAL BACKGROUND.
25
On December 5, 2006, a physician implanted a surgical mesh
26
device manufactured by Defendant into Plaintiff in connection with
27
treatment of Plaintiff’s stress urinary incontinence. The surgical
28
mesh device is described as an Obtryx Transobturator Mid-Urethral
1
1
Sling System (“Mesh Device”) and is designed to restore normal
2
vaginal structure secondary to pelvic organ prolapse.
3
began to experience “recurrent pelvic pain, erosions, and recurrent
4
infection of the tissue around the mesh” subsequent to implantation
5
of the Mesh Device. From July 2007 through January 2009, Plaintiff
6
underwent surgery, vaginal reconstruction, and mesh removal “to
7
correct the injuries caused by the mesh.”
Plaintiff
(FAC at 8).
8
The FAC alleges that Defendant marketed the Mesh Device in a
9
deceptive manner to the medical community and patients at medical
10
conferences, hospitals, private offices, and through documents,
11
brochures, and websites.
12
the Mesh Device has high failure, injury, and complication rates,
13
fails to perform as intended, and requires frequent re-operations.
14
Defendant withheld and underreported information about the safety
15
of its Mesh Device.
16
and test its Mesh Product.
Defendants also failed to adequately research
III. LEGAL STANDARD.
17
18
Contrary to Defendant’s representations,
Dismissal
under
Rule
12(b)(6)
is
appropriate
where
the
19
complaint lacks sufficient facts to support a cognizable legal
20
theory. Balistreri v. Pacifica Police Dep't, 901 F.2d 696, 699 (9th
21
Cir.1990). To sufficiently state a claim to relief and survive a
22
12(b) (6) motion, the pleading "does not need detailed factual
23
allegations" but the "[f]actual allegations must be enough to raise
24
a right to relief above the speculative level." Bell Atl. Corp. v.
25
Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007).
26
Mere "labels and conclusions" or a "formulaic recitation of the
27
elements of a cause of action will not do." Id. Rather, there must
28
be "enough facts to state a claim to relief that is plausible on
2
1
its face." Id. at 570. In other words, the "complaint must contain
2
sufficient factual matter, accepted as true, to state a claim to
3
relief that is plausible on its face." Ashcroft v. Iqbal, --- U.S.
4
----, ----, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009) (internal
5
quotation marks omitted).
6
The Ninth Circuit has summarized the governing standard, in
7
light of Twombly and Iqbal, as follows: "In sum, for a complaint to
8
survive a motion to dismiss, the nonconclusory factual content, and
9
reasonable
inferences
from
that
content,
must
be
plausibly
10
suggestive of a claim entitling the plaintiff to relief." Moss v.
11
U.S. Secret Serv., 572 F.3d 962, 969 (9th Cir.2009) (internal
12
quotation marks omitted). Apart from factual insufficiency, a
13
complaint is also subject to dismissal under Rule 12(b)(6) where it
14
lacks a cognizable legal theory, Balistreri, 901 F.2d at 699, or
15
where the allegations on their face "show that relief is barred"
16
for some legal reason, Jones v. Bock, 549 U.S. 199, 215, 127 S.Ct.
17
910, 166 L.Ed.2d 798 (2007).
18
In deciding whether to grant a motion to dismiss, the court
19
must accept as true all "well-pleaded factual allegations" in the
20
pleading under attack. Iqbal, 129 S.Ct. at 1950. A court is not,
21
however, "required to accept as true allegations that are merely
22
conclusory,
23
inferences." Sprewell v. Golden State Warriors, 266 F.3d 979, 988
24
(9th Cir.2001). "When ruling on a Rule 12(b)(6) motion to dismiss,
25
if a district court considers evidence outside the pleadings, it
26
must normally convert the 12(b)(6) motion into a Rule 56 motion for
27
summary
28
opportunity to respond."
unwarranted
judgment,
and
deductions
it
must
of
give
fact,
the
or
unreasonable
nonmoving
party
an
United States v. Ritchie, 342 F.3d 903,
3
1
907
(9th
Cir.2003).
"A
court
2
materials-documents
3
incorporated by reference in the complaint, or matters of judicial
4
notice-without converting the motion to dismiss into a motion for
5
summary judgment." Id. at 908.
attached
8
9
to
however,
the
consider
complaint,
certain
documents
IV. DISCUSSION.
6
7
may,
A. Statute of Limitations
California law establishes a two-year statute of limitations
for personal injury actions.
Cal. Code Civ. Proc. 335.1; e.g.,
10
Mito v. Temple Recycling Center Corp., 187 Cal. App. 4th 276, 278-
11
79 (Cal. Ct. App. 2011).
12
accrues “when, under the substantive law, the wrongful act is done,
13
or the wrongful result occurs.”
14
University of California, 162 Cal. App. 4th 343, 359 (Cal. Ct. App.
15
2008).
16
the ‘discovery rule,’ which postpones accrual of a cause of action
17
until the plaintiff discovers, or has reason to discover, the cause
18
of action.”
19
807) (citing Norgart v. Upjohn Co., 21 Cal. 4th 383, 397 (Cal.
20
1999)).
As a general rule, a cause of action
E.g., Unruh-Haxton v. Regents of
“An important exception to the general rule of accrual is
Fox v. Ethicon Endo-Surgery, Inc., 35 Cal. 4th 797,
21
A plaintiff has reason to discover a cause of action when he
22
or she “has reason at least to suspect a factual basis for its
23
elements.”
24
knowledge of an injury if they have “ information of circumstances
25
to put them on inquiry,” or if they have “the opportunity to obtain
26
knowledge
from
27
(citations
and
28
California is that it is not enough to commence the running of the
Id. at 808.
sources
Plaintiffs are charged with presumptive
open
quotations
to
their
omitted).
4
investigation.”
However,
“the
rule
Id.
in
1
limitations period when the plaintiff knows of her injury and its
2
factual cause (or physical cause).”
3
Corp., 83 Cal. App. 4th 1048, 1056 (Cal. Ct. App. 2000).
4
the plaintiff must be aware of her injury, its factual cause, and
5
sufficient facts to put her on inquiry notice of a [wrongful] cause
6
[of injury].”
7
1103, 1109-1114 (Cal. 1988)).
8
objective standard that looks not to what the particular plaintiff
9
actually knew but to what a reasonable inquiry would have revealed.
10
Mills v. Forestex Co., 108 Cal. App. 4th 625, 648 (Cal. Ct. App.
11
2003) (citation omitted); accord Landale-Cameron Court, Inc. v.
12
Ahonen, 155 Cal. App. 4th 1401, 1407 (Cal. Ct. App. 2007) (citing
13
Mills).
14
Clark v. Baxter Healthcare
“Rather,
Id. (citing Jolly v. Eli Lilly & Co., 44 Cal. 3d
The discovery rule is based on an
The FAC alleges that Plaintiff underwent surgery in July 2007
15
in order to effect vaginal reconstruction, mesh removal, and
16
correction of “injuries caused by the mesh.” (FAC at 8).
17
the FAC’s allegations are vague, the plain meaning of the FAC’s
18
allegation
19
surgery vaginal reconstruction, and mesh removal to correct the
20
injuries caused by the mesh” suggests that Plaintiff was aware of
21
sufficient facts to put her on inquiry notice in July 2007 that
22
reconstructive surgery was necessary because the device did not
23
perform.
24
device, which requires a second corrective surgery to remove the
25
device and correct injuries resulting there from within a year of
26
implantation should suspect the defectiveness of the device and
27
conduct a reasonable inquiry and examination into the suitability
28
of the device.
that
Plaintiff
“was
forced
to
undergo
Although
revisionary
A reasonable person who is implanted with a medical
See Henderson v. Pfizer, Inc., 285 Fed. Appx. 370,
5
1
372
2
limitations period under California Code of Civil Procedure 335.1
3
for claim arising out of injury caused by medical device accrued at
4
the time plaintiff required surgery to remove the device).
5
FAC’s own allegations suggest that Plaintiff’s claim is time-
6
barred, as it was not filed within two years of Plaintiff’s July
7
2007 surgery.1
8
9
(9th
Cir.
2008)
(unpublished)
(holding
that
two-year
The
Plaintiff contends she was not put on inquiry notice of her
claim until publication of an FDA warning in 2008.
The FDA
10
publication discussed a range of potential risks associated with
11
implantation of medical devices such as the Mesh Device that
12
injured
13
publication is unavailing, as it did not put Plaintiff on notice of
14
any new facts relevant to her claim.
15
publication in 2008, at least one of the types of risks discussed
16
in the FDA publication had already materialized for Plaintiff and
17
required surgery in July 2007.
18
the reason for her July 2007 surgery, she was on inquiry notice at
19
that
20
concealment are also unavailing.
Plaintiff.
time.
Plaintiff’s
Plaintiff’s
attempt
to
rely
on
the
FDA
By the time of the FDA
To the extent Plaintiff understood
conclusory
averments
of
fraud
and
The FAC does not allege ultimate
21
22
23
24
25
26
27
28
1
Due to the lack of detail concerning the nature of Plaintiff’s 2007 surgery,
it cannot be said as a matter of law that Plaintiff was on inquiry notice of her
claims in 2007. For this reason, Plaintiff is given leave to amend. Because
Plaintiff’s FAC suggests on its face that her claims are time-barred, any amended
complaint must plead facts sufficient to suggest application of the discovery
rule. See, e.g., McKelvey v. Boeing North American, Inc., 74 Cal. App. 4th 151,
160, 86 Cal. Rptr. 2d 645 (Cal. Ct. App. 1999) partially superceded on other
grounds as stated in Grisham v. Philip Morris U.S.A., Inc., 40 Cal. 4th 623, 637
n.8, 54 Cal. Rptr. 3d 735, 151 P.3d 1151 (Cal. Ct. App. 2007). In the context
of Plaintiff’s July 2007 surgery, Plaintiff must allege facts to suggest that,
due to the nature of the surgery and the information Plaintiff possessed
regarding the procedure, a reasonable person in Plaintiff’s position would not
have suspected that the Mesh Device was defective.
6
1
facts sufficient to suggest that Defendant engaged in any conduct
2
that prevented Plaintiff from investigating the circumstances that
3
required her to undergo surgery in July 2007.
4
Plaintiff will be given one last opportunity to amend her
5
complaint to allege facts sufficient to suggest that Plaintiff’s
6
claims are not time-barred, subject to the requirements of Federal
7
Rule of Civil Procedure 11.
8
instructions of the court.
9
orders will be handled accordingly.
10
Plaintiff has not heeded the prior
Her continued disregard of the court’s
B. Defendant’s Learned Intermediary Argument
11
Defendant
invokes
California’s
“learned
intermediary
12
doctrine,” which imposes the duty to warn of dangers associated
13
with a medical product on the physician, not the patient, under
14
appropriate circumstances.
15
Cal.
16
learned-intermediary
17
associated with its usage runs to the physician, not the patient”).
18
The
19
disclose material information concerning use of the Mesh Device to
20
“Plaintiff and/or Plaintiff’s healthcare providers.” (FAC at 6-7).
21
The FAC also alleges that Defendant’s product literature falsely
22
assured “Plaintiff’s healthcare providers and physicians” that the
23
Mesh Device was safe for treating Plaintiff’s conditions.
24
The learned intermediary argument articulated in Defendant’s Motion
25
to Dismiss does not provide a basis for dismissing the FAC. The
26
motion to dismiss on this ground is DENIED.
27
C. Express Warranty Claim
28
App.
4th
complaint
89,
98
n.5
See, e.g., Conte v. Wyeth, Inc., 168
(Cal.
doctrine
sufficiently
Ct.
App.
2008)
Wyeth's
duty
to
alleges
that
(“under
warn
Defendant
of
the
risks
failed
to
(Id.).
“As a general rule, privity of contract is a required element
7
1
of
2
Fieldstone Co. v. Briggs Plumbing Products, Inc., 54 Cal. App. 4th
3
357, n.10 (Cal. Ct. App. 1997).
4
absolute requirement for express warranty claims under California
5
law, because reliance on a seller’s representations may provide the
6
basis for an express warranty claim even absent privity.
7
memorandum
8
provides, in pertinent part:
9
10
11
12
13
14
15
16
an
express
breach
decision
of
warranty
dismissing
cause
of
action.”
E.g.,
However, privity is not an
Plaintiff’s
original
Id.
complaint
Defendants’ contention that privity is an element of an
express warranty claim is incorrect. E.g., Evraets, 29
Cal. App. 4th at 857 n.4 ("privity is not a requirement
for actions based upon an express warranty"); Fieldstone
Co. v. Briggs Plumbing Products, Inc., 54 Cal. App. 4th
357, n.10 (Cal. Ct. App. 1997) ("As a general rule,
privity of contract is a required element of an express
breach of warranty cause of action. However, there is an
exception where plaintiff's decision to purchase the
product was made in reliance on the manufacturers'
written representations in labels or advertising
materials.") (citations omitted). However, Plaintiffs
express warranty claims must be dismissed, as the
complaint does not allege facts sufficient to give rise
to a plausible basis to believe that Plaintiffs relied on
any representations made by Defendants. See, e.g., id.
17
18
19
20
Plaintiffs' conclusory allegations that Defendants
advertised their products as safe and effective lack even
general information describing such alleged conduct. As
one
district
court
has
aptly
noted,
conclusory
allegations such as those advanced by Plaintiffs are
insufficient to support a plausible basis for an express
warranty claim:
21
22
23
24
25
26
Evraets stands as clear authority that at
least at the pleading stage, California law
permits a claim for breach of an express
warranty to go forward under circumstances
[where reliance is alleged]. That said, the
complaint as presently constituted fails to
allege any express warranties actually made by
Stryker, except in the most general and
conclusory terms. Accordingly, the claim for
breach of express warranty will be denied,
with leave to amend.
27
28
Quatela v. Stryker Corp., 2010 U.S. Dist. LEXIS 133706 *
4-6 (N.D. Cal. 2010).
8
The
1
The FAC alleges neither privity nor reliance as the basis for
2
Plaintiff’s express warranty claim. Plaintiff’s argument that she
3
need not plead reliance in order to state a cognizable breach of
4
express warranty claim is contrary to California law and ignores
5
the analysis provided in the memorandum decision.2
None of the
6
authorities Plaintiff cites in her opposition support the erroneous
7
proposition that reliance is not required in an express warranty
8
action not founded on privity.
9
Plaintiff cites Weinstat v. Dentsply Intern., Inc., 180 Cal.
10
App. 4th 1213, 1225 (Cal. Ct. App. 2010) and Keith v. Buchanan, 173
11
Cal. App. 3d 13, 21 (Cal. Ct. App. 1985) for the proposition that
12
reliance is not a requirement of her express warranty claim.
In
13
Winestat the purchasers of dental equipment sued the seller, and
14
the express warranty claim was based on
privity.
See id.
15
Similarly, in Keith, the purchaser of a boat sued the company that
16
sold him the boat and allegedly made express warranties antecedent
17
to
the
transaction.
Neither
Weinstat
nor
Keith
supports
18
Plaintiff’s erroneous contention that reliance is not required
19
where privity is absent.
20
Plaintiff’s invocation of California Commercial Code section
21
2313 is unavailing, as it does not alter the requirement that
22
reliance (or some other substitute for privity) is required for an
23
express warranty claim against a non-selling manufacturer of a
24
25
2
26
27
28
In light of the memorandum decision, Plaintiff’s counsel’s argument that
neither reliance nor privity is required, without so much as attempting to
address the court’s prior analysis, violates Federal Rule of Civil Procedure 11
and applicable standards of professional conduct.
Plaintiff’s disingenuous
attempt to characterize the correct arguments advanced in Defendant’s brief as
misleading compounds counsel’s breach of duty.
9
1
product. See, e.g., Wiley v. Yihua Int'l Group, 2009 Cal. App.
2
Unpub. LEXIS 8880 * 13-16 (Cal. Ct. App. 2009) (unpublished).
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
In Burr v. Sherwin Williams Co. 42 Cal.2d 682, (1954) the
California Supreme Court held "[t]he general rule is that
privity of contract is required in an action for breach
of either express or implied warranty and that there is
no privity between the original seller and a subsequent
purchaser who is in no way a party to the original sale."
Id. at p. 695; see also Windham at Carmel Mountain Ranch
Assn. v. Superior Court 109 Cal. App. 4th 1162, 1169
(Cal. 2003) [same, quoting Burr]; Arnold v. Dow Chemical
Co. 91 Cal. App. 4th 698, 720 (Cal. Ct. App. 2001) [same,
quoting Burr]; All West Electronics, Inc. v. M-B-W, Inc.
64 Cal.App.4th 717, 725
(1998)[same, quoting Burr].)
Burr observed that courts created exceptions to the
privity rule for items such as foodstuffs (Burr, at p.
695), and after Burr, the exception
was extended to
drugs and pesticides. See Windham at Carmel Mountain
Ranch, at p. 1169 & fn. 7 [observing these exceptions
were created by courts before the establishment of the
doctrine of strict liability in tort]; Arnold v. Dow
Chemical Co., at pp. 720-721; Fundin v. Chicago Pneumatic
Tool Co. (1984) 152 Cal.App.3d 951, 956, fn. 1.) Burr
also recognized that "[a]nother possible exception to the
general rule is found in a few cases where the purchaser
of a product relied on representations made by the
manufacturer in labels or advertising material, and
recovery from the manufacturer was allowed on the theory
of express warranty without a showing of privity." (Burr,
42 Cal.2d at p. 696; see also Smith v. Gates Rubber Co.
Sales Division (1965) 237 Cal.App.2d 766, 768.)
Since Burr, the California Supreme Court has made
statements in cases broadly suggesting that courts no
longer require privity in express warranty cases. (See
Seely v. White Motor Co. (1965) 63 Cal.2d 9, 14 ["Since
there was an express warranty to plaintiff in the
purchase order, no privity of contract was required"];
Hauter, supra, 14 Cal.3d at p. 115, fn. 8 ["The fact that
[plaintiff] is not in privity with defendants [*20] does
not bar recovery. Privity is not required for an action
based upon an express warranty"].) However, Seely and
Hauter did not overrule Burr, and, unlike the case at
hand, both cases involve written warranties similar to
advertisements and labels where the plaintiffs saw and
relied upon the written statements in purchasing the
product at issue. (Seely, at p. 13 [plaintiff relied on
statements in purchase order when buying a truck];
Hauter, at pp. 109, 117 [plaintiff read and relied on
defendant's representation on the label of a shipping
carton].) The broad language in Seely and Hauter narrows
significantly when read in the context of those facts.
Further, as indicated above, several cases decided after
10
1
Seely reflect the continuing validity of Burr's privity
requirement. (Windham at Carmel Mountain Ranch Assn. v.
Superior Court, supra, 109 Cal.App.4th at p. 1169; Arnold
v. Dow Chemical Co., supra, 91 Cal.App.4th at p. 720; All
West Electronics, Inc. v. M-B-W, Inc., supra, 64
Cal.App.4th at p. 725.) We conclude plaintiffs' asserted
"independent liability" theory under section 2313 is
defeated by the fact they did not bargain with or
directly purchase the products from Yihua, and were not
in privity of contract with it.
2
3
4
5
6
7
8
9
10
11
12
13
Id.
Finally, Plaintiff’s attempt to rely on California Civil Code
section 1791.2 fails.
Section 1791 defines the term “consumer
goods” as
any new product or part thereof that is used, bought, or
leased for use primarily for personal, family, or
household purposes, except for clothing and consumables.
"Consumer goods" shall include new and used assistive
devices sold at retail.
14
Cal Civ. Code. 1791(a).
Assistive device is defined as:
15
16
17
18
19
20
21
any instrument, apparatus, or contrivance, including any
component or part thereof or accessory thereto, that is
used or intended to be used, to assist an individual with
a disability in the mitigation or treatment of an injury
or disease or to assist or affect or replace the
structure or any function of the body of an individual
with a disability, except that this term does not include
prescriptive lenses and other ophthalmic goods unless
they are sold or dispensed to a blind person, as defined
in Section 19153 of the Welfare and Institutions Code and
unless they are intended to assist the limited vision of
the person so disabled.
22
Cal. Civ. Code 1791 (p).
Although the Mesh Device appears to fall
23
within the scope of the term “assistive device,” the FAC does not
24
allege the “sale at retail” of any assistive device.
25
In light of Plaintiff’s inability to amend her complaint to
26
allege reliance or privity after being provided with express
27
instructions
in
the
Memorandum
28
11
Decision,
Plaintiff’s
express
1
warranty claim is DISMISSED WITH PREJUDICE.
ORDER
2
3
For the reasons stated, IT IS ORDERED:
4
1)
5
PREJUDICE;
6
2)Plaintiff’s
7
prejudice;
8
3) Plaintiff shall file an amended complaint within thirty
9
days of electronic service of this decision; no further leave
Plaintiff’s
express
warranty
remaining
claims
claim
are
is
DISMISSED
dismissed,
WITH
without
10
to amend will be given.
11
amended complaint within thirty days; and
12
4) Defendant shall file a form of order consistent with this
13
memorandum decision within five days of electronic service of
14
this decision.
15
IT IS SO ORDERED.
16
Dated:
hkh80h
August 29, 2011
Defendant shall respond to any
/s/ Oliver W. Wanger
UNITED STATES DISTRICT JUDGE
17
18
19
20
21
22
23
24
25
26
27
28
12
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?