City of Lindsay v. Sociedad Quimica Y Minera De Chile S.A. et al
Filing
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Stipulated PROTECTIVE ORDER, signed by Magistrate Judge Sandra M. Snyder on 5/26/2011. (Herman, H)
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Victor M. Sher, SBN 96197
Todd E. Robins, SBN 191853
Jeffrey Shopoff, SBN 46278
Esther L. Klisura, SBN 221171
SHER LEFF, LLP
450 Mission Street, Suite 400
San Francisco, CA 94105
Tel: (415) 348-8300
Fax: (415) 348-8333
Email: vsher@sherleff.com
trobins@sherleff.com
eklisura@sherleff.com
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Attorneys for Plaintiff CITY OF LINDSAY
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R. Gaylord Smith, SBN 72726
Malissa Hathaway McKeith, SBN 112917
Michael K. Johnson, SBN 130193
Joseph Salazar SBN 169551
LEWIS BRISBOIS BISGAARD & SMITH LLP
650 Town Center Drive, Suite 1400
Costa Mesa, CA 92626
Tel: (714) 545-9200
Fax: (714) 850-1030
Email: smith@lbbslaw.com
mckeith@lbbslaw.com
johnsonm@lbbslaw.com
jsalazar@lbbslaw.com
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Attorneys for Defendant SQM NORTH AMERICA CORPORATION
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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CITY OF LINDSAY,
Plaintiff,
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vs.
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SOCIEDAD QUIMICA Y MINERA DE
CHILE S.A.; SQM NORTH AMERICA
CORPORATION; AND DOES 1 through
200, INCLUSIVE,
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Defendants.
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Case No. 1:11-CV-00046-LJO-SMS
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STIPULATED PROTECTIVE ORDER
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STIPULATED PROTECTIVE ORDER
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1.
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Disclosure and discovery activity in this action are likely to involve production of
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confidential, proprietary, or private information for which special protection from public
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disclosure and from use for any purpose other than prosecuting this litigation may be warranted.
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Accordingly, the parties hereby stipulate to and petition the court to enter the following
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Stipulated Protective Order. The parties acknowledge that this Protective Order does not confer
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blanket protections on all disclosures or responses to discovery and that the protection it affords
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from public disclosure and use extends only to the limited information that is entitled to
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confidential treatment under the applicable legal principles. The parties acknowledge further
PURPOSE AND LIMITATIONS
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that this Protective Order does not entitle them to file confidential information under seal. Civil
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Local Rules 140, 141 and 141.1 set forth the procedures that must be followed and the standards
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that will be applied when a party seeks permission from the court to file material under seal.
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2.
DESIGNATING CONFIDENTIAL INFORMATION
2.1
For purposes of this Protective Order, “CONFIDENTIAL
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INFORMATION” is information, designated as such in accordance with the provisions herein,
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that the designating party in good faith believes contains personal, commercial, financial,
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proprietary, or other confidential information. Such CONFIDENTIAL INFORMATION
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includes information that:
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a.
Concerns or relates to the processes, operations, work, or apparatus, or to
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the production, sales, shipments, purchases, transfers, identification of
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customers, inventories, amount or sources of any income, profits, losses,
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or expenditure, of any persons, firm, partnership, corporation, or other
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organization, the disclosure of which information may have the effect of
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causing harm to the competitive position of the person, firm, partnership,
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corporation, or to the organization from which the information was
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obtained.
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STIPULATED PROTECTIVE ORDER
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b.
Is produced or disclosed by a municipality or any federal, state or local
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agency and which discloses or constitutes:
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(i)
the physical address or geographic location of public drinking
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water wells, storage facilities, pumping stations and water
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treatment facilities;
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(ii)
water system schematics and facility maps;
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(iii)
pipeline maps;
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(iv)
facility plans and specifications;
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(v)
water system vulnerabilities which have not been publicly
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disclosed;
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(vi)
water system hydraulics or operational practices;
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(vii)
emergency operations and response plans; or
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(viii) water system security plans, practices and/or precautions,
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including planned security enhancements.
2.2
shall not include information that is:
a.
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CONFIDENTIAL INFORMATION protected by this Protective Order
Lawfully received by a party from a source other than the party asserting
the claim of confidentiality; or
b.
Public knowledge or information, or information that becomes public after
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disclosure other than through an act or omission of a person or entity
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receiving or maintaining the information designated as confidential.
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2.3
Information may only be designated “CONFIDENTIAL
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INFORMATION” if it has been reviewed by an attorney and if that attorney entertains a good
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faith belief that the information is entitled to confidentiality as defined in section 2.1.
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2.4
Produced Documents. A party producing a document in formal or
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informal discovery that it, in good faith, believes constitutes or contains CONFIDENTIAL
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INFORMATION shall produce a copy of such document with a label that states
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STIPULATED PROTECTIVE ORDER
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“CONFIDENTIAL INFORMATION” on the face of each page of the document. As used
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herein, the term “document” includes all writings, electronically stored information and tangible
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things subject to production under Federal Rule of Civil Procedure 34(a)(1). Any party receiving
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a document labeled as CONFIDENTIAL INFORMATION is responsible for maintaining the
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document as CONFIDENTIAL INFORMATION pursuant to this Protective Order.
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2.5
Written Discovery. If a party responding to an interrogatory or other
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written discovery believes that its response contains CONFIDENTIAL INFORMATION, it shall
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set forth its response in a separate document that is produced and designated as
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CONFIDENTIAL INFORMATION in the same manner as a produced document under section
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2.4. The non-designated responses should make reference to the separately produced document
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containing the responses with CONFIDENTIAL INFORMATION, but such document should
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not be attached to the non-designated responses.
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2.6
Deposition Transcripts. Unless otherwise agreed to by the parties or
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ordered by the Court, within 30 days after the receipt of a deposition transcript (or if the
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transcript is received within 30 days of the date set for the beginning of trial, within half of the
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number of days remaining before the date set for the beginning of trial), a party may inform the
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other parties to the action of the portions of the transcript that it wishes to designate as
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CONFIDENTIAL INFORMATION. Until such time has elapsed, deposition transcripts in their
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entirety are to be considered as CONFIDENTIAL INFORMATION. All parties in possession of
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a copy of a designated deposition transcript shall appropriately mark the transcript cover and the
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designated pages as containing CONFIDENTIAL INFORMATION.
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2.7
Information Designated “Confidential” in Other Litigation. A party
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responding to discovery shall not withhold or object to the production of information in its
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possession, custody or control on the grounds that such information is or may be subject to a
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confidentiality or protective order entered in another proceeding, unless the information in
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question (a) was designated “confidential” in such other proceeding by an entity other than the
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responding party and (b) remains subject to the confidentiality or protective order in the other
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STIPULATED PROTECTIVE ORDER
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proceeding, in which case the responding party may withhold the information, but shall provide
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the requesting party with the identity of the entity that designated the information “confidential,”
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along with a description of the information sufficiently detailed to enable the requesting party to
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obtain such information directly from the designating entity.
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3.
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CHALLENGING CONFIDENTIALITY DESIGNATIONS
3.1
Timing of Challenges. Any party or non-party may challenge a
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designation of confidentiality at any time. Unless a prompt challenge to a designating party’s
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confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary
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economic burdens, or a significant disruption or delay of the litigation, a party does not waive its
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right to challenge a confidentiality designation by electing not to mount a challenge promptly
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after the original designation is disclosed.
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3.2
Meet and Confer. The party challenging a designation of
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CONFIDENTIAL INFORMATION shall notify the designating party in writing. The
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challenging and the designating parties shall promptly confer in an attempt to resolve their
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differences. If the designating and challenging parties are unable to resolve their differences, the
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designating party shall have twenty-one (21) calendar days from the receipt of the written
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objection to file with the court a motion to retain confidentiality. The designating party shall
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have the burden of proof on any such motion to justify the CONFIDENTIAL INFORMATION
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designation. All documents initially designated as CONFIDENTIAL INFORMATION shall
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continue to be subject to this order unless and until the Court rules otherwise or the parties so
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agree in writing. If a designating party elects not to make a motion to retain confidentiality with
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respect to documents to which a challenge has been made, it shall be deemed to have withdrawn
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its designation and shall send a copy of the previously designated documents without the
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CONFIDENTIAL INFORMATION designation to each party to whom the previously
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designated documents were originally produced.
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4.
ACCESS TO AND USE OF CONFIDENTIAL INFORMATION
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STIPULATED PROTECTIVE ORDER
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4.1
Authorized Disclosures. Unless otherwise agreed by the parties or ordered
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by the Court, CONFIDENTIAL INFORMATION shall be disclosed by the receiving party only
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to the following persons:
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a.
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Attorneys of record in this proceeding, including their necessary
associates, paralegals, clerks, and secretarial and clerical personnel;
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In-house counsel and their staff and those employees of a party designated
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by in-house counsel to assist with the prosecution or defense of the
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included actions.
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c.
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necessary stenographic, videotape and clerical personnel;
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Qualified persons taking testimony involving such information, and
Trial experts, expert consultants and their staffs who are consulted by
counsel for a receiving party;
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Deponents and witnesses who already know the CONFIDENTIAL
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INFORMATION being disclosed (as confirmed through counsel in
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advance of any disclosure to the deponent or witness and/or as
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demonstrated by the deponent or witness being clearly shown as an author
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or prior recipient of the CONFIDENTIAL INFORMATION on the face of
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the document to be disclosed);
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f.
Discovery masters or settlement judges appointed by the Court or agreed
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to between the parties, who are engaged in proceedings connected with
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this action, and personnel regularly employed by them;
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The Court, Court staff and other personnel before which this proceeding
and/or any related action is pending.
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A party may provide CONFIDENTIAL INFORMATION to authorized persons
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designated in sections 4.1(d) and 4.1(f) above only if such persons acknowledge in writing that
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they have read this Protective Order and agree to be bound by its terms. (A form of such
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acknowledgment is attached hereto as Exhibit A.) Such written acknowledgment shall not be
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STIPULATED PROTECTIVE ORDER
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discoverable in this proceeding or any action included therein. Each party takes responsibility
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for ensuring that all authorized recipients of CONFIDENTIAL INFORMATION are informed of
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and agree to this Protective Order. Any disclosures under this section are authorized only to the
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extent necessary to prosecute or defend this litigation.
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4.2
Unauthorized Disclosures. If CONFIDENTIAL INFORMATION is
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disclosed to any person other than in the manner authorized by this Protective Order, the party or
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person responsible for the disclosure, and any other party or person who is subject to this order
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and learns of such disclosure (including without limitation all employees, officers, directors,
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agents and attorneys of each party to this lawsuit), shall immediately bring such disclosure to the
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attention of the designating party. Without prejudice to other rights and remedies of the
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designating party, the responsible party or person shall make every reasonable effort to obtain
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the return of the CONFIDENTIAL INFORMATION and to prevent further disclosure on its own
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part or on the part of the person who was the unauthorized recipient of such information.
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4.3
Court Filings. If a party wishes to file a document that it has designated as
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containing CONFIDENTIAL INFORMATION, that party shall comply with the procedures set
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forth in Local Rule 141(b). If a party wishes to file a document containing CONFIDENTIAL
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INFORMATION designated by another party, the submitting party must: (a) lodge the
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document, memorandum or other document in sealed envelopes or containers on which shall be
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recorded the title of this action, the general nature of the contents, and the notation
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“DOCUMENT SUBMITTED UNDER SEAL”; (b) lodge with the Clerk for delivery to the
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Judge’s chambers a second copy of the entire document, in an identical labeled envelope or
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container, with the sealable portions identified; and (c) file and serve a Notice of Request to Seal
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Documents. Within five (5) court days thereafter, the designating party must file and serve a
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Request to Seal Documents setting forth the statutory or other authority for sealing, the requested
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duration, the identity, by name or category, of the persons to be permitted access to the
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documents, and all other relevant information. If the designating party does not file a Request to
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STIPULATED PROTECTIVE ORDER
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Seal Documents within this time period, the document or proposed filing will be made part of the
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public record absent a showing of good cause.
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5.
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CONFIDENTIAL INFORMATION which is subject to this Order, and deemed
USE OF CONFIDENTIAL INFORMATION AT TRIAL
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admissible as trial evidence by the court, may be marked and used as trial exhibits by a party
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according to the terms imposed by the trial court upon the request of a designating party at time
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of trial. It is the intent of the parties hereto that CONFIDENTIAL INFORMATION will not be
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disclosed or available to any other parties or third persons, other than authorized disclosures as
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stated in section 4.1 above, without the consent of the designating party and/or the Court.
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6.
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RETURN OF CONFIDENTIAL INFORMATION AFTER FINAL
DISPOSITION
Each receiving party must return all CONFIDENTIAL INFORMATION or destroy such
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material within forty-five (45) days after final disposition of the lawsuit, as defined in section 9
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below, although CONFIDENTIAL INFORMATION disclosed in this action may be used in the
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action entitled City of Pomona v. Sociedad Quimica y Minera de Chile S.A., et al., U.S.D.C.,
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Central District of California, Case No. 1:11-CV-00167-RGK, subject to the Stipulated
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Protective Order in place in that action, including the obligation to return or destroy all
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CONFIDENTIAL INFORMATION within forty-five (45) days after final disposition of that
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action. Notwithstanding this provision, counsel are entitled to retain an archival copy of all
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pleadings, motion papers, legal memoranda, correspondence, expert reports, attorney work
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product, and consultant and expert work product, even if such material contain
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CONFIDENTIAL INFORMATION. Any such archival copies that contain or constitute
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CONFIDENTIAL INFORMATION remain subject to this Protective Order.
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7.
CONFIDENTIAL INFORMATION SUBPOENAED OR ORDERED
PRODUCED IN OTHER LITIGATION
If a receiving party is served with a subpoena, request, or court order issued in other
litigation that compels disclosure of any information or items designated in this
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STIPULATED PROTECTIVE ORDER
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action as CONFIDENTIAL INFORMATION, that party must:
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a.
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Promptly notify in writing the designating party, including a copy of the
subpoena, request or court order;
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b.
Promptly notify in writing the party seeking the CONFIDENTIAL
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INFORMATION that some of the requested information is subject to this
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Protective Order, and provide a copy of this Protective Order; and
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c.
Cooperate with respect to all reasonable procedures sought to be pursued
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by the designating party whose CONFIDENTIAL INFORMATION may
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be affected.
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If the designating party timely seeks a protective order, the party served with the
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subpoena, request or court order shall not produce any information designated in this action as
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CONFIDENTIAL INFORMATION before a determination by the court from which the
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subpoena, request, or order issued, unless the party has obtained the designating party’s
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permission. The designating party shall bear the burden and expense of seeking protection in
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that court of its confidential material, and nothing in these provisions should be construed as
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authorizing or encouraging a receiving party in this action to disobey a lawful directive from
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another court.
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8.
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The inadvertent production of any privileged or otherwise protected or exempted
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information, as well as the inadvertent production of information without an appropriate
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designation of confidentiality, shall not be deemed a waiver or impairment of any claim of
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privilege, protection or confidentiality, including but not limited to the attorney-client privilege,
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the protection afforded to work product materials or the subject matter thereof, or the
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confidential nature of any such information, provided that the producing party shall immediately
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notify the receiving party in writing when inadvertent production is discovered. Upon receiving
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written notice from the producing party that privileged information, work product material or
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CONFIDENTIAL INFORMATION has been inadvertently produced, all such information, and
INADVERTENT DISCLOSURE OR PRODUCTION
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STIPULATED PROTECTIVE ORDER
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all copies thereto shall be kept by counsel for the receiving party and counsel shall not use such
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information for any purpose until further order of the Court, or until the producing and receiving
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parties have agreed upon a satisfactory resolution of the inadvertently produced information.
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The producing party may then, if necessary, move the court for an order compelling return of the
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material. Any analyses, memoranda or notes which were internally generated based upon such
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inadvertently produced information shall immediately be treated in conformance with the
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protected nature of the information.
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9.
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Even after final disposition of this lawsuit, the confidentiality obligations imposed by this
DURATION
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Protective Order shall remain in effect until a designating party agrees otherwise in writing or a
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court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of
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all claims and defenses in this action, with or without prejudice; and (2) final judgment herein
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after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this
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action, including the time limits for filing any motions or applications for extension of time
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pursuant to applicable law. The Court shall retain jurisdiction to resolve any dispute concerning
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this agreement or the CONFIDENTIAL INFORMATION even after final disposition of this
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lawsuit.
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IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.
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DATED: May 25, 2011
By:
/s/ Esther L. Klisura
Victor M. Sher
Todd E. Robins
Jeffrey Shopoff
Esther L. Klisura
SHER LEFF, LLP
450 Mission Street, Suite 400
San Francisco, CA 94105
Telephone: (415) 348-8300
Facsimile: (415) 348-8333
Julia M. Lew
City Attorney
McCORMICK KABOT JENNER & LEW
1220 West Main Street
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STIPULATED PROTECTIVE ORDER
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Visalia, CA 93291
Telephone: (559) 734-6729
Facsimile: (559) 734-8762
Attorneys for Plaintiff CITY OF LINDSAY
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STIPULATED PROTECTIVE ORDER
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DATED: May 25, 2011
By:
/s/ Michael K. Johnson
R. Gaylord Smith
Malissa Hathaway McKeith
Michael K. Johnson
Joseph Salazar
LEWIS BRISBOIS BISGAARD & SMITH LLP
650 Town Center Drive, Suite 1400
Costa Mesa, CA 92626
Telephone: (714) 545-9200
Facsimile: (714) 850-1030
Attorneys for Defendant SQM NORTH AMERICA
CORPORATION
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EXHIBIT A
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ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
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I, _______________[print or type full name], of _______________[print or type full
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address], declare under penalty of perjury that I have read in its entirety and understand the
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Stipulated Protective Order that was issued by the United States District Court for the Easter District
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of California on ____________[date] in the case of City of Lindsay v. Sociedad Quimica y Minera de
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Chile S.A., et al, Case No. 1:11-CV-00046-LJO-SMS. I agree to comply with and to be bound by all
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the terms of this Stipulated Protective Order, and I understand and acknowledge that failure to so
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comply could expose me to sanctions and punishment in the nature of contempt. I solemnly promise
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that I will not disclose in any manner any information or item that is subject to this Stipulated
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Protective Order to any person or entity except in strict compliance with the provisions of this Order.
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I further agree to submit to the jurisdiction of the United States District Court for the Eastern District
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of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if such
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enforcement proceedings occur after termination of this action.
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Date: _________________________________
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City and State where sworn and signed: _________________________________
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Printed name: ______________________________
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Signature: _______________________________
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PURSUANT TO STIPULATION,
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IT IS SO ORDERED.
Dated:
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May 26, 2011
/s/ Sandra M. Snyder
UNITED STATES MAGISTRATE JUDGE
DEAC_Signature-END:
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