Rowan Brooks v. James Yates
Filing
77
FINDINGS and RECOMMENDATION to Deny Petition for Writ of Habeas Corpus, signed by Magistrate Judge Jennifer L. Thurston on 8/24/17. Objections to F&R Due Within Twenty One Days. (Marrujo, C)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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ROWAN BROOKS,
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Petitioner,
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v.
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JAMES YATES,
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No. 1:11-cv-01315-LJO-JLT (HC)
FINDINGS AND RECOMMENDATION
TO DENY PETITION FOR WRIT OF
HABEAS CORPUS
[TWENTY-ONE DAY OBJECTION
DEADLINE]
Respondent.
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Petitioner is currently serving a sentence of 25 years-to-life for his conviction of first
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degree murder of his wife, Estella Fern Fox. Petitioner brings this habeas petition claiming
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violations of his constitutional rights. As discussed below, the Court finds the claims to be
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without merit and recommends the petition be DENIED.
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I.
PROCEDURAL HISTORY
Petitioner was convicted in the Kern County Superior Court on April 4, 2006, of first
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degree murder (Cal. Penal Code § 187). (Doc. 54-8 at 1.1) On August 8, 2006, he was sentenced
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to an indeterminate term of 25 years-to-life. (Doc. 54-8 at 1.)
Petitioner appealed to the California Court of Appeal, Fifth Appellate District (“Fifth
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DCA”). The Fifth DCA affirmed judgment on July 29, 2008, in a reasoned decision. People v.
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All citations are to ECF pagination.
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Brooks, 2008 WL 2897093 (Cal. Ct. App. 2008). He then filed a petition for review in the
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California Supreme Court. (Doc. 54-8 at 92.) The petition was summarily denied without
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comment or citation to authority on November 12, 2008. (Doc. 54-8 at 92.)
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Petitioner filed a habeas petition in the Fifth DCA on July 24, 2008. (Doc. 54-8 at 93.)
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The petition was denied without prejudice to the petitioner first presenting the claim of ineffective
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assistance of counsel to the trial court; as to other issues, the court denied them for failing to
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present them on appeal, citing In re Walker, 10 Cal.3d 764, 773 (1974). (Doc. 54-8 at 93.)
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Petitioner next filed a habeas petition in the Kern County Superior Court on August 27,
2009. (Doc. 54-8 at 4.) The Kern County Superior Court denied the petition in a reasoned
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decision on October 30, 2009. (Doc. 54-8 at 3-8.) He submitted additional evidence to the court
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on January 11, 2010, and the court denied by addendum order on April 12, 2010. (Doc. 54-8 at
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2.)
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On December 18, 2009, Petitioner filed a habeas petition in the Fifth DCA. (Doc. 54-9 at
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2.) The petition was summarily denied without comment on June 17, 2010. (Doc. 54-9 at 1.) He
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then filed a habeas petition in the California Supreme Court on June 28, 2010, and the petition
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was summarily denied on August 11, 2010. (Doc. 54-10 at 1-2.)
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The original petition in this case was filed on August 9, 2011. (Doc. 1.) On November
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28, 2016, upon being granted leave by the Court, Petitioner filed a First Amended Petition, on
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which this action now proceeds. (Docs. 64, 65.) Respondent filed an answer on February 9,
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2017. (Doc. 72). Petitioner filed a traverse to Respondent’s answer on April 8, 2017. (Doc. 76.)
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II.
FACTUAL BACKGROUND
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The Court adopts the Statement of Facts in the Fifth DCA’s unpublished decision2:
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Defendant married Fern on December 31, 1986. In the beginning they had a good
marriage that included an intimate sexual relationship. Over the years, Fern
experienced depression and their sexual intimacy ceased. Beginning in 2004, they
slept in separate beds. Defendant was a social worker and Fern helped him in his
office. Fern died on August 16, 2004.
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The Fifth DCA’s summary of facts in its unpublished opinion is presumed correct. 28 U.S.C. §§ 2254(d)(2), (e)(1).
Therefore, the Court will rely on the Fifth DCA’s summary of the facts. Moses v. Payne, 555 F.3d 742, 746 (9th Cir.
2009).
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Defendant's daughter from a prior marriage, Jinee Brooks, testified at trial. She is a
registered nurse. Defendant was at a holiday party at Jinee's home in December of
2003. Fern was also there, but she was sitting in another room reading. Defendant
asked Jinee and her nursing friends how they would kill someone if they were
going to do it. Jinee said she would use potassium or succynicholine. Defendant
asked why she chose those two chemicals and how one would obtain the
chemicals. Jinee explained that she, as a nurse, could not obtain potassium.
Defendant said that he could obtain it. Defendant then asked about giving nicotine
to someone to kill them. Jinee explained that it would be difficult to kill someone
with nicotine and the nicotine could be traced.
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Debbie Coleman had known defendant for several years. She was a social worker
for child protective services. She had met defendant when she was one of his
clients in his counseling practice. Later she asked him to teach her cognitive
therapy. They became friends and in March of 2004 began a sexual relationship.
They had sex every day at his office or her apartment.
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Defendant told Coleman he was going to ask Fern for a divorce. He showed
Coleman the divorce papers he had typed up. Although defendant and Coleman
had not discussed marriage prior to Fern's death, they had determined that after the
divorce they would see where their relationship as a couple would lead. Defendant
told Coleman he asked Fern for a divorce but she did not want a divorce. Coleman
expressed to defendant her desire to spend more time together. Defendant and
Coleman had sexual relations at his office on August 14, 2004.
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Bobby Scrivner is Fern's daughter from a prior marriage. She testified that she was
close to her mother. She had problems with Fern marrying defendant and she did
not like him. She saw her mother frequently even though she did not want to
associate with defendant. Over the course of time, she became more accepting of
defendant because her mother was content.
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On the evening of August 14, 2004, Fern and defendant went out to dinner with
Bobby and her husband Stan to celebrate Stan's birthday. Fern was subdued at
dinner and said she did not feel well. Fern normally finished her dinner but she
was unable to do so on this evening. Conversation at the dinner table was forced,
which was unusual. Fern and Bobby had previously discussed that defendant and
Fern might go to Las Vegas for Christmas that year. During dinner Bobby asked
Fern about the progress of the Las Vegas plans. Fern looked at defendant in a
“funny” way and put her head down. She said she did not think they were going to
be able to do that this year. Fern never told Bobby anything about a divorce. When
they left the restaurant, Fern kissed Bobby and told her she loved her. Bobby was
shocked because they did not usually openly express their affection toward one
another. This was the last time Bobby saw her mother alive.
At approximately 3 a.m. on August 16, 2004, paramedics were called to
defendant's home. Defendant opened the door and directed paramedic Adam
Steele to the bedroom. Defendant said that Fern did not want cardio pulmonary
resuscitation (CPR) performed; Steele asked defendant for the proper paperwork.
Defendant was very calm and collected. Steele determined that no lifesaving
procedures would be attempted because Fern was clearly dead.
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Fire Captain Jeff McEntire testified that Fern had been dead at least a couple of
hours. Defendant told McEntire that it had been several hours since he talked to
Fern and he had been up watching the Olympics on television. Defendant
continued to watch the Olympics, and offered coffee to the personnel in his home.
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McEntire remembered this call quite well because of this and because defendant
did not seem to be bothered by his wife's death.
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Police officer Christopher Johnson was called to the scene to investigate the death.
He asked defendant what had happened. Defendant told him he got up at 2:45 to
use the restroom. He checked on Fern and found her dead in her bed, face down.
Defendant told Johnson that Fern had been feeling ill the evening before but she
was not suicidal. Johnson saw marks on the left side of Fern's neck but he did not
think they were assaultive wounds. He asked defendant about the marks and
defendant said that Fern had fallen several times. Defendant asked Johnson several
times if the mortuary could come out and told Johnson that Fern wanted to be
cremated. Defendant questioned why Johnson was taking pictures and why he had
called the coroner's office. Defendant's demeanor was strange, but Johnson
recognized that everyone reacts differently to these types of situations.
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Fern's body was transported to the coroner's office and put into refrigeration.
Defendant called Bobby at approximately 6 a.m. and told her Fern had died
“apparently of a heart attack.” Bobby went to defendant's, arriving at
approximately 7:15 with her daughter and husband Stan. Bobby asked what had
happened. Defendant said that Fern was having chest pains and not feeling well all
day on August 15. He offered to take her to the emergency room but she would not
go. She tried to get up and fell and hit the dresser. Defendant said that is why Fern
had marks on her neck.
Defendant was not crying or emotional. Fern's will and living will were on the
counter; Fern had executed do-not-resuscitate orders. Defendant remarked that he
wondered if they would have to go to court. Defendant said he had a dental
appointment and an appointment at the Social Security office. Bobby felt that
defendant did not want her there. She left with her husband and daughter. Before
leaving, Bobby told defendant she wanted to see her mother before she was
cremated. Defendant said he would make the arrangements. Coleman called
defendant before 8 a.m. He told Coleman that Fern had died and Bobby was
currently at his apartment.
Defendant called the owner of the funeral home and arranged to meet him at the
funeral home. Defendant met the owner at 8:30 a.m. Defendant kept his
appointment for his routine teeth cleaning. He told the dental assistant that his wife
had died that morning, yet his demeanor was ordinary.
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Dr. Thomas Volk began the autopsy of Fern at approximately 1:25 p .m. on
August 16, 2004. Dr. Volk had finished with Fern's external examination and
began his internal examination by investigating her head. He noted injury to her
head and stopped the autopsy. His assistant contacted her supervisor and the police
department was called to participate in the autopsy.
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After police personnel arrived, Dr. Volk continued the autopsy. Pictures and
various samples were taken during the autopsy. Dr. Volk listed cardiac arrhythmia
of minutes' duration due to aspiration of vomitus as the primary cause of death. He
listed blunt force injuries at the hands of another as a contributing factor. Dr. Volk
did not testify at trial.
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In the late afternoon of August 16, 2004, after the autopsy was completed,
defendant agreed to come to the police station for an interview. After the officers
had asked defendant some questions, he was asked if he would agree to let them
take scrapings from his fingernails. Defendant agreed to let them take scrapings.
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When the officers left the room, defendant began methodically cleaning under
each fingernail with his mouth. Defendant was not aware that there was a video
camera in the room.
Coleman went to defendant's apartment the evening of August 16, 2004, unaware
that he was at the police station. Officers were at the apartment conducting a
search. An officer asked her what her relationship was with Coleman and she said
they were just friends. She was interviewed at the police station on August 23,
2004, and at that time told the police that she had been having an affair with
defendant.
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After the interview, defendant was arrested but released the next morning.
Coleman picked him up from jail. Defendant called Bobby on August 18, 2004,
and said he needed to meet her and Stan at the bank. He said they needed to set
matters up so that Bobby could take care of finances concerning Fern because he
expected to be rearrested. Bobby had previously called the banks on August 17,
2004, after she learned of defendant's arrest and had them freeze all of Fern's bank
accounts. Bobby told defendant that she thought freezing of accounts was a routine
thing. Defendant was unable to remove any money from Fern's accounts at this
time. Defendant gave Bobby some of Fern's personal belongings. Included in the
box of belongings were journals written by Fern. The journals from 2003 and 2004
were not among the belongings.
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Defendant and Coleman went out of town together on August 20, 2004. They went
away together again the next weekend. They began living together in November of
2004 and were married on July 10, 2005. Defendant was not rearrested until
August 25, 2005.
Defendant consulted an attorney in February of 2005 regarding Fern's estate. Also
in February defendant went to the credit union and closed several accounts. He
received $49,937.40.
During the search of defendant's apartment, officers removed a computer. On
November 16, 2004, Detective Allan Abney conducted a forensic evidence search
on the computer. He found evidence of several searches conducted on the
computer that were of interest. The following searches were conducted: (1)
“murder” (May 29, 2004), (2) “killing humans” (June 18, 2004), (3) “respiratory
arrest” (July 2, 2004), (4) “Nicotine acid purchase” (July 9, 2004), (5) “chemicals
that cause heart attacks” (July 23, 2004), (6) “causes of instant heart attack” (July
23, 2004), (7) “lethal dose levels” (July 25, 2004), and (8) “lethal doses of
chemicals” (Aug. 14, 2004). In addition, defendant accessed a chapter from a
textbook titled “Fast Poisoning.” Detective Abney was not able to determine if the
site results from the search were accessed, although on most of the searches more
than one result page was viewed.
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Dr. Glen Wagner, the chief medical examiner for San Diego County, was
contacted by Detective Charles Church and asked to review the coroner's report, as
well as the photographs, toxicology reports, and histological slides of tissues
collected during the autopsy. Because Fern was cremated after the autopsy, Dr.
Wagner was not able to examine her body.
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Dr. Wagner began with the photographs showing the external injuries to Fern's
body. He described bruising to Fern's left eye and discoloration below the left eye
and on the left forehead. In addition, she had an area of discoloration over her right
forehead. She had bruising of her lips, particularly the lower lip on the left side.
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She had a bite mark to the front of her tongue and multiple and extensive injuries
to her tongue in association with teeth as the objects causing the bruising. Fern had
a series of bruises over her right shoulder and bruises and scrapes over her left
shoulder. There was shadowing on the left jaw line, with additional bruising below
the collarbone to the left upper chest. Fern had discoloration on her left hand and a
laceration involving her thumb and three fingers. She had a large number of
abrasions that had a curvilinear appearance over her left shoulder and neck,
extending backward to the mid portion of her neck. The abrasions were patterned
and appeared to be fingernail scrapes. She had some injuries to the right side of her
neck and also had an ear bruise that extended towards her cheek.
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Dr. Wagner then testified about internal injuries photographed during the autopsy.
He said that one photograph showed gastric contents in the area of the voice box
and larynx, but the amount was not extensive. Dr. Wagner saw discoloration on
both sides of the airway, in the voice box and larynx. The hyoid bone, which sits
directly above the larynx, was intact. This bone is very sensitive to any kind of
pressure and is oftentimes fractured in cases of neck compression. Although Dr.
Volk described no injuries to the hyoid and photographed no injuries in this area,
Dr. Wagner saw injuries to the larynx in the photograph and interpreted them as
having arisen from compression of this portion of the airway. Dr. Wagner saw
bruising on the muscle of the scalp immediately above the right ear. There was
bruising to the back right side of the brain, a common injury in falls.
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Dr. Wagner testified that Fern's heart showed no gross evidence of disease, defect,
or trauma and there was no evidence of a heart attack or heart injury. Dr. Volk
found nothing wrong with the heart.
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Dr. Wagner testified that Dr. Volk did a good job performing the autopsy, but Dr.
Wagner's opinion differed from that of Dr. Volk. Dr. Wagner differed from Dr.
Volk on the importance of vomitus in the airway. Dr. Wagner found the amount of
vomit to be small. The vomit was not in the lungs, and it did not appear the vomit
caused any blockage.
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Dr. Wagner relied on hemorrhages in the brain and eye (petechiae in the eye). Dr.
Wagner testified that petechiae anywhere, but particularly in the face and
especially in the eyes, are a function of change in pressure. Petechiae are caused
when pressure is put on the blood vessels and the capillaries (the very smallest
vessels) rupture and cause pinpoint hemorrhages (petechiae). He testified “[i]n the
case of an eye, and in the case of perivascular hemorrhages in the brain with
evidence of trauma in the neck, there is a strong indication of an asphyxial
component to this injury, whether it's a ligature or hanging or a choking of some
fashion. But you have to cause a change in vascular pressures in order to cause
those blood vessels to hemorrhage and break or bleed.” These changes would not
be caused by a heart attack. Dr. Wagner testified that the eye petechiae were not
evident in the autopsy photographs but were present in Dr. Volk's microscopic
slides and in Dr. Volk's report.
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It was Dr. Wagner's opinion that the blunt force injuries were inconsistent with
simple falls; the injuries were more consistent with a prolonged period of blunt
force injuries. Based on the character, location, and pattern of the injuries, he
found that they were more consistent with slaps, punches, and neck compression.
He found the combination of bruises and abrasions on the left side of the neck and
the contusions on the right side of the neck represented pressure being applied. It
was, however, unusual that the hyoid bone was not fractured, but the thyroid
cartilage right below the hyoid bone was fractured.
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The semicurved injuries to the back of the neck and shoulders contained a number
of semicircles that overlapped. The character of those injuries was most consistent
with fingernail scratches. The overlapping injuries indicated the person causing the
injuries was repositioning his or her hands. Some of the scratch marks were from
the victim trying to get a hand away from the neck or head.
Dr Wagner believed that the primary cause of death was “asphyxiation because of
the injuries to the neck, that the blunt-force injuries to the head and face, although
in and of themselves not fatal, speak to an assault and, therefore, an injury at the
hands of another; and that there is no underlying natural disease that I can find in
the autopsy or the slides that would be an alternative description.” The manner of
death was a homicide.
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Defense
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Several witnesses testified that they had never seen defendant act violently.
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Defendant testified on his own behalf. He testified that he liked Fern but he wanted
to be free from their marriage. He was having an affair with Debbie Coleman. He
brought up the subject of divorce to Fern in August of 2004. She did not want a
divorce and defendant agreed to wait, although he was not going to change his
mind.
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On August 15, 2004, defendant pulled out the divorce papers he had typed up.
Fern suggested they share their living arrangements. Defendant said no. Fern was
willing to go along with the divorce, although she was sad.
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Fern had lost consciousness on several occasions prior to August 15, 2004. After
Fern and defendant spoke about the divorce on August 15, 2004, Fern went into
the kitchen to microwave some dinner. She called out to him, as she had collapsed
on the floor in the kitchen. This was not unusual, except this time Fern was in pain.
Defendant helped Fern to her feet, putting his hands under her armpits. He walked
her into the bedroom. Fern did not want to go to the emergency room. Defendant
got her a cold washcloth for her face and gave her a bucket because she felt sick.
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Fern got in bed. Defendant watched the Olympics on television in the other room.
He checked on her every 10 or 15 minutes and took her to the bathroom several
times while she attempted to throw up.
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At 11 p.m. Fern got up by herself; all of a sudden her legs collapsed. Defendant
tried to grab her by the shoulders but his hands slipped off. Her head slipped
towards the dresser and defendant's hands ended up around her neck. He grabbed
her to keep her from hitting her head on the dresser. He got behind her and helped
her up. She sat on the bed and then he helped her to the bathroom. She fell down
again. She went to the bathroom and then back to bed. Defendant returned to
watching the Olympics. He returned to the bedroom and the same thing happened
again; this time he caught her around the mouth.
Defendant went to bed around midnight. He asked Fern if she wanted to go to the
emergency room and she firmly told him no. Defendant got up about 3 a.m. to go
to the bathroom. It looked like Fern was not breathing. He checked her and she
was cold to the touch. He called 911.
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He said he was not completely honest during his interview with police when he
told them he did not know how Fern got injuries to her neck. He explained that he
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was embarrassed that his hands had gotten around her neck. Defendant had no
explanation for why he cleaned out his fingernails with his teeth at the police
station.
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Forensic pathologist Silvia Comparini studied the evidence from the autopsy. She
interpreted the evidence much differently from Dr. Wagner. It was her opinion that
Dr. Volk was correct that the cause of death was cardiac arrhythmia due to
aspiration of vomitus. She would have added that Fern suffered moderate to severe
fat in her right ventricle. The other injuries to Fern were consistent with having
occurred from falls or being helped.
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The court admitted portions of a tape made during a session between Fern and
Hans King, a channeler, on August 14, 2004. During this session Fern and King
discussed Fern and defendant's relationship. Fern said she still wanted the
relationship. She said defendant told her he wanted a divorce. She said that their
relationship had been nonsexual for years. She told King that a few weeks earlier
defendant said he wanted to talk and said he wanted a divorce. She said it was a
surprise because defendant was her best friend. She asked him if there was
anything they could do about it or work on it, but he said he did not think so.
Defendant told her he was very unhappy and he did not love her anymore. One
evening, she asked defendant what if she said no to the divorce. He looked at her
“funny” and did not answer. She said she wanted better reasons for why he wanted
a divorce. Fern told King that her friendship relationship with defendant has
always been perfect and beautiful. King advised Fern to tell defendant that she
would like to know his reasons for a divorce and to say to him that she loves and
honors him so much that she will give him a divorce if that is what he really wants.
Fern told King that she asked defendant if they could share the house.
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Brooks, 2008 WL 2897093, at *1–7.
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III.
DISCUSSION
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A.
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Relief by way of a petition for writ of habeas corpus extends to a person in custody
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pursuant to the judgment of a state court if the custody is in violation of the Constitution, laws, or
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treaties of the United States. 28 U.S.C. § 2254(a); 28 U.S.C. § 2241(c)(3); Williams v. Taylor,
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529 U.S. 362, 375 n. 7 (2000). Petitioner asserts that he suffered violations of his rights as
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guaranteed by the United States Constitution. The challenged conviction arises out of the Kern
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County Superior Court, which is located within the jurisdiction of this court. 28 U.S.C. §
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2254(a); 28 U.S.C.§ 2241(d).
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Jurisdiction
On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act of
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1996 (“AEDPA”), which applies to all petitions for writ of habeas corpus filed after its
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enactment. Lindh v. Murphy, 521 U.S. 320 (1997) (holding the AEDPA only applicable to cases
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filed after statute’s enactment). The instant petition was filed after the enactment of the AEDPA
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and is therefore governed by its provisions.
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B.
Legal Standard of Review
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A petition for writ of habeas corpus under 28 U.S.C. § 2254(d) will not be granted unless
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the petitioner can show that the state court’s adjudication of his claim: (1) resulted in a decision
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that was contrary to, or involved an unreasonable application of, clearly established Federal law,
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as determined by the Supreme Court of the United States; or (2) resulted in a decision that “was
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based on an unreasonable determination of the facts in light of the evidence presented in the State
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court proceeding.” 28 U.S.C. § 2254(d); Lockyer v. Andrade, 538 U.S. 63, 70-71 (2003);
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Williams, 529 U.S. at 412-413.
A state court decision is “contrary to” clearly established federal law “if it applies a rule
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that contradicts the governing law set forth in [the Supreme Court’s] cases, or “if it confronts a set
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of facts that is materially indistinguishable from a [Supreme Court] decision but reaches a
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different result.” Brown v. Payton, 544 U.S. 133, 141 (2005) (citing Williams, 529 U.S. at 405-
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406).
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In Harrington v. Richter, 562 U.S. 86, 101 (2011), the U.S. Supreme Court explained that
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an “unreasonable application” of federal law is an objective test that turns on “whether it is
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possible that fairminded jurists could disagree” that the state court decision meets the standards
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set forth in the AEDPA. The Supreme Court has “said time and again that ‘an unreasonable
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application of federal law is different from an incorrect application of federal law.’” Cullen v.
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Pinholster, 563 U.S. 170, 203 (2011). Thus, a state prisoner seeking a writ of habeas corpus from
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a federal court “must show that the state court’s ruling on the claim being presented in federal
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court was so lacking in justification that there was an error well understood and comprehended in
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existing law beyond any possibility of fairminded disagreement.” Harrington, 562 U.S. at 103.
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The second prong pertains to state court decisions based on factual findings. Davis v.
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Woodford, 384 F.3d 628, 637 (9th Cir. 2003) (citing Miller-El v. Cockrell, 537 U.S. 322 (2003)).
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Under § 2254(d)(2), a federal court may grant habeas relief if a state court’s adjudication of the
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petitioner’s claims “resulted in a decision that was based on an unreasonable determination of the
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facts in light of the evidence presented in the State court proceeding.” Wiggins v. Smith, 539
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U.S. 510, 520 (2003); Jeffries v. Wood, 114 F.3d 1484, 1500 (9th Cir. 1997). A state court’s
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factual finding is unreasonable when it is “so clearly incorrect that it would not be debatable
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among reasonable jurists.” Jeffries, 114 F.3d at 1500; see Taylor v. Maddox, 366 F.3d 992, 999-
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1001 (9th Cir. 2004), cert.denied, Maddox v. Taylor, 543 U.S. 1038 (2004).
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To determine whether habeas relief is available under § 2254(d), the federal court looks to
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the last reasoned state court decision as the basis of the state court’s decision. See Ylst v.
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Nunnemaker, 501 U.S. 979, 803 (1991); Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir.
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2004). “[A]lthough we independently review the record, we still defer to the state court’s
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ultimate decisions.” Pirtle v. Morgan, 313 F.3d 1160, 1167 (9th Cir. 2002).
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The prejudicial impact of any constitutional error is assessed by asking whether the error
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had “a substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v.
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Abrahamson, 507 U.S. 619, 623 (1993); see also Fry v. Pliler, 551 U.S. 112, 119-120 (2007)
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(holding that the Brecht standard applies whether or not the state court recognized the error and
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reviewed it for harmlessness).
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C.
Review of Claims
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The instant petition presents the following grounds for relief: 1) The conviction was
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obtained by false evidence, and the prosecution allowed the false evidence to be introduced; 2)
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There was insufficient evidence of premeditation and deliberation; 3) The prosecutor committed
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misconduct by improperly conducting voir dire, making improper arguments, violating in limine
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orders, conducting improper cross-examination, falsely accusing the petitioner of a crime, and
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suppressing exculpatory evidence; 4) Defense counsel rendered ineffective assistance by
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inadequately arguing for admission of Dr. Volk’s autopsy report, failing to object to multiple
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misstatements of facts and evidence by the prosecution, and failing to present available medical
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evidence on the decedent’s health concerning her alleged heart problem; 5) Appellate counsel
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rendered ineffective assistance by failing to raise certain issues; and 6) The trial court was biased
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against Petitioner and committed numerous errors. (Doc. 64 at 5-34.) The Court notes that
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Petitioner also raises a claim of actual innocence (Doc. 64 at 5), but the issue was rejected by the
28
Court and subsequently by the Ninth Circuit. (Docs. 31, 43.)
10
1
1. False Evidence
2
Petitioner first claims that his conviction was obtained by false evidence. This claim was
3
raised on direct appeal in the state courts. In the last reasoned decision, the Fifth DCA denied the
4
claim as follows:
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Again in laundry-list fashion defendant cites a plethora of areas in the transcript
where he claims the prosecutor committed deliberate misconduct by the use of
deceptive or reprehensible methods.
“A defendant's conviction will not be reversed for prosecutorial misconduct,
however, unless it is reasonably probably that a result more favorable to the
defendant would have been reached without the misconduct. [Citation.] Also, a
claim of prosecutorial misconduct is not preserved for appeal if defendant fails to
object and seek an admonition if an objection and jury admonition would have
cured the injury. [Citation.]” (People v. Crew (2003) 31 Cal.4th 822, 839.)
“‘Under well-established principles of due process, the prosecution cannot present
evidence it knows is false and must correct any falsity of which it is aware in the
evidence it presents....’ [Citation.]” (People v. Harrison (2005) 35 Cal.4th 208,
242.) It is also misconduct “for a prosecutor to violate a court ruling by eliciting or
attempting to elicit inadmissible evidence in violation of a court order.” (People v.
Crew, supra, 31 Cal.4th at p. 839.)
Defendant contends the prosecutor permitted Dr. Wagner, the pathologist, to
misrepresent the contents of Dr. Volk's report and misrepresent evidence regarding
the microscopic slides, and also argued the misrepresented evidence in his closing
argument. In particular, defendant claims Dr. Wagner misrepresented Dr. Volk's
report when he testified that Volk had noted seeing petechiae in the eyes. In
addition, defendant claims there was no microscopic slide of the eye; thus Dr.
Wagner could not have viewed the slide and seen petechiae. He asserts that Dr.
Wagner misrepresented an injury to Fern's brain that was not described in the
report. Defendant contends that Dr. Wagner's testimony on these points was
simply wrong and the prosecution did nothing to correct the error.
Although defendant claims to have objected to some of this testimony at trial, he
has not shown where he objected and/or that the objection was one of prosecutorial
misconduct. His failure to pinpoint his objections here, and/or to have made the
objections on the ground now asserted at trial waives the issue. In addition, we
note that Dr. Wagner is an expert and is allowed to independently interpret the
autopsy report and microscopic slides. It was not established at trial that there was
no slide made of the eye. The autopsy report is very general under “microscopic
evaluation.” Also, on cross-examination of Dr. Wagner and on examination of the
defense expert, there was a great deal of questioning and testimony surrounding
the presence and/or location of petechiae. As our previous discussion regarding
petechiae demonstrates, the notation in Dr. Volk's report regarding petechiae in the
area of the eye could only be interpreted by an expert. We cannot say that the
People misrepresented the report or that the report demonstrates that there was no
microscopic slide of the eye reviewed by Dr. Wagner.
Dr. Wagner testified that in exhibit 14, a picture of the brain, he saw a bruise to the
back right side of the brain and such an injury is common in falls. Dr. Wagner, as
an expert, was able to interpret the photographs as he saw fit. That he saw
11
1
2
3
4
5
6
something different from Dr. Volk does not make any representation by the People
adopting Dr. Wagner's conclusion a misrepresentation, and certainly not an
intentional misrepresentation. On one occasion, the People and the defense expert
engaged in a disagreement regarding another hemorrhage, with the People calling
it on the brain and the expert saying it was not on the brain. The People conceded
inappropriately using the word “brain” during questioning while Dr. Volk did not
use the term “on the brain.”
Defendant has not shown that proper objections were made, or that if an objection
had been made that an admonition would not have cleared up the problem.
Defendant has also not shown that the prosecution presented evidence it knew was
false.
7
8
Brooks, 2008 WL 2897093, at *35–36.
9
Petitioner raised the claim again on state habeas. The Kern County Superior Court
10
rejected the claim noting that “[t]he appellate court found no use of false testimony by the People
11
to warrant reversal” and that “Petitioner points to no other witnesses who recanted their testimony
12
claiming fabrication.” (Doc. 54-8 at 6.) The court, citing In re Waltreus, 62 Cal.2d 218, 225
13
(1965), implicitly found that any new evidence presented did not affect the Fifth DCA’s
14
resolution of the claim. See In re Robbins, 18 Cal.4th 770, 814 n.34 (1998) (“When a petitioner
15
attempts to avoid the bars of . . . Waltreus, supra, 62 Cal.2d 218, by relying upon an exhibit (in
16
the form of a declaration or other information) from outside the appellate record, we nevertheless
17
apply the bar if the exhibit contains nothing of substance not already in the appellate record”).
18
Petitioner raised the claim in a second habeas petition to the Kern County Superior Court, and the
19
state court denied it by referring to its previous ruling and its “factual and legal analysis.” (Doc.
20
71-14 at 2.)
21
a. Legal Standard
22
“[A] conviction obtained by the knowing use of perjured testimony is fundamentally
23
unfair, and must be set aside if there is any reasonable likelihood that the false testimony could
24
have affected the judgment of the jury.” United States v. Agurs, 427 U.S. 97, 103 (1976); Napue
25
v. Illinois, 360 U.S. 264 (1959). So must a conviction obtained by the presentation of false
26
evidence. See United States v. Bagley, 473 U.S. 667, 678-80 nn.8-9 (1985). In Napue, the
27
Supreme Court held that the knowing use of false testimony to obtain a conviction violates due
28
process regardless of whether the prosecutor solicited the false testimony or merely allowed it to
12
1
go uncorrected when it appeared. Id. at 269. The Court explained that the principle that a State
2
may not knowingly use false testimony to obtain a conviction - even false testimony that goes
3
only to the credibility of the witness - is “implicit in any concept of ordered liberty.” Id. In order
4
to prevail on such a due process claim, “the petitioner must show that (1) the testimony (or
5
evidence) was actually false, (2) the prosecution knew or should have known that the testimony
6
was actually false, and (3) the false testimony was material.” United States v. Zuno–Arce, 339
7
F.3d 886, 889 (9th Cir. 2003), cert. denied, 540 U.S. 1208 (2004). Nevertheless, simple
8
inconsistencies in testimony are insufficient to establish that a prosecutor knowingly permitted
9
the admission of false testimony. United States v. Zuno-Arce, 44 F.3d 1420, 1423 (9th Cir.1995).
10
“Discrepancies in . . . testimony . . . could as easily flow from errors in recollection as from lies.”
11
Id.
12
b. Analysis
13
Dr. Wagner testified that he viewed microscopic slides taken from the victim’s body by
14
Dr. Volk. Specifically, Dr. Wagner stated that from “[Dr. Volk’s] slides and his report,” he
15
located “hemorrhages in the [victim’s] eye.” (Doc. 54-2 at 130.)
In actuality, Dr. Volk’s report noted petechiae in an area near the eye and on the face, but
16
17
the report did not mention petechiae in the eye itself. In addition, Dr. Volk did not create slides
18
from the victim’s eye. Based on this, Petitioner contends Dr. Wagner provided false evidence,
19
and the prosecutor knowingly elicited false evidence when Dr. Wagner so testified. Petitioner
20
further argues this false evidence was significant because the foundation for Dr. Wagner’s
21
conclusion that the victim died as a result of homicide was his viewing petechiae in the victim’s
22
eye.
23
Based on Dr. Volk’s declaration that he had not made microscopic slides of the eyes, and
24
that he had not noted petechiae in the eyes but near the eyes, Petitioner made a prima facie
25
showing that Dr. Wagner erred when he stated that he had viewed Dr. Volk’s microscopic slides
26
and report from which he located petechiae in the eyes. However, he has not shown that Dr.
27
Wagner knowingly relied on false evidence thereby arriving at an erroneous conclusion. At most,
28
Petitioner has shown that Dr. Wagner mistakenly interpreted Dr. Volk’s report and attributed the
13
1
creation of the slides to Dr. Volk. Moreover, there is no evidence that the prosecution knowingly
2
elicited false testimony from Dr. Wagner. As noted by Respondent, attorneys may properly rely
3
on the opinions provided by expert witnesses. Stokley v. Ryan, 659 F.3d 802, 813 n.8 (9th Cir.
4
2011); Sims v. Brown, 425 F.3d 560, 585–86 (9th Cir. 2005). Absent some proof that the
5
prosecution knew or must have known Dr. Wagner was testifying falsely, Petitioner’s claim
6
against the prosecution must fail.
7
Moreover, Petitioner has not shown that Dr. Wagner relied on false evidence in arriving at
8
his conclusions. On cross-examination, Dr. Wagner was questioned concerning his viewing of
9
certain items that Dr. Volk did not note in his autopsy. (Doc. 54-2 at 149.) Defense counsel
10
asked him whether he had seen petechiae in the eyes in the photographs. (Doc. 54-2 at 171.) Dr.
11
Wagner responded that he was not certain whether he read or it saw it, and he was not certain if
12
there were photographs of the eye. (Doc. 54-2 at 171.) Significantly, when Dr. Wagner was
13
questioned again concerning the slides, he stated that he had received “12 recut histological
14
slides” of tissue. (Doc. 54-2 at 150, 186 (emphasis added).) He thus made clear that he did not
15
view the original slides created by Dr. Volk, but rather “recuts” of tissue that were made later,
16
and he assumed that these recuts used at trial were “pretty close to” or “similar to” whatever
17
“slides [Dr. Volk] has.” (Doc. 54-2 at 186.) Thus, the error Dr. Wagner initially made regarding
18
the source of the slides was cured since it was now clear that Dr. Volk was not the author of those
19
slides. Dr. Dollinger had conducted a second autopsy after Dr. Volk; obviously, he could have
20
been the source of these recuts. (Doc. 54-6 at 213-14.) Because of this, the state court could
21
reasonably have determined that Petitioner failed to make a prima facie showing that the
22
prosecution relied on false testimony.
23
In addition, Dr. Wagner did not rely only on petechiae in the victim’s eye in arriving at his
24
conclusions. His determination was also based on perivascular hemorrhaging, i.e., “bleeding
25
around the blood vessels,” in the brain, and cerebral edema. (Doc. 54-2 at 128, 136.) Dr. Wagner
26
stated that both of these conditions indicated an increase in pressure in blood vessels and a
27
deprivation of oxygenation for some period of time, which could not have been caused by a heart
28
attack as Dr. Volk concluded. (Doc. No. 54-2 at 128, 136.) He further stated that “[p]etechia
14
1
anywhere, but particularly in the face and especially the eyes, are a function of change in
2
pressure.” (Doc. 54-2 at 129.) Where petechiae are found in conjunction with perivascular
3
hemorrhages in the brain and trauma in the neck, there is a strong indication of asphyxiation.
4
(Doc. 54-2 at 129.) There was evidence in the record of petechiae in the eyes from Dr. Wagner’s
5
examination, and petechiae near the victim’s eye and in the victim’s face from Dr. Volk’s
6
autopsy. (Doc. 16 at 51; Doc. 54-2 at 129-30.)
7
He also relied on evidence of “areas of discoloration” in the trachea. (Doc. 54-2 at 124.)
8
Significantly, Dr. Wagner noted that Dr. Volk did not describe any lesions in the trachea, but Dr.
9
Wagner interpreted the discoloration “as partial fractures of the larynx” which would indicate
10
trauma to the neck. (Doc. 54-2 at 124.) In addition, Dr. Wagner noted that the injuries evident in
11
the trachea corresponded to the external bruising located on the victim’s neck, which further
12
added credibility to the findings of trauma to the trachea. (Doc. 54-2 at 198-199.)
13
Further, Dr. Wagner noted evidence of multiple injuries to the head and shoulders which,
14
while not fatal, were a contributing factor. (Doc. 54-2 at 125.) He noted areas of discoloration on
15
the forehead which he characterized as injuries but were not noted as such by Dr. Volk. (Doc. 54-
16
2 at 181-82.) He noted that blunt-force injuries to the right side of the forehead, around the right
17
ear, around the left eye, about the mouth, and about the neck and shoulders are inconsistent with
18
accidental falls, but significantly, pointed to a third party inflicting damage. (Doc. 54-2 at 131-
19
33.) This conclusion was further substantiated by the series of semi-circular point contusions to
20
the neck and shoulders that would indicate someone attempting to asphyxiate the victim. (Doc.
21
54-2 at 132-33.) Dr. Wagner concluded that “the primary cause of death [wa]s asphyxiation
22
because of the injuries to the neck, that the blunt-force injuries to the head and face, although in
23
and of themselves not fatal, speak to an assault and, therefore, an injury at the hands of another.”
24
(Doc. 54-2 at 137-38.)
25
Ultimately, Dr. Wagner concluded that “the manner of death must be homicide.” (Doc.
26
54-2 at 142.) He reached this conclusion based on the significant trauma to the victim by blunt-
27
force injuries and the evidence of asphyxia, which in combination could not have been caused by
28
a fall or something the victim did to herself, but must have been by the hands of another. (Doc.
15
1
54-2 at 143-44.) Further, Dr. Wagner found that “it would be a homicide even if there was
2
evidence of a heart attack or respiratory failure from other causes.” (Doc. 54-2 at 144.)
3
Petitioner fails to show that Dr. Wagner’s conclusions were based on false evidence or
4
that the prosecution knowingly relied on false testimony. Dr. Wagner’s opinions were simply
5
different from Dr. Volk’s and were matters left to be resolved by the jury. United States v.
6
Geston, 299 F.3d 1130, 1135 (9th Cir. 2002) (stating two conflicting versions of evidence
7
presented to jury are within province of jury to decide).
8
9
Furthermore, there was no prejudice. This was not a case where Dr. Wagner and Dr. Volk
both viewed microscopic slides of the eye, and Dr. Wagner testified that he and Dr. Volk were in
10
agreement that the slides showed petechiae, while in truth Dr. Volk did not report seeing
11
petechiae. Rather, according to his statement, Dr. Volk did not create any microscopic slides of
12
eye tissue and did not view any slides of the eye. (Doc. 64 at 59-60.) Based on his recollection,
13
Dr. Volk did not recall observing any petechiae in the victim’s eyes. (Doc. 64 at 59-60.) Had the
14
jury been so informed, there is no reasonable probability that the outcome would have been
15
different. Dr. Volk stated he never viewed any slides of the victim’s eyes, so his statement that he
16
had not viewed petechiae in the eye slides would have been of no consequence. Dr. Wagner
17
testified to what he saw in the eye slides. His initial mistake in crediting Dr. Volk for the creation
18
of the slides was harmless beyond a reasonable doubt.
19
In addition, there was overwhelming evidence of Petitioner’s guilt apart from the medical
20
evidence. Prior to the homicide, Petitioner had repeatedly conducted internet searches for ways
21
to kill without detection. He searched such subjects as “lethal doses of chemicals,” “fast
22
poisoning,” “lethal dose levels,” “causes of instant heart attacks,” “chemicals that cause heart
23
attacks,” “nicotine acid purchase,” “respiratory arrest,” “killing humans,” and “murder.” (Doc.
24
54-3 at 212-220.) At a party, Petitioner had come up to his medical professional daughter and her
25
medical professional friends and asked them, “Hey, if you were going to kill somebody, how
26
would you do it?” (Doc. 54-4 at 42.) The daughter responded that she would inject either
27
potassium or Succynicholine. (Doc. 54-4 at 42-43.) Petitioner asked why she chose those two
28
chemicals and she explained how the chemicals would cause death. (Doc. 54-4 at 44.) Petitioner
16
1
then asked how she would obtain these chemicals. (Doc. 54-4 at 44.) The daughter explained
2
that she couldn’t obtain it, and Petitioner responded that he could. (Doc. 54-4 at 45.) The
3
daughter stated that she couldn’t understand how he could obtain it if she as a medical
4
professional could not, but Petitioner stated, “No, I could get it.” (Doc. 54-4 at 45.) Petitioner
5
then inquired about other chemicals to use for killing, such as nicotine. (Doc. 54-4 at 46.)
6
Petitioner also admitted lying to the police investigators. (Doc. 54-5 at 214.) During the
7
9-1-1 call, Petitioner advised that he had not seen the victim since earlier the prior evening. (Doc.
8
54-5 at 150.) At trial, he admitted he had been with the victim all evening rendering her aid until
9
she went to sleep around midnight. (Doc. 54-5 at 150-151.) He had told investigators that the
10
victim had fallen and impacted the dresser in the bedroom, but on cross-examination he admitted
11
that was a lie. (Doc. 54-5 at 212-14.) He also testified that he was at his residence from noon to
12
4:00 p.m. the prior day discussing divorce with the victim. (Doc. 54-5 at 154.) He stated that the
13
entire four hours, without a break, were consumed with discussions about divorce and the
14
property that needed to be distributed. (Doc. 54-5 at 158.) Later, when confronted with
15
cellphone records of calls made by him between 1:30 and 3:15 p.m., including one to the victim,
16
he admitted he had left the residence during that time. (Doc. 54-5 at 159-62, 208-11.) And when
17
confronted with statements he made to investigators that contradicted his trial testimony, he
18
admitted to lying to the investigators on numerous occasions. (Doc. 54-5 at 196-207.)
19
Petitioner also demonstrated a consciousness of guilt when he explained to the victim’s
20
daughter the manner in which she had died. Petitioner stated that the victim had fallen and hit the
21
dresser, which at trial he stated was a lie. (Doc. 54-3 at 46; Doc. 54-5 at 212-14.) He then told
22
her that this was the reason she has marks on her neck, but demonstrated with his hand that she
23
had been choked. (Doc. 54-3 at 46-47, 93-94.)
24
Also damaging was when investigators asked if they could take fingernail scrapings of
25
Petitioner as evidence and then left the room, Petitioner was surreptitiously videotaped
26
methodically cleaning under each fingernail with his teeth. (Doc. 54-5 at 214-15; Doc. 54-4 at
27
154; Doc. 71-11 at 2.)
28
For the foregoing reasons, a rational factfinder could determine that Dr. Wagner did not
17
1
provide false testimony, or that the prosecution knowingly allowed false evidence to be submitted
2
to the jury. Further, in light of the overwhelming nonmedical evidence against Petitioner, any
3
error in Dr. Wagner attributing the creation and viewing of microscopic slides of the eye to Dr.
4
Volk was harmless beyond a reasonable doubt. The claim should be denied.
5
2. Insufficient Evidence
6
Petitioner next argues that the evidence was insufficient to support the finding of
7
premeditation and deliberation. This claim was raised on appeal. In the last reasoned decision,
8
the Fifth DCA rejected the claim as follows:
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Defendant argues the evidence is insufficient to support a finding of premeditation
and deliberation. In particular, he contends the manner of the killing suggests an
impulsive killing. He asserts there was no evidence of planning activity,
dismissing the internet searches and party talk as an academic interest and having
no relationship to the way Fern was killed. He claims the evidence of motive was
weak because, although he was unhappy in his marriage, he expressed his wish for
a divorce to Fern and would not have done so if he were going to kill her to avoid
paying alimony.
“In addressing a challenge to the sufficiency of the evidence supporting a
conviction, the reviewing court must examine the whole record in the light most
favorable to the judgment to determine whether it discloses substantial evidence—
evidence that is reasonable, credible and of solid value—such that a reasonable
trier of fact could find the defendant guilty beyond a reasonable doubt. [Citation.]
The appellate court presumes in support of the judgment the existence of every
fact the trier could reasonably deduce from the evidence. [Citations.] The same
standard applies when the conviction rests primarily on circumstantial evidence.
[Citation.] Although it is the jury's duty to acquit a defendant if it finds the
circumstantial evidence susceptible of two reasonable interpretations, one of which
suggests guilt and the other innocence, it is the jury, not the appellate court that
must be convinced of the defendant's guilt beyond a reasonable doubt. [Citation.]
‘“If the circumstances reasonably justify the trier of fact's findings, the opinion of
the reviewing court that the circumstances might also reasonably be reconciled
with a contrary finding does not warrant a reversal of the judgment.”’” (People v.
Kraft (2000) 23 Cal.4th 978, 1053–1054.)
“In making our determination, we focus on the whole record, not isolated bits of
evidence. [Citation.] We do not reweigh the evidence; the credibility of witnesses
and the weight to be accorded to the evidence are matters exclusively within the
province of the trier of fact. [Citation.] We will not reverse unless it clearly
appears that on no hypothesis whatever is there sufficient substantial evidence to
support the jury's verdict. [Citations.]” (People v. Upsher (2007) 155 Cal.App.4th
1311, 1321–1322.)
Defendant's argument focuses on the framework set forth in People v. Anderson
(1968) 70 Cal.2d 15 for evaluating whether there is substantial evidence to sustain
findings of premeditation and deliberation. In Anderson, the California Supreme
Court “described three categories of evidence recurring in those cases: planning,
motive, and manner of killing. [Citations.] The Anderson decision stated:
18
1
2
3
4
‘Analysis of the cases will show that this court sustains verdicts of first degree
murder typically when there is evidence of all three types and otherwise requires at
least extremely strong evidence of [planning] or evidence of [motive] in
conjunction with [evidence of] either [planning] or [manner of killing].’
[Citations.] Since Anderson, we have emphasized that its guidelines are descriptive
and neither normative nor exhaustive, and that reviewing courts need not accord
them any particular weight. [Citations.]” (People v. Halvorsen (2007) 42 Cal.4th
379, 419–420, brackets in original except those indicating citations.)
5
6
7
8
9
10
11
12
13
14
The evidence here supports the jury's verdict of first degree murder. For several
months, defendant had been researching methods to kill, as evidenced by the
computer searches and his discussion with his daughter about killing someone.
This was clear evidence of planning. Fern was strangled. Strangling someone takes
a significant period of time and is an exacting method of causing death. In
addition, the manner in which defendant killed her, leaving fewer traces than usual
for a strangling, suggests he utilized methods that aided in covering up the
strangling. Defendant had a motive to kill Fern. He was having an affair with
Debbie Coleman and he wanted a divorce from Fern. Fern did not want a divorce.
In addition, although Fern did not have abundant assets, she did have some assets.
Also, Fern's only income was a meager check from Social Security. Defendant was
the main breadwinner. If he divorced Fern, he would most likely have had to pay
spousal support. We note that there was no evidence of a struggle in the apartment
where Fern died, thus suggesting that the two were not engaged in a fight that led
to the killing. All of the above is sufficient to find that defendant made a calculated
judgment to kill Fern and to support his conviction for first degree murder.
Brooks, 2008 WL 2897093, at *7–8.
15
a. Legal Standard
16
The law on sufficiency of the evidence is clearly established by the United States Supreme
17
Court. Pursuant to the United States Supreme Court’s holding in Jackson v. Virginia, 443 U.S.
18
307 (1979), the test on habeas review to determine whether a factual finding is fairly supported by
19
the record is as follows: “[W]hether, after viewing the evidence in the light most favorable to the
20
prosecution, any rational trier of fact could have found the essential elements of the crime beyond
21
a reasonable doubt.” Jackson, 443 U.S. at 319; see also Lewis v. Jeffers, 497 U.S. 764, 781
22
(1990). Thus, only if “no rational trier of fact” could have found proof of guilt beyond a
23
reasonable doubt will a petitioner be entitled to habeas relief. Jackson, 443 U.S. at 324.
24
Sufficiency claims are judged by the elements defined by state law. Id. at 324, n. 16.
25
If confronted by a record that supports conflicting inferences, a federal habeas court “must
26
presume–even if it does not affirmatively appear in the record–that the trier of fact resolved any
27
such conflicts in favor of the prosecution, and must defer to that resolution.” Id. at 326.
28
Circumstantial evidence and inferences drawn from that evidence may be sufficient to sustain a
19
1
conviction. Walters v. Maass, 45 F.3d 1355, 1358 (9th Cir. 1995).
2
After the enactment of the AEDPA, a federal habeas court must apply the standards of
3
Jackson with an additional layer of deference. Juan H. v. Allen, 408 F.3d 1262, 1274 (9th Cir.
4
2005). In applying the AEDPA’s deferential standard of review, this Court must presume the
5
correctness of the state court’s factual findings. 28 U.S.C. § 2254(e)(1); Kuhlmann v. Wilson,
6
477 U.S. 436, 459 (1986).
7
In Cavazos v. Smith, 565 U.S. 1 (2011), the United States Supreme Court further
8
explained the highly deferential standard of review in habeas proceedings, by noting that Jackson
9
makes clear that it is the responsibility of the jury - not the court - to decide what
conclusions should be drawn from evidence admitted at trial. A reviewing court
may set aside the jury's verdict on the ground of insufficient evidence only if no
rational trier of fact could have agreed with the jury. What is more, a federal court
may not overturn a state court decision rejecting a sufficiency of the evidence
challenge simply because the federal court disagrees with the state court. The
federal court instead may do so only if the state court decision was “objectively
unreasonable.”
10
11
12
13
14
15
16
Because rational people can sometimes disagree, the inevitable consequence of
this settled law is that judges will sometimes encounter convictions that they
believe to be mistaken, but that they must nonetheless uphold.
Id. at 3-4.
17
b. Analysis
18
In this case, the state court applied the Jackson standard; therefore, the only question is
19
20
whether the state court’s application was objectively unreasonable. Id.
There was substantial evidence from which a jury could find the elements of
21
premeditation and deliberation. Petitioner’s internet searches for methods of killing as well as his
22
inquiries with his medical professional daughter and friends were clear evidence of planning.
23
There was also a motive to kill the victim. Petitioner wanted a divorce and the victim did not.
24
The victim had few assets and Petitioner was the main source of income for the couple. In the
25
event of divorce, Petitioner would have had to pay spousal support. There was no evidence of
26
struggle and the victim was killed by strangulation. This suggests the killing was deliberate and
27
not the result of a fight. From all of the above, a reasonable factfinder could have determined that
28
there was sufficient evidence of premeditation and deliberation. The claim should be rejected.
20
1
3.
2
Petitioner next contends that the prosecutor committed misconduct by improperly
3
conducting voir dire, making improper arguments, violating in limine orders, conducting
4
improper cross-examination, falsely accusing the petitioner of a crime, and suppressing
5
exculpatory evidence.
Prosecutorial Misconduct
6
This claim was also raised and rejected by the Fifth DCA on direct review, as follows:
7
8
Again in laundry-list fashion defendant cites a plethora of areas in the transcript
where he claims the prosecutor committed deliberate misconduct by the use of
deceptive or reprehensible methods.
9
….
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Next, defendant argues the prosecution asked questions so obviously improper that
they could not have been asked in good faith and cites a long list of such
“obviously improper tactics.” As examples, defendant cites to the People asking
prospective jurors, during jury selection, if anyone had cheated on a spouse (a
defense objection was immediately sustained), asking prospective jurors if they
think a person that cheats on a spouse is an honest person (claimed improper
attempts to get the jury to prejudge the case), asking sarcastic questions to
Coleman (the court told the prosecutor to change her attitude), asking questions
that were insulting to Dr. Comparini, and asking questions about the defendant's
demeanor after Fern's death (claimed as eliciting evidence in violation of an in
limine ruling). In none of these instances has defendant shown that an objection
based on prosecutorial misconduct was made. He has waived any claim of error.
Finally defendant contends the prosecutor repeatedly misstated facts and referred
to facts not in evidence in her closing argument. Again, defendant has failed to
show where he objected based on prosecutorial misconduct to the argument of the
prosecutor. In addition, “[a]ssuming (which we do not) that the prosecutor's
argument was improper, it clearly appears, from a review of the entire record, that
the argument was harmless, and that no prejudice was (or can be) demonstrated.”
(People v. Adanandus (2007) 157 Cal.App.4th 496, 514.)
Additionally, the jury was instructed that statements made by the attorneys during
trial are not evidence, thus reducing the chance that the jury relied on any improper
statement of facts by the prosecution. (People v. Boyette (2002) 29 Cal.4th 381,
453.) Also, the jury was informed that it must determine the facts from the
evidence received at trial and not from any other source.
Defendant has failed to demonstrate that any prosecutorial misconduct that
occurred was prejudicial. Defendant has forfeited the right to raise any
prosecutorial misconduct that he did not object to. Even if the prosecutor engaged
in misconduct, a review of the entire record demonstrates the trial was not so
fundamentally unfair so as to trigger the Chapman (Chapman v. California (1967)
386 U.S. 18.) standard of prejudicial error. (People v. Adanandus, supra, 157
Cal.4th at p. 515.)
Brooks, 2008 WL 2897093, at *35–36.
21
1
a. Procedural Default
2
As an initial matter, the Court notes that the state court determined that many of
3
Petitioner’s allegations of prosecutorial misconduct were procedurally barred because no
4
contemporaneous objection was made at trial.
5
A federal court will not review a claim of federal constitutional error raised by a state
6
habeas petitioner if the state court determination of the same issue “rests on a state law ground
7
that is independent of the federal question and adequate to support the judgment.” Coleman v.
8
Thompson, 501 U.S. 722, 729 (1991). This rule also applies when the state court's determination
9
is based on the petitioner's failure to comply with procedural requirements, so long as the
10
procedural rule is an adequate and independent basis for the denial of relief. Id. at 730. For the
11
bar to be “adequate,” it must be “clear, consistently applied, and well-established at the time of
12
the [ ] purported default.” Fields v. Calderon, 125 F.3d 757, 762 (9th Cir. 1997). For the bar to
13
be “independent,” it must not be “interwoven with the federal law.” Michigan v. Long, 463 U.S.
14
1032, 1040-41 (1983). If an issue is procedurally defaulted, a federal court may not consider it
15
unless the prisoner can demonstrate cause for the default and actual prejudice as a result of the
16
alleged violation of federal law, or demonstrate that failure to consider the claims will result in a
17
fundamental miscarriage of justice. Coleman, 501 U.S. at 749-50.
18
In Melendez v. Pliler, 288 F.3d 1120, 1125 (9th Cir. 2002), the Ninth Circuit held that
19
California's contemporaneous objection doctrine is clear, well-established, and has been
20
consistently applied when a party has failed to make any objection to the admission of evidence.
21
In Vansickel v. White, 166 F.3d 953 (9th Cir. 1999), the Ninth Circuit held that the
22
contemporaneous objection bar is an adequate and independent state procedural rule. In this case,
23
Petitioner did not object to the prosecutor’s voir dire questions, her alleged improprieties in
24
questioning witnesses, her questions concerning Petitioner’s demeanor after the victim’s death,
25
and her alleged misstatement of facts and reference to facts not in evidence during closing
26
argument. Further, Petitioner has not demonstrated cause for the default or actual prejudice
27
resulting therefrom. Thus, these claims are procedurally defaulted and should be dismissed.
28
///
22
1
b. Legal Standard
2
A petitioner is entitled to habeas corpus relief if the prosecutor’s misconduct “so infected
3
the trial with unfairness as to make the resulting conviction a denial of due process.” Donnelly v.
4
DeChristoforo, 416 U.S. 637, 643 (1974). To constitute a due process violation, the prosecutorial
5
misconduct must be “of sufficient significance to result in the denial of the defendant’s right to a
6
fair trial.” Greer v. Miller, 485 U.S. 756, 765 (1987) (quoting United States v. Bagley, 473 U.S.
7
667 (1985)). Any claim of prosecutorial misconduct must be reviewed within the context of the
8
entire trial. Id. at 765-66; United States v. Weitzenhoff, 35 F.3d 1275, 1291 (9th Cir. 1994). The
9
court must keep in mind that “[t]he touchstone of due process analysis in cases of alleged
10
prosecutorial misconduct is the fairness of the trial, not the culpability of the prosecutor” and “the
11
aim of due process is not punishment of society for the misdeeds of the prosecutor but avoidance
12
of an unfair trial to the accused.” Smith v. Phillips, 455 U.S. 209, 219 (1982). If prosecutorial
13
misconduct is established, and it was constitutional error, the error must be evaluated pursuant to
14
the harmless error test set forth in Brecht v. Abrahamson, 507 U.S. 619 (1993). See Thompson,
15
74 F.3d at 1577 (Only if constitutional error is established “would we have to decide whether the
16
constitutional error was harmless.”).
17
c. Analysis
18
In addition to being procedurally barred, the claims of prosecutorial misconduct are
19
without merit. Petitioner cites numerous instances where he contends the prosecutor acted
20
inappropriately, whether in conducting voir dire, questioning witnesses, violating pretrial orders,
21
or making arguments without foundation or based on false evidence. Petitioner fails to show how
22
any of these instances prejudiced him to the level of a constitutional violation.
23
Petitioner faults counsel for asking questions during voir dire about adultery. No
24
prejudice could have occurred since it was beyond dispute at trial that Petitioner was having an
25
affair with Ms. Coleman prior to the homicide. As to his questioning of witnesses, the trial court
26
is well equipped to deal with counsel’s courtroom conduct. Where counsel’s behavior runs afoul
27
of the rules of court, opposing counsel may object or the trial court may admonish counsel. In
28
this case, defense counsel did not object to most of the instances the petitioner cited, and where he
23
1
did, the trial court found counsel’s actions were either appropriate, or it took ameliorative action.
2
With respect to counsel’s alleged violations of in limine orders, there is no Supreme Court
3
authority which holds that violating a pretrial order also violates the petitioner’s constitutional
4
rights. Again, it is the trial court’s task to determine whether counsel’s actions are permissible.
5
To the extent that a trial court alters its pretrial orders, there is no Supreme Court authority which
6
holds this to be a constitutional violation. As to counsel’s arguments made without foundation or
7
concerning false evidence, it is the jury’s task to determine whether counsel’s arguments were
8
supported by the evidence. The jury was instructed that nothing counsel said was evidence, and
9
they were only to consider the evidence elicited from witnesses. (Doc. 71-5 at 21.) The jury is
10
11
presumed to follow its instructions, and in this case, there is no indication the jury failed to do so.
From the record, a fairminded jurist could conclude that none of the prosecutor’s actions
12
could reasonably be seen as “infect[ing] the trial with unfairness as to make the resulting
13
conviction a denial of due process.” Donnelly, 416 U.S. at 643.
14
4.
Ineffective Assistance of Counsel
15
Petitioner argues that defense counsel rendered ineffective assistance by inadequately
16
arguing for admission of Dr. Volk’s autopsy report, failing to object to multiple misstatements of
17
facts and evidence by the prosecution, and failing to present available medical evidence on the
18
decedent’s health concerning her alleged heart problem.
19
20
21
22
23
24
25
26
27
28
This claim was raised on state habeas review. In the last reasoned decision, the Kern
County Superior Court rejected the claim as follows:
Petitioner contends that his counsel was ineffective due to the above-mentioned
errors, and that ineffectiveness caused prejudice to him resulting in the guilty
verdict.
To prevail on a claim of ineffectiveness of counsel, petitioner must show that
counsel's representation fell below professional norms, that is, but for that
ineffectiveness, there would be a probability of a change in the outcome.
(Strickland v. Washington (1984) 466 U.S. 668, 694.) The claim must be grounded
in reality, and not a figment of petitioner's imagination. (In re Avena (1996) 12
Cal.4th 694, 727; In re Sixta (1989) 48 Cal.3d 1247, 1257.)
...
[¶] . . . . The appellate court found no error by the court's refusal to admit Dr.
Volk's version of the autopsy report. Had Dr. Volk testified, his opinion of blunt
24
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2
3
4
5
6
7
8
9
10
11
12
13
14
force trauma at the hands of another could be harmful to petitioner because it
could implicate him in his wife's death. The autopsy report is hearsay since official
records must have a proper foundation including authentication of the report.
Evidence Code section 1280 states in pertinent part: "evidence of a writing made
as a record of an act, condition, or event is not made inadmissible by the hearsay
rule when offered in any civil or criminal proceeding to prove the act, condition, or
event if all of the following applies: (a) The writing was made by and within the
scope of duty of a public employee, (b) The writing was made at or near the time
of the act, condition, or event, (c) The sources of information and method and time
of preparation were such as to indicate its trustworthiness. This means that Dr.
Volk had to take the stand and lay a foundation as to the autopsy and explain why
it was reliable. By doing so, Dr. Volk could be subject to cross-examination
including offering an explanation as to the cause of the blunt force trauma.
The appellate court independently reviewed the autopsy report and found there
was no prejudice caused to petitioner at the hands of his counsel. Where the
appellate court rules adversely against petitioner on a point of law, he is precluded
from raising it again in habeas corpus. (In re Waltreus (1965) 62 Cal.2d 218, 225.)
Petitioner's arguments over his representation were raised and rejected on appeal.
Petitioner presents no additional evidence to warrant reconsideration by this court.
(Id.) The 1999 medical reports of sinus conditions, depression, and heart ailments
were from 1999 and too remote to the present cause of death. Petitioner argues that
these conditions could have caused her death. This is speculation at best, and is
excludable under Evidence Code section 352 in that it would lead to confusion of
the issues and waste of time. The evidence simply does not support petitioner's
contention that she died of a heart attack and that she simply bumped up against a
dresser before falling into bed. There was no evidence of prolonged heart disease,
or excessive vomitus leading to strangulation.
15
16
(Doc. 54-8 at 5-6.)
17
a. Legal Standard
18
Effective assistance of counsel is guaranteed by the Due Process Clause of the Fourteenth
19
Amendment. Evitts v. Lucey, 469 U.S. 387, 391-405 (1985). Claims of ineffective assistance of
20
counsel are reviewed according to Strickland's two-pronged test. Miller v. Keeney, 882 F.2d
21
1428, 1433 (9th Cir. 1989); United States v. Birtle, 792 F.2d 846, 847 (9th Cir.1986); see also
22
Penson v. Ohio, 488 U.S. 75(1988) (holding that where a defendant has been actually or
23
constructively denied the assistance of counsel altogether, the Strickland standard does not apply
24
and prejudice is presumed; the implication is that Strickland does apply where counsel is present
25
but ineffective).
26
To prevail, Petitioner must show two things. First, he must establish that counsel’s
27
deficient performance fell below an objective standard of reasonableness under prevailing
28
professional norms. Strickland v. Washington, 466 U.S. 668, 687-88 (1984). Second, Petitioner
25
1
must establish that he suffered prejudice in that there was a reasonable probability that, but for
2
counsel’s unprofessional errors, he would have prevailed on appeal. Id. at 694. A “reasonable
3
probability” is a probability sufficient to undermine confidence in the outcome of the trial. Id.
4
The relevant inquiry is not what counsel could have done; rather, it is whether the choices made
5
by counsel were reasonable. Babbitt v. Calderon, 151 F.3d 1170, 1173 (9th Cir. 1998).
6
With the passage of the AEDPA, habeas relief may only be granted if the state-court
7
decision unreasonably applied this general Strickland standard for ineffective assistance.
8
Knowles v. Mirzayance, 556 U.S. 111, 122 (2009). Accordingly, the question “is not whether a
9
federal court believes the state court’s determination under the Strickland standard “was incorrect
10
but whether that determination was unreasonable–a substantially higher threshold.” Schriro v.
11
Landrigan, 550 U.S. 465, 473 (2007); Knowles, 556 U.S. at 123. In effect, the AEDPA standard
12
is “doubly deferential” because it requires that it be shown not only that the state court
13
determination was erroneous, but also that it was objectively unreasonable. Yarborough v.
14
Gentry, 540 U.S. 1, 5 (2003). Moreover, because the Strickland standard is a general standard, a
15
state court has even more latitude to reasonably determine that a defendant has not satisfied that
16
standard. See Yarborough v. Alvarado, 541 U.S. 652, 664 (2004) (“[E]valuating whether a rule
17
application was unreasonable requires considering the rule’s specificity. The more general the
18
rule, the more leeway courts have in reaching outcomes in case-by-case determinations”).
19
b. Analysis
20
Petitioner first argues that counsel failed to continue to argue for the admissibility of Dr.
21
Volk’s autopsy report despite the trial court already twice having denied his request for its
22
admission. Petitioner argues that counsel should have argued to admit it under Cal. Evid. Code §
23
1280 as a business record. This claim fails because the state court determined on habeas review
24
that the report was inadmissible under state law as a business record under § 1280. This court is
25
bound by a state court’s interpretation of state law. Oxborrow v. Eikenberry, 877 F.2d 1395,
26
1399 (9th Cir. 1989). Counsel cannot be faulted for failing to make a frivolous argument. James
27
v. Borg, 24 F.3d 20, 26 (9th Cir. 1994) (trial counsel's failure to make a futile motion does not
28
constitute ineffective assistance of counsel).
26
1
Petitioner also contends that counsel failed to make numerous objections to the
2
prosecutor’s arguments during summation. Petitioner states counsel objected to six of the
3
misstatements he noted but he failed to object to others that Petitioner characterized as based on
4
false evidence or having no evidentiary support. When he asked counsel why he wasn’t
5
objecting, counsel stated he would “look like a jackrabbit.”
6
Petitioner’s contention fails. He argues that the prosecution’s arguments constituted
7
“evidence that is prejudicial against the defense”; however as previously noted, the prosecution’s
8
arguments are not evidence at all. The trial court had advised the jury that the prosecution’s
9
arguments were not evidence, and that the jury could only consider testimony elicited from
10
witnesses as evidence. Whether an argument by the prosecutor was supported by evidence was a
11
determination for the jury. In addition, defense counsel made several objections, and [w]here an
12
objection previously has been made and overruled, repeated objections to the same subject matter
13
may simply draw the jury's attention to the complained-of argument or perhaps irritate or alienate
14
the jury.” Middleton v. Roper, 455 F.3d 838, 850 (8th Cir. 2006). Moreover, counsel has wide
15
latitude in determining the best strategy, particularly during closing arguments. Yarborough v.
16
Gentry, 540 U.S. 1, 5-6 (2003). Also, the Supreme Court has stated that “[w]hen counsel focuses
17
on some issues to the exclusion of others, there is a strong presumption that he did so for tactical
18
reasons rather than through sheer neglect.” Id. at 8. Thus, Petitioner fails to show that counsel
19
acted beyond the wide range of legitimate defense strategy when he chose not to object to certain
20
statements.
21
Finally, Petitioner complains that defense counsel failed to present the decedent’s medical
22
records. On habeas review, the state court determined that the medical logs were inadmissible
23
because they were too remote in time and would have led to “confusion of the issues and waste of
24
time.” There is no Supreme Court authority which would disallow a trial court’s use of these
25
grounds to exclude evidence. Further, Petitioner cannot show prejudice since this evidence would
26
have been inadmissible. Also, the evidence would not have assisted defense given its remoteness
27
in time.
28
For the above reasons, Petitioner fails to demonstrate that the state court application of
27
1
2
3
4
Strickland was objectively unreasonable. The Court should deny the claim.
5.
Ineffective Assistance of Appellate Counsel
Petitioner also faults appellate counsel for failing to raise ineffective assistance of
counsel claims concerning the prosecutor’s misstatements.
5
a. Legal Standard
6
In challenges to the effective assistance of appellate counsel, the same standards apply as
7
with claims of ineffective assistance of trial counsel. Smith v. Robbins, 528 U.S. 259, 285
8
(2000); Smith v. Murray, 477 U.S. 527 (1986). In Robbins, the United States Supreme Court
9
indicated that an appellate attorney filing a merits brief need not and should not raise every non-
10
frivolous claim. Robbins, 528 U.S. at 288. Rather, an attorney may select from among them in
11
order to maximize the likelihood of success on appeal. Id. As a result, there is no requirement
12
that an appellate attorney raise issues that are clearly untenable. Gustave v. United States, 627
13
F.2d 901, 906 (9th Cir. 1980); see also Gillhan v. Rodriguez, 551 F.2d 1182 (10th Cir. 1977).
14
Here, the Court has already concluded that trial counsel was not ineffective under the Sixth
15
Amendment. Therefore, it necessarily follows that appellate counsel could not have been
16
ineffective for failing to raise issues related to trial counsel’s incompetence.
17
Moreover, in California, issues of ineffective assistance of counsel are preferably brought
18
on habeas review in order to enable trial counsel the opportunity to explain the reasons for his or
19
her conduct. People v. Mendoza Tello, 15 Cal.4th 264, 266-67 (1997). Therefore, Petitioner fails
20
to show that the state court rejection of this claim was unreasonable. The claim should be denied.
21
6.
Trial Court Bias and Error
22
Finally, Petitioner claims a multitude of errors by the trial court. He alleges the trial court:
23
“(1) did not maintain neutrality in decisions for admission of evidence; (2) did not grant a
24
mistrial/retrial for uncorrectable detrimental statement by witness Bobby Scrivner; (3)
25
implemented rigid controls on defense expert which were not implemented on prosecution expert
26
nor defense expert during direct examination; (4) admitted evidence that violated Miranda; (5)
27
denied instructions on lesser charges when there was evidence in trial to support these
28
instructions; (6) admitted evidence on how to kill someone with poison when it was not related to
28
1
the crime charged in trial; (7) did not provide instructions on corpus delecti rule; and (8) refused
2
instructions on CALCRIM 356.” These claims were raised and rejected in the last reasoned state
3
decision by the Fifth DCA on direct review. The Court will address each claim in turn.
4
a. Audiotape Evidence and Log Notes
5
Petitioner alleges the trial court did not act in a neutral fashion when it denied the
6
admission of allegedly exculpatory evidence. He contends the trial court erred in failing to grant
7
the defense motion to admit evidence of an audiotape and the decedent’s log notes. This claim
8
was raised and rejected on direct review. In the last reasoned decision, the Fifth DCA stated:
9
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11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Prior to trial, defendant filed a brief in support of the use of the entire Hans King
tape. He asserted the tape was relevant to the two issues underlying the case:
whether Fern died a natural death and whether defendant had a motive to kill her.
In particular, he claimed the tape was evidence that he and Fern had discussed a
divorce and the tape supported his theory that a divorce was discussed prior to
Fern's death. Also, defendant claimed the tape showed that Fern would agree to the
divorce, thus undermining a claim that he had a motive to murder her. In addition,
defendant argued the tape would corroborate the defense evidence that his
relationship with Fern had become platonic, thus explaining why he was having a
relationship with Debbie Coleman. In addition, defendant argued that the
explanation of the nature of the relationship between himself and Fern partially
explained his demeanor after Fern's death.
During trial, the court ruled tentatively that it was not going to allow the entire
tape into evidence. The court believed that most of the tape was irrelevant or
would not fall under a hearsay exception. Defendant argued that the tape was
relevant because Fern expressed her feelings toward him and discussed him in a
positive light. In addition, he argued the tape was relevant to show that he and Fern
did not have an intimate marriage. Defendant also claimed that the tape supported
his testimony that he and Fern discussed divorce the day before she died. In
addition, defendant asserted that showing Fern's emotional distress during the tape
supports his theory that stress and bad news could have triggered a heart attack.
The court found that Fern's statements on the tape were trustworthy and that the
tape itself was trustworthy and had not been altered in any way. The court found
portions of the tape to be irrelevant or hearsay. The court then went through the
transcript line by line, admitting portions and excluding portions.
The court said that the parties had gone over the transcript that would be provided
to the jury following the court's rulings as to what was admissible. The court stated
that the parties had stipulated that the transcript was admissible. The court said this
was done without waiving any objection.
Defendant testified that Hans King is a channeler—a person who hears messages
from people who have died and passes these messages on to the living. Fern had
sessions with King and defendant also had seen King before. King tape-records
these sessions. After Fern died, defendant found a tape of the August 14, 2004,
session between Fern and King.
29
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3
4
5
6
7
8
9
10
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12
13
14
15
16
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18
19
20
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22
23
24
25
26
27
The clerk then read portions of the transcript of the session to the jury. This
included statements of Fern that she still wanted to continue the relationship. She
said defendant told her he wanted a divorce. She said that their relationship had
been nonsexual for years. She told King that a few weeks earlier defendant said he
wanted to talk and said he wanted a divorce. She said it was a surprise because
defendant was her best friend. She asked defendant if there was anything they
could do about it or work on it, but he said he did not think so. Defendant told her
he was very unhappy and he did not love her anymore. One evening, she asked
defendant what if she said no to the divorce. He looked at her in funny manner and
did not answer. She said she wanted better reasons for why he wanted a divorce.
Fern told King that her friendship relationship with defendant has always been
perfect and beautiful. King advised Fern to tell defendant that she would like to
know his reasons for a divorce and to say to him that she loves and honors him so
much that she would give him a divorce if that is what he really wants. Fern told
King that she asked defendant if they could share the house, with separate rooms.
Fern wanted to know why defendant would not go along with this if he had
nothing else to go to.
Defendant now claims the trial court erred in not admitting the entire tape into
evidence. He points to over 10 portions of the tape that should have been admitted.
He argues this evidence would have corroborated his testimony that he cared very
much about Fern, that he had no desire to see her dead, and that they had a calm
and rational discussion culminating in her agreeing to a divorce the day before she
died. He contends these portions of the tape that were erroneously excluded would
have caused the jury to give greater credence to his testimony. In his reply brief
defendant makes specific arguments as to each portion of the tape he now claims
should have been admitted but was not.
“Broadly speaking, an appellate court applies the abuse of discretion standard of
review to any ruling by a trial court on the admissibility of evidence. [Citations.]”
(People v. Waidla (2000) 22 Cal.4th 690, 717.) The trial court excluded portions of
the taped conversation here because they were irrelevant or, if relevant, did not fall
within the state-of-mind exception to the hearsay rule. Relevant evidence is
evidence that has any tendency in reason to prove a disputed material fact.
(Evid.Code, § 210.) Evidence Code section 1250 contains the state-of-mind
exception to the hearsay rule. It provides in pertinent part, “(a) Subject to Section
1252, evidence of a statement of the declarant's then existing state of mind,
emotion, or physical sensation (including a statement of intent, plan, motive,
design, mental feeling, pain, or bodily health) is not made inadmissible by the
hearsay rule when: [¶](1) The evidence is offered to prove the declarant's state of
mind, emotion, or physical sensation at that time or at any other time when it is
itself an issue in the action; or [¶](2) the evidence is offered to prove or explain
acts or conduct of the declarant.”
Evidence Code section 1252 states that evidence of a statement is inadmissible if it
is not trustworthy. The trial court found the taped statement to be trustworthy.
Defendant does not challenge this ruling on appeal.
As previously noted, the trial court went through the entire transcript of the tape
page by page and ruled specifically which portions it was admitting and which
portions it was excluding. During this review by the trial court the parties were
allowed to make specific objections and argue their position to the particular
decisions made by the trial court, and at times the court reversed its determination
based on the arguments of the parties.
28
30
1
2
3
4
Evidence Code section 354 provides in pertinent part that “[a] verdict or finding
shall not be set aside, nor shall the judgment or decision based thereon be reversed,
by reason of the erroneous exclusion of evidence unless the court which passes
upon the effect of the error or errors is of the opinion that the error or errors
complained of resulted in a miscarriage of justice and it appears of record that: [¶]
(a) the substance, purpose, and relevance of the excluded evidence was made
known to the court by the questions asked, an offer of proof, or by any other
means.”
5
6
7
8
9
10
11
12
13
14
15
16
We find that to the extent defendant did not offer particularized reasons during the
hearing before the trial court for the admission and relevancy of the excluded
portions of the tape he has failed to preserve the issue for appeal. The transcript of
the tape was a 28–page document. A reading of the document demonstrates that,
while portions of the conversation were relevant and portions of the conversation
fell within the state-of-mind hearsay exception, not everything in the document
met these criteria for admission into evidence. Defendant thus could not rely on an
all-inclusive offer of relevancy and purpose for the entire document and was
required to make a proper showing for each particular subject area within the
document. This is particularly applicable when the trial court extended the
opportunity to make the proper showing during the time it meticulously went
through each page of the document.
As his first claim of erroneous exclusion defendant argues the trial court should
have admitted King's question to Fern asking her if defendant would be willing to
go with her to counseling. Fern responded that she had asked defendant if he
thought counseling would help and he said no. The court excluded this. Defendant
made no comment. Thus, he has waived the argument to this portion of the tape. In
any event, defendant's claim has no merit. Defendant argues that this portion of the
tape showed that defendant had an unequivocal intention to end the marriage
through divorce and did not have a secret plan to kill Fern. In addition, he claims it
corroborates that Fern agreed to a divorce on Sunday and that defendant had typed
up divorce papers prior to Fern's death.
17
18
19
The state-of-mind exception to the hearsay rule applies to the state of mind of the
declarant. Defendant's unequivocal intention to end the marriage does not fall
within the state-of-mind exception because he was not the declarant. Additionally,
it does not corroborate that Fern agreed to divorce; it shows the contrary—that she
wanted to go to counseling to save the marriage.
20
27
Defendant's next area of dispute with an excluded portion of the tape is the portion
when Fern says to King that defendant always buys her beautiful anniversary
cards. He had purchased one for their December 31, 2003, anniversary. Fern told
King that the card was beautiful and in the card defendant told her that he loved
her. She returned it to defendant because she did not feel that he loved her. The
court found this portion of the tape to be irrelevant. Defendant made no comment,
thus waiving the issue. Again, defendant's argument for inclusion made for the
first time in the reply brief would fail in any event. Defendant claims this evidence
would undermine the prosecution's theory that he did not care about Fern and
discussed killing her with his daughter that same month and also was relevant to
show that he did not deliberately kill Fern when he clearly cared enough to give
her a lovely card just a few months prior to her death. Again, the statements do not
fall within the state-of-mind exception because they involve defendant's state of
mind, not the declarant's.
28
The third claim applies to Fern's discussion that she thought defendant might have
21
22
23
24
25
26
31
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2
3
4
5
6
7
8
9
had an affair with Deborah Channel (not Debbie Coleman). Channel was a heroin
addict that Fern and defendant had been helping. Fern suspected that defendant
had an affair with her, and Channel had written defendant a love letter. Defendant
denied an affair, and Fern felt certain he was telling the truth. Fern said she would
take the divorce idea better if she knew it had to do with an affair with Channel.
Court and counsel engaged in a discussion regarding the admission of the portions
of the tape discussing Channel. The court found it was confusing because Fern
went back and forth during her discussion with King on whether or not she
believed defendant had an affair or not. In addition, the court found it to be
cumulative. Also, the court found it to be irrelevant as to Fern's state of mind. In
response defendant said that his arguments were clear and that the thrust of the
tape was that Fern had positive feelings for him. We fail to see how this portion of
the tape, which waffled back and forth on whether Fern believed defendant was
having an affair, demonstrated positive feelings for defendant. We agree with the
trial court that it was confusing. In addition, it was cumulative to the evidence the
court did admit from the tape demonstrating that Fern had positive feelings for
defendant. The trial court did not err in excluding this portion of the tape.
10
11
12
13
The fourth area of exclusion defendant claims was error is a long statement by
Fern to King regarding her discussions with defendant on ways to save their
marriage, and asking him for ways she could improve. The court found that this
was all irrelevant. In addition, the court cautioned defendant that this passage
demonstrated that Fern was not giving up on the marriage, and that would support
the People's case. Defendant did not make any argument on this ruling by the court
and has thus waived his objection to the exclusion.
14
15
16
17
18
19
20
21
22
23
Even if the issue was not waived, the exclusion was not error. Defendant contends
this evidence was relevant to show the respectful and noncontentious nature of the
relationship, as well as his lack of animosity toward Fern. He argues this portion of
the tape shows that he was not someone who became enraged or murderous when
Fern questioned his decision to divorce her, but treated her with courtesy and
respect. Again it is not defendant's state of mind that is looked at in determining if
the declaration meets the state-of-mind exception. In addition, sufficient portions
from the tape were admitted to show that the discussions between Fern and
defendant did not involve rage or murderous intent. This evidence was cumulative
to the other evidence. Defendant argues that calling this evidence cumulative is not
a reason to uphold the exclusion because the court's rulings were not made under
Evidence Code section 352. Defendant misses the point that if the evidence were
cumulative, whether ruled on this ground by the trial court or not, any error in
excluding it would be harmless.
After Fern discussed that she asked defendant for ways to improve their marriage,
King told her that her hands were tied because it was not in her hands anymore.
The following occurred:
24
“FERN: Yeah, I am damned if I do. And damned if I don't.
25
“HANS: And you can't stop him from getting a divorce, if he wants one.
26
“FERN: No?
27
“HANS: Nope. So, if it is contested divorce, then contest it. But he is not
happy. And Fern, to the best of my knowledge you are not happy either
with the way it is. So something needs to be done to shine some new light
28
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4
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8
here. Just like you are trying to do now ah sometimes, when we are
depressed or we are not feeling well. We say and do things that in a
conscious mind we wouldn't do. I think you are both guilty of that. Okay.”
Defendant argued that this was relevant because it showed that King informed her
that she could not legally stop defendant from divorcing her and therefore aided
defendant's position that she agreed to the divorce the day before she was killed
and defendant thus had no reason to murder her. Defendant argued that you could
infer that she followed the advice of King and agreed to a divorce. The trial court
disagreed and said that you cannot tell what it means exactly and reading the
transcript in context the court thought it was inferable that Fern thought she could
work things out with defendant. The court admitted a later portion of the transcript
when King advises Fern to tell defendant she will agree to the divorce if that is
what he really wants. The court believed that this later discussion covered the
subject. We agree with the trial court that the portion of the excluded transcript
was ambiguous and cumulative.
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
The fifth area of exclusion was Fern's expression of concern about what defendant
would do if he were alone. She stated that he was a mess when he was alone
before they got together, and she feared he would not be able to function on his
own again. The court excluded this as irrelevant. Defendant did not object to the
court's exclusion of this evidence and has waived it. In any event, we reject
defendant's assertion that this was circumstantial evidence of the nature of their
friendship and the lack of animosity in their relationship. Again, we find this
evidence cumulative to the other evidence admitted. In addition, it could be argued
from this evidence that Fern was less likely to give defendant a divorce because
she was so concerned for him. Any error in excluding the evidence was harmless.
Defendant claims it was error to exclude King's advice to Fern to discuss looking
at the finances and how they were going to run the business. The court found this
was irrelevant. Defendant did not offer a reason for relevance at trial, other than
his general, overall reasoning; thus he has waived the issue. In addition, this was
not a statement by Fern; it was a statement by King. There was adequate evidence
from which the jury could infer that defendant and Fern discussed divorce the day
before she was murdered. The other portions of the tape admitted at trial clearly
demonstrate that Fern spent a great deal of time discussing with King the divorce
situation she was facing.
Next, defendant argues that the court erred in excluding Fern's statements about
planned trips to Big Bear and Las Vegas. The court found this discussion
irrelevant. Defendant offered no dispute to the court's ruling and has waived the
issue. We again reject defendant's argument that these incidental facts would have
shown the friendly nature of their relationship and he was prejudiced by their
exclusion. We additionally note that in discussing these trips Fern said that she
was hoping to hold the relationship together, including to the time of the Christmas
Las Vegas trip, and spending time together would give them this opportunity. This
undercuts the defense argument that Fern was resigned to a divorce and agreed to
it on Sunday. Defendant was not prejudiced by the exclusion of this evidence.
25
26
27
28
During her discussion with King, Fern commented that they had a 13–year–old
cat. She said she asked defendant, “What are you gonna do about Merlin [the cat]?
Are you gonna leave the baby? I mean you know I am not gonna give you the
baby.” The court found this was irrelevant. Defendant claims this demonstrates
that Fern was looking at the practical realities of a divorce and supports the
defense theory that she would consent to a divorce. Again, lack of objection
33
1
waives the issue. In any event we read this passage quite differently. It shows that
Fern had one more reason to offer to defendant to not leave because he had
feelings for the cat and she was not going to let him take the cat if they divorced.
Defendant was not prejudiced by the exclusion of this portion of the transcript.
Fern discussed her health with King. She stated she had been having terrible sinus
problems. In addition, she said, “I get strangled real easy.” The court excluded that
testimony because it had no idea what was meant by the comment and it would
require pure speculation to come up with a meaning for what Fern said. Defendant
previously argued that this evidence was relevant to show that Fern gagged at
night and to support defendant's testimony that she did so. We agree with the trial
court that determining the meaning of the statement would require pure
speculation. Something that is purely speculative is not relevant. The trial court did
not err in excluding this evidence.
2
3
4
5
6
7
8
Brooks, 2008 WL 2897093, at *20–26.
9
The claim fails because there is no Supreme Court authority that squarely addresses
10
whether a discretionary decision to exclude evidence violates a defendant’s constitutional right to
11
present relevant evidence. Moses v. Payne, 555 F.3d 742, 758-59 (9th Cir. 2009). For this
12
reason, Petitioner cannot show that the exclusion of portions of the audiotape violated his
13
constitutional rights, and habeas relief is unauthorized. Wright v. Van Patten, 552 U.S. 120, 125-
14
26 (2008).
15
Further, the state court reasonably determined that the excluded portions of the audiotape
16
were irrelevant, cumulative, or non-prejudicial. A fairminded jurist could conclude that none of
17
the highlighted portions would have aided Petitioner, and clearly would not have altered the
18
outcome of the trial.
19
b. Statement by Witness
20
Petitioner contends that witness Bobby Scrivner testified at one point that for several years
21
she thought Petitioner was a child molester. Defense counsel immediately objected and requested
22
a mistrial during a side bar conference. The court denied the motion for mistrial, but ordered the
23
statement stricken and admonished the jury to disregard the statement. Defense counsel
24
requested a mistrial again but the court denied. Petitioner contends that the trial court’s
25
admonishment could not cancel the negative effect of the statement and deprived him of a fair
26
trial.
27
This claim was also rejected on direct review as follows:
28
Fern's daughter, Bobby, testified for the prosecution. Bobby was asked about her
34
1
2
(Bobby's) relationship with defendant. She replied, “I had problems with her
marrying Rowan [defendant]. I didn't want her to marry him. I never liked him,
didn't trust him. I thought for a lot of years that he was a child molester. I did not
want him around my daughter.”
3
4
5
6
7
8
9
10
11
Defendant immediately objected. A recess was taken. The court then admonished
the jury as follows: “Ladies and Gentlemen, when a witness is testifying, and if
they have a bias for or against the defendant or another witness, of course you
should consider that in determining whether or not the witness is credible. [¶] With
that, you are to absolutely disregard any comment that the witness thought the
defendant had inappropriate conduct with children or was a child molester. There
is absolutely, positively no evidence whatsoever the defendant ever molested any
child. [¶] Having said that, you are to disregard that, and I am to strike that from
the testimony. The witness' comments ... that she did not want him to marry her
mother, or that she didn't like him or didn't trust him, that is evidence you can use,
if you choose to, to differentiate whether or not this witness is credible or not. But
you are to disregard the other comment.”
Defendant made a motion for mistrial, asserting that this type of information
poisons the minds of jurors and you cannot unring the bell once something like
this has been said. The court denied the motion, finding that its admonition to the
jury cured any prejudice that may have resulted from Bobby's comment.
12
13
14
Defendant raised the same issue in his motion for new trial, claiming the remark
was so extremely damaging, inflammatory, and negative that an admonition by the
court could not cure the damage caused by the remark. Defense counsel argued
that the bell could not be unrung in this situation. The court denied the motion,
finding that the admonition that was given was sufficient.
15
16
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18
19
20
21
22
23
24
25
26
27
28
Defendant now claims the trial court erred in denying the motion for mistrial and
motion for new trial based on Bobby's testimony that she thought defendant was a
child molester. Defendant argues that the evidence in this case was extremely close
and Bobby's testimony labeling defendant as a child molester was incurably
prejudicial.
“The issue here is whether the witness's comment was so incurably prejudicial that
a new trial was required. ‘A mistrial should be granted if the court is apprised of
prejudice that it judges incurable by admonition or instruction. [Citation.] Whether
a particular incident is incurably prejudicial is by its nature a speculative matter,
and the trial court is vested with considerable discretion in ruling on mistrial
motions.’ [Citation.] A witness's volunteered statement can, under some
circumstances, provide the basis for a finding of incurable prejudice. [Citations.]”
(People v. Ledesma (2006) 39 Cal.4th 641, 683.)
Although we recognize that being labeled a child molester can be a very damaging
statement, the comment by Bobby that she thought defendant was a child molester
was not incurably prejudicial. First, it was abundantly clear that Bobby did not
care for defendant for numerous reasons, including that she believed he had killed
her mother. Additionally, the content of Bobby's comment indicates that she had
thought he was a child molester, but she no longer thought he was. This is
certainly less prejudicial than if she had said that defendant was and is a child
molester. Most important, the trial court instructed the jury that, “[t]here is
absolutely, positively no evidence whatsoever the defendant every molested any
child.” Unlike cases where a witness inadvertently tells the jury something that is
derogatory to the defendant and also factually true (for example that defendant is
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2
3
4
5
6
7
8
on parole, or is an ex-convict, etc.) and the court is able to admonish the jury to
disregard the comment but unable to refute the truth of the statement, here, in
addition to telling the jury to disregard the comment, the court was able to inform
the jury that there was absolutely no factual basis to support the allegation made
by Bobby. Thus any prejudice from the comment was significantly weakened by
the court's admonition.
“It must be presumed that the jurors acted in accordance with the instruction and
disregarded the ... answer.” (People v. Cox (2003) 30 Cal.4th 916, 961.) A trial
court has considerable discretion in making an assessment of whether the
defendant will suffer prejudice that is incurable. (People v. Davis (2005) 36
Cal.4th 510, 554.) The trial court did not err in denying the motion for mistrial or
the motion for new trial.
Brooks, 2008 WL 2897093, at *19–20.
9
A criminal defendant has a due process right to be tried by “a panel of impartial,
10
‘indifferent’ jurors.” Irvin v. Dowd, 366 U.S. 717, 723 (1961); Jeffries v. Blodgett, 5 F.3d 1180,
11
1189 (9th Cir. 1993). However, “[h]abeas relief is usually warranted only if the alleged
12
constitutional errors had a ‘substantial and injurious effect or influence in determining the jury's
13
verdict.’” Jackson v. Brown, 513 F.3d 1057, 1069–70 (9th Cir. 2008) (quoting Brecht, 507 U.S.
14
at 637); see also Fry v. Pliler, 551 U.S. 112 (2007).
15
In this case, the Fifth DCA determined that any error was harmless. This court agrees. As
16
explained by the state appellate court, the trial court admonished the jury that there was
17
absolutely no evidence that the petitioner had ever molested a child. In addition, it was clear that
18
the witness was antagonistic and biased against the petitioner. Further, the witness stated that she
19
had previously thought he was a child molester, implying she no longer did. As stated by the
20
appellate court, this is substantially less damaging than a statement that the witness believed he
21
was and still is a child molester. Finally, the jury was instructed that the statement had been
22
stricken and they were to disregard it.
23
24
25
We normally presume that a jury will follow an instruction to disregard
inadmissible evidence inadvertently presented to it, unless there is an
“overwhelming probability” that the jury will be unable to follow the court's
instructions, Richardson v. Marsh, 481 U.S. 200, 208 (1987), and a strong
likelihood that the effect of the evidence would be “devastating” to the defendant,
Bruton v. United States, 391 U.S. 123, 136 (1968).
26
27
Greer v. Miller, 483 U.S. 756, 766 n.8 (1987). Here, there is no reason to believe the jury did not
28
follow the curative instructions. Thus, the state court reasonably determined that the statement
36
1
did not have had a substantial and injurious effect on the verdict. The claim should be rejected.
2
c. Treatment of Witnesses
3
In his next claim, Petitioner contends the trial court erred in the manner it treated
4
witnesses for the prosecution as compared to witnesses for the defense. He states the court placed
5
rigid controls on the defense expert whereas the court did not with the prosecution expert. He
6
contends that the biased treatment of the defense expert caused the expert’s opinion to be ignored.
7
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Petitioner raised this claim on direct appeal. The Fifth DCA rejected it in a reasoned
decision, as follows:
Defendant cites a series of rulings and comments made during the testimony of his
expert pathologist, Dr. Comparini. He claims the trial court erred in refusing to
admonish jurors that the hearsay contained in the prosecutor's question could not
be considered for the truth, and asserts the trial court actually informed jurors that
experts could rely on such information. Next, he argues the trial court erred in
refusing to allow Dr. Comparini to say she had relied on Dr. Dollinger's opinion
(see pp. 44–45, post), and finally he cites a long series of exchanges between the
prosecution, Dr. Comparini, and the trial court and contends the trial court
improperly discredited her testimony and erred in not letting her explain her
answers.
a. Prosecutor's Questions About Reports Reviewed by Dr. Comparini
Dr. Comparini testified that she received materials to review in forming her
opinion. These materials included the autopsy report prepared by Dr. Volk, the
report of the coroner's investigation, documents from the crime laboratory, police
reports, a letter from Dr. Wagner, and medical records two or three inches thick.
Regarding her opinion that Fern died from cardiac arrhythmia and that Fern had
moderate to severe fat in her right ventricle, Dr. Comparini was questioned about
Fern's history of heart problems. She was asked if Fern's medical records indicated
there were abnormalities with her heart. Dr. Comparini said abnormalities of
Fern's heart were shown in the electrocardiograms and in her answers to doctors'
questions when she said she was dizzy and had heart palpitations.
During cross-examination by the prosecution, Dr. Comparini was asked if she had
reviewed the report of Deputy Coroner Jeff Cameron. She said that she had. The
following then occurred:
“Q. [Prosecutor] And so, I take it, that when you—you opined this morning
that the [electrocardiograms] or EKGs were abnormal, that you were aware
that Jeff Cameron had contacted Dr. Shiue, Ms. Fox's[ ] physician, and,
although she did have a history of anemia as you indicated, Dr. Shiue
indicated that she had no history of heart disease?
“MR. EYHERABIDE [Defense Counsel]: I'm going to object as double
hearsay.
“THE COURT: I think she's relied upon this; so overruled.
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1
2
“BY MS. GREEN [Prosecutor]:“Q. Specifically, just to expedite things,
the last—
3
“MR. EYHERABIDE: Objection.
4
“BY MS. GREEN:“Q. I'm referring to the last paragraph.
5
“MR. EYHERABIDE: I'd ask that we admonish the jury that the statement
is not being accepted for the truth.
6
7
8
9
“THE COURT: Well, an expert can rely upon other doctor's reports. And
so I will end up instructing you as to the value of that; so this expert can
rely upon the other doctors' reports. And then you'll be instructed further
upon that. I will leave it that way for now.”
Dr. Comparini said she could not and did not use the information from Fern's
treating physician in forming her opinion.
10
11
Defendant now claims the trial court erred in refusing the defense request for an
admonition that Dr. Shuie's statement to Mr. Cameron was not admissible for its
truth.
12
17
We disagree with defendant's characterization of his claim. The information
regarding Dr. Shuie and Mr. Cameron was contained within the prosecutor's
question. It was not an answer that was admitted into evidence. The jury was
instructed, “Nothing the attorneys say is evidence.... [T]heir questions are not
evidence.... [¶] The attorneys' questions are significant only if they helped you to
understand the witnesses' answers. [¶] Do not assume that something is true
because just one of the attorneys asked a question that suggested it was true.” The
jury was allowed to know that Dr. Comparini did not rely on the report of Fern's
treating physician in reaching her conclusions. The question was not evidence, and
the instruction to the jury made this clear. There was no error.
18
b. Exclusion of Testimony Regarding Reliance on Dr. Dollinger's Opinion
19
On direct examination, defense counsel asked Dr. Comparini if she knew Dr.
Dollinger. She said she did know him, he was a forensic pathologist, but he was
now dead. The People objected based on relevance and foundation grounds. An
unreported sidebar was held and the court struck all references to Dr. Dollinger.
13
14
15
16
20
21
22
23
24
25
26
27
At a later point the parties put the discussion of the Dr. Dollinger issue on the
record. Defense counsel read from the police report of Detective Church. In that
report Church stated he met with Dr. Dollinger. Dr. Dollinger had examined the
photographs and also examined Fern's remains and came to the same conclusion as
Dr. Volk. Defense counsel stated he was going to ask Dr. Comparini if she relied
on the opinion rendered by Dr. Dollinger, as noted in the report. The district
attorney stated that Dr. Dollinger did not prepare a report, that Dr. Dollinger was
dead, and that defense counsel did not articulate during the sidebar conference that
Dr. Dollinger actually examined Fern's body. Without a report prepared and
without the ability to question Dr. Dollinger, because he was dead at the time of
trial, the People argued that in such a situation the accuracy of the police report
might be questionable and that it would be inappropriate to ask Dr. Comparini
questions about Dr. Dollinger's opinion under these circumstances.
28
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1
The trial court agreed that one expert cannot simply testify what another expert has
said without some type of basis for it and the court did not see the basis here.
2
3
4
5
6
7
8
9
10
Defendant contends the trial court erred in disallowing questions of Dr. Comparini
regarding her reliance on Dr. Dollinger's opinion. He argues that experts may
testify to sources on which they base their opinion and thus the trial court erred.
Here we interpret the trial court's statement that it did not “see the basis here” as
agreement with the People when they pointed out that Dr. Dollinger's opinion was
contained in a police report and the reliability of that report on the subject of Dr.
Dollinger's opinion was questionable. “[T]he court may ‘“exclude from an expert's
testimony any hearsay matter whose irrelevance, unreliability, or potential for
prejudice outweighs its proper probative value.”’ [Citation.]” (People v. Catlin
(2001) 26 Cal.4th 81, 137.) Defendant offers no explanation now as to why the
trial court erred in excluding the evidence as unreliable.
We find the trial court did not err in excluding evidence that Dr. Comparini relied
on Dr. Dollinger's opinion since Dr. Dollinger was not available to be questioned,
there was no report made by Dr. Dollinger memorializing his opinion, and the
police report was not an adequately reliable source for Dr. Dollinger's opinion.
11
12
13
14
15
16
17
18
19
c. Trial Court's Rulings and Admonishments During Dr. Comparini's
Testimony
Quoting a long litany of passages from the cross-examination of Dr. Comparini,
defendant contends the trial court engaged in misconduct when it required Dr.
Comparini to give unqualified affirmative or negative answers and made
comments that the jury would perceive as indicating that the court did not believe
her testimony or that otherwise discredited her testimony.
Defendant cites McGuire v. Baird (1927) 9 Cal.2d 353 as support for his argument
that it is error for a trial court to require an expert witness to give unqualified
affirmative or negative answers. In McGuire, counsel for the plaintiff spent more
than half a day stating the hypothetical question. Defense counsel insisted that the
expert must answer the question with a yes or no answer. The trial court ordered
the witness to do so. The California Supreme Court stated it was in accord with the
Court of Appeal that found it was error to require a yes or no response and
additionally the defendant had agreed that it was error.
20
21
McGuire does not stand for the broad proposition that an expert witness may never
be asked questions that require a yes or no answer and defendant has not cited any
authority that supports such a position.
22
23
24
25
26
27
28
We have reviewed the reporter's transcript of the cross-examination of the expert
and reject defendant's argument that the trial court's comments to the expert were
misconduct. It is clear from the record that the defense expert witness, Dr.
Comparini, repeatedly attempted to answer questions in the manner that she
wished to and not in response to the call of the question. In addition, Dr.
Comparini had a very argumentative demeanor while being questioned by the
prosecution. The trial court did nothing more than attempt to control the
proceedings and have the witness answer the questions that were asked of her.
In any event, defendant waived the issue of judicial misconduct. Although he
objected to some of the questions asked by the prosecutor, he never raised a claim
of judicial misconduct in the trial court. “We determine the propriety of judicial
39
1
2
3
4
comment on a case-by-case basis in light of its content and the circumstances in
which it occurs. [Citation.] To preserve the issue for review, a defendant must
make a timely objection. [Citation.]” (People v. Cash (2002) 28 Cal.4th 703, 730.)
Brooks, 2008 WL 2897093, at *27–30.
As previously noted, the Supreme Court has never squarely addressed “whether a court’s
5
exercise of discretion to exclude expert testimony violates a criminal defendant’s constitutional
6
right to present evidence.” Moses, 555 F.3d at 758. This is fatal to Petitioner’s claim that the
7
court erred in admitting evidence of Dr. Shiue’s statement to Dr. Cameron. Moreover, the
8
statement was not admitted into evidence. It was within the form of the prosecutor’s question,
9
and the jury instructions were clear that counsel’s questions were not evidence.
10
Likewise, there is no Supreme Court authority which would bar a trial court from
11
exercising discretion in disallowing expert testimony. As noted in the state court opinion, Dr.
12
Dollinger did not prepare a report and he was dead at the time of trial. The only source for Dr.
13
Dollinger’s opinion was contained in a police report. The trial court reasonably determined that
14
this was not an adequately reliable source. The state court reasonably found that the trial court
15
did not err in not permitting the defense expert to testify regarding her reliance on Dr. Dollinger’s
16
opinion.
17
Finally, the state court reasonably determined that there was no evidence of judicial bias
18
by the trial court. Due process demands that the trial judge be unbiased. In re Murchison, 349
19
U.S. 133, 136 (1955); Bracy v. Gramley, 520 U.S. 899, 904-05 (1997). A judge is
20
unconstitutionally biased if he has a deep-seated favoritism or antagonism that makes fair
21
judgment impossible.” Mayberry v. Pennsylvania, 400 U.S. 455, 465-66 (1971). The Supreme
22
Court has held that “judicial rulings alone almost never constitute a valid basis for a bias or
23
partiality motion.” Liteky v. United States, 510 U.S. 540, 555 (1994). In this case, the Fifth
24
DCA correctly noted that the trial judge did nothing more than attempt to control the proceedings
25
and to have the witness answer the questions asked of her. There is no evidence of judicial bias
26
in the record.
27
d.
Miranda violation
28
Petitioner contends that the admission of Petitioner’s videotaped statement, including the
40
1
portion showing him cleaning his fingernails, violated his Miranda3 rights. He alleges he was
2
subjected to custodial interrogation and was never read his Miranda warnings prior to
3
questioning.
4
This claim was raised and rejected on direct review, as follows:
5
On the day of Fern's death defendant was interviewed at the police department.
The interview was being audio- and videotaped by a hidden camera. During the
interview detectives asked defendant if he would be willing to give fingernail
scrapings. He agreed to do so. When the officers left the interview room,
defendant began methodically cleaning the tip of each of his fingers with his
mouth.
6
7
8
Prior to trial, defendant filed a motion to exclude the admission of this videotape.
At the hearing on the motion, the People claimed they were not seeking to admit
any statements made by defendant during the interview, but were seeking only to
admit the video portion showing defendant sucking on his fingernails. They sought
to admit the evidence as proof of consciousness of guilt by defendant.
9
10
11
Defendant sought to exclude the evidence and argued that the interrogation at the
police department was conducted in violation of Miranda (Miranda v. Arizona
(1966) 384 U.S. 436) and the fingernail incident would not have occurred absent
the Miranda violation.
12
13
14
The People argued that the court need not decide the Miranda issue because the
fingernail incident was nontestimonial and thus admissible whether the
interrogation was in violation of Miranda or not. The court decided it would hold a
full evidentiary hearing to determine if defendant's Miranda rights were violated.
15
16
At the hearing, Bakersfield police officer Joseph Aldana testified that he was asked
to go to defendant's residence and to stand by and wait for two detectives. Aldana
went to defendant's residence. He was joined there by Officer Middleton. When he
arrived, he told defendant that they were there regarding the death of his wife and
that other detectives would be joining them shortly. Middleton and Aldana
remained at defendant's apartment for 20 to 30 minutes. During this time,
defendant was free to move about his apartment, but the officers kept an eye on
him.
17
18
19
20
21
Detective Church called Aldana and asked Aldana to see if defendant was willing
to come to the police station for an interview. Aldana asked defendant if he would
come to the police station regarding his wife's death. Defendant agreed to come to
the station. As they prepared for their departure from defendant's home, defendant
started to get his jacket. Aldana noticed that the pockets of the jacket were bulging.
For officer safety defendant was asked to remove things from his pockets and
leave the items at home.
22
23
24
25
Defendant asked to drive his own car to the police station. The officers told him
that they would give him a ride there and back. He replied, “That's fine.”
Defendant was searched prior to being placed in the patrol car to make sure he did
not have any weapons. Defendant was not handcuffed and was seated in the rear of
26
27
28
3
Miranda v. Arizona, 384 U.S. 436 (1986.)
41
1
the patrol car. It took about 10 minutes to drive to the police station. The doors in
the back seat of the patrol car could not be opened by a back-seat passenger.
2
3
4
5
When they arrived at the police station, defendant was taken to an interview room
on the second floor. Middleton told defendant to have a seat and if he needed
anything detectives would be with him shortly. Defendant was in the interview
room for approximately 40 minutes before the interview. Defendant asked to use
the restroom. Middleton escorted him to the restroom and then back to the
interview room. Middleton testified that they do not typically allow civilians to
wander around on the second floor.
6
7
8
9
10
11
12
13
14
15
The interview was conducted in the interview room with Aldana and Detective
Church. The door to the room was partially open. Defendant was given something
to drink. Defendant was not aware that the room had a hidden camera and that the
interview was being taped.
Defendant testified to a somewhat different version of events. He said that while
the two officers were at his house they followed him wherever he went. When
defendant went to the bathroom, Middleton followed him and stood by the door.
Defendant wanted to make a telephone call but he was told he could wait until the
officers were done. When they began to leave for the police station, defendant
went to get his jacket. The officers wanted to see what defendant had in his
pockets. He started to empty the pockets of his jacket and Middleton said he would
empty the pockets for him. Middleton reached from behind defendant and emptied
the pockets for him. He was told to leave his jacket at home.
When defendant was asked if he would be willing to come to the police station for
an interview, he asked, “They can't get here?” The officers told him no, they
wanted to meet him halfway. Defendant said he would drive. He was told no, that
he would ride with the officers.
16
17
18
19
Defendant testified that Middleton stood by the door of the interview room until
Church and Aldana arrived. Middleton escorted him to the restroom, stood outside
the door, and escorted him back to the room. Defendant brought up the subject of a
lawyer three or four times during the interview. He did not know the interview was
being taped. Defendant felt trapped at the interview desk with two detectives
between him and the door. Although the door was not locked, defendant felt it was
not possible to leave.
20
21
On cross-examination defendant testified that he consented to go to the police
station, but he felt forced to go and did not feel he had a choice. He testified that at
the beginning of the interview there was a spirit of cooperation.
22
23
24
25
26
27
28
In addition to the above testimony, the trial court viewed the videotape. During the
beginning of the interview, Church was asking defendant general questions about
Fern's medical background, her family, and their neighborhood. Church then told
defendant that the coroner found some bruises on Fern and particularly focused on
bruising on her neck. Defendant explained that Fern fell down several times and he
helped her up. He said she hit the cabinet during one fall. Defendant explained that
he woke up and saw Fern lying face down, which was unusual for her. He rolled
her over and checked on her. She was dead and he called 911.
Church then told defendant that from the autopsy it appeared that Fern died while
she was on her back. Aldana then questioned defendant saying, “So what are we
supposed to think?” Church then informed defendant they would like to take
42
1
scrapings from underneath his fingernails. Defendant said, “Okay.” Church told
him this was totally voluntary.
2
The following exchange took place:
3
4
“Brooks [defendant]: I don't know, the way this thing is going, I almost
think I need an attorney.
5
“Aldana: You do? How come?
6
“Brooks: Well, I, I don't know, I'm, I'm willing to cooperate.
7
“Aldana: We appreciate your cooperating.
8
“Brooks: UNINTELLIGIBLE do, but, part of the things is, uh, some of the
things you're saying there, I don't have answers to.
9
10
11
12
13
14
“Church: Well, that's why, that's why we're asking you.
“Aldana: Not everybody does.
“Brooks: hmm, hmm,
“Church: If I had the answers to everything, I certainly wouldn't be here.
“Brooks: Well, I don't think he would either, your job's to look for the
answers.
16
“Church: Well, you know, I'm trying to keep this low key and everything,
you know, do it with your cooperation, you know, things do happen. So,
you are willing to give the fingernail scrapings?
17
“Brooks: Hmm, hmm,
18
“.........................
19
“Church: Hey, is this Destinie, uh, this is Chuck. Can you take some
fingernail scrapings? Okay, we're up on the second floor. Room 233.
Alright, I'll meet you in the hallway.”
15
20
21
22
23
24
25
26
The officers left the interview room. During their absence defendant can be seen
methodically putting each finger in his mouth in a motion that looks like he is
cleaning each fingernail with his teeth.
The trial court found that defendant was not in custody at the time of the fingernail
incident. The court further found that, even if defendant was in custody, the
fingernail incident was admissible because it was nontestimonial. The court went
on to find that the interview became custodial at some point after the fingernail
incident. The court granted defendant's motion to exclude the statements made by
him during the interview because the People were not asking for admission of the
statements. The court denied defendant's motion to keep the jury from viewing the
videotape of the fingernail incident.
27
28
Defendant contends the trial court erred in admitting the videotape because it
violated his Miranda rights and also because his consent to the fingernail scrapings
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22
23
was a result of the officers' ignoring his request for counsel. Defendant goes on to
argue that the videotaping of the fingernail incident was testimonial because it was
communicative conduct. He contends the police used a psychological ploy
functionally equivalent to interrogation to elicit the communication (sucking on
the fingernails). Defendant claims the error requires reversal.
“We review independently a trial court's determinations as to whether coercive
police activity was present and whether the statement was voluntary. [Citation.]
We review the trial court's findings as to the circumstances surrounding the
confession, including the characteristics of the accused and the details of the
interrogation, for substantial evidence. [Citation.] ‘[T]o the extent the facts
conflict, we accept the version favorable to the People if supported by substantial
evidence.’ [Citation.]” (People v. Guerra (2006) 37 Cal.4th 1067, 1093.)
“After being taken into custody by police or otherwise deprived of his or her
freedom of action in any significant manner, a person must be given Miranda
warnings apprising the person of his or her right to remain silent, that any
statement the person makes may be used against the person and that the person has
the right to counsel, retained or appointed. [Citation.] Statements elicited in
noncompliance with this rule may not be admitted for certain purposes in a
criminal trial. [Citations.]” (In re Kenneth S. (2005) 133 Cal.App.4th 54, 63.)
“The due process [voluntariness] test takes into consideration ‘the totality of all the
surrounding circumstances—both the characteristics of the accused and the details
of the interrogation.’” (Dickerson v. United States (2000) 530 U.S. 428, 434.)
“Miranda made clear that the rule was only applicable to custodial interrogation,
which means, ‘questioning initiated by law enforcement officers after a person has
been taken into custody or otherwise deprived of his freedom of action in any
significant way.’ [Citation.] In determining whether an individual was in custody,
a court must examine all of the circumstances surrounding the interrogation, but
the ultimate inquiry is simply whether there was a ‘“formal arrest or restraint on
freedom of movement” of the degree associated with a formal arrest.’ [Citations.]”
(In re Kenneth S., supra, 133 Cal.App.4th at p. 64.)
We agree with the trial court that the interview of defendant, at least until the point
where he agreed to submit to having his fingernails scraped, was not a custodial
interrogation.
“Any interview of one suspected of a crime by a police officer will have coercive
aspects to it, simply by virtue of the fact that the police officer is part of a law
enforcement system which may ultimately cause the suspect to be charged with a
crime. But police officers are not required to administer Miranda warnings to
everyone whom they question. Nor is the requirement of warnings to be imposed
simply because the questioning takes place in the station house, or because the
questioned person is one whom the police suspect.” (Oregon v. Mathiason (1977)
429 U.S. 492, 495.)
24
25
26
27
28
Defendant voluntarily agreed to go to the police station for questioning. He agreed
that it was fine that he ride with Middleton rather than take his own car. Although
he was placed in the back of the patrol car and could not open the door by himself,
he was not handcuffed and the ride was a brief one. While officers conducted a
patdown search before placing defendant in the police car, this was only for officer
safety. Defendant was asked to empty his coat pockets for the same reason. At the
station the door to the interview room was open. Defendant was allowed to use the
restroom and was given a beverage to drink. Although he was accompanied by
44
1
2
3
4
5
6
7
8
Aldana to the restroom, this was because he was in a restricted area of the police
station where civilians were not allowed to roam freely. (In re Kenneth S., supra,
133 Cal.App.4th at p. 65.) The questioning was very casual at the outset. The
questions became more focused on the circumstances surrounding Fern's death,
but were not particularly accusatorial at the time defendant was requested to
submit to fingernail scrapings. Defendant was an educated man with two master's
degrees. He was articulate. In his work as a counselor he had worked with police
officers before and had been a witness in cases before the courts. He commonly
interacted with police officers.
All of the above circumstances demonstrate under an objective standard that there
was no formal arrest or restraint of freedom of movement associated with a formal
arrest such that the interrogation was custodial and required Miranda warnings.
Because defendant was not in custody and Miranda warnings were not required,
we need not determine if the videotape showing him sucking on his fingernails
was testimonial or nontestimonial.
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
Defendant additionally argues that he made a request for counsel and once that
request is made all questioning must cease until counsel is provided. Because
defendant was not informed he had the right to counsel, because Miranda
warnings were not given, he contends this court cannot presume that he understood
he had the right to counsel. Defendant asserts that the interrogation proceeded in
violation of his right to counsel.
When an interviewee requests the assistance of counsel at any time during an
interview, “ ‘the interrogation must cease until an attorney is present.’” (Edwards
v. Arizona (1981) 451 U.S. 477, 485.) The court must determine if the accused
actually invoked his right to counsel.
“‘To avoid difficulties of proof and to provide guidance to officers conducting
interrogations, this is an objective inquiry. [Citation.] Invocation of the Miranda
right to counsel “requires, at a minimum, some statement that can reasonably be
construed to be an expression of a desire for the assistance of an attorney.”
[Citation.] But if a suspect makes a reference to an attorney that is ambiguous or
equivocal in that a reasonable officer in light of the circumstances would have
understood only that the suspect might be invoking the right to counsel, [the
comment does] not require the cessation of questioning. [Citations.] [¶] Rather, the
suspect must unambiguously request counsel. As we have observed, “a statement
either is such an assertion of the right to counsel or it is not.” [Citation.] Although
a suspect need not “speak with the discrimination of an Oxford don,” [citation], he
must articulate his desire to have counsel present sufficiently clearly that a
reasonable police officer in the circumstances would understand the statement to
be a request for an attorney. If the statement fails to meet the requisite level of
clarity, [it is not required] that the officers stop questioning the suspect. [Citation.]’
[Citation.]” (People v. Simons (2007) 155 Cal.App.4th 948, 957.)
Defendant did not unequivocally request counsel. Defendant has not cited any
authority for the proposition that an equivocal request for counsel before being
advised of the right to counsel transforms the equivocal request into an
unequivocal request. The mention of counsel before being advised of Miranda
rights demonstrates a knowledge of the legal system. We fail to see how this
should alter our analysis.
27
The trial court did not err in admitting the videotape of the fingernail incident.
28
45
1
2
3
Brooks, 2008 WL 2897093, at *8–13.
i. Legal Standard
The Fifth Amendment provides that “no person shall be compelled in any criminal case to
4
be a witness against himself.” A suspect subject to custodial interrogation has a Fifth
5
Amendment right to consult with an attorney, and the police must explain this right prior to
6
questioning. Miranda v. Arizona, 384 U.S. 436, 469–73 (1966). In Miranda, the United States
7
Supreme Court held that “[t]he prosecution may not use statements, whether exculpatory or
8
inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the
9
use of procedural safeguards effective to secure the privilege against self-incrimination.” 384
10
U.S. at 444. To this end, custodial interrogation must be preceded by advice to the potential
11
defendant that he or she has the right to consult with a lawyer, the right to remain silent and that
12
anything stated can be used in evidence against him or her. Id. at 473–74. These procedural
13
requirements are designed “to protect people against the coercive nature of custodial
14
interrogations.” DeWeaver v. Runnels, 556 F.3d 995, 1000 (9th Cir. 2009).
15
“Fidelity to the doctrine announced in Miranda requires that it be enforced strictly, but
16
only in those types of situations in which the concerns that powered the decision are implicated.”
17
Berkemer v. McCarty, 468 U.S. 420, 437 (1984). Although “those types of situations” may vary,
18
they all share two essential elements: “custody and official interrogation.” Illinois v. Perkins, 496
19
U.S. 292, 296–97 (1990).
20
To determine whether an individual was in custody, a court must, after examining all of
21
the circumstances surrounding the interrogation, decide “whether there [was] a formal arrest or
22
restraint on freedom of movement of the degree associated with a formal arrest.” Stansbury v.
23
California, 511 U.S. 318, 322 (1994) (internal quotation marks omitted). The inquiry focuses on
24
the objective circumstances of the interrogation, not the subjective views of the officers or the
25
individual being questioned. Id. at 323. Thus, the court must determine whether “the officers
26
established a setting from which a reasonable person would believe that he or she was not free to
27
leave.” United States v. Beraun–Panez, 812 F.2d 578, 580 (9th Cir.), modified by 830 F.2d 127
28
(9th Cir.1987); see also U.S. v. Hayden, 260 F.3d 1062, 1066 (9th Cir. 2001). The Ninth Circuit
46
1
has noted the following factors to be relevant to deciding that question: “(1) the language used to
2
summon the individual; (2) the extent to which the defendant is confronted with evidence of guilt;
3
(3) the physical surroundings of the interrogation; (4) the duration of the detention; and (5) the
4
degree of pressure applied to detain the individual.” Hayden, 260 F.3d at 1066 (citing Beraun–
5
Panez, 812 F.2d at 580). “Other factors may also be pertinent to, and even dispositive of, the
6
ultimate determination whether a reasonable person would have believed he could freely walk
7
away from the interrogators; the Beraun–Panez/Hayden factors are simply ones that recur
8
frequently.” United States v. Kim, 292 F.3d 969, 974 (9th Cir. 2002).
9
Error in admitting statements obtained in violation of Miranda is deemed harmless for
10
purposes of federal habeas review unless the error “had substantial and injurious effect or
11
influence in determining the jury's verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993);
12
Ghent v. Woodford, 279 F.3d 1121, 1126 (9th Cir. 2002).
13
ii.
Analysis
14
In this case, the Fifth DCA applied clearly established Supreme Court precedent.
15
Therefore, the question for this Court is whether that application was unreasonable. In light of
16
the record, a rational jurist could conclude that the state court determination that Petitioner was
17
not in custody at the time of the confession was reasonable.
18
In determining whether suspects are “in custody” for Miranda purposes, the Supreme
19
Court has considered whether they voluntarily approached or accompanied law officers
20
understanding that questioning would ensue. See California v. Beheler, 463 U.S. 1121, 1125
21
(1982) (per curiam) (holding that defendant was not in custody when he agreed to accompany
22
police to the station to answer questions and was allowed to leave immediately afterward);
23
Oregon v. Mathiason, 429 U.S. 492, 495 (1977) (holding that defendant was not in custody when
24
he came to the station voluntarily and left “without hindrance” after 30 minutes of questioning).
25
The Ninth Circuit has also found that suspects were not in custody where the circumstances
26
included volunteering to answer law officers' questions. See, e.g., Hayden, 260 F.3d at 1066–67;
27
United States v. Hudgens, 798 F.2d 1234, 1236–37 (9th Cir.1986). Here, Petitioner voluntarily
28
accompanied the officers to the police station understanding that he would be answering
47
1
questions. “If the police ask—not order—someone to speak to them and that person comes to the
2
police station, voluntarily, precisely to do so, the individual is likely to expect that he can end the
3
encounter.” Kim, 292 F.3d at 974-75.
4
However, “[i]f an individual voluntarily comes to the police station or another location
5
and, once there, the circumstances become such that a reasonable person would not feel free to
6
leave, the interrogation can become custodial.” Kim, 292 F.3d at 975. In this case, Petitioner was
7
not handcuffed and agreed to ride in the police car to the station. After arriving, he was led to an
8
interrogation room and the door to the room was left open. He was allowed to use the restroom
9
and he was provided a beverage. Initially, the questioning was very casual. Eventually the
10
questioning focused on the victim’s death, but at the time he was asked to provide fingernail
11
scrapings, they had not become accusatory. A rational jurist could conclude that the encounter
12
did not become so coercive that a reasonable person in Petitioner’s circumstances would not have
13
felt free to leave. See Hayden, 260 F.3d at 1066 (the defendant “was told explicitly that she was
14
free to leave at anytime,” her “ability to leave was [not] in any other way restrained,” and “the
15
duration of the interviews was [not] excessive[and] undue pressure was [not] exerted”); United
16
States v. Gregory, 891 F.2d 732, 735 (9th Cir.1989) (the defendant “consented to be interviewed .
17
. . and no coercion or force was used”); United States v. Hudgens, 798 F.2d 1234 (9th Cir. 1986)
18
(the defendant voluntarily entered a police car to talk to the police and the agents did not use
19
intimidating or coercive language during the interview). Thus, the state court determination that
20
he was not in custody at the time he was viewed cleaning his fingernails was reasonable.
21
Petitioner argues that his statement, “I don’t know, the way this thing is going, I almost
22
think I need an attorney,” was a request for counsel and the interrogation should have
23
immediately ceased. Under Miranda, once an accused has “expressed his desire to deal with the
24
police only through counsel,” he may not be “subject to further interrogation by the authorities
25
until counsel has been made available to him. . . .” Edwards v. Arizona, 451 U.S. 477, 484-85
26
(1981). However, the request for counsel must be unambiguous. Davis v. United States, 512
27
U.S. 452, 459 (1994). “[I]f a suspect makes a reference to an attorney that is ambiguous or
28
equivocal in that a reasonable officer in light of the circumstances would have understood only
48
1
that the suspect might be invoking the right to counsel, our precedents do not require the cessation
2
of questioning.” Id. (emphasis in original). Here, the state court reasonably determined that
3
Petitioner’s statement was ambiguous and equivocal.
4
Accordingly, Petitioner fails to demonstrate that the state court’s determination that
5
Petitioner’s constitutional rights under Miranda were not violated was objectively unreasonable.
6
The claim should be denied.
7
e.
8
Petitioner claims the trial court erred by denying his requests for instructions on lesser
9
10
Instructions on Lesser Offenses
included offenses of accident and involuntary manslaughter based on the evidence. He contends
that all of the defense evidence pointed to accident and involuntary manslaughter.
11
In denying this claim, the Fifth DCA stated:
12
Defendant requested that the court instruct the jury on accident and also on
involuntary manslaughter. The trial court refused to give the instructions, finding
that the evidence did not support giving these instructions. Defendant now claims
the refusal to give these instructions was error.
13
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25
26
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“The trial court has a duty to instruct, sua sponte, ‘on general principles of law that
are commonly or closely and openly connected to the facts before the court and
that are necessary for the jury's understanding of the case.’ [Citation.] This
includes the duty to give instructions concerning defenses on which the defendant
relies or which are not inconsistent with the defendant's theory of the case.
[Citation.] The trial court has no duty to instruct on a defense that is not supported
by substantial evidence. [Citation.]” (People v. Bohana (2000) 84 Cal.App.4th
360, 370 .)
Defendant argues that his testimony that he had grabbed Fern's neck as she was
falling and that her full weight had fallen on his hand as he was attempting to
prevent her head from hitting the dresser, in conjunction with Dr. Wagner's
testimony concerning the injuries to the neck being the cause of death, constituted
substantial evidence that the injuries that resulted in her death were caused by
accident or misfortune, and the trial court erred in failing to give the accident or
misfortune instruction.
While defendant did testify that he grabbed Fern's neck as she fell, this mechanism
of injury as a cause of death was not supported by any evidence. Dr. Wagner
testified that the injuries to the neck were representative of a chokehold being put
on the throat and were representative of pressure. It was Dr. Wagner's opinion that
Fern died from asphyxiation. As Dr. Comparini testified, it takes a lot of pressure
to strangle someone. This evidence does not support a theory of accidental death
based on defendant grabbing Fern and his hands slipping to her neck as she fell.
The trial court did not err in refusing to give an accident instruction.
Next, defendant argues the trial court erred in refusing an instruction on voluntary
manslaughter. Defendant claims the evidence was sufficient for the jurors to have
49
1
concluded that he committed a misdemeanor battery on Fern and this battery
triggered a heart attack.
2
3
4
5
6
We find that error, if any, in refusing to instruct on involuntary manslaughter was
harmless. The jurors found defendant guilty of first degree murder; thus they found
that he carried out a willful, deliberate and premeditated killing with express
malice aforethought. The jurors were instructed that to find first degree murder
they must determine defendant willfully intended to kill, carefully weighed the
considerations for his choice, and, knowing the consequences, decided to kill. The
jurors were instructed that to find that defendant acted with premeditation they
must find he decided to kill before committing the act that caused death. They
were told that all other murders are murders of the second degree.
7
8
9
10
11
12
If the jurors had believed that defendant spontaneously battered Fern and then she
died of a heart attack from the stress, they would not have been able to find that he
decided to kill her before he committed the act and that he carefully weighed the
considerations for his choice. In such a situation, the jury would have either
convicted defendant of the lesser offense of second degree murder or would have
acquitted him.
The fact that the jury rejected second degree murder and acquittal and instead
found defendant guilty of first degree murder precludes any possible error in
refusing to instruct on involuntary manslaughter. (People v. Gutierrez (2002) 28
Cal.4th 1083, 1145 .)
13
14
15
16
17
18
19
Defendant argues that the instructional error here resulted in the complete failure
to instruct on a defense theory and requires reversal without regard to prejudice.
The California Supreme Court has held that error in failing to give an instruction
on a lesser included offense is subject to review for harmless error. We are bound
by those decisions and reject defendant's attempt to transform the failure to give a
lesser included offense instruction into something else.
Brooks, 2008 WL 2897093, at *30–31.
i.
Legal Standard
As a preliminary matter, the Court notes that any error in the state court's determination of
20
whether state law allowed for an instruction in this case cannot form the basis for federal habeas
21
relief. Estelle v. McGuire, 502 U.S. 62, 71 (1991) (citing Marshall v. Lonberger, 459 U.S. 422,
22
438, n. 6 (1983)) (“[T]he Due Process Clause does not permit the federal courts to engage in a
23
finely tuned review of the wisdom of state evidentiary rules”). “‘Failure to give [a jury]
24
instruction which might be proper as a matter of state law,’ by itself, does not merit federal
25
habeas relief.” Menendez v. Terhune, 422 F.3d 1012, 1029 (quoting Miller v. Stagner, 757 F.2d
26
988, 993 (9th Cir.1985)). The Supreme Court has stated instead that a claim that a court violated
27
a petitioner's due process rights by omitting an instruction requires a showing that the error “so
28
infected the entire trial that the resulting conviction violate[d] due process.” Henderson v. Kibbe,
50
1
431 U.S. 145, 154 (1977) (quoting Cupp v. Naughten, 414 U.S. 141, 147 (1973)). The burden on
2
Petitioner is especially heavy “where ... the alleged error involves the failure to give an
3
instruction.” Clark v. Brown, 450 F.3d 898, 904 (9th Cir.2006).
4
Even if constitutional instructional error has occurred, the federal court must still
5
determine whether Petitioner suffered actual prejudice, that is, whether the error “had substantial
6
and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507
7
U.S. 619, 637 (1993). A “substantial and injurious effect” means a “reasonable probability” that
8
the jury would have arrived at a different verdict had the instruction been given. Clark, 450 F.3d
9
at 916.
10
11
ii.
Analysis
In this case, Petitioner fails to demonstrate that the trial court’s failure was contrary to or
12
an unreasonable application of Supreme Court precedent. As correctly noted by Respondent,
13
although the Supreme Court has held that due process requires the jury be instructed on a lesser
14
included offense in certain instances in a capital case, see Beck v. Alabama, 447 U.S. 625, 638
15
(1980), it has not squarely addressed whether due process requires lesser included offense
16
instructions in non-capital cases. Solis v. Garcia, 219 F.3d 922, 928 (9th Cir. 2000). The circuits
17
are split on the issue, and the Ninth Circuit has declined to extend the holding in Beck to non-
18
capital cases. Id. at 929. This is fatal to Petitioner’s claim. Knowles v. Mirzayance, 556 U.S.
19
111, 122 (2009).
20
In any case, the jury convicted Petitioner of first degree murder which necessitated a
21
finding that Petitioner intended to kill, with that intention being premeditated and deliberated.
22
These findings cannot be squared with an accidental killing.
23
f.
Admission of Evidence of Poisoning
24
Petitioner claims the trial court erred in admitting evidence of the discussion Petitioner
25
had with his daughter about killing someone with poison. He states there was no evidence that
26
poison was used and there was no connection to the actual cause of death. He also claims that
27
computer searches of causes of death should not have been admitted because they had no
28
provable connection to the victim’s death.
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28
This claim was also presented on direct review. In the last reasoned decision, the Fifth
DCA rejected the claim as follows:
Prior to trial, defendant filed a motion to exclude evidence from the computer in
defendant's residence showing that someone had conducted searches for methods
to poison humans and other searches relating to killing someone. In addition,
defendant sought to exclude testimony relating to a conversation he had with his
daughter, a nurse, about how to kill someone.
At the hearing on the motion, defendant argued that this evidence added nothing to
the question of whether Fern's death was a homicide. In addition, he argued the
evidence did not show planning because Fern was not poisoned.
The People contended that they wanted to offer evidence of the websites that were
accessed at or near the time of the murder. One was a communication with a
chemical company regarding purchasing some chemicals. The e-mail included
defendant's business address as the location where items could be sent. The web
searches included searches for “murder,” “killing humans,” “respiratory arrest,”
“causes of instant heart attacks,” “lethal dose levels,” “nicotine acid purchase,”
and “lethal doses of chemicals.” In addition, a book was accessed on-line, in
particular chapter 5 of “Fast Poisoning” was accessed. This chapter referred to
nicotine from plant leaves. These searches began in May of 2004 and continued
until August 14, 2004. At trial it was also established that defendant did a search
for “chemicals that cause heart attacks.”
The People argued this evidence, as well as the December 2003 conversation with
his daughter, was relevant to show that defendant had been thinking about and
pondering killing his wife for some time, thus proving premeditation.
Defendant asserted that it was misleading to ask a juror to conclude that defendant
was premeditating a murder when all that occurred was the use of search terms.
Defendant argued there was no connection of these websites to the murder,
particularly when there was nothing about strangulation, which appeared to be the
cause of death. Defendant claimed there was no logical nexus and the evidence
was misleading and prejudicial.
The court found that the People should be able to rely on this evidence to prove
premeditation and deliberation. It found that the probative value clearly
outweighed the prejudice. The court made the same ruling regarding defendant's
conversation with his daughter regarding how to kill someone.
At trial it was established that the computer was in a bedroom off of the kitchen.
This room was used as defendant's office. As previously set forth, Jinee testified at
trial that she is a registered nurse. Defendant was at a holiday party at her home in
December of 2003. Fern was also there, but she was sitting in another room
reading. Defendant asked Jinee and her nursing friends how they would kill
someone if they were going to do it. Jinee said she would use potassium or
succynicholine. Defendant asked why she chose those two chemicals and how one
would obtain the chemicals. Jinee explained that she, as a nurse, could not even
obtain potassium. Defendant said that he could obtain it. Defendant then asked
about giving nicotine to someone to kill them. Jinee explained that it would be
difficult to kill someone with nicotine and that the nicotine could be traced.
Defendant contends the trial court erred in admitting the website evidence and
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Jinee's testimony regarding her conversation with him. He argues that without
proof that the searches were in fact conducted by him the link to him was only a
speculative inference and thus the evidence was irrelevant. In addition, he argues
the evidence should have been excluded under Evidence Code section 1101 as
improper character evidence. He claims such searches “are far more likely to be
inspired by viewing an episode of CSI, or by a desire to research methods of
committing suicide, or by suspicion about the circumstances of someone else's
death, or by a desire to write a short story, than to be motivated by some sinister
plot to commit murder.” (Fn.omitted.) Finally, he argues the evidence should have
been excluded pursuant to Evidence Code section 352 as far more prejudicial than
probative. He asserts the admission of the evidence violated his right to a fair trial
and requires reversal.
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Relevant evidence is any evidence having a tendency in reason to prove or
disprove any disputed material fact. (People v. Garceau (1993) 6 Cal.4th 140,
177.) Relevant evidence may be excluded if its probative value is substantially
outweighed by its prejudice. (Evid.Code, § 352.) In deciding the relevancy of
evidence and its probative value the trial court is vested with wide discretion that
will not be disturbed on appeal unless there is a manifest abuse of discretion
resulting in a miscarriage of justice. (People v. Cain (1995) 10 Cal.4th 1, 33.)
“[E]vidence leading only to speculative inferences is irrelevant .” (People v. Kraft
(2000) 23 Cal.4th 978, 1035.) The court has no discretion to admit irrelevant
evidence. (People v. Babbit (1988) 45 Cal.3d 660, 681.) Defendant argues that the
evidence that he conducted the searches was speculative and therefore not
relevant.
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Defendant and Fern were the individuals with access to the computer. The
computer was in their home. Thus it could be circumstantially inferred that
defendant was the person accessing the computer. The inference that defendant
conducted the web searches regarding poisoning is even stronger based on
defendant's conversation with Jinee involving how to kill someone by poisoning
them; in particular, his questions to Jinee involving the use of nicotine was clearly
connected to the searches regarding instant causes of heart attacks, purchase of
nicotine and nicotine poisoning. It need not be demonstrated with absolute
certainty that a piece of evidence is associated with only one person. If this were
the case much of the evidence properly admitted at trials would be excluded
because it could not be tied unerringly to a defendant. Defendant cites People v.
Olguin (1994) 31 Cal.App.4th 1355 and People v. Gibson (2001) 90 Cal.App.4th
371 as support for his argument that the evidence must be tied to a particular
person. These cases involved the authentication of a writing. The issue here is not
the authentication of a writing. When the evidence can be circumstantially linked
to a particular defendant and is relevant to an issue at trial, the closeness or
remoteness of the tie to the defendant goes to the weight of the evidence, not to the
relevance of the evidence. The inference that defendant conducted the searches on
the home computer was not speculative, as the computer was in defendant's home,
and only two people had access to it. In addition, some of the searches were
strikingly similar to subjects talked about during his conversation with Jinee. The
evidence was relevant because it had a tendency to prove defendant planned and
premeditated his wife's murder.
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Next, defendant argues that the evidence should have been excluded as improper
character evidence. He claims that “party chatter [his talk with his daughter] on
morbid subjects and entering search terms concerning methods of poisoning
someone has no tendency in reason to prove that the person doing such a search
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actually was contemplating or planning a murder, at least in the absence of
evidence that the method researched was actually used in a later killing.”
(Fn.omitted.) He claims that criminal activity is a wildly popular subject on
television, in writing, and in the news and thus the evidence does not suggest
nefarious activity. Defendant goes on to argue that there was nothing in the
evidence connecting it with Fern or with strangulation. While these arguments are
contained in the subsection of defendant's brief arguing that the evidence was
improper character evidence, we find it is merely a rehash of the argument that the
evidence was not relevant. As previously stated, the evidence was relevant; any
weaknesses in the direct linkage to the killing here goes to the weight of the
evidence.
In People v. Archer (2000) 82 Cal.App.4th 1380 the defendant was convicted of
murder with the personal use of a knife. More than a year after the murder the
defendant's home was searched on two separate occasions. “Police recovered two
knives from appellant's backyard, three knives from his bedroom, two knives from
his workshop and two knives from his storage locker.” (Id. at p. 1392.) One knife
had a presumptive positive reaction for blood and the defendant's codefendant said
one of the knives resembled the knife he used to stab the victim.
The defendant objected to the admission of the knives at trial, claiming they were
not relevant. The People claimed the knives were relevant to the availability of
weapons and to the planning of the murder. The court admitted the knives at trial
and defendant argued on appeal that this was error. (People v. Archer, supra, 82
Cal.App.4th at p. 1392.) The appellate court agreed.
“The only knives which had any relevance to the crime charged were the knife
Baserga [the codefendant] identified as resembling the one he used to stab Pate
[the victim], and the knife which had a positive reaction to the test for blood. The
knife Baserga identified was not shown to be unique or difficult to acquire, nor
was there such a showing as to the knife that was presumptively positive for blood.
Hence there was no issue as to appellant's access to such weapons or his need to
stockpile knives in order to commit the murder. ‘Evidence of possession of a
weapon not used in the crime charged against a defendant leads logically only to
an inference that defendant is the kind of person who surrounds himself with
deadly weapons—a fact of no relevant consequence to determination of the guilt
or innocence of the defendant.’ [Citation.] Admission of the knives other than the
two which had some arguable relevance to the case created a risk of that same
inference in this case.” (People v. Archer, supra, 82 Cal.App.4th at pp. 1392–
1393.)
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In People v. Smith (2003) 30 Cal.4th 581 the defendant was convicted of murder
and was found to have personally used a firearm during the commission of the
murder. Police found a derringer and ammunition in the defendant's house. The
derringer was not the murder weapon and the ammunition found in the house did
not fit the murder weapon or the derringer. The defendant claimed the trial court
erred in admitting this evidence at his trial. He argued that the evidence only
tended to show that he was the sort of person who carried deadly weapons. (Id. at
p. 613.)
The California Supreme Court found it was not error to admit this evidence. “This
evidence did not merely show that defendant was the sort of person who carries
deadly weapons, but it was relevant to his state of mind when he shot Toyoshima.
In his confession and opening statement to the jury, defendant claimed the
shooting was an accident and he did not intend to kill her. In his later testimony, he
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said he took the gun to intimidate but not to shoot, and he chose the murder
weapon because it was small and easy to conceal. Evidence that he possessed
another small, easily concealed but unloaded gun and no ammunition that fit it,
and that he chose instead to take a loaded gun, was relevant to defendant's
credibility on this point. An unloaded gun fully serves to intimidate; a loaded gun
is necessary only to actually shoot. Thus, although the ammunition and derringer
were not used in the killing, ‘[t]heir circumstantial relevancy ... seems clear,’ and
they were accordingly, properly admitted. [Citations.]” (People v. Smith, supra, 30
Cal.4th at pp. 613–614, fn. omitted.)
In People v. Jablonski (2006) 37 Cal.4th 774 the defendant was convicted of
murdering his wife and her mother. The two murder victims were stabbed and
shot. A towel had been pushed into the mouth of one victim and the other victim's
mouth and nose were covered with duct tape. (Id. at pp. 784–785.) The defendant
was arrested several days after the bodies were discovered. His vehicle was
searched and officers found a roll of duct tape, homemade wire handcuffs, and a
stun gun. The defendant objected to the admission of the stun gun and the
handcuffs, claiming they were not relevant, and he additionally argued the
evidence was improper character evidence. On appeal the defendant challenged the
trial court's admission of this evidence. (Id. at p. 821.)
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The California Supreme Court found the trial court did not err in admitting the
evidence. It found that “premeditation was a disputed fact and evidence that
defendant carried devices to the crime scene that could have been used to restrain
or immobilize the victims was relevant to premeditation.... It reasonably can be
inferred from this evidence that defendant planned to take the victims by surprise
and also planned to restrain or immobilize them to prevent them from resisting or
seeking help.” (People v. Jablonski, supra, 37 Cal.4th 774 at pp. 821–822.)
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The Supreme Court distinguished Archer and other appellate court cases because
in “each of these decisions ... the weapons had no relationship at all to the charged
crime and, by extension, were not relevant to any issue in dispute.” “[T]he items
recovered from defendant's vehicle were relevant to premeditation.” (People v.
Jablonski, supra, 37 Cal.4th 774 at p. 822.) “[D]efendant's possession of the stun
gun was not admitted to prove disposition but to prove preparation, which was
relevant to establish premeditation.” (Ibid.)
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We begin by finding that the items found on the computer from defendant's home
are basically no different from other items found in a home. “The Internet is an
international network of interconnected computers” which “enable[s] tens of
millions of people to communicate with one another and to access vast amounts of
information from around the world.” (Reno v. American Civil Liberties Union
(1997) 521 U.S. 844, 849–850.) “The best known category of communication over
the Internet is the World Wide Web, which allows users to search for and retrieve
information stored in remote computers, as well as, in some cases, to communicate
back to designated sites. In concrete terms, the Web consists of a vast number of
documents stored in different computers all over the world .” (Id. at p. 852.)
The evidence found in defendant's home was not admitted to show that he was a
person of bad character; it was admitted on the issue of premeditation and
deliberation. We find the facts here to fall more closely within the factual
circumstances of Smith and Jablonski, not Archer. Defendant argued in his
opening statement that he accidently injured Fern while trying to catch her when
she was falling. He testified that Fern was falling and while trying to keep her
from hitting her head his hands accidently ended up around her throat. He testified
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that Fern was very ill the evening before her death but would not go to the
emergency room. The evidence of premeditation and deliberation was clearly in
dispute, and the evidence was relevant to prove this disputed issue. It was not
improperly admitted as character evidence.
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Finally, defendant argues the trial court erred in admitting the evidence pursuant to
Evidence Code section 352 because its prejudicial effect outweighed its probative
value. As previously set forth, the trial court is vested with wide discretion in
admitting this evidence and its ruling will not be disturbed on appeal absent a clear
abuse of that discretion.
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The evidence was relevant and highly probative on the question of premeditation
and deliberation. The trial court did not err in admitting the evidence. Although not
argued below or on appeal, we note that the web searches were primarily aimed at
methods of death that would not be clearly seen by the naked eye on discovery of a
body. The fact that Fern died in such a manner adds to the probative value of the
evidence.
Brooks, 2008 WL 2897093, at *14–18.
i.
Legal Standard and Analysis
A federal court in a habeas proceeding does not review questions of state evidence law.
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Estelle, 502 U.S. at 67. Our inquiry is limited to whether the evidence ruling “resulted in a
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decision that was contrary to, or involved an unreasonable application of, clearly established
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Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1).
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With respect to the admission of evidence, there is no Supreme Court precedent governing a
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court’s discretionary decision to admit evidence as a violation of due process. In Holley v.
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Yarborough, the Ninth Circuit stated:
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Under AEDPA, even clearly erroneous admissions of evidence that render a trial
fundamentally unfair may not permit the grant of federal habeas corpus relief if not
forbidden by “clearly established Federal law,” as laid out by the Supreme Court.
28 U.S.C. § 2254(d). In cases where the Supreme Court has not adequately
addressed a claim, this court cannot use its own precedent to find a state court
ruling unreasonable. Musladin, 549 U.S. at 77, 127 S.Ct. 649.
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The Supreme Court has made very few rulings regarding the admission of
evidence as a violation of due process. Although the Court has been clear that a
writ should be issued when constitutional errors have rendered the trial
fundamentally unfair, see Williams, 529 U.S. at 375, 120 S.Ct. 1495, it has not yet
made a clear ruling that admission of irrelevant or overtly prejudicial evidence
constitutes a due process violation sufficient to warrant issuance of the writ.
Absent such “clearly established Federal law,” we cannot conclude that the state
court's ruling was an “unreasonable application.” Musladin, 549 U.S. at 77, 127
S.Ct. 649. Under the strict standards of AEDPA, we are therefore without power to
issue the writ . . . .
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Holley v. Yarborough, 568 F.3d 1091, 1101 (9th Cir. 2009); see Moses v. Payne, 555 F.3d 742,
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760 (9th Cir. 2008) (holding that trial court did not abuse its discretion in excluding expert
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testimony “[b]ecause the Supreme Court’s precedents do not establish a principle for evaluating
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discretionary decisions to exclude the kind of evidence at issue here”). Since there is no clearly
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established Supreme Court precedent governing a trial court’s discretionary decision to admit
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evidence as a violation of due process, habeas relief is foreclosed. Id. Therefore, Petitioner
7
cannot demonstrate that the state court decision was contrary to, or involved an unreasonable
8
application of, clearly established federal law. See 28 U.S.C. § 2254(d).
9
Nevertheless, there can be habeas relief for the admission of prejudicial evidence if the
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admission was fundamentally unfair and resulted in a denial of due process. Estelle, 502 U.S. at
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72; Pulley v. Harris, 465 U.S. 37, 41 (1984). However, the failure to comply with state rules of
12
evidence alone is neither a necessary nor a sufficient basis for granting federal habeas relief on
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due process grounds. Jammal v. Van de Kamp, 926 F.2d 918, 919-920 (9th Cir. 1991). Only if
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there are no permissible inferences that the jury may draw from the evidence can its admission
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rise to the level of a due process violation. Id. at 920.
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Petitioner has failed to show that no permissible inferences existed that the jury might
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draw from the challenged evidence. As the state court noted, the evidence of computer searches
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and Petitioner’s discussion with his daughter on ways to kill people were highly probative and
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relevant to the question of premeditation and deliberation. Accordingly, it does not rise to the
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level of a federal claim and is therefore simply an issue of state law.
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g.
Instructions on Corpus Delecti Rule
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Petitioner complains that the jury was not instructed on the corpus delecti rule to ensure
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that they would view out-of-court admissions with caution. The Fifth DCA rejected this claim on
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direct review, as follows:
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Defendant contends the trial court erred in failing to give an instruction on the
corpus delecti rule and to view his oral admissions with caution. He argues that his
conversation with his daughter about how to kill someone, the search terms on his
home computer, his statements to first responders, his statements to Fern's
daughters, and his statements to police were crucial elements of the prosecution's
case and the trial court was thus required to instruct on the corpus delicti rule and
give a cautionary instruction concerning his oral admissions.
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“In every criminal trial, the prosecution must prove the corpus delicti, or the body
of the crime itself—i.e., the fact of injury, loss, or harm, and the existence of a
criminal agency as its cause. In California, it has traditionally been held, the
prosecution cannot satisfy this burden by relying exclusively upon the extrajudicial
statements, confessions, or admissions of the defendant.” (People v. Alvarez
(2002) 27 Cal.4th 1161, 1168.)
“We [the California Supreme Court] have said that the independent-proof rule
‘essentially precludes conviction based solely on a defendant's out-of-court
statements.’ [Citations.] In other words, ... the rule requires corroboration of the
defendant's extrajudicial utterances insofar as they indicate a crime was
committed, and forces the People to supply, as part of their burden of proof in
every criminal prosecution, some evidence of the corpus delicti aside from, or in
addition to, such statements. [Citations.] (People v. Alvarez, supra, 27 Cal.4th at p.
1178.)
“Error in omitting a corpus delicti instruction is considered harmless, and thus no
basis for reversal, if there appears no reasonably probability the jury would have
reached a result more favorable to the defendant had the instruction been given.
[Citation.]” [¶] Of course, as we have seen, the modicum of necessary independent
evidence of the corpus delicti, and thus the jury's duty to find such independent
proof, is not great. The independent evidence may be circumstantial, and need only
be ‘a slight or prima facie showing’ permitting an inference of injury, loss, or harm
from a criminal agency, after which the defendant's statements may be considered
to strengthen the case on all issues. [Citations.] If, as a matter of law, this ‘slight or
prima facie’ showing was made, a rational jury, properly instructed, could not have
found otherwise, and the omission of an independent-proof instruction is
necessarily harmless.” (People v. Alvarez, supra, 27 Cal.4th at p. 1181.)
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The independent evidence that Fern died from a criminal agency was much more
than slight. Dr. Wagner testified that Fern died at the hands of another. She was
strangled to death. The defendant was not harmed by any failure to give the corpus
delicti instruction.
Next, defendant argues that the trial court erred in failing to instruct the jury it
must view his out-of-court oral statements with caution.
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First, defendant has not shown how the evidence that he conducted searches on the
computer related to killing someone is an admission. Thus this portion of his
argument fails.
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Next, a cautionary instruction is not required if the statement was tape-recorded
and that tape was played for the jury. (People v. Slaughter (2002) 27 Cal.4th 1187,
1200.) Thus, his statements to law enforcement at the police station did not require
that a cautionary instruction be given.
“When evidence is admitted establishing that the defendant made oral admissions,
the trial court ordinarily has a sua sponte duty to instruct the jury that such
evidence must be viewed with caution. [Citation.]” (People v. Slaughter, supra, 27
Cal.4th at p. 1200.) “To determine prejudice, ‘[w]e apply the normal standard of
review for state law error: whether it is reasonably probable the jury would have
reached a result more favorable to defendant had the instruction been given.’
[Citation.] Because the cautionary instruction's purpose is ‘“to help the jury to
determine whether the statement attributed to the defendant was in fact made,
courts examining the prejudice in failing to give the instruction examine the record
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to see if there was any conflict in the evidence about the exact words used, their
meaning, or whether the admissions were repeated accurately.”’” (People v.
Wilson (2008) 43 Cal.4th 1, 19.)
In addition to the general area defendant discusses in the initial portion of his
argument, defendant lists five separate areas of testimony where the accuracy,
context, and meaning of his extrajudicial statements were in question and the
instruction to view admissions with caution was applicable. The first area is
testimony from the paramedic, Steele, that defendant mentioned that Fern did not
want CPR performed.
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As Steele was en route to Fern's bedside, defendant mentioned that Fern did not
want CPR. Steele asked defendant if Fern had the proper paperwork. Defendant
said she had the paperwork, but he did not have it on him. On cross-examination,
Steele said defendant was not protesting that Fern get CPR but Steele got the sense
that “those were her wishes and that he wanted them respected.” Defendant
testified that the 911 operator, as well as the emergency medical people, asked
about life-saving measures for Fern. When asked if the emergency technicians
brought the subject up that morning, defendant replied, “I'm sure they did. I
remember that they did, but that part is sort of cloudy.”
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Defendant testified that Fern had do-not-resuscitate orders and a living will. It was
not contradicted that the do-not-resuscitate orders were in fact Fern's true wishes.
It was also not disputed that a discussion occurred regarding whether CPR should
be administered. Thus, the evidence from Steele was not particularly damaging to
defendant. In addition, defendant did not dispute that he said this to Steele and said
his memory on that issue was “sort of cloudy.” Also, while the evidence could be
argued as damaging to defendant, it could also be argued that if defendant had
killed Fern and knew she was dead he would have had no reason to tell the
paramedics to not resuscitate her; thus it could have been viewed by the jury as
evidence that he did not kill her.
The next admission that defendant claims necessitated the cautionary instruction
was Fire Captain Jeff McEntire's testimony that when he first made contact with
defendant he said it had been several hours since he had talked to Fern and he had
been up watching the Olympics. McEntire was asked if defendant said what time
he had gone to bed. McEntire answered, “No. If I remember correctly, he kind of
insinuated that he hadn't gone to bed.” McEntire then explained that defendant said
he was awake, watching the Olympics, and several hours later he went in and
checked on Fern. He rolled her over and that was the last time he had contact with
her. Defendant testified he went to bed at midnight and when he got up about 3
a.m. Fern was dead.
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Whether defendant said he was watching the Olympics just prior to discovering
that Fern was dead or had gone to bed after watching the Olympics and discovered
Fern's body hours later was admitted to show that defendant was lying. Other than
the fact that it was a lie, it did not have any significance to the killing itself.
Defendant himself admitted that he lied to police officers when he was questioned;
thus the fact that defendant may have lied about watching the Olympics was not
evidence vital to the prosecution of the case and was merely cumulative to other
evidence. In addition, Officer Johnson (the officer who stayed at the home until the
body was removed) testified that defendant told him that he woke up around 2:45
to use the restroom and he discovered that Fern was not breathing. Johnson's report
reflected this same statement by the defendant. McEntire's testimony regarding the
timing of when defendant was watching the Olympics was not clear and certain.
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Johnson's certain account bolsters defendant's testimony that he was asleep prior to
finding Fern dead. It is highly unlikely the jury's verdict would have been
influenced by McEntire's testimony.
The next area of admissions defendant utilizes in his argument relates to Officer
Johnson's testimony that defendant asked him several times if the mortuary would
come and pick up the body, as well as defendant telling him it was Fern's wish to
be cremated. Defendant testified that he had a discussion with Officer Johnson
about Fern's remains. He testified he was not sure of the procedure because when
he worked in hospice care things were already arranged and they just called the
mortuary. The purpose of the cautionary instruction is to determine if the
statements were actually made. Because defendant admitted he engaged in this
discussion, there was no dispute that the statement had been made.
The next portion of Officer Johnson's testimony that defendant claims resulted in
prejudice to him because of the absence of the admissions instruction is that
defendant told Johnson that Fern had fallen several times against the dresser.
Defendant testified that Fern fell several times. Defendant also testified that he told
police officers during his interview that Fern had fallen on the dresser. He
admitted that this was a lie. The jury was aware, through defendant's own
testimony, that he lied on the day of the murder and told officers that Fern had
fallen on the dresser. Thus, there was no dispute that defendant made such a
statement; the fact that he may have said it more than once on the same day added
little to the evidence. The critical damaging inference from the statement was that
he was trying to cover up by stating that Fern hit her head on the dresser. He
admitted to doing this. The failure to give a cautionary instruction for this
admission did not result in any prejudice to defendant.
Another area of admissions revolves around statements Bobby Scrivner attributed
to defendant—including that he told her that Fern apparently died from a heart
attack, a discussion involving the will on the morning of Fern's death, and calling
Bobby to meet her at the bank. Defendant did not deny any of these conversations
and merely had a slightly different interpretation of the conversations. He admitted
that he told Bobby that he thought Fern died of a heart attack, he discussed the will
with Bobby the morning of Fern's death, and he called Bobby and asked her to
meet him at the bank. None of the deviations between Bobby's account of what
was said and defendant's account of what was said were significant. Defendant
challenges Bobby's testimony that defendant made a choking gesture when he
described how Fern got marks on her neck. While such a gesture might be
assertive conduct, no authority has been cited, nor do we know of any, that
categorizes such conduct as an oral admission requiring a cautionary instruction.
The final area singled out by defendant as an area of admissions that were
prejudicial to him without the cautionary instruction is testimony from the
attorney, Dorothy Meyer, he consulted after Fern died. Defendant claims that
Meyer testified that defendant stated he was a joint owner of one of Fern's credit
union accounts, while defendant testified he did not tell Meyer that he was a joint
holder on one of the credit union accounts. Defendant argues that this was one of
the items used by the prosecution in showing that he was a liar or that his conduct
showed consciousness of guilt. During the prosecution's argument to the jury, the
prosecutor said that the fact that defendant went and saw an attorney is irrelevant
and at that time he probably needed some guidance on what he was or was not
entitled to. During his argument to the jury, defense counsel said that the
prosecution accused defendant of lying to Meyer; defendant has not cited any page
in the argument to the jury by the prosecution nor have we found one where the
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People accused defendant of lying to Meyer. We also fail to see how either version
of the discussion with Meyer could have prejudiced defendant. Thus, any error in
failing to give the instruction for this evidence was not prejudicial.
Finally, the jury was fully instructed on judging the credibility of witnesses and
how to judge their testimony. (People v. Dickey (2005) 35 Cal.4th 884, 906–907.)
Error, if any, was not prejudicial.
Brooks, 2008 WL 2897093, at *31–35.
i.
Legal Standard
As previously discussed, any error in the state court's determination of whether state law
8
allowed for an instruction in this case cannot form the basis for federal habeas relief. Estelle, 502
9
U.S. at 71. “‘Failure to give [a jury] instruction which might be proper as a matter of state law,’
10
by itself, does not merit federal habeas relief.” Menendez, 422 F.3d at 1029. The Supreme Court
11
has stated instead that a claim that a court violated a petitioner's due process rights by omitting an
12
instruction requires a showing that the error “so infected the entire trial that the resulting
13
conviction violate[d] due process.” Kibbe, 431 U.S. at 154. The burden on Petitioner is
14
especially heavy “where ... the alleged error involves the failure to give an instruction.” Clark v.
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Brown, 450 F.3d 898, 904 (9th Cir.2006).
16
Even if constitutional instructional error has occurred, the federal court must still
17
determine whether Petitioner suffered actual prejudice, that is, whether the error “had substantial
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and injurious effect or influence in determining the jury’s verdict.” Brecht, 507 U.S. at 637. A
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“substantial and injurious effect” means a “reasonable probability” that the jury would have
20
arrived at a different verdict had the instruction been given. Clark, 450 F.3d at 916.
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ii.
Analysis
Respondent correctly argues that the claim is unexhausted since Petitioner failed to raise it
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before the California Supreme Court. Regardless, the claim should be denied since it is without
24
merit. 28 U.S.C. § 2254(b)(2).
25
The claim concerns only the state court’s determination of state law. It is well-settled that
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federal habeas relief is not available to state prisoners challenging state law. Estelle, 502 U.S. at
27
67 (“We have stated many times that federal habeas corpus relief does not lie for errors of state
28
law); Langford v. Day, 110 F.3d 1380, 1389 (9th Cir. 1997) (“alleged errors in the application of
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1
state law are not cognizable in federal habeas corpus” proceedings). There is no Supreme Court
2
authority which requires a defendant’s out of court statements or admissions be viewed with
3
caution, or that the admission of prejudicial evidence be limited or restricted. Holley, 568 F.3d at
4
1101. As noted by the appellate court, in this case the jury was fully instructed on evaluating a
5
witness’ testimony. (Doc. 71-5 at 10-14.) The state court reasonably determined that additional
6
instructions would not have altered the outcome of the case.
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h.
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Petitioner argues that the trial court erred in refusing to instruct the jury with CALCRIM
9
10
No. 356 that statements taken in violation of Miranda may be used for impeachment purposes
only. The state court rejected the claim as follows:
11
Relying on argument II above, defendant contends that his statements to police
were taken in violation of Miranda. As such, he argues that the statements could
only be used for impeachment purposes and the trial court erred in not instructing
pursuant to Judicial Council of California Criminal Jury Instructions, CALCRIM
No. 356 that the statements may only be considered in determining if the
defendant is telling the truth.
12
13
14
As previously set forth, defendant's statement was not obtained in violation of
Miranda. Defendant has not asserted that statements made after the fingernail
incident that would require the instruction were admitted. Thus, this issue fails.
15
16
17
CALCRIM No. 356
Brooks, 2008 WL 2897093, at *31.
18
Petitioner fails to demonstrate a violation of his due process rights. As noted above,
19
Petitioner’s disagreement with the state court determination that the instruction was not required
20
in this case cannot form the basis for federal habeas relief. Estelle, 502 U.S. at 71. “‘Failure to
21
give [a jury] instruction which might be proper as a matter of state law,’ by itself, does not merit
22
federal habeas relief.” Menendez, 422 F.3d at 1029.
Furthermore, there is no possibility that the omission of the instruction “so infected the
23
24
entire trial that the resulting conviction violate[d] due process.” Kibbe, 431 U.S. at 154. As
25
previously discussed, there was no Miranda violation. Therefore, the instruction was irrelevant.
26
The claim should be rejected.
27
///
28
///
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IV.
RECOMMENDATION
Accordingly, the Court RECOMMENDS that the Petition for Writ of Habeas Corpus be
DENIED with prejudice on the merits.
This Findings and Recommendation is submitted to the United States District Court Judge
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assigned to the case, pursuant to the provisions of 28 U.S.C. § 636 (b)(1)(B) and Rule 304 of the
6
Local Rules of Practice for the United States District Court, Eastern District of California. Within
7
twenty-one days after being served with a copy of this Findings and Recommendation, any party
8
may file written objections with the Court and serve a copy on all parties. Such a document
9
should be captioned “Objections to Magistrate Judge’s Findings and Recommendation.” Replies
10
to the Objections shall be served and filed within ten court days after service of the Objections.
11
The Court will then review the Magistrate Judge’s ruling pursuant to 28 U.S.C. § 636 (b)(1)(C).
12
The parties are advised that failure to file objections within the specified time may waive the right
13
to appeal the Order of the District Court. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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15
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IT IS SO ORDERED.
Dated:
August 24, 2017
/s/ Jennifer L. Thurston
UNITED STATES MAGISTRATE JUDGE
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