Flemming v. Warden of Salinas Valley
Filing
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FINDINGS and RECOMMENDATIONS recommending that this action be DENIED WITH PREJUDICE re 1 Petition for Writ of Habeas Corpus filed by Cortney DeJohn Flemming; referred to Judge Ishii,signed by Magistrate Judge Gary S. Austin on 08/24/2012. Objections to F&R due by 9/26/2012 (Martin-Gill, S)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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CORTNEY DEJOHN FLEMMING,
1:12-CV-00383 AWI GSA HC
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Petitioner,
FINDINGS AND RECOMMENDATION
REGARDING PETITION FOR WRIT OF
HABEAS CORPUS
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v.
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WARDEN, Salinas Valley State Prison,
Respondent.
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Petitioner is a state prisoner proceeding pro se with a petition for writ of habeas corpus
pursuant to 28 U.S.C. § 2254.
BACKGROUND
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Petitioner is currently in the custody of the California Department of Corrections and
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Rehabilitation pursuant to a judgment of the Superior Court of California, County of Fresno,
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following his conviction by jury trial on January 11, 2009, of second degree murder (Cal. Penal
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Code § 187(a)), and attempted murder (Cal. Penal Code §§ 187(a), 664). (See Resp’t’s Answer,
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Ex. A.) The jury further found that Petitioner had personally and intentionally discharged a
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firearm, proximately causing death, and that he personally and intentionally discharged a firearm
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during commission of the attempted murder (Cal. Penal Code § 12022.53(d)). (Id.) Petitioner
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was sentenced to serve an indeterminate term of forty years to life plus a consecutive term of
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twenty-seven years. (Id.)
Petitioner timely filed a notice of appeal. On October 14, 2011, the California Court of
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Appeal, Fifth Appellate District (“Fifth DCA”), affirmed Petitioner’s judgment in a reasoned
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decision. (Id.) Petitioner then filed a petition for review in the California Supreme Court. On
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January 11, 2012, the petition was summarily denied. (See Lodged Doc. No. 6.)
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On March 14, 2012, Petitioner filed the instant federal habeas petition in this Court. The
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petition presents the following grounds for relief: 1) The trial court committed reversible
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constitutional error by denying Petitioner’s motion to discharge a juror; 2) The trial court erred
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by erroneously admitting into evidence photographs and a video from security cameras; and 3)
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The prosecutor committed intentional misconduct during closing argument, and defense counsel
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was ineffective in failing to object to the misconduct. On July 3, 2012, Respondent filed an
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answer to the petition. Petitioner did not file a traverse.
STATEMENT OF FACTS1
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PROSECUTION EVIDENCE
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The Initial Investigation and Fidel Jimenez’s Death [n.2]
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[n.2] The record occasionally gives the name as “Jiminez.” Because the
information says “Jimenez,” we use that spelling except where quoting.
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At around 11:45 p.m. on March 23, 2008, which was Easter Sunday, Fresno
Police Officers Garcia and Lujan were dispatched to a report of a shooting at the Liquor
King at Herndon and Blackstone. It was a day on which cruising was allowed, so traffic
on Blackstone was heavy. The large parking lot, which served Liquor King and several
other businesses, contained numerous cars and people. When the officers arrived, cars
were leaving the lot and people were running in every direction.
Garcia observed a gray or silver truck that appeared to have collided with a
building. The truck’s driver, Fidel Jimenez, was slumped over on the truck’s seat. He
was bleeding from the face or head and had a slight pulse. Someone in the crowd that
had gathered advised he had been shot. There was broken glass on the truck’s seat and
two tall beer cans on the floorboard.
Lujan began crowd control, while Garcia and Sergeant Alvarez, who was now at
the scene, tried to extricate Jimenez. Jimenez lost his pulse, but the officers were able to
get it back. Emergency personnel then arrived and took over. Alvarez ordered the entire
parking lot locked down, and put out a preliminary radio broadcast containing
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The Fifth DCA’s summary of the facts in its October 14, 2011, opinion is presumed correct. 28 U.S.C.
§§ 2254(d)(2), (e)(1). Petitioner does not present clear and convincing evidence to the contrary; thus, the Court
adopts the factual recitations set forth by the Fifth DCA.
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information he had received concerning a white Mustang that may have been involved.
The car, which contained an African-American male and possibly a Hispanic, had left at a
high rate of speed.
There was what appeared to be bullet impact damage to the door frame of a
business just south of the one into which the pickup had crashed. There was a bullet
entry hole on the passenger side pillar of the pickup, and a deformed bullet fragment was
found in the corresponding wall panel. Although a number of latent prints were lifted
from vehicles, cans, bottles, and other trash in the parking lot, none could be identified as
belonging to Lopez or Flemming. No firearms were found in the pickup nor was an
antitheft device called the Club. However, an open flip-style cell phone was found on the
passenger side floorboard of the vehicle.
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The entire strip mall/parking lot area was searched for evidence. No Club security
devices, bars, or anything else that might be used as a weapon were located. No shell
casings were found.
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Fidel Jimenez suffered a gunshot wound to the head, behind the right ear, with
injuries to the left back of the brain and the cervical spine. He was alive but paralyzed
from the neck down when brought to the hospital, and he remained that way until April 1,
2008. On April 1, his neurological status began to change, and it was determined he had
developed an aneurysm in the area of several bullet fragments. A corrective procedure
was unsuccessful, and Jimenez’s family made the decision to withdraw life support. He
died on April 4. The cause of death was related to injuries to the brain and spinal cord,
with those injuries having been caused by the gunshot wound to the head that he
sustained on March 23. The wound course was inconsistent with him looking at the
shooter at the time the bullet struck him, but was consistent with him looking straight
ahead.
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Witness Accounts [n.3]
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[n.3] In Akira Kurosawa’s film Rashomon, four individuals witness a crime. Each
then recounts the story honestly, but in mutually contradictory ways. Because of
the Rashomon-like testimony of the various eyewitnesses – even those who were
not acquainted with the victims or defendants – we summarize each individually,
rather than attempting to compile a unified account. We also include their
statements to police.
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Adam Mirelez
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On the evening of March 23, 2008, Adam Mirelez and Jimenez, his longtime
friend, went cruising on Blackstone. Jimenez was driving his 1986 primer-gray Silverado
pickup. Mirelez was sipping from a can of beer. He never saw Jimenez drinking that
night, although there was a second beer can in the truck.
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Blackstone was fairly crowded, and at some point they pulled into the parking lot
on the southwest corner of Herndon and Blackstone, where the Liquor King was located.
There was a speed bump as they first came in, and a crowd of people and cars. Mirelez
estimated they were going five miles per hour or less. Jimenez was on his cell phone.
The car stopped by a median before it reached the crowd of people. Jimenez and
Mirelez were trying to get through, but there were people everywhere. As they waited for
people to move, Mirelez saw Lopez on the sidewalk on the driver’s side of the truck,
almost 10 feet away. Lopez came up to Jimenez’s window, which was open, and angrily
yelled a couple of times, “What’s up, homey?” Jimenez nodded his head at Lopez as if to
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say, “What’s up,” but he was not really paying attention because he was on the phone.
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Lopez then came to Mirelez’s side and said the same thing numerous times.
Mirelez, who had a can of beer in his hand, put the beer in his lap and pulled the door
handle, but the door did not open any distance. Lopez then punched him in the nose
through the window, causing Mirelez’s nose to bleed profusely. Mirelez leaned down
toward Jimenez and grabbed the beer can, which was between his legs. He then raised
back up. He never attempted to strike Lopez; as far as he knew, there was nothing in the
truck he could have used to do so. Jimenez did not have a Club.
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Lopez stepped back and yelled at his friend, “Pull the pistol. Pull the pistol.” The
friend, a tall African-American who was wearing a white sweater and possibly a hood,
seemed to come out of nowhere. He pulled a gun from his pocket or belt area and pointed
it at Mirelez from a little over six feet away. Mirelez ducked down, heard a shot, and
then felt the truck go forward. It hit something, then went over the curb and into a store.
He heard two shots together. Because he had ducked down, he did not see what
happened to Lopez or the African-American male after the shooting. Mirelez believed
that if he had not ducked down, he possibly would have been shot. The bullet came
through the window where he had been sitting. He had been sitting between the gun and
Jimenez.
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Once the truck hit the building, Mirelez got out and looked at Jimenez. Mirelez
did not see any blood, but he could not get Jimenez to wake up. Mirelez then ran. He had
just been shot at; there were people everywhere and he did not know if his assailants were
still around or what was going on. He returned within a minute, and the police soon
arrived.
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When subsequently interviewed by Detective Byrd, Mirelez described the shooter
as wearing a fitted baseball cap and a white, zip-up, hooded sweater. Shown a
photographic lineup, Mirelez selected Lopez’s picture and said it looked most like the
person who hit him and said to pull out the pistol. Byrd also showed Mirelez a
photographic array containing Flemming’s picture, but Mirelez could not identify anyone.
Mirelez did not recognize Flemming at trial. When shown a surveillance camera
photograph, however, he found the individual’s white sweater, and the way he stood and
had his hands in his pocket, familiar. Mirelez believed he had previously seen the white
sweater on the shooter.
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Martin Alvarez
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On March 23, 2008, Martin Alvarez was cruising on Blackstone with his friend,
Gabriel Lopez, in Gabriel’s truck.[n.4] Seeing a lot of cars in the parking lot at
Blackstone and Herndon, they decided to stop. They had parked and gotten out of their
vehicle, when Alvarez saw an older gray truck drive in. It was proceeding slowly at five
miles per hour or less.
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[n.4] To avoid confusion with Defendant Lopez, we refer to Gabriel Lopez by his
first name. No disrespect is intended.
Lopez – whom Alvarez had seen on a prior occasion – was walking across the
parking lot, and the truck stopped to let him cross. In Alvarez’s opinion, the truck did not
stop “in any aggressive way.” Lopez, who was about the width of one parking space away
and still on the sidewalk, nevertheless threw up his arms, approached the truck, and
loudly asked, “What’s up dog?” He also said, “Do you have a problem?” and things of
that sort. His comments were directed at the driver.
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Lopez kept saying the same stuff over and over, and the male in the passenger seat
of the truck started to open the door. The passenger said something like he was not going
to let somebody start arguing over something stupid. By that time, Lopez had already
gone around the truck and was asking if the passenger was going to do something. Lopez
then pushed the door closed. The passenger window was open; Alvarez saw Lopez swing
at the passenger, but could not see whether contact was made. The passenger reached
toward the seat as if to grab something with which to hit Lopez back, although Alvarez
never saw anything in his hand. Lopez then called his friend, shouting, “Hey, dog. Pull
that gun out. Pull that gun out.” Alvarez was not sure where Lopez’s friend came from,
but when Lopez shouted, the friend, who was African-American, ran toward the truck.
Alvarez saw him kind of reach and hold his belt area as he moved toward the truck’s
passenger, shouting, “What’s up dog?”
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Gabriel told Alvarez to get in the truck, and the two tried to watch what was going
on while also going toward their vehicle. Lopez’s friend was arguing and at the same time
pointing the gun, which was small and black. Alvarez saw the truck’s driver step on the
gas, and Lopez’s friend shot toward the truck. Two shots were fired. The first hit the
pillar of the truck. The second hit the driver. His foot apparently got stuck on the gas, and
the truck hit an SUV and then the building.
Although Alvarez did not see what Lopez did after the shots were fired, he saw
the shooter jump into the back seat of an older, two-door white car. The shooter was
wearing a white sweatshirt with green lines on it and maybe some jeans. He was not
wearing a hat. Alvarez did not see where the car went.
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Detective Tacadena interviewed Alvarez within hours of the shooting. Alvarez
reported that he saw the Hispanic male and the African-American male getting into a
white, older-model car he thought was a Monte Carlo. Alvarez also related that prior to
the shooting, he saw the pickup’s passenger reach across his body with his hand and
swing at the suspect standing outside the vehicle with an object that appeared red in color.
At some point, the passenger had a beer in his hand. Alvarez reported hearing the
passenger say, “F*** this. I ain’t gonna, I ain’t gonna take this from this guy[.]” Alvarez
said the African-American was wearing a white sweatshirt with a green shirt underneath.
When shown a photographic lineup containing Lopez’s picture, Alvarez identified Lopez
and said he was 100 percent sure he was the person who punched the passenger and said
to pull out the pistol.
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Gabriel Lopez
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Gabriel also saw the pickup traveling in the parking lot. He did not believe it was
going that fast, because it stopped and waited for him to back into a parking stall. He saw
the truck stop at a second point and heard arguments. They seemed to come from the
front and side of the truck.
Gabriel saw an African-American male with a white shirt in front of the truck.
This man raised his hands. The next thing Gabriel saw was a person with a black shirt
reaching into the truck like he was trying to punch the passenger. He heard the person in
the white shirt say something like, “Get it out.” The person with the black shirt then took
a few steps away from the truck and started shooting. The truck, which had accelerated
just prior to the shots being fired, turned to the left and hit other cars.
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The two individuals involved in the altercation started walking slowly toward
where Gabriel’s truck was parked. A mid-1980’s Monte Carlo SS and a black-and-white
Mustang were in that direction. The pair appeared to be walking toward the Monte Carlo,
but Gabriel did not see what car they entered.
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Detective Byrd interviewed Gabriel a few hours after the shooting. Gabriel said
the African-American was possibly wearing a white shirt. Gabriel related that he heard
glass break and then shots. He saw the African-American male’s hand extend prior to the
shooting, but did not see the gun. Gabriel later recontacted Byrd to relate that he had seen
the Mustang driving up and down Blackstone, with a passenger who was an AfricanAmerican male with cornrows and a white shirt.
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Terry Reyes
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Terry Reyes was in the Liquor King parking lot a bit after 10:00 p.m. on Easter
Sunday, 2008. She saw an older-model, primered truck pull in. It was barely moving
because the place was so packed with cars, and then it stopped. Reyes then saw two men
run around the front of the truck to the passenger side. She could hear arguing, and saw
the Hispanic male start to hit the passenger of the truck through the window. The
passenger ducked down or blocked himself from getting hit. Reyes thought she saw a
little piece of something, possibly a stick, that he was using to deflect the blows, but he
could have been using his arms. She never saw anything come out of the truck, and did
not believe the people outside the truck were in danger.
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Reyes saw the other man, an African-American, pull a gun from the belt area of
his jeans and point it at the truck. It looked like he tried to pull the trigger and nothing
happened, but then he pulled again and Reyes saw two shots and heard gunshots. The gun
was shot directly at the truck from the passenger side. The African-American and
Hispanic males then ran off and the truck crashed into a building. The suspects ran to
what Reyes believed was an older white car that could have been a Mustang.
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Reyes told Officer Taliaferro at the scene that the shooter, an African-American
male, had stepped out of a Ford Mustang and shot into the victim’s vehicle. When
interviewed by Tacadena, she said the African-American’s hairstyle was a short fade, and
he was wearing a white T-shirt and light blue jeans. She also said both suspects left the
scene in an older-model white Mustang.
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Jose Vargas
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Jose Vargas saw Jimenez’s truck pull into the parking lot. He estimated it was
travelling five miles per hour or possibly slower, “like a walking pace.” Vargas heard an
argument between an African-American male and the passenger in the truck, but no
reference to a firearm. The African-American male approached the passenger side of the
pickup and punched the passenger. The passenger swung backward, moving his hand at
an arc up by his ear. There was nothing in his hand. The African- American male then
stepped back, pulled a gun from his front pocket or belt, and shot what Vargas believed to
be three rounds into the vehicle. The shooter was wearing a white sweatshirt or sweatshirt
jacket and dark jeans or black pants. He did not have anything on his head. He was the
only person Vargas saw who appeared to be associated with this event.
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Fresno Police Officer Rose took a statement from Vargas at the scene. In part,
Vargas reported that he saw an African-American male approach the passenger side of the
truck, and that at some point he heard a voice yell, “Pull out the piece[.]”
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Juan Padilla
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Juan Padilla, who was with Vargas, also saw Jimenez’s truck pull into the parking
lot. It was going slow, perhaps five miles per hour. He subsequently heard some arguing,
then saw a punch thrown on the passenger side of the truck. Because he was not wearing
his glasses, he could not see well enough to see who threw the punch. It appeared that the
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passenger either swung back or attempted to block a blow, whereupon an AfricanAmerican individual outside the truck took a step back and made a motion like he was
reaching for a weapon.[n.5] Padilla turned around and told his friends to duck. He then
heard two or three gunshots. The African-American male ran.
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[n.5] Padilla did not see anything in the passenger’s hand. He believed he would
have noticed if there was something large, but probably would not have seen
anything small.
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Byrd interviewed Padilla a few days after the shooting. Padilla said he saw the
African-American male go up to the passenger side of the truck and strike the passenger.
He said the African-American male was wearing a white jacket or sweater.
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Yvette Uribe
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Yvette Uribe grew up with Flemming and was also acquainted with Lopez. She
saw them at Liquor King on Easter Sunday of 2008, although she did not know at what
time. She estimated it was an hour or so before the shooting.
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Janell Mayberry
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Janell “Nellie” Mayberry was acquainted with both Flemming and Lopez, whom
he knew as Chano.[n.6] On Easter Sunday, 2008, Mayberry drove his green four-door
Infiniti to Flemming’s house so they could go cruising. With Mayberry was Albert “Papa”
Hood. Eventually, Mayberry drove to the Liquor King, accompanied by Hood, Flemming,
and Flemming’s girlfriend, Claudia. Mayberry was following a white Monte Carlo that
contained Kevin Tatum (an African-American), Lopez, and Luis Perez. On the way, they
stopped at several stores. At no time that evening did Mayberry hear Lopez ask if they
wanted to take a gun with them.
[n.6] Mayberry’s testimony might best be described as evolving over the course of
his time on the witness stand. We have attempted to synthesize the versions into
one that imparts the most information.
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At some point while Mayberry was in the Liquor King parking lot, he heard, but
did not see, a shooting. He ran back to his car, arriving about the same time as Flemming,
Claudia, and Hood. Everyone was talking about the shooting, although nobody was
talking as if they had seen it. Mayberry immediately left the parking lot. He did not know
who did the shooting or if Flemming had a gun. He did not see who got into Tatum’s car.
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At some point after the shooting, Lopez called Mayberry, wanting his gun back.
Mayberry and Hood drove to Lopez’s house about an hour after the shooting. Lopez
grabbed the gun from Mayberry’s car, but Mayberry could not remember where in the car.
This was the first time Mayberry saw the gun.
Mayberry and Hood remained at Lopez’s house for about an hour. At some point,
Flemming called Mayberry. Flemming may have mentioned cameras at the Liquor King,
as they were all wondering whether the store had cameras.
Byrd and Tacadena interviewed Mayberry two weeks after the investigation
started. They tape-recorded the interview, which took place at Mayberry’s home. By the
time of the interview, Byrd had spoken to about 30 people, and so already knew what he
should be hearing from Mayberry.[n.7]
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[n.7] At trial, Mayberry testified that he could not remember what he told Byrd,
but believed he “[h]alfway” told him the truth.
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Mayberry initially was very evasive and inconsistent. Ultimately, however, he
talked about a person named Chano, and identified a photograph of Lopez. He said there
was a plan to go cruising on Easter, and that he had gone to Lopez’s house early that
evening to go cruising. Originally, he was in Kevin Tatum’s white Monte Carlo SS, but
eventually he left in his own green Infinity. While at Lopez’s house, Lopez asked the
group if they wanted him to bring his gun. Flemming told him to bring it. Lopez then
brought it out of his house and took it with them when they went cruising.
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Mayberry related that they went to the Liquor King parking lot, then left to go to
another liquor store and returned. With Mayberry in the car he was driving were Albert
Hood in the passenger seat, and Flemming and Flemming’s girlfriend, Claudia Seamster,
in the back seat. Kevin Tatum’s white Monte Carlo SS was traveling with them; in that
car were Tatum, Lopez, and Luis Perez.
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Mayberry told Byrd that he heard a shooting, whereupon he ran back to his
vehicle. At the vehicle when he arrived were Hood, Flemming, and Seamster. As they
were leaving the scene, Flemming and Hood both said, “ ‘That n***** got busted on.’ ”
Flemming also said, “I told him to stop f***ing around.” Seamster was upset and crying,
and Flemming was trying to calm her down. Mayberry related that from the scene, he
went south on Blackstone. He dropped Flemming and Seamster off at an apartment
complex, then had a conversation with Hood about “laying down” after something like
this, meaning they should not be out and about. Lopez subsequently called, requesting his
gun, so Mayberry drove to Lopez’s house. There, Hood retrieved the gun—a .38
Special—from the back seat area where Flemming had been and gave it to Lopez. Upon
receiving the gun, Lopez said something to the effect of, “Thanks, fool. I need it,” and
then took it into the house. Flemming called Mayberry while Mayberry was at Lopez’s
house. Flemming asked if he thought there were videos at the Liquor King. Mayberry
then passed the phone to Lopez, and Flemming spoke with Lopez.
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Luis Perez
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Luis Perez had been friends with defendants since childhood. He “[s]omewhat”
recalled Easter Sunday of 2008, as he was “kind of drunk” that day. Around 9:00 or 10:00
that night, Perez and Kevin Tatum drove over to Lopez’s house in Tatum’s white Monte
Carlo to pick Lopez up to go cruising. Perez did not see Flemming there.
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The trio drove up and down Blackstone. Perez believed he saw Flemming on
Blackstone late that night, but did not really remember because he was drunk. Perez’s
group stopped at the Liquor King parking lot, then went somewhere else to get more
liquor, then returned to the Liquor King lot. They probably cruised Blackstone for an hour
or two before going to the Liquor King parking lot for the final time.
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While Perez was standing outside one of the stores, he heard gunshots. He did not
see what happened. He ran to the car; Lopez and Tatum were already there. They got into
the car and joined a line of vehicles trying to leave. Tatum was driving. It took them three
or four minutes to get out of the line, then Tatum dropped Perez and Lopez off at Lopez’s
house and left. Perez did not recall any conversation in the car about what had taken
place.
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Byrd interviewed Perez on April 4, 2008, and tape-recorded their
conversation.[n.8] Perez said he had consumed some hard liquor before going out
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cruising on Blackstone, and also drank a little once out there. Perez related that on the
date of the shooting, he was with Kevin Tatum and Lopez. He went to Lopez’s house, but
did not see Flemming there. He thought he might have seen him driving on Blackstone in
a green four-door sedan with tinted windows.[n.9] Eventually, he admitted seeing
Flemming in the Liquor King.
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[n.8] According to Perez, he had consumed 9 or 10 beers prior to the interview.
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[n.9] The windows of Mayberry’s car were tinted.
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Perez told Byrd that at some point, he heard gunshots at the Liquor King. When
he got to the car, Tatum and Lopez were there. Perez eventually related that Lopez said he
had almost gotten run over, he was in a fight with the passenger of a truck, and one of his
friends shot. Lopez never said which one.
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Perez said that after the shooting, they went to Lopez’s house, where Perez stayed
until he was picked up by somebody else. The white Monte Carlo left. Perez first said
Tatum did not want to give him a ride home because the tags on the car were not current.
Eventually, he agreed with Byrd that the real reason Tatum did not want to give him a
ride home was because they knew the vehicle had been seen at the location of the
shooting and that involved parties had gotten into it, and he did not want to be driving it
around.
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Perez related that a green car showed up at Lopez’s house. It looked like the same
car Flemming had been in. The car was present at the Liquor King. When it arrived at
Lopez’s house, its occupants gave Lopez a gun.
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Perez said he himself was wearing a red hat and red shirt that night. Lopez was
wearing a black jacket, and Flemming was wearing a white sweater with a black shirt
underneath. Perez said Tatum might have been wearing a white jersey, then later
mentioned a team jersey.[n.10]
[n.10] The final descriptions Perez gave Byrd were consistent with what Byrd saw
on a surveillance videotape taken inside the Liquor King.
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Kevin Tatum
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Kevin Tatum had known Flemming since high school. He first met Lopez on
Easter night, 2008, when he went cruising with Lopez and Luis Perez, each of whom he
picked up in his white 1987 Monte Carlo SS. While picking Lopez up at Lopez’s house,
there was no mention of a handgun. Tatum did not remember if he saw Flemming at
Lopez’s house. At some point, he saw a green car owned by Janell Mayberry, but he did
not remember when.
The trio went cruising down Blackstone somewhere in the timeframe of 8:00 or
9:00 p.m. They ended up in the Liquor King parking lot, then left to go to another liquor
store down the block. At some point, they returned to the Liquor King parking lot. When
the shooting occurred, Tatum was in a different area of the parking lot. Mayberry’s car
was next to his.
Tatum did not see the shooting, but heard the shots. People then scattered. Tatum
ran to his car. When he left the parking lot, Perez and Lopez were with him. The green
car left at the same time. It contained Mayberry, Hood, Flemming, and Claudia. Tatum
did not remember anybody in his car being excited or what Lopez might have been
saying.
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Tatum dropped Lopez off at home. He believed he also dropped Perez off, then
went home himself. He made no comment, and was not concerned, about anybody
possibly looking for his car, which he accidentally wrecked soon after the shooting.
On April 15, Byrd interviewed Tatum, who admitted being in the Liquor King on
Easter. Byrd showed Tatum some digital photographs that were created from the video
surveillance system inside the store. Tatum identified himself on one of the photographs.
He recognized himself by his clothing, mainly his blue hat. Tatum was able to say who
else was in the photograph, and that those people were in the store at the time he was.
Tatum identified Flemming in one of the photographs and mentioned he was wearing a
white jacket. He was also able to identify Perez, who was wearing a red hat and red shirt,
and Lopez.
7
Claudia Seamster [n.11]
8
9
[n.11] Seamster and Flemming married in January 2009. Although she used
Flemming as her last name at the time of trial, we refer to her as Seamster for
clarity.
10
11
12
13
On Easter Sunday, 2008, Flemming was at Claudia Seamster’s house for most of
the day. At some point around nightfall, Mayberry picked up the couple. Hood was in the
car with him. They went riding around. Seamster believed they went to a liquor store,
although Flemming was not drinking at all that day. No other car was with them.
Seamster was unacquainted with Lopez, except for seeing him in court. Although she saw
a lot of people on Easter Sunday night, she did not see him or go to his house. She did not
see a handgun or see him provide a handgun to Flemming.
14
15
16
17
18
19
20
At some point, there was a shooting at their location. Seamster had gotten out of
the car to go to the restroom when she heard loud noises, then everybody panicked. There
were people and cars everywhere, and at first she could not find Mayberry’s vehicle.
When she finally located it, it was not in the same place it had been. Mayberry,
Flemming, and Hood were already inside. One of them said they heard gunshots. They
were scared. No one said who had done the shooting, and she did not see a gun.
Byrd obtained information that Seamster might be an important person in the case
three or four days after the shooting. He made numerous unsuccessful attempts to contact
her over the course of three or four months. In October 2008, he saw her in the audience
at one of the hearings in this case, and asked her to accompany him to the police
department so he could obtain a statement. She agreed to do so. She was not under arrest,
and he interviewed her in his office rather than in an interview room.[n.12]
21
[n.12] A recording of the interview was played for the jury.
22
23
In the interview, Seamster related that she had never met Lopez before the night
of the shooting. He was a friend of Flemming, Mayberry, and Hood. They were driving
around, went somewhere, and Lopez was there.
24
25
26
27
28
Seamster admitted seeing the gun at one of the stops she, Mayberry, Flemming,
and Hood had made. Lopez had it. She did not see it in Flemming’s possession or in the
car. She eventually admitted the people with her in the car were saying that they were
arguing or something and the guy in the truck reached for something. When Byrd asked
whether Flemming told Seamster that he shot the victim, Seamster responded that he said
it was because they were arguing and he reached for something and Flemming got scared,
she guessed. It was being said that he thought the guy was going to get a weapon or
something. Seamster believed Flemming was the one saying this, but she did not know.
10
1
Seamster did not know if Flemming shot the victim. If he did, it would be out of character
for him and would be because somebody provoked him or he felt he was in danger.
2
Additional Evidence
3
4
5
6
7
8
9
10
11
On April 3, 2008, Lopez was taken into custody and a search warrant was
executed at his residence. A Rossi .38 Special revolver containing two expended
cartridges and no live rounds was found on the floor of his bedroom closet, wrapped in a
black Tshirt.[n.13] A black knit cap containing live ammunition was found on a dresser
in the same room. The gun and expended cartridges were subsequently processed for
fingerprints. None were located. The gun’s grip and trigger were swabbed for DNA, and
DNA samples were obtained from defendants. Although a DNA profile consistent with a
single individual was obtained from the trigger, Flemming was eliminated as the source.
A mixture of DNA from at least three individuals, one of whom was female, was
obtained from the grip; again, Flemming was eliminated as a source.[n.14] Lopez,
however, could not be excluded as a contributor to the DNA obtained from either
location. The DNA profile obtained from the trigger was indistinguishable from the
profile obtained from Lopez’s reference sample, making it very likely Lopez was the
source of that DNA. It could not be determined how long the DNA had been there. It
could not be determined if the bullet fragment found in Jimenez’s truck was fired by this
gun, but neither could the gun be eliminated.
12
[n.13] Because the gun was a revolver, it did not eject shell casings when fired.
Shown this gun at trial, Alvarez testified it was consistent with the one used to
shoot Jimenez, although he could not say it was the same gun. Shown a
photograph of this gun by Byrd, Mayberry said it looked like the one he had seen
on the night of the shooting.
13
14
15
[n.14] According to Scott D. Lewis, senior criminalist for the State of California,
if someone used a handgun and then wiped it down to remove fingerprints, the
handgun was left in a car and then picked up by a second individual and handed to
a [f]ifth individual, and the handgun was then stored in a cloth covered in bodily
excretions, the chances of detecting the original handler of the gun would be
almost zero. If the gun were wrapped in something that had semen and vaginal
fluid on it, this could account for finding a profile with at least three contributors
including a female.
16
17
18
19
20
21
22
23
On April 4, 2008, Byrd interviewed Flemming, who was in custody. Flemming
related that he was at his mother’s house all day on Easter, and that he did not leave until
about midnight. When he left, he was with his friend Nellie, whose last name he did not
know. They were in Nellie’s vehicle, a light blue Ford Explorer, and they went driving
around on the west side. Flemming first denied knowing the Liquor King’s location, but
later said he had probably gone there, but was not sure because he had been drinking and
passed out at one point. Flemming denied being at the Liquor King parking lot at
approximately 11:45 p.m. on Easter or shooting anyone that night. He admitted knowing
Lopez, but denied seeing him that day and said he had not seen him in about four months.
24
25
Byrd and Tacadena showed a photographic lineup containing Flemming’s picture
to several people. No one identified him.
26
DEFENSE EVIDENCE
27
Lopez
28
Crystal Torres was not a friend of either defendant. On March 23, 2008, she was
11
1
7
not drinking. She heard an argument and saw an African-American male in a white
Tshirt, arguing with a person in the victim’s truck. The man in the white shirt was in front
of the truck. He came around from the driver’s side to the passenger side. Another male, a
Hispanic who was wearing a sweater, seemed to be with him and came from the same
spot as the African-American. The African-American male swung at the passenger in the
truck, but Torres did not know if the blow connected. The passenger flinched back, and
the driver yelled something. The passenger reached down and pulled out a red Club,
which he swung halfway out the window. The African-American male moved back, and
the passenger put the Club back in the truck. Someone yelled, “Pull it out.” The AfricanAmerican male stepped back and pulled out a gun. He fired, and the driver pulled the
passenger down. The truck reversed and tried to get out, but there were too many cars,
and the African-American male fired again. The truck then went forward and hit another
truck and then struck a building.
8
Flemming
9
Christopher DeLecce was cruising on the night of Easter Sunday, 2008. At about
10:00 p.m., he arrived in the area of Blackstone and Bullard to Herndon. Because his car
was overheating, DeLecce pulled over by the Mexican restaurant in the same parking lot
as the liquor store. There was a party atmosphere in the area, with numerous cars and
people.
2
3
4
5
6
10
11
12
13
14
15
16
17
18
19
20
21
22
23
At some point, DeLecce heard a couple pops. He first thought it was firecrackers,
but then saw a 1972 to 1974 white Chevrolet pickup “peeling out.” It hit two parked cars
and went into a building. DeLecce saw a person standing next to where the pickup would
have been right before it peeled out. He had his arm extended and was shooting at the
back of the pickup. The person, an African-American male, had cornrows, a white Tshirt, and blue jeans. DeLecce could not tell if he was with anyone. The gun was small
and chrome, and DeLecce believed about five shots were fired.
Nestor Cerna was cruising on Easter Sunday, 2008, and was in the parking lot at
about 10:30 or 10:45 p.m., when he heard gunshots. Before the shots were fired, Cerna’s
attention was drawn to a 1969 or 1970 white Oldsmobile 442. An African-American male
was associated with that car. He was wearing a white shirt and had beaded
cornrows.[n.15] Cerna had seen him earlier in the evening when cruising on Kings
Canyon; the person’s partner, who was also African-American, was right behind him in a
car that was the same year and body style. When the shooting happened, the vehicle was
in the area of the shots, but no one was inside. The African-American male was around
the crowd that was near the shooting. Seconds before the shooting, Cerna saw a white,
lowered, older Chevrolet pickup that later crashed into a building, doing a burnout in the
parking lot.[n.16] As this truck was pulling away, Cerna saw the smoke from its tires. He
then heard shots and the truck crashed. The passenger jumped out and ran down the
sidewalk by the Liquor King. He was not carrying anything and was waving his arms.
[n.15] When interviewed by detectives, Cerna said this individual was possibly
wearing a yellow shirt.
24
25
26
27
[n.16] Crystal Torres observed a white pickup smoking its tires. She was
acquainted with the passenger. This was not the same truck as the victim’s truck.
It was the only vehicle she saw smoking its tires in the 25 to 30 minutes she was
in the parking lot.
(See Resp’t’s Answer, Ex. A.)
28
12
1
2
DISCUSSION
I.
3
Jurisdiction
Relief by way of a petition for writ of habeas corpus extends to a person in custody
4
pursuant to the judgment of a state court if the custody is in violation of the Constitution or laws
5
or treaties of the United States. 28 U.S.C. § 2254(a); 28 U.S.C. § 2241(c)(3); Williams v. Taylor,
6
529 U.S. 362, 375 (2000). Petitioner asserts that he suffered violations of his rights as
7
guaranteed by the U.S. Constitution. The challenged conviction arises out of Fresno County
8
Superior Court, which is located within the jurisdiction of this Court. 28 U.S.C. § 2254(a); 28
9
U.S.C. § 2241(d).
10
On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act
11
of 1996 (“AEDPA”), which applies to all petitions for writ of habeas corpus filed after its
12
enactment. Lindh v. Murphy, 521 U.S. 320 (1997); Jeffries v. Wood, 114 F.3d 1484, 1499 (9th
13
Cir. 1997), cert. denied, 522 U.S. 1008 (1997), quoting Drinkard v. Johnson, 97 F.3d 751, 769
14
(5th Cir.1996), cert. denied, 520 U.S. 1107 (1997), overruled on other grounds by Lindh v.
15
Murphy, 521 U.S. 320 (1997) (holding AEDPA only applicable to cases filed after statute's
16
enactment). The instant petition was filed after the enactment of the AEDPA and is therefore
17
governed by its provisions.
18
II.
19
20
21
22
23
Standard of Review
Under the AEDPA, relitigation of any claim adjudicated on the merits in state court is
barred unless a petitioner can show that the state court’s adjudication of his claim:
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme
Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding.
24
28 U.S.C. § 2254(d); Harrington v. Richter, __ U.S. __, __, 131 S.Ct 770, 784, 178 L.Ed.2d 624
25
(2011); Lockyer, 538 U.S. at 70-71; Williams, 529 U.S. at 413.
26
As a threshold matter, this Court must "first decide what constitutes 'clearly established
27
Federal law, as determined by the Supreme Court of the United States.'" Lockyer, 538 U.S. at 71,
28
13
1
quoting 28 U.S.C. § 2254(d)(1). In ascertaining what is "clearly established Federal law," this
2
Court must look to the "holdings, as opposed to the dicta, of [the Supreme Court's] decisions as
3
of the time of the relevant state-court decision." Williams, 592 U.S. at 412. "In other words,
4
'clearly established Federal law' under § 2254(d)(1) is the governing legal principle or principles
5
set forth by the Supreme Court at the time the state court renders its decision." Id. In addition,
6
the Supreme Court decision must “‘squarely address [] the issue in th[e] case’ or establish a legal
7
principle that ‘clearly extend[s]’ to a new context to the extent required by the Supreme Court in
8
. . . recent decisions”; otherwise, there is no clearly established Federal law for purposes of
9
review under AEDPA. Moses v. Payne, 555 F.3d 742, 754 (9th Cir.2009), quoting Wright v. Van
10
Patten, 552 U.S. 120, 125 (2008); see Panetti v. Quarterman, 551 U.S. 930 (2007); Carey v.
11
Musladin, 549 U.S. 70 (2006). If no clearly established Federal law exists, the inquiry is at an
12
end and the Court must defer to the state court’s decision. Carey, 549 U.S. 70; Wright, 552 U.S.
13
at 126; Moses, 555 F.3d at 760.
14
If the Court determines there is governing clearly established Federal law, the Court must
15
then consider whether the state court's decision was "contrary to, or involved an unreasonable
16
application of,” [the] clearly established Federal law." Lockyer, 538 U.S. at 72, quoting 28
17
U.S.C. § 2254(d)(1). “Under the ‘contrary to’ clause, a federal habeas court may grant the writ if
18
the state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a
19
question of law or if the state court decides a case differently than [the] Court has on a set of
20
materially indistinguishable facts.” Williams, 529 U.S. at 412-13; see also Lockyer, 538 U.S. at
21
72. “The word ‘contrary’ is commonly understood to mean ‘diametrically different,’ ‘opposite in
22
character or nature,’ or ‘mutually opposed.’” Williams, 529 U.S. at 405, quoting Webster's Third
23
New International Dictionary 495 (1976). “A state-court decision will certainly be contrary to
24
[Supreme Court] clearly established precedent if the state court applies a rule that contradicts the
25
governing law set forth in [Supreme Court] cases.” Id. If the state court decision is “contrary to”
26
clearly established Supreme Court precedent, the state decision is reviewed under the pre-
27
AEDPA de novo standard. Frantz v. Hazey, 533 F.3d 724, 735 (9th Cir.2008) (en banc).
28
“Under the ‘reasonable application clause,’ a federal habeas court may grant the writ if
14
1
the state court identifies the correct governing legal principle from [the] Court’s decisions but
2
unreasonably applies that principle to the facts of the prisoner’s case.” Williams, 529 U.S. at 413.
3
“[A] federal court may not issue the writ simply because the court concludes in its independent
4
judgment that the relevant state court decision applied clearly established federal law erroneously
5
or incorrectly. Rather, that application must also be unreasonable.” Id. at 411; see also Lockyer,
6
538 U.S. at 75-76. The writ may issue only “where there is no possibility fairminded jurists
7
could disagree that the state court’s decision conflicts with [the Supreme Court’s] precedents.”
8
Harrington, 131 S.Ct. at 784. In other words, so long as fairminded jurists could disagree on the
9
correctness of the state courts decision, the decision cannot be considered unreasonable. Id. If
10
the Court determines that the state court decision is objectively unreasonable, and the error is not
11
structural, habeas relief is nonetheless unavailable unless the error had a substantial and injurious
12
effect on the verdict. Brecht v. Abrahamson, 507 U.S. 619, 637 (1993).
13
Petitioner has the burden of establishing that the decision of the state court is contrary to
14
or involved an unreasonable application of United States Supreme Court precedent. Baylor v.
15
Estelle, 94 F.3d 1321, 1325 (9th Cir. 1996). Although only Supreme Court law is binding on the
16
states, Ninth Circuit precedent remains relevant persuasive authority in determining whether a
17
state court decision is objectively unreasonable. See LaJoie v. Thompson, 217 F.3d 663, 669 (9th
18
Cir.2000); Duhaime v. Ducharme, 200 F.3d 597, 600-01 (9th Cir.1999).
19
AEDPA requires considerable deference to the state courts. “[R]eview under § 2254(d)(1)
20
is limited to the record that was before the state court that adjudicated the claim on the merits,”
21
and “evidence introduced in federal court has no bearing on 2254(d)(1) review.” Cullen v.
22
Pinholster, __ U.S. __, __, 131 S.Ct. 1388, 1398-99 (2011). “Factual determinations by state
23
courts are presumed correct absent clear and convincing evidence to the contrary.” Miller-El v.
24
Cockrell, 537 U.S. 322, 340 (2003), citing 28 U.S.C. § 2254(e)(1). However, a state court
25
factual finding is not entitled to deference if the relevant state court record is unavailable for the
26
federal court to review. Townsend v. Sain, 372 U.S. 293, 319 (1963), overruled by, Keeney v.
27
Tamayo-Reyes, 504 U.S. 1 (1992).
28
15
1
II.
Review of Claims
2
A. Failure to Dismiss Juror
3
Petitioner first alleges the trial court erred in violation of his constitutional rights by
4
failing to discharge Juror #3 in light of the juror’s purported bias and misconduct.
5
This claim was first presented on direct appeal to the Fifth DCA. The Fifth DCA denied
6
the claim in a reasoned decision. (See Resp’t’s Answer, Ex. A.) Petitioner then raised the claim
7
to the California Supreme Court in a petition for review. The California Supreme Court denied
8
the claim without comment or citation of authority. (See Lodged Doc. No. 6.) When the
9
California Supreme Court’s opinion is summary in nature, the Court must “look through” that
10
decision to a court below that has issued a reasoned opinion. Ylst v. Nunnemaker, 501 U.S. 797,
11
804-05 & n. 3 (1991). In this case, the appellate court analyzed and rejected the claim as
12
follows:
13
JUROR MISCONDUCT
14
Defendants contend the trial court committed reversible error by refusing to
discharge Juror No. 3 in light of the juror’s purported bias and misconduct. We conclude
the court did not err.[n.21]
15
16
17
18
19
20
21
[n.21] We reject the Attorney General’s argument that defendant’s claim was
forfeited by their failure to renew the motion to discharge Juror No. 3 after the
trial court denied it without prejudice. Although, as a general proposition, a matter
is not preserved for appellate review when a trial court denies a motion without
prejudice and the motion is not renewed (People v. Mitts (2010) 48 Cal.4th 158,
170), here, as will be apparent, the trial court’s comments made clear that the
motion was denied unless something further arose. Since nothing did, it would
have been futile for defendants to renew the motion at trial, and in any event, they
renewed their challenge to Juror No. 3 in their motion for a new trial. (See, e.g.,
People v. Carasi (2008) 44 Cal.4th 1263, 1296; People v. Bell (2007) 40 Cal.4th
582, 595.) Accordingly, they did all that was necessary to preserve the issue for
our review.
22
A. Background
23
26
July selection began on August 6, 2009.[n.22] Juror No. 3 was in the panel of
prospective jurors sent to the courtroom on this date.[n.23] Because the only inquiry
undertaken at the time was to be with respect to hardship, the prosecutor, with the court’s
approval, did not display his witness list. It is unclear whether Detective Byrd was seated
at counsel table; if so, he was not introduced to the prospective jurors. Prospective jurors
not excused for hardship were ordered to return on August 11.
27
[n.22] All dates in this section are to dates in 2009 unless otherwise stated.
28
[n.23] We are able to determine this by matching names on the confidential juror
24
25
16
1
2
case information sheet dated August 6, 2009, to unredacted juror information that
was initially contained in the record on appeal. The record on appeal sometimes
refers to Juror No. 3 as “****20” and “****51.” To avoid confusion, we will
consistently refer to the juror as Juror No. 3.
3
4
5
6
On August 11, Juror No. 3 was seated in the box. At some point, the parties’
witness lists were displayed, and the court asked whether any of the prospective jurors in
the box knew, were acquainted with, or had heard about, any of the potential witnesses.
No one responded. Byrd was not present at this time.[n.24] At the conclusion of its voir
dire, the court asked if there were any reasons not mentioned that would cause any
prospective juror to doubt that he or she could be completely fair and impartial to both
sides. There was no response.
7
[n.24] It appears Byrd was on vacation from approximately August 10-14.
8
9
10
11
12
13
14
15
16
On the afternoon of August 12, the jury was empanelled and sworn. Among its
preliminary instructions, the court admonished the jurors not to talk about the case with
anyone; not to speak to any of the defendants, witnesses, or lawyers involved in the trial;
and, if they received information about the case from a source outside the trial, even
unintentionally, to not share the information with other jurors, but to let the court or
bailiff know.
On the morning of August 19, the prosecutor informed the court that Byrd
reported having contact with someone he knew from a sister church, and that the person
was one of the trial jurors. The court inquired of Byrd, who related: “His name is
[redacted]. We don’t know each other’s names. We have one church and he goes to a
sister church. At men’s retreats any time there’s a function where the churches get
together, I mean, that’s how I know him just from that and he recognized me right away.
Again, we don’t know each other’s names. And he came [and] gave me a hug. Bless you.
That type of thing. [¶] And I saw he had a juror tag and I said, Are you on a jury? And I
said, What department? And he said, 72.” The court decided to address the matter at a
more convenient time.
17
18
When the court excused the jury for lunch the next day, it asked Juror No. 3 to
remain. This ensued:
19
“[THE COURT:] And Juror Number Three, I understand that you are familiar
with Detective Byrd?
20
“JUROR SEAT NUMBER THREE: Slightly.
21
22
“THE COURT: And Detective Byrd had said … that you belong to different
branches of, is it the same church?
23
“JUROR SEAT NUMBER THREE: Yes.
24
“THE COURT: And that you have either seen him or talked to him or something
along that line at a retreat?
25
“JUROR SEAT NUMBER THREE: Right. But that’s as far as it goes.
26
27
28
“THE COURT: All right. And then apparently Detective Byrd is very diligent. He
told us that you perhaps saw each other in the hallway [and] said, Hello. Hug.
Said something like, Bless you, brother, and went on. He found out that you were
a juror and ended the information [sic].
17
1
2
3
4
“JUROR SEAT NUMBER THREE: That was after the Bless you, brother. We
were coming up the hallway, or actually the elevator, saw each other, said, Hello.
What have you. Saw my badge. Said I was in Department 72. He said that’s the
case he’s working. And I said, By the way, I know your name is Richard. What’s
your last name? And he said, Byrd. That’s it.
“THE COURT: No. There’s no fault here. We have to ask these questions. No,
you shouldn’t take offense at the questions or anything.…
5
6
“JUROR SEAT NUMBER THREE: Well, I don’t want anything taken out of
context.
7
“THE COURT: No. There’s not going to be anything taken out of context.
8
“All right.… Do you feel that there’s anything about your relationship with
Detective Byrd, who would be the chief investigating officer for the prosecution,
do you think there’s anything about your relationship … that would get in the way
of you being fair to both sides?
9
10
“JUROR SEAT NUMBER THREE: None.
11
12
“THE COURT: All right.… [S]ometimes the chief investigating officer doesn’t
testify and sometimes they testify to very important things and I don’t know
what’s going on [sic] happen here.
13
14
15
16
“JUROR SEAT NUMBER THREE: If I may intervene. At that moment when you
were, I remember you saying that, you know, before jury selection. Well, see, at
that time I didn’t even know who he was other than just then when I see him
visually then I knew who he was after the fact.
18
“THE COURT: … So the question is: Just assume that Detective Byrd becomes a
witness in this matter, and let’s assume he presents some pretty important
testimony, is there anything about your relationship or your knowledge, or I
should say acquaintance-ship with Detective Byrd that would cause you to give
his testimony a leg up on any other witness?
19
“JUROR SEAT NUMBER THREE: None.
20
“THE COURT: Is there anything about your relationship that would cause you to
have a notion that he’s credible or would you be able to wait and hear and judge
him by the standards, the same standards you would any other witness?
17
21
22
23
24
“JUROR SEAT NUMBER THREE: Same standards as anybody else. It’s all what
they put on here.” The court briefly met with the attorneys, then the following
took place:
“THE COURT: [¶] … [¶] After it was determined that you were a juror in this
matter was there anything else said between you and Detective Byrd?
25
26
“JUROR SEAT NUMBER THREE: No, other than just yesterday morning just
running into each other up here.
27
“THE COURT: All right. Any … conversation about the case or anything?
28
“JUROR SEAT NUMBER THREE: No. I was surprised to see him down in the
18
1
2
elevator.”
After the juror was excused, Byrd was asked his recollection of what took place.
This ensued:
3
4
5
6
7
8
9
“DETECTIVE BYRD: Basically Adam Mirelez was late for court. I went down to
the first floor in order to look for him and I ran into, I didn’t know his name at the
time, but [Juror No. 3]. I saw him. He saw me. We instantly recognized each other
and he gave me like a half hug. I noticed he was wearing a juror badge and I
inquired asking him, Are you a juror? Or, You’re a juror, where at? And he said,
Department 72. I immediately recognized it was this courtroom and I told him at
that time, That’s my case that I’m on, and that he needed to immediately let the
judge know that we know each other.
“And then I told him why I would also do the same and then he started just
saying, Well, I didn’t know. And I said, That’s okay. You just need to let the
judge know. And he said, then he told me, My name is [Juror No. 3] for when you
talk to them, and that was it.
10
11
12
13
14
“THE COURT: All right. And the one thing I had sort of outlined … was that the
relationship was for some type of sister or brother church.
“DETECTIVE BYRD: It’s exactly that. I attend Lighthouse Christian Fellowship
in Madera and he attends in Fresno and now and then along with a couple others
we have men’s retreats or some type of revival occasionally where groups come
together and that’s where I recognized him from, and that’s the extent of it. It
would just be, How are you doing? How are you doing? That type of thing. We’re
there for a church event and listen to pastors. That’s the extent of it.
15
“THE COURT: Any questions?
16
17
“MR. SCHWAB [counsel for co-defendant Lopez]: Did he express any opinions
about the case?
18
“DETECTIVE BYRD: No, not at all.
19
“MS. MARTINEZ [counsel for Petitioner]: I just have a question for the court,
which is: Did [Juror No. 3] let the court know about this encounter? Because I
think we only heard it from Detective Byrd.
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“THE COURT: I don’t know. Nobody spoke to me so I’m unable to answer your
question. I’ll make inquiries and I don’t know if we can. [¶] … [¶] Because I have
to figure out who the bailiff or clerk was. All right. So we’ll make that
determination with all things considered.”
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The court asked counsel to reserve any arguments for a later time. On August 26,
after Mayberry, Perez, and Seamster had testified concerning their interviews with Byrd
and the court had determined that the recording of Seamster’s interview would be played
for the jury so they could judge when [sic] Byrd essentially put words in her mouth, the
court allowed counsel to make any requests or argument with respect to Juror No. 3. This
followed:
“MR. SCHWAB: Very briefly. We would just object to the juror continued [sic]
to be seated.
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“THE COURT: You’re making a motion to have him removed for cause? I want
to be clear. [¶] … [¶]
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“MR. SCHWAB: That is correct because of the nature of how he knows Mr. Byrd
on a spiritual nature, on the spiritual retreats. He may hold somebody in higher
esteem that he meets in that manner than he would just a police officer that’s
testifying on the stand. And we’ll submit.
“MS. MARTINEZ: I would join .… [T]his wasn’t, as often times happens, the
juror will see a witness and maybe waive [sic] or something. I mean, he actually –
I don’t know which one came up to which one first, I think it was the juror hugged
him and he said, God bless you. [¶] And so to me it was much more than that.…
[¶] And then when we called the juror in he seemed very defensive.… The feeling
I got is that he felt we were accusing him of something improper.…
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“And again, because I think it’s much more than just knowing a witness
and the fact that he actually touched him, hugged him, bothers me. That’s much
more than a simple hello. And I would ask that he be removed for those reasons. I
don’t know that he could be fair and objective.
“And given that Detective Byrd is the lead detective, he’s been sitting here
through the trial, I mean, it’s not a come-in-and-out witness, it’s someone I’m sure
they can see each other from where they both sit. And that’s a concern to me. [¶]
… [¶]
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“MR. JENKINS [prosecutor]: [Juror No. 3] was pretty clear that he did not know
Detective Byrd other than by sight, and he corroborated that with what the
detective said, that they belonged to different branches of the same church. He did
not know him and he was very clear that he would not give the detective’s
testimony any greater weight than any other witness. That’s the same standard we
use for every witness we put on the stand. And he seemed to be very forceful in
his assertions that he would be fair.
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“THE COURT: Well, what we have here is, I think we have very clear evidence.
Detective Byrd’s testimony to me was much clearer as to the level of
relationship.… [¶] But it’s clear … that there’s a lack of relationship, … it would
be difficult to even call it an acquaintanceship.
“And … Mr. Schwab’s statements … don’t cause me to doubt the juror,
but … I had sort of the same concerns, but I don’t know that it’s the same
speculations, … but if it’s premised on the conclusion that one religious man
would be more inclined to believe another religious man, and I don’t know that
without some affirmative commentary or statements by someone involved in that
particular relationship or acquaintance, … it would be improper for me to… draw
that conclusion. I think I would be treading on thin ice were I to do that.
“I’m simply going to … deny the motion at this point in time. I am
cautious enough to continue to watch and to continue to be vigilant about any
signs that I might see now or even in jury deliberations. I just don’t feel that
there’s any motion.
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“I simply think there’s nothing there that I can use. But should there be
something there or something added I would be inclined to go otherwise.”
28
The trial court’s refusal to discharge Juror No. 3 was subsequently presented as
20
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one of the grounds for the defense motion for a new trial. The court rejected the claim of
error, observing: “[W]hat we heard from the juror in question left no possible grounds to
excuse him short of us thinking to ourselves without any basis. Well, he must … be a liar.
And if his words … were to be given any credence at all there were no legal grounds to
excuse him and there was nothing to suggest otherwise that he wasn’t telling the truth
when he said those words. There was just nothing inherent in the statement that made it
seem unbelievable.”
5
B. Analysis
6
“An accused has a constitutional right to a trial by an impartial jury. [Citations.]
An impartial jury is one in which no member has been improperly influenced [citations]
and every member is ‘ “capable and willing to decide the case solely on the evidence
before it” ’ [citations].” (In re Hamilton (1999) 20 Cal.4th 273, 293-294; see, e.g., Tanner
v. United States (1987) 483 U.S. 107, 126; Ristaino v. Ross (1976) 424 U.S. 589, 595, fn.
6.) “ ‘ “Because a defendant charged with a crime has a right to the unanimous verdict of
12 impartial jurors [citation], it is settled that a conviction cannot stand if even a single
juror has been improperly influenced.” [Citations.]’ [Citations.]” (People v. Harris (2008)
43 Cal.4th 1269, 1303.) “Section 1089 authorizes the trial court to discharge a juror at
any time before or after the final submission of the case to the jury if, upon good cause,
the juror is ‘found to be unable to perform his or her duty.’ A trial court ‘has broad
discretion to investigate and remove a juror in the midst of trial where it finds that, for
any reason, the juror is no longer able or qualified to serve.’ [Citation.]” (People v.
Bennett (2009) 45 Cal.4th 577, 621.)
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While broad, however, the trial court’s discretion is not unlimited. (People v.
Roberts (1992) 2 Cal.4th 271, 325.) “ ‘ “Before an appellate court will find error in failing
to excuse a seated juror, the juror’s inability to perform a juror’s functions must be shown
by the record to be a ‘demonstrable reality.’ The court will not presume bias, and will
uphold the trial court’s exercise of discretion on whether a seated juror should be
discharged for good cause under section 1089 if supported by substantial evidence.” ’
[Citations.]” (People v. Martinez (2010) 47 Cal.4th 911, 943; see also People v. Maury
(2003) 30 Cal.4th 342, 434.)[n.25] These standards apply even where the asserted ground
for discharge is juror misconduct. (People v. Ledesma (2006) 39 Cal.4th 641, 743; People
v. Miranda (1987) 44 Cal.3d 57, 117, disapproved on another ground in People v.
Marshall (1990) 50 Cal.3d 907, 933, fn. 4.)
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26
[n.25] The California Supreme Court has clarified that “a somewhat stronger
showing than what is ordinarily implied by [the abuse-of-discretion] standard of
review is required” where the appellate court is examining a trial court’s decision
to remove a juror. (People v. Wilson (2008) 44 Cal.4th 758, 821; People v.
Barnwell (2007) 41 Cal.4th 1038, 1052.) “Thus, a juror’s inability to perform as a
juror must be shown as a ‘demonstrable reality’ [citation], which requires a
‘stronger evidentiary showing than mere substantial evidence’ [citation].” (Wilson,
at p. 821.) Even so, the demonstrable reality standard does not involve the
reweighing of evidence; rather, “[t]he inquiry is whether ‘the trial court’s
conclusion is manifestly supported by evidence on which the court actually
relied.’ [Citation.]” (People v. Lomax (2010) 49 Cal.4th 530, 589-590, fn.
omitted.) We need not decide whether this more stringent standard of review also
applies where, as here, the trial court has denied a defendant’s challenge to a juror
for bias. On the facts of this case, our analysis and conclusion are the same under
either standard.
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28
“[W]here a verdict is attacked for juror taint, the focus is on whether there is any
overt event or circumstance, ‘open to [corroboration by] sight, hearing, and the other
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senses’ [citation], which suggests a likelihood that one or more members of the jury were
influenced by improper bias. [¶] When the overt event is a direct violation of the oaths,
duties, and admonitions imposed on actual or prospective jurors, such as when a juror
conceals bias on voir dire, consciously receives outside information, discusses the case
with nonjurors, or shares improper information with other jurors, the event is called juror
misconduct. [Citations.] A sitting juror’s involuntary exposure to events outside the trial
evidence, even if not ‘misconduct’ in the pejorative sense, may require similar
examination for probable prejudice. Such situations may include attempts by nonjurors to
tamper with the jury, as by bribery or intimidation. [Citations.]” (In re Hamilton, supra,
20 Cal.4th at pp. 294-295, fn. omitted.) Misconduct can be good cause for discharge of a
juror under section 1089 (People v. Ledesma, supra, 39 Cal.4th at p. 743), even if it is
“neutral” in the sense that it does not suggest bias toward either side (People v. Daniels
(1991) 52 Cal.3d 815, 863-864), but removal is not necessarily the remedy required in
every case (see People v. Guzman (1977) 66 Cal.App.3d 549, 559). In order for
misconduct to constitute grounds to believe a juror will be unable to fulfill his or her
functions as a juror, “such misconduct must be ‘serious and willful.’ [Citation.]” (People
v. Bowers (2001) 87 Cal.App.4th 722, 729, quoting People v. Daniels, supra, at p. 864.)
“Misconduct by a juror raises a rebuttable presumption of prejudice. [Citation.]
However, we will set aside a verdict only where there is a substantial likelihood of juror
bias. [Citation.] We will find such bias if the misconduct is inherently and substantially
likely to have influenced the jury. Alternatively, even if the misconduct is not inherently
prejudicial, we will nonetheless find such bias if, after a review of the totality of the
circumstances, a substantial likelihood of bias arose. [Citation.]” (People v. Bennett,
supra, 45 Cal.4th at pp. 626-627.) Stated conversely, “ ‘[a]ny presumption of prejudice is
rebutted, and the verdict will not be disturbed, if the entire record in the particular case,
including the nature of the misconduct or other event, and the surrounding circumstances,
indicates there is no reasonable probability of prejudice, i.e., no substantial likelihood that
one or more jurors were actually biased against the defendant.’ [Citation.]” (In re Lucas
(2004) 33 Cal.4th 682, 696.) “The presumption may be rebutted by proof that prejudice
did not actually result. [Citation.]” (People v. Mendoza (2000) 24 Cal.4th 130, 195.)
The existence of prejudice is a mixed question of law and fact that is subject to
our independent determination. (People v. Bennett, supra, 45 Cal.4th at p. 627.)
Nevertheless, we accept the trial court’s factual findings and credibility determinations
where they are supported by substantial evidence. (Ibid.) Here, it is apparent the trial
court found Byrd and Juror No. 3 credible. Although a trial court’s assessment of a juror’s
state of mind or a juror’s declaration of impartiality are not necessarily dispositive (see,
e.g., Holbrook v. Flynn (1986) 475 U.S. 560, 570; Irvin v. Dowd (1961) 366 U.S. 717,
728; People v. San Nicolas (2004) 34 Cal.4th 614, 646; People v. Williams (1989) 48
Cal.3d 1112, 1129, neither are they irrelevant (see, e.g., Smith v. Phillips (1982) 455 U.S.
209, 217, fn. 7).
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26
We turn first to the issue of inherent bias. This requires us to ask whether the
event was so inherently prejudicial that by its very nature it was likely to have influenced
the vote of any juror. (See People v. Nesler (1997) 16 Cal.4th 561, 580 (lead opn. of
George, C.J.); cf. People v. Danks (2004) 32 Cal.4th 269, 305 [finding of inherently
likely bias required only when extraneous information so prejudicial that erroneous
introduction in trial would have warranted reversal].) The answer is no. Accordingly, “we
now consider ‘the nature of the misconduct and the surrounding circumstances’ to
determine whether it is substantially likely [any juror] was nevertheless actually biased as
a result” of what occurred. (Danks, at p. 306.)
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28
Bias in favor of or against a particular witness that renders a juror unable to fairly
weigh that witness’s testimony is grounds for that juror’s discharge and replacement. (See
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People v. Barnwell, supra, 41 Cal.4th at p. 1051.) Here, however, it would be
speculative to assume Juror No. 3 was biased in favor of Byrd, or against defendants,
when the record establishes merely that he and Byrd attended different branches of the
same church and occasionally crossed paths at church retreats. (See People v. Bennett,
supra, 45 Cal.4th at p. 621 [trial court did not abuse its discretion in declining to excuse
juror where record did not support defendant’s speculation juror was biased].) It is
apparent neither knew the other’s name, and that they had very little interaction at those
events. It is also apparent neither recognized the other in the courtroom before they ran
into each other in the elevator.
Lopez suggests the juror’s testimony in this regard was disingenuous and that he
“must have noticed” Byrd, “the designated investigating officer, seated next to the trial
prosecutor,” but this is speculation. We do not know the seating arrangements in the
courtroom or whether Byrd’s face was clearly visible from Juror No. 3’s position; Byrd
apparently did not notice Juror No. 3, and we would hope jurors were more focused on
the witnesses testifying than on other trial participants. Byrd himself did not take the
witness stand for the first time until August 20, the day after he and Juror No. 3 came into
contact. Flemming insists the two “obviously” had a “close religious relationship” as
shown by the fact Juror No. 3 hugged Byrd and said, “‘Bless you, brother.’” However, we
cannot consider the manner of greeting in isolation. In light of the testimony by Byrd and
the juror that they barely knew each other, and the juror’s emphatic insistence that he
would judge Byrd’s testimony by the same standards as any other witness and could be
fair to both sides–testimony that was reasonably credited by the trial court (see People v.
Harris, supra, 43 Cal.4th at pp. 1304-1305; People v. Beeler (1995) 9 Cal.4th 953,
975)–the record establishes nothing more than a standard greeting between members of
the same religious denomination. The record does not suggest it was anything out of the
ordinary or that it meant Juror No. 3 was likely to give Byrd’s testimony more credence
or weight than that of other witnesses.
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Defendants argue that Juror No. 3’s bias is apparent from his failure to report his
contact with Byrd to the court, even though Byrd told him to do so. We believe
defendants read too much into the record. Although it shows the court itself was not
informed of the contact, it does not establish, with any certainty, that the juror never said
anything to the bailiff or clerk.[n.26] In any event, Byrd was not in a position of authority
over the juror. The court’s preliminary instructions told jurors to inform the court or
bailiff if they received information about the case from a source outside the trial. The
record clearly shows Juror No. 3 and Byrd did not discuss the case itself. Moreover, it is
apparent Juror No. 3 knew Byrd was going to report the incident and even gave Byrd his
name for the purpose of doing so. It is also clear that the juror’s defensiveness resulted
from his awareness that he had violated the court’s admonition not to speak to any of the
witnesses, albeit inadvertently. Thus, we reject the notion that the juror demonstrated bias
by intentionally concealing either his acquaintance with Byrd or the fact of their contact.
(See People v. San Nicolas, supra, 34 Cal.4th at p. 644; cf. In re Hitchings (1993) 6
Cal.4th 97, 119-120; cf. People v. Cochran (1998) 62 Cal.App.4th 826, 830-831
[presumption of prejudice rebutted, and defendant not deprived of fair trial, where two
jurors disclosed after trial began than they knew relatives of victim; acquaintances were
minimal, and each juror stated she could be fair and impartial].)
[n.26] Even Byrd did not inform the court directly, but rather reported the contact
to the prosecutor.
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It is true that Juror No. 3 unintentionally violated the trial court’s admonition not
to speak to any of the witnesses involved in the trial. Discussing the case in violation of
the court’s admonition, or repeatedly and willfully violating the court’s instructions, is
serious misconduct that may constitute good cause for discharge. (People v. Wilson,
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supra, 44 Cal.4th at pp. 834-835; People v. Ledesma, supra, 39 Cal.4th at p. 743; People
v. Daniels, supra, 52 Cal.3d at pp. 863-864; People v. Pierce (1979) 24 Cal.3d 199, 205207.) That is not what happened here, however. “ ‘[W]hen the alleged misconduct
involves an unauthorized communication with or by a juror, the presumption [of
prejudice] does not arise unless there is a showing that the content of the communication
was about the matter pending before the jury, i.e., the guilt or innocence of the defendant.
[Citations.]’ [Citations.]” (In re Hamilton, supra, 20 Cal.4th at pp. 305-306; People v.
Federico (1981) 127 Cal.App.3d 20, 38.)
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The record before us establishes that Juror No. 3’s acquaintance with Byrd,
together with the circumstances surrounding their contact and the revelation of that
acquaintance to the court, “is not, judged objectively, ‘inherently and substantially likely
to have influenced the juror.’ [Citation.] Nor does it objectively demonstrate a substantial
likelihood, or even a reasonable possibility, of actual bias. [Citations.]” (People v. Loker
(2008) 44 Cal.4th 691, 754-755; see People v. Danks, supra, 32 Cal.4th at p. 305
[reviewing court will not reverse unanimous verdict merely because there is some
possibility juror was improperly influenced].) Accordingly, any presumption of prejudice
stands rebutted, and the trial court did not abuse its discretion in refusing to discharge
Juror No. 3. (See People v. Holloway (2004) 33 Cal.4th 96, 126; In re Hamilton, supra,
20 Cal.4th at p. 296; People v. Zapien (1993) 4 Cal.4th 929, 997.)
11
(See Resp’t’s Answer, Ex. A.)
12
"In all criminal prosecutions," state and federal, "the accused shall enjoy the right to . . .
13
trial . . . by an impartial jury," U.S. Const., Amends. 6 and 14; see Duncan v. Louisiana, 391
14
U.S. 145 (1968). The Court recognizes the “wide discretion owed to trial courts when it comes
15
to jury-related issues.” Mu'Min v. Virginia, 500 U.S. 415, 427-428 (1991). A state trial court's
16
finding of impartiality is “presumptively correct under 28 U.S.C. § 2254[(e)(1)].” Smith v.
17
Phillips, 455 U.S. 209, 218 (1982). In this case, the trial judge, after questioning and observing
18
both the officer and the juror, determined there was no evidence of any bias or misconduct. The
19
court noted that the officer and the juror were very candid and sincere in their accounts of their
20
chance meeting outside the courtroom. The court noted that the two individuals scarcely knew
21
each other, and it would be difficult to even call their relationship an acquaintanceship. The juror
22
stated he would be completely impartial, and the court found no reason to doubt him. The court
23
was in the best position to judge the sincerity of the juror’s claim of impartiality. Under AEDPA,
24
a habeas petitioner bears the heavy burden of “rebutting the presumption of correctness by clear
25
and convincing evidence.” 28 U .S.C. § 2254(e)(1). Here, Petitioner has not presented any
26
evidence to meet this burden. See United States v. Quintero–Barraza, 78 F.3d 1344, 1350 (9th
27
Cir.1996). The claim should be rejected.
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1
B. Admission of Surveillance Video and Photographs
2
Petitioner next claims the trial court erred in admitting evidence in the form of a
3
4
surveillance video and photographs acquired from that video.
This claim was also presented on direct appeal to the Fifth DCA where it was denied in a
5
reasoned decision. (See Resp’t’s Answer, Ex. A.) Petitioner then raised the claim to the
6
California Supreme Court where it was summarily denied. (See Lodged Doc. No. 6.) Therefore,
7
the Court must “look through” the decision of the California Supreme Court to the reasoned
8
decision of the appellate court. Ylst, 501 U.S. at 804-05 & n. 3. In rejecting the claim, the Fifth
9
DCA stated:
10
ADMISSION OF SURVEILLANCE VIDEO AND PHOTOGRAPHS
11
Flemming contends the trial court erred by admitting into evidence a surveillance
video from the Liquor King, and still photographs made from that video, because they
were not adequately authenticated. Lopez joins in the argument. We conclude any error
was harmless.
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13
A. Background
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Detective Miramontes testified that at some point, he contacted Liquor King to
determine if there was a videotape of the events of Easter Sunday 2008. The clerk who
was working at the store at the time said he did not know how to access the system to
make a copy, but he would call someone who knew how. Miramontes then asked the
person for a copy of the videotape of the surveillance inside the store or whatever he had.
This individual indicated at some point that he was the person who knew how to access
the system. Miramontes recalled that he was either the store’s owner or its manager, but
did not document the person’s name. Miramontes told the person what he needed, the
person was given access to the store, and about 30 minutes later the person told
Miramontes it was ready and gave him the videotape. Miramontes did not know if the
person made a copy of the tape or handed over the original, and did not do anything to
make sure it had not been altered in any way. He turned the tape over to Byrd.
Byrd testified that the videotape was represented to him as showing the interior of
the Liquor King on the night of the shooting. Byrd had been inside the store. With respect
to the date and time depicted on the tape, Byrd explained that whenever a purchase was
rung up on the register, the register tape of the transaction, showing what was purchased
and the date and time, was recorded on the video itself. The videotape, which he viewed,
corresponded to the date of the shooting. With respect to the time, he somewhat
confusingly stated, “And as far as the time, specifically when I saw what matched, what
was being told of me it had the time of 23:24, which is 11:24 p.m.”
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Byrd explained that the police department’s robbery unit had a machine for
creating still photographs from videos. Byrd identified People’s exhibits 85 and 86 as
photographs he obtained from the surveillance video, and People’s exhibits 87 and 88 as
close-ups from the photographs.
At trial, no one directly identified Flemming as the shooter. Shown People’s
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7
exhibit 87, which depicted an African-American male in a white sweater or similar
garment, Mirelez testified that the white sweater was familiar to him, and that the person
who pulled the gun had a sweater like that. When Janell Mayberry was shown the
photograph, he said the person in it looked like Flemming, although he could not
remember if Flemming was wearing that sweater on the night of the shooting. Shown
People’s exhibit 85 by the prosecutor, Kevin Tatum identified himself and Perez,
although he could not identify the individual in white. He testified that the photograph
showed the interior of the Liquor King, and that what it showed him wearing was
consistent with what he wore on Easter Sunday. Shown People’s exhibit 87, Tatum
testified he recognized the same individual in white. It was Flemming, wearing a white
sweater. Asked if that was how Flemming appeared on Easter Sunday 2008, Tatum stated
he did not remember. Under cross-examination by Flemming’s attorney, Tatum
confirmed that he definitely recognized Flemming in the photograph, but not what he was
wearing.
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Flemming subsequently objected to the playing of the surveillance videotape on
the ground that a proper foundation had not been laid. Lopez joined in the objection. The
court clarified that defendants were concerned with the mode of preparation, the
circumstances by which it came into being, and the like. The prosecutor argued that the
tape was self-authenticating; it showed the interior of the Liquor King and the individuals
present, and one of the witnesses identified himself and said he was there. In addition, the
tape showed the date and time the events were occurring. Further, Miramontes went to an
employee and said he wanted the video surveillance, the employee said he would have to
contact the right person, that person came and gave Miramontes the tape, and the tape
corresponded to what it was supposed to be. Counsel for Flemming pointed out that dates
could be changed. Counsel for Lopez argued that Miramontes did not do anything to find
out if the tape was authentic or had been altered; hence, the tape was not sufficiently
authenticated.
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16
The court ruled that the tape did not self-authenticate, as there was nothing to
show the time and date stamps were accurate or set correctly on the date in question. It
then stated:
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“On the other hand, there is … slight authentication through the testimony of
Miramontes[,] through the circumstances that he testified to[,] through the
testimony of the several witnesses that identified that as being a photograph,
People’s 85, I believe, of the night in question. And … at this point in time it is
not admissible.
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22
“Once the testimony of Detective Byrd comes out that the pictures came from the
tape and … the tape accurately represents the store and whatnot. I’m going to find
that there is … the minimum basis for this type of evidence, the standard for
admissibility is very low. And … the lack of proof goes to the weight rather than
the admissibility of the evidence.”[n.17]
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[n.17] Although the finality of the court’s ruling is unclear in light of the
testimony Byrd had already given, the court subsequently stated it had reserved
ruling on the tape until after Byrd testified further concerning foundation. It
granted defendants a continuing objection to the evidence.
Byrd subsequently testified that he received the videocassette from Miramontes at
the scene. Byrd had asked Miramontes about surveillance videos from the Liquor King
and other surveillance that might be around, which was how the tape came to be obtained.
Byrd did not observe the tape being made or copied, so did not know if any alterations
were made. He did not personally speak with anyone at Liquor King about the tape. He
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further testified, however, that he personally had been inside the Liquor King, and the
cameras could be spotted inside the store. He had viewed the videotape on more than one
occasion, and recognized it as depicting the Liquor King’s interior. Byrd explained that
Liquor King had four cameras in various areas around the store (one over the door, one
behind the register, one in the corner facing the door on the opposite end wall, and one
facing north and covering the office door at the far end of the store), and the system
flashed from one camera to another. The tape ran at a high rate of speed, and so he had to
pause it in order to advance one frame or camera at a time. Byrd further explained that the
camera behind the register showed the receipt of any purchase being made, including the
items being bought, the cost, and the date and time. Byrd’s notes said the time stamped on
the video was one hour ahead. He believed Miramontes was the source of that
information, based on which Byrd believed the time shown on the video was not correct.
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Byrd testified that he spoke to Susanna Bosquez, who was the mother of
Jimenez’s child. After interviewing her on the night of events and then viewing the video,
he recognized her in the video. This gave him a good way of knowing he was at the
appropriate time aside from what appeared on the receipts. Insofar as Byrd knew, nobody
gave specific times when they were in the store, but the date and time depicted on the
video referred to the evening of the shooting. Based on the 911 call, the shooting occurred
at 11:41 p.m., which was 23:41 in military time. The time at which Tatum identified
himself and the others as being present was 23:24, roughly 19 minutes before the
shooting was reported, if based on the time stamp on the video.
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Asked if he felt with certainty that he knew the videotape accurately depicted the
time of the incident, Byrd responded, “Based on the statements I received from people
telling me when they were interviewed, when they were in the store, and that they entered
the store I believe it to be fairly accurate.” However, he did nothing to verify the
authenticity of the tape or time shown with anyone responsible for the tape.
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19
Byrd explained that he created the still photographs using a special VCR system
possessed by the police department’s robbery unit. The system allows detectives to freeze
a surveillance video at the desired location and then copy a photograph of that spot. When
Byrd interviewed Kevin Tatum on April 15, Tatum admitted being in the Liquor King on
Easter Sunday 2008. Shown People’s exhibit 85, Tatum identified himself in the
photograph. Tatum also identified others in the photograph, including Lopez and Perez,
and said they were in the store at the same time he was. He also identified Flemming,
although from a different photograph. (People’s exhibit 87). Tatum mentioned that
Flemming was wearing a white jacket.
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The prosecutor subsequently moved the videotape and the photographs into
evidence. Flemming objected to the tape, particularly because the time and date stamps
were known to be inaccurate. Lopez joined, and also argued that there had not been a
proper foundation laid not so much as to the video’s authenticity, but as to its reliability.
The prosecutor responded that the foundation had been laid for the tape being what it
purported to be: The individuals who were asked for the surveillance tape had the
apparent ability to provide it in response to the request; Byrd had viewed the tape and it
corresponded to what he viewed at the scene and what witnesses told him; and Tatum
identified individuals, including himself, on the tape.
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The court ruled the video was admissible.[n.18] Leaving aside the time and date
stamps, it found that the testimonies of Miramontes, Byrd, and the other witnesses
combined to establish that the tape depicted the Liquor King at a point in time during the
events on the evening at issue. With respect to the accuracy of the timing of the tape, the
court found that the witnesses’ testimony provided a rough but inaccurate timeline, and
that no evidence had been presented to the jury to establish that the time and date stamps
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3
4
were what they purported to be. The court was not persuaded the time and date stamps
were accurate; no testimony had been offered on that point, and counsel were free to
argue the matter to the jury. In the court’s view, however, there was sufficient foundation
to admit the tape, as the witnesses adequately established that the pictures on the tape
“were a result of their adventures on that night and the late evening hours sometime
before the shooting.” Because the photographs were, according to Byrd’s testimony,
accurate copies that he made from the tape, and the tape was admitted, the photographs
were also admitted.
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[n.18] Because the videotape (People’s exhibit 97) was damaged during trial, a
DVD copy was substituted (People’s exhibit 100).
Portions of the video were subsequently shown to the jury, with Byrd identifying
various persons, including the individual Tatum said was Flemming. At one point,
counsel for Flemming asked what time the portion started. Byrd responded that the video
was stamped 23:23, which was 11:23 p.m., but that it was either 10:23 p.m. or 11:23 p.m.
On another portion of the video, a receipt was shown. It bore the date March 23, 2008,
and the time of 23:23. When counsel for Flemming asked Byrd, “And you don’t know,
sitting there, that that’s accurate?” the court interjected, “Correct. We’ve now established
that.”
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During her summation, counsel for Flemming stated she did not contest the fact
that Flemming was at the Liquor King sometime on the night of the shooting, but she
argued there were several African-American men there, Flemming was not the only one
in a white shirt, and the prosecutor failed to prove he was the shooter. Flemming’s
attorney also pointed out the problems with the tape, including that the police did not
have the name of the person who made it and did not know if it was altered, and the fact
the time stamp was an hour off. The prosecutor responded by listing the various witnesses
who placed Flemming at the Liquor King. He also argued that assuming the tape was an
hour off, nothing changed: Flemming and his friends were still in the parking lot, and
Flemming was still wearing a white sweater.
Defendants subsequently moved for a new trial, in part based on the admission of
the videotape and photographs. The motion was denied.
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B. Analysis
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Only relevant evidence is admissible. (Evid. Code, § 350; People v. Lucas (1995)
12 Cal.4th 415, 466.) A writing is relevant only if it is shown to be authentic, since,
without proof of authenticity, it has no tendency in reason to prove or disprove a fact at
issue in the case. (People v. Beckley (2010) 185 Cal.App.4th 509, 518; Poland v.
Department of Motor Vehicles (1995) 34 Cal.App.4th 1128, 1135; see Evid. Code, §
210.)[n.19] “‘[I]n some legal systems it is assumed that documents are what they purport
to be, unless shown to be otherwise. With us it is the other way around.’” (McAllister v.
George (1977) 73 Cal.App.3d 258, 262.) Accordingly, authentication of a writing is
required before either the writing or secondary evidence of its content may be received
into evidence. (Evid. Code, § 1401.) “Authentication of a writing means (a) the
introduction of evidence sufficient to sustain a finding that it is the writing that the
proponent of the evidence claims it is or (b) the establishment of such facts by any other
means provided by law.” (Id., § 1400.) “A video recording is authenticated by testimony
or other evidence ‘that it accurately depicts what it purports to show.’ [Citation.]” (People
v. Mayfield (1997) 14 Cal.4th 668, 747.) “Circumstantial evidence, content and location
are all valid means of authentication [citations].” (People v. Gibson (2001) 90
Cal.App.4th 371, 383.)
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[n.19] The video recording and photographs at issue here each constitute a
“writing” under the Evidence Code. (Evid. Code, § 250; People v. Rich (1988) 45
Cal.3d 1036, 1086, fn. 12; People v. Beckley, supra, 185 Cal.App.4th at p. 514.)
The authenticity of a writing is a preliminary fact that must be proven before the
proffered evidence is admissible. (Evid. Code, § 403, subd. (a)(3); People v. Phillips
(1985) 41 Cal.3d 29, 76 (plur. opn. of Reynoso, J.).) “When, as here, the relevance of
proffered evidence depends upon the existence of a foundational fact, the proffered
evidence is inadmissible unless the trial court determines it ‘is sufficient to permit the
jury to find the preliminary fact true by a preponderance of the evidence.’ [Citations.]”
(People v. Tafoya (2007) 42 Cal.4th 147, 165; Evid. Code, § 403, subd. (a)(1).) “In other
words … there [must] be sufficient evidence to enable a reasonable jury to conclude that
it is more probable that the fact exists than that it does not. [Citations.]” (People v.
Herrera (2000) 83 Cal.App.4th 46, 61.) “The court should exclude the proffered evidence
only if the ‘showing of preliminary facts is too weak to support a favorable determination
by the jury.’ [Citations.]” (People v. Lucas, supra, 12 Cal.4th at p. 466.) “As long as the
evidence would support a finding of authenticity, the writing is admissible. The fact
conflicting inferences can be drawn regarding authenticity goes to the [writing’s] weight
as evidence, not its admissibility. [Citations.]” (Jazayeri v. Mao (2009) 174 Cal.App.4th
301, 321 & cases cited.) A trial court’s ruling on the sufficiency of the foundational
evidence is reviewed for abuse of discretion (People v. Tafoya, supra, 42 Cal.4th at p.
165; People v. Lucas, supra, 12 Cal.4th at p. 466), keeping in mind, of course, that the
court has no discretion to admit irrelevant evidence (Evid. Code, § 350; People v. Poggi
(1988) 45 Cal.3d 306, 323).
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“The general rule is that photographs are admissible when it is shown that they are
correct reproductions of what they purport to show. This is usually shown by the
testimony of the one who took the picture. However, this is not necessary and it is well
settled that the showing may be made by the testimony of anyone who knows that the
picture correctly depicts what it purports to represent.” (People v. Doggett (1948) 83
Cal.App.2d 405, 409; see also People v. Bowley (1963) 59 Cal.2d 855, 859 [testimony of
person present when film made that film accurately depicts what it purports to show is
legally sufficient foundation for admission].) Indeed, videotapes or photographs from
surveillance cameras at commercial establishments are typically admitted into evidence
despite the fact the photographer or videographer does not testify. Commonly, “[i]n those
situations, a person testifies to being in the building and recounts the events depicted in
the photographs. Courts have consistently held that such testimony establishes a sufficient
foundation if the videotape is a ‘ “reasonable representation of that which it is alleged to
portray.” ’ [Citations.]” (People v. Khaled (2010) 186 Cal.App.4th Supp. 1, 5.)
Here, Byrd’s testimony concerning the Liquor King’s interior and camera
placement, combined with the statements made to him by, and/or testimony of, Bosquez,
Tatum, and Perez concerning their presence in the store and who else was there,
established a sufficient foundation that the videotape accurately depicted what it
purported to show, namely the interior of the Liquor King on the night of the shooting.
This is so despite the fact police should take care to ensure the authenticity of any
photographic or video evidence they collect can be established, something that can be
critical to prevent the admission of manipulated images, especially in light of the relative
ease with which digital images today can be altered. (See People v. Beckley, supra, 185
Cal.App.4th at pp. 515-516.) Since Byrd himself made the photographs from the
videotape, they were also sufficiently authenticated.
How close to the time of the shooting the videotape was made and the accuracy of
the identifications of defendants were questions for the jury to decide. As the California
Supreme Court has explained, “The trial court has the preliminary, but not the final,
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authority to determine the question of the existence of the preliminary fact. Unlike in
other situations (see, e.g., People v. Alcala (1992) 4 Cal.4th 742, 787 [preliminary fact of
competence of witness is question for court under Evidence Code sections 402 and 405]),
under Evidence Code section 403, ‘[t]he preliminary fact questions listed in subdivision
(a) [of Evidence Code section 403] … are not finally decided by the judge because they
have been traditionally regarded as jury questions. The questions involve the credibility of
testimony or the probative value of evidence that is admitted on the ultimate issues. It is
the jury’s function to determine the effect and value of the evidence addressed to it.…
[T]he judge’s function on questions of this sort is merely to determine whether there is
evidence sufficient to permit a jury to decide the question. The “question of admissibility
… merges imperceptibly into the weight of the evidence, if admitted.” ’ [Citation.]”
(People v. Lucas, supra, 12 Cal.4th at pp. 466-467; see also People v. Avery (1950) 35
Cal.2d 487, 492 [uncertainty of witness’s recollection or lack of positiveness about
identity of persons involved went to weight, not competency, of evidence].) The possible
problems with the time shown on the video were fully placed before jurors, who could
also assess the quality of the video and photographs and decide whether they were clear
enough to permit accurate identifications.
Finally, even assuming error, it is not reasonably probable defendants would have
obtained a more favorable result had the video and photographs not been admitted into
evidence. (See People v. Lucas, supra, 12 Cal.4th at p. 468 [applying test of People v.
Watson (1956) 46 Cal.2d 818, 836]; People v. Beckley, supra, 185 Cal.App.4th at p. 517
[same].)[n.20] Byrd’s testimony concerning what the witnesses (particularly Tatum and
Perez) told him about who was present on the night of the shooting and what Flemming
was wearing, was admissible independent of the video and photographs. Given the poor
quality of the video and photographs (which we have viewed), jurors’ actually seeing
those items added little or nothing, and certainly did not render the trial fundamentally
unfair. (See People v. Zambrano (2007) 41 Cal.4th 1082, 1142, disapproved on another
ground in People v. Doolin (2009) 45 Cal.4th 390, 421, fn. 22; People v. Chatman (2006)
38 Cal.4th 344, 371; cf. People v. Jimenez, supra, 165 Cal.App.4th at pp. 81-82.)
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[n.20] Defendants claim that prejudice from the evidence’s admission “must be
assessed by the standard for federal constitutional error, namely whether the error
was harmless beyond a reasonable doubt. [Citation.] We reject [defendants’]
attempt ‘to inflate garden-variety evidentiary questions into constitutional ones.’
[Citation.] The proper standard for review of the assumed evidentiary error here is
that for state law error under [Watson](whether ‘it is reasonably probable that a
result more favorable to [defendants] would have been reached in the absence of
the error’).” (People v. Bacon (2010) 50 Cal.4th 1082, 1104, fn. 4.)
In People v. Jimenez (2008) 165 Cal.App.4th 75, 81-82, we applied the harmlessbeyond-a-reasonable-doubt test, finding the erroneous admission of DNA evidence with
an inadequate chain of custody to be so prejudicial as to have rendered the defendant’s
trial fundamentally unfair and, thus, a violation of due process. The nature of the
erroneously admitted evidence is much different in the present case, however; hence,
Jimenez is distinguishable.
24
(See Resp’t’s Answer, Ex. A.)
25
Generally, the admissibility of evidence is a matter of state law, and is not reviewable in a
26
federal habeas corpus proceeding. Estelle v. McGuire, 502 U.S. 62, 68 (1991); Middleton v.
27
Cupp, 768 F.2d 1083, 1085 (9th Cir.), cert. denied, 478 U.S. 1021 (1985); Henry v. Kernan, 177
28
30
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F.3d 1152, 1159 (9th Cir.1999) (admission of evidence in a state trial is not subject to federal
2
habeas review unless it violates a specific constitutional right). However, there can be habeas
3
relief for the admission of prejudicial evidence if the admission was fundamentally unfair and
4
resulted in a denial of due process. Estelle, 502 U.S. at 72-73; Pulley v. Harris, 465 U.S. 37, 41
5
(1984); Walters v. Maas, 45 F.3d 1355, 1357 (9th Cir. 1995); Jeffries v. Blodgett, 5 F.3d 1180,
6
1192 (9th Cir. 1993), cert. denied, 510 U.S. 1191 (1994); Gordon v. Duran, 895 F.2d 610, 613 (9th
7
Cir.1990). The failure to comply with state rules of evidence alone is neither a necessary nor a
8
sufficient basis for granting federal habeas relief on due process grounds. Jammal v. Van de
9
Kamp, 926 F.2d 918, 919-920 (9th Cir. 1991).
10
Nevertheless, with respect to the admission of irrelevant or overtly prejudicial evidence,
11
the Supreme Court has not squarely decided when the Constitution would overrule a
12
discretionary ruling by a state court. Holley v. Yarborough, 568 F.3d 1091, 1101 (9th Cir.2009)
13
(Supreme Court “has not yet made a clear ruling that admission of irrelevant or overtly
14
prejudicial evidence constitutes a due process violation sufficient to warrant issuance of the
15
writ”). Absent such “clearly established Federal law,” this Court cannot conclude that the state
16
court's ruling was an “unreasonable application.” Musladin, 549 U.S. at 77. The claim should be
17
denied.
18
C. Prosecutorial Misconduct and Ineffective Assistance of Counsel
19
In his final claim for relief, Petitioner alleges the prosecutor committed misconduct
20
during opening statement when he used certain slides and photographs during a presentation.
21
Petitioner contends these slides and photographs were unduly prejudicial and constituted a
22
reprehensible method of inciting and persuading the jury. He further claims defense counsel was
23
ineffective in failing to timely object.
24
Petitioner also presented this claim on direct appeal to the Fifth DCA, and it was rejected
25
in a reasoned decision. (See Resp’t’s Answer, Ex. A.) Petitioner then raised the claim to the
26
California Supreme Court where it was summarily denied. (See Lodged Doc. No. 6.) The Court
27
must “look through” the decision of the California Supreme Court to the reasoned decision of the
28
appellate court. Ylst, 501 U.S. at 804-05 & n. 3. The Fifth DCA denied the claim as follows:
31
1
PROSECUTORIAL MISCONDUCT
2
A. Background
3
During his opening summation, the prosecutor displayed a lengthy PowerPoint
presentation to the jury.[n.39] In addition to slides displaying applicable legal principles
and portions of the evidence adduced at trial, the presentation included a slide reading, “A
BLACK MALE MURDERED FIDEL JIMINEZ!” and “WHO IS THIS BLACK MALE?
HOW DO WE FIND OUT?” Between the two statements were a large question mark, a
close-up photograph of a bullet hole in Jimenez’s vehicle, and a close-up photograph
taken at autopsy of the right side of Jimenez’s head and neck, in which the healing
gunshot wound was visible. Amid further slides displaying witness statements and other
evidence, the prosecutor included the same slide, but now with the statements, “A
BLACK MALE MURDERED FIDEL JIMINEZ!” and “WHO IS THIS BLACK
MALE?” and with the question mark turned into a jigsaw puzzle with pieces beginning to
be filled in so that a photograph of a person gradually emerged. In slide 65, the puzzle
was completed; it was a photograph of Flemming. The slide stated, “A BLACK MALE
MURDERED FIDEL JIMINEZ!” and “HIS NAME IS COURTNEY FLEMMING.”
Flemming’s photograph, the bullet hole, and the autopsy photograph were displayed again
on slide 67, along with, “COURTNEY FLEMMING MURDERED FIDEL JIMINEZ!”
and “We know this based on the Statements ‘and lies’ of his own friends.” After further
slides containing evidence and legal principles, the prosecutor presented a slide
containing photographs of Flemming, the wound to Jimenez’s head, and the gun found at
Lopez’s residence, with statements of what the prosecutor needed to prove, Flemming’s
alleged actions, and the purported proof. Slide 74 bore the statement, “COURTNEY
FLEMMING MURDERED FIDEL JIMINEZ!” and juxtaposed a photograph of
Flemming, a Liquor King surveillance photograph of an individual that purportedly was
Flemming, a photograph of the gun found in Lopez’s room and the shirt in which it was
wrapped, and a close-up color autopsy photograph of the healing wound to Jimenez’s
head. Slide 78 substituted a photograph of Lopez for the surveillance photograph and
stated, “COURTNEY FLEMMING MURDERED FIDEL JIMINEZ!” and “LUCIANO
LOPEZ IS EQUALLY GUILTY.” Additional slides set out further law and evidence, and
the presentation concluded with a close-up photograph of the gun under the statement,
“Courtney Flemming and Luciano Lopez Guilty of the senseless MURDER of FIDEL
JIMENZ [sic].”
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[n.39] A copy of the presentation has been placed on CD and made part of the
record on appeal. We have viewed the exhibit. In the descriptions that follow, we
quote verbatim from the various slides. We recognize that some of the names are
not spelled the same as in the trial transcript.
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Court recessed for the day at the conclusion of the prosecutor’s opening argument.
The next morning, Flemming’s attorney objected to the PowerPoint presentation under
Evidence Code section 352. Counsel stated: “I’m objecting to the scenes up there. My
client, it was really reminiscent to me of the whole OJ thing. My client is on the screen
next to a black revolver. The only Black guy. And then the autopsy photo of Fidel
Jiminez, it’s intended to insight [sic], inflame the jury and I’m objecting under 352.”
Lopez’s attorney also objected, under Evidence Code section 352, to use of the
photographs, arguing, “What they do is use booking paragraphs [sic] or nefarious
photographs used to inflame the passions of the jury.” When the court asked whose
booking photographs were used, counsel for Lopez responded that Lopez’s booking
photograph was used and he believed also Flemming’s, and that the manner in which they
were used was inflammatory.
After the prosecutor stated that the photographs used of the various witnesses
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were from the Department of Motor Vehicles, the court expressed some concern that they
were not in evidence, but understood the point was to allow the jury to associate
testimony with a face, and so found their use not prejudicial. The court rejected any
notion that a photograph of a defendant placed against a weapon was any more prejudicial
than the typical closing argument of a prosecutor. It concluded: “So the only slight
concerns I have are using matters that are not in evidence. And at this point in time it’s
too late to object and if at some appropriate time you want to make a motion for new trial,
I’ll tell you now my inclination is to deny it.”
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6
7
Flemming raised the issue again in his new trial motion, in which Lopez joined.
Flemming pointed specifically to slide 74 (the juxtaposed photographs of Flemming, the
video surveillance, the gun, and Jimenez’s head), and asserted that use of the slide, the
purpose of which was to inflame the jury, constituted a reprehensible method of
persuading the jury. At the hearing on the motion, Flemming’s attorney argued:
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“I thought the use, especially on Power Point and it’s on, I don’t know, a
ten foot wall and it’s amplified and it … reminded me of the O.J. Simpson cases
where I thought it was used to inflame the jury. I thought it was somewhat racist.
Actually, I thought it was racist putting my client’s face in a photo that was never
admitted before the jury. It just looked very sinister.
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“Next to a revolver. A revolver that … it was never established that the
bullet in Mr. Jimenez came from that revolver yet the revolver is there. “My
client’s black face in front of a jury. It was very menacing and the fact that [the
prosecutor] propped [sic] the photo of Mr. Jimenez, just the ear with …the bullet
wound entry, I think all was designed to prejudice the jury, to inflame the jury. I
found it highly offensive. I hope that everybody else did too.
“And that was my objection. I just thought that it was reprehensible how
he used the Power Point presentation for that purpose.”
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22
The prosecutor responded that nothing about Flemming’s photograph suggested it
was a booking photograph, and Flemming looked very similar to the way he looked in
court. The prosecutor asserted that using the photograph was no different than using
Flemming’s name, and noted the jury had seen Flemming throughout the trial. The
prosecutor reasoned that for purposes of argument, the photograph did not need to be in
evidence because it was just pointing out the individual about whom the prosecutor was
talking. As for the slide in its entirety, the prosecutor argued that it summarized the case
against Flemming, did not contain any overly gruesome images, and was not designed to
be racist or inflame the jury, but rather to argue that Flemming was the person who killed
Jimenez.
25
In denying the motion, the court found it improper to show the jury a photograph
that had not been received into evidence, but concluded the use of “this rather toneddown piece of unadmitted evidence” was insufficient to warrant a new trial. The court
further found it “inconceivable … to think that a picture of a Black man without more is
in any way racist.” The court found the slide as a whole did not “represent anything more
than what could have been said orally,” and that the photographs were put together in an
attempt to be persuasive.
26
B. Analysis
27
Flemming now says the prosecutor committed intentional, prejudicial misconduct
by using slide 74 in his closing argument. This is so, Flemming asserts, because use of the
juxtaposed photographs was an improper appeal to the passions and prejudices of the
23
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jury. Lopez joins in the claim.
2
The applicable standards are settled. “Under California law, a prosecutor commits
reversible misconduct if he or she makes use of ‘deceptive or reprehensible methods’
when attempting to persuade either the trial court or the jury, and when it is reasonably
probable that without such misconduct, an outcome more favorable to the defendant
would have resulted. [Citation.] Under the federal Constitution, conduct by a prosecutor
that does not result in the denial of the defendant’s specific constitutional rights–such as a
comment upon the defendant’s invocation of the right to remain silent–but is otherwise
worthy of condemnation, is not a constitutional violation unless the challenged action
‘ “so infected the trial with unfairness as to make the resulting conviction a denial of due
process.” ’ [Citations.]” (People v. Rundle (2008) 43 Cal.4th 76, 157, disapproved on
another ground in People v. Doolin, supra, 45 Cal.4th at p. 421, fn. 22.) Prosecutorial
misconduct does not require a showing of bad faith or wrongful intent. (People v. Hoyos
(2007) 41 Cal.4th 872, 924, fn. 36, overruled on another ground in People v. McKinnon
(2011) 52 Cal.4th 610, 624-625; People v. Hill (1998) 17 Cal.4th 800, 822.) Rather,
“‘when the claim focuses upon comments made by the prosecutor before the jury, the
question is whether there is a reasonable likelihood that the jury construed or applied any
of the complained-of remarks in an objectionable fashion.’ [Citation.]” (People v. Prieto
(2003) 30 Cal.4th 226, 260.)
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To preserve a claim of prosecutorial misconduct for appellate review, “a
defendant must contemporaneously object and seek a jury admonition. [Citations.]”
(People v. Bonilla (2007) 41 Cal.4th 313, 336.) Arguments made in the context of a
motion for new trial, or at a time when it is too late for the trial court, through admonition
of the jury, to correct any error or mitigate any prejudice, do not constitute a timely
objection. (People v. Williams (1997) 16 Cal.4th 153, 254.)
Defendants recognize their trial attorneys failed to object in a timely manner to the
asserted misconduct they now attempt to raise. Anticipating we will therefore find their
claims forfeited, they assert their attorneys’ inaction violated their constitutional right to
the effective assistance of counsel. Although they are entitled to make such a claim
(People v. Lopez (2008) 42 Cal.4th 960, 966), the California Supreme Court has
cautioned “that a defendant cannot automatically transform a forfeited claim into a
cognizable one merely by asserting ineffective assistance of counsel. [Citation.]” (People
v. Thompson (2010) 49 Cal.4th 79, 121, fn. 14.) In any event, since either the prosecutor
did not commit misconduct or any misconduct was harmless even absent an admonition
to the jury, defendants’ claim fails, whether addressed as ineffectiveness of counsel or on
the merits. (See ibid.; People v. Young (2005) 34 Cal.4th 1149, 1188.)
“‘[T]he prosecutor has a wide-ranging right to discuss the case in closing
argument. He has the right to fully state his views as to what the evidence shows and to
urge whatever conclusions he deems proper.’ [Citation.]” (People v. Panah (2005) 35
Cal.4th 395, 463.) It is for the jury to decide whether the inferences the prosecutor draws
from the evidence are reasonable. (People v. Gutierrez (2002) 28 Cal.4th 1083, 1146.) A
prosecutor may not, however, appeal to the sympathy or passions of the jury at the guilt
phrase of a trial. (People v. Pensinger (1991) 52 Cal.3d 1210, 1250.) “‘It is … improper
to make arguments to the jury that give it the impression that “emotion may reign over
reason,” and to present “irrelevant information or inflammatory rhetoric that diverts the
jury’s attention from its proper role, or invites an irrational, purely subjective response.”
[Citation.]’ [Citations.]” (People v. Redd (2010) 48 Cal.4th 691, 742-743.)
We see no improper appeal to passion or prejudice here. The prosecutor’s
juxtaposition of the four photos was simply a dramatic, visual means by which to
illustrate his argument that the evidence established Flemming shot and killed Jimenez.
34
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3
4
Contrary to defendants’ oft-repeated assertion, the photographs themselves were not
prejudicial, either considered alone or in combination. Three of the four photographs
were in evidence, and the autopsy photo – the only one with any potential to generate an
emotional reaction – did not depict Jimenez’s body cut open, but simply showed a healing
wound that was not the least bit gory-looking.[n.40] As the photographs were in
evidence, “[t]he prosecutor cannot be faulted for misconduct because he referred to them,
nor was he required to discuss his view of the case in clinical or detached detail.
[Citations.]” (People v. Panah, supra, 35 Cal.4th at p. 463.)
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[n.40] To the extent there was something on Jimenez’s neck that might have been
mistaken for blood, Dr. Chambliss, who performed the autopsy, explained it was
iodine or betadine and was related to the medical therapy Jimenez received while
in the hospital.
The photographs of Flemming (and of Lopez in one of the other slides) were not
in evidence. Assuming the prosecutor should not have used them in his argument (cf.
People v. Collins (2010) 49 Cal.4th 175, 209 [prosecutor may not assume or state facts
not in evidence]), any misconduct was manifestly harmless under any standard. Nothing
in either photograph suggested they were taken at the time defendants were booked and,
insofar as the record shows, defendants looked virtually the same in the photographs as
they did in court, with the exception, obviously, that their clothing was different. In
addition, counsel for Flemming responded forcefully and effectively to the prosecutor’s
use of the images in her closing argument. Moreover, the trial court instructed jurors not
to let “bias, sympathy, prejudice or public opinion” influence their decision, that they
were to decide the facts based only on the evidence, and that the attorneys’ remarks
during closing arguments were not evidence. We presume the jury followed these
instructions. (People v. Martinez, supra, 47 Cal.4th at p. 957.)[n.41]
[n.41] In conjunction with several issues briefed by Lopez, defendants contend the
trial errors cumulatively denied them their rights to due process and a
fundamentally fair trial. Lopez’s briefing in this regard violates California Rules
of Court, rule 8.204(a)(1)(B), which requires that each brief state each point under
a separate heading or subheading, by simply adding a paragraph asserting
cumulative prejudice where purportedly applicable. Defendants also assert, again
by way of Lopez’s brief, that several alleged errors violated the federal
constitutional guarantee of substantive due process. The briefing on this issue,
which again is not set out under a separate heading or subheading, simply consists
of Lopez’s bald assertion, followed by the citations of several cases. There is no
discussion of why substantive due process has allegedly been violated, or how the
cases cited are applicable to defendant’s case. Simply stating a claim does not
make it so.
In light of the foregoing, we decline to reach either claim. (See People v. Wharton
(1991) 53 Cal.3d 522, 563.) Were we to do so, however, we would reject both.
(See, e.g., People v. Boyette (2002) 29 Cal.4th 381, 468.)
(See Resp’t’s Answer, Ex. A.)
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A petitioner is entitled to habeas corpus relief if the prosecutor’s misconduct “so infected
26
the trial with unfairness as to make the resulting conviction a denial of due process.” Donnelly v.
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DeChristoforo, 416 U.S. 637, 643 (1974). To constitute a due process violation, the
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prosecutorial misconduct must be “of sufficient significance to result in the denial of the
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1
defendant’s right to a fair trial.” Greer v. Miller, 485 U.S. 756, 765 (1987), quoting United
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States v. Bagley, 473 U.S. 667 (1985). Any claim of prosecutorial misconduct must be reviewed
3
within the context of the entire trial. Id. at 765-66; United States v. Weitzenhoff, 35 F.3d 1275,
4
1291 (9th Cir. 1994). The court must keep in mind that “[t]he touchstone of due process analysis
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in cases of alleged prosecutorial misconduct is the fairness of the trial, not the culpability of the
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prosecutor” and “the aim of due process is not punishment of society for the misdeeds of the
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prosecutor but avoidance of an unfair trial to the accused.” Smith v. Phillips, 455 U.S. 209, 219
8
(1982). "Improper argument does not, per se, violate a defendant's constitutional rights."
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Thompson v. Borg, 74 F.3d 1571, 1576 (9th Cir. 1996), quoting Jeffries v. Blodgett, 5 F.3d 1180,
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1191 (9th Cir.1993). If prosecutorial misconduct is established, and it was constitutional error,
11
the error must be evaluated pursuant to the harmless error test set forth in Brecht v. Abrahamson,
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507 U.S. 619 (1993). See Thompson, 74 F.3d at 1577 ("Only if the argument were constitutional
13
error would we have to decide whether the constitutional error was harmless.")
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In this case, the prosecutor utilized six photographs which are the subject of this claim.
15
Four of the six photographs were in evidence; thus, there can be no misconduct as to these
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photographs. As to the remaining two photographs (one of Petitioner and the other of co-
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defendant Lopez), Petitioner fails to demonstrate misconduct by the prosecutor. As noted by
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Respondent, the photographs could not have been prejudicial. They depicted Petitioner and his
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co-defendant in virtually the same manner as they appeared in court, with the exception of their
20
clothing. There was nothing inherently prejudicial about the photographs, such as might occur
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from a booking photograph. Also, Petitioner does not point to any Supreme Court authority
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which would forbid such evidence. As previously noted with respect to the admission of
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irrelevant or overtly prejudicial evidence, the Supreme Court has not squarely decided when the
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Constitution would overrule a discretionary ruling by a state court. Holley, 568 F.3d at 1101.
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Therefore, Petitioner fails to demonstrate that the state court rejection was contrary to, or an
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unreasonable application of, clearly established Supreme Court precedent.
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Likewise, Petitioner’s claim of ineffective assistance of counsel must fail. It follows that
if the prosecutor committed no misconduct, then any objection by defense counsel likely would
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have been denied. Counsel cannot be faulted for failing to make a frivolous motion. See Rupe v.
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Wood, 93 F.3d 1434, 1444-45 (9th Cir.1996) (“[T]he failure to take a futile action can never be
3
deficient performance.” ), cert. denied, 519 U.S. 1142 (1997); Lowry v. Lewis, 21 F.3d 344, 346
4
(9th Cir.) (counsel is not obligated to raise frivolous motions, and failure to do so cannot
5
constitute ineffective assistance of counsel), cert. denied, 513 U.S. 1001 (1994). Certainly, in
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light of the above, the state court’s conclusion that a rational attorney could have declined to
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raise an objection was not unreasonable. Therefore, the claim should be rejected.
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RECOMMENDATION
Accordingly, the Court HEREBY RECOMMENDS that this action be DENIED WITH
PREJUDICE.
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This Findings and Recommendation is submitted to the Honorable Lawrence J. O’Neill,
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United States District Court Judge, pursuant to the provisions of 28 U.S.C. § 636 (b)(1)(B) and
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Rule 304 of the Local Rules of Practice for the United States District Court, Eastern District of
14
California. Within thirty (30) days after service of the Findings and Recommendation, any party
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may file written objections with the court and serve a copy on all parties. Such a document
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should be captioned “Objections to Magistrate Judge’s Findings and Recommendation.” Replies
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to the objections shall be served and filed within fourteen (14) days after service of the
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objections. The Court will then review the Magistrate Judge’s ruling pursuant to 28 U.S.C.
19
§ 636(b)(1)(C). The parties are advised that failure to file objections within the specified time
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may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th
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Cir. 1991).
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IT IS SO ORDERED.
Dated:
6i0kij
August 24, 2012
/s/ Gary S. Austin
UNITED STATES MAGISTRATE JUDGE
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