Garcia v. Hedgeth
Filing
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FINDINGS and RECOMMENDATIONS to Deny 1 Petition for Writ of Habeas Corpus; ORDER DIRECTING that Objections be Filed within Twenty-One Days signed by Magistrate Judge Jennifer L. Thurston on 11/5/2014. Referred to Judge Anthony W. Ishii. Objections to F&R due by 12/1/2014. (Sant Agata, S)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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FRANCISCO HOLGUIN GARCIA,
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Petitioner,
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ANTHONY HEDGPETH, Warden,
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Respondent.
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Case No.: 1:12-cv-00629-AWI-JLT
FINDINGS AND RECOMMENDATIONS TO
DENY PETITION FOR WRIT OF HABEAS
CORPUS (Doc. 1)
ORDER DIRECTING THAT OBJECTIONS BE
FILED WITHIN TWENTY-ONE DAYS
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Petitioner is a state prisoner proceeding pro se with a petition for writ of habeas corpus
pursuant to 28 U.S.C. § 2254.
PROCEDURAL HISTORY
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Petitioner is in custody of the California Department of Corrections and Rehabilitation
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following conviction in a jury trial for second degree murder (Cal. Pen. Code § 187(a)). (Doc. 14, Ex.
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A, p. 4). He was sentenced to an indeterminate sentence of 30 years-to-life, plus determinate
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sentences of five years for a prior felony conviction enhancement and three years for a prior
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conviction for which he was on probation
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Petitioner filed a direct appeal in the California Court of Appeals, Fifth Appellate District (the
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“5th DCA”), which affirmed Petitioner’s conviction on April 7, 2011. (Doc. 14, Ex. A). He then filed
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a petition for review in the California Supreme Court that was summarily denied. (Lodged Document
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(“LD”) 5, 6).
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On April 20, 2012, Petitioner filed the instant petition, raising a single issue of prosecutorial
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misconduct. (Doc. 1). Respondent’s answer was filed on July 16, 2012. (Doc. 14). Petitioner did
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not file a Traverse. Respondent does not contend that the sole ground for relief in the petition has not
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been fully exhausted. (Doc. 14, p. 2).
FACTUAL BACKGROUND
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The Court adopts the Statement of Facts in the 5th DCA’s unpublished decision1:
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Between 7:00 and 8:00 a.m. on January 11, 2009, Mr. Vang went out for his usual morning
walk, which may have included gathering aluminum cans in the neighborhood for money. In
his early 60's and very thin, Mr. Vang was 5 feet 5 inches tall and weighed only 88 pounds. He
did not return home. His body was found lying next to a trash bin, or dumpster, in the alley
between two apartment buildings at 2020 and 2030 East White Avenue.
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Fresno Police Department Detective Mark Yee was called to the scene to investigate the
homicide. Yee found blood stains around Mr. Vang's body in the alley, including splattered
blood on the concrete and on the side of the dumpster. A later autopsy showed that Mr. Vang
had been severely beaten with forceful blows to the head, neck and face. The injuries were
consistent with the victim being hit with a blunt object like a baseball bat or being repeatedly
kicked in the head, neck and face.
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Physical evidence collected at the scene included a converted golf club lying across Mr. Vang's
legs and a broken cinder block. Detective Yee also found a bloody shoe print on the concrete in
the alley near the body. The shoe print was pointing in the direction of apartment 101 which
was the only unit actually being occupied in the complex at 2020 East White Avenue at that
time.
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A second homicide detective, Jennifer Federico, contacted the residents of apartment 101. It
was learned that Esperanza Diaz (China) lived in apartment 101 with her mother. China was
the girlfriend of appellant's brother, Gabriel Garcia (Gabriel). The night before Mr. Vang was
killed, appellant attended a party at China's apartment (apartment 101) with Gabriel and others.
Maria Diaz, appellant's girlfriend and China's sister, also attended the party. Maria said that she
and appellant both got drunk at the party. Appellant left the party at around 8:00 or 9:00 that
night and did not arrive back at his residence on Verrue Avenue, where he lived with Maria,
until the following afternoon. When he returned to the Verrue Avenue residence, appellant was
wearing blue jeans, white tennis shoes and probably the jacket he “always” wore.
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Appellant's younger brother, Freddy A. (Freddy), attended the party at apartment 101.1 He left
the party at 6:30 p.m. and returned to apartment 101 the next day. Officers at the scene
questioned Freddy to find out if he had heard or seen anything relating to Mr. Vang's homicide.
Freddy was taken to the Fresno Police Department for further questioning and during a
recorded interview with Detectives Yee and Ray Villavazo, Freddy told them that he had
overheard a conversation between appellant and Gabriel in which appellant admitted to beating
up an old man in the alley. In that conversation, appellant told Gabriel that he saw the old man
walking in the alley “in the garbage can,” got mad and “socked him up.” Appellant told
Gabriel that he and a friend, or “home boy,” had beaten the old man.
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The 5th DCA’s summary of the facts in its unpublished opinion is presumed correct. 28 U.S.C. §§ 2254(d)(2), (e)(1).
Thus, the Court adopts the factual recitations set forth by the 5th DCA.
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Following the interview with Freddy, Detective Yee and other officers went to appellant's
residence on Verrue Avenue and arrested appellant. Appellant's jacket and white tennis shoes
were seized as evidence. Yee noted that appellant's tennis shoes were soaking wet and
concluded that they had been recently washed. Also, Yee observed that the pattern on the soles
of the tennis shoes was identical to the pattern in the bloody shoe print seen on the concrete
near Mr. Vang's body. Blood was found on appellant's jacket, and subsequent tests confirmed
that the DNA matched that of the victim, Mr. Vang.
The only defense witness was David Hart, who had been installing carpet in one of the
apartments on East White Avenue on January 9, 2009, when he heard a commotion and saw an
elderly Hmong man carrying a bag full of bottles and cans. Two Hispanic “kids,” 16 or 17
years old, were “messing” with the old man, trying to get his bottles and cans away from him.
Hart told them to leave the man alone or he would call the police, and the kids ran off. The old
man began to cry and Hart asked if he needed help. The man declined and went into his
apartment in the complex. Hart identified Mr. Vang as the elderly Hmong man he saw on
January 9, 2009, but said that appellant was not one of the two kids that had harassed Mr. Vang
that day.
On November 23, 2009, the jury found appellant guilty of second degree murder (Pen.Code, §
187, subd. (a)).2 On January 4, 2010, the trial court denied appellant's motion for a new trial
and imposed sentence. Appellant was sentenced to 30 years to life on the murder count, plus
five years for the prior felony conviction allegation. He also received an additional three-year
term on a robbery case for which appellant was on probation. Appellant filed a timely notice of
appeal.
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(Doc. 14, Exh. A, pp. 2-4).
DISCUSSION
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I.
Jurisdiction
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Relief by way of a petition for writ of habeas corpus extends to a person in custody pursuant to
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the judgment of a state court if the custody is in violation of the Constitution, laws, or treaties of the
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United States. 28 U.S.C. § 2254(a); 28 U.S.C. § 2241(c)(3); Williams v. Taylor, 529 U.S. 362, 375 n.
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7 (2000). Petitioner asserts that he suffered violations of his rights as guaranteed by the United States
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Constitution. The challenged conviction arises out of the Fresno County Superior Court, which is
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located within the jurisdiction of this court. 28 U.S.C. § 2254(a); 28 U.S.C.§ 2241(d).
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On April 24, 1996, Congress enacted the Antiterrorism and Effective Death Penalty Act of 1996
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(“AEDPA”), which applies to all petitions for writ of habeas corpus filed after its enactment. Lindh v.
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Murphy, 521 U.S. 320 (1997), cert. denied, 522 U.S. 1008, 118 S.Ct. 586 (1997); Jeffries v. Wood, 114
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F.3d 1484, 1500 (9th Cir. 1997), cert. denied, 520 U.S. 1107 (1997), overruled on other grounds by
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Lindh, 521 U.S. 320 (holding the AEDPA only applicable to cases filed after statute’s enactment). The
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instant petition was filed after the enactment of the AEDPA and is therefore governed by its provisions.
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II.
Legal Standard of Review
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A petition for writ of habeas corpus under 28 U.S.C. § 2254(d) will not be granted unless he
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can show that the state court’s adjudication of his claim: “(1) resulted in a decision that was contrary
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to, or involved an unreasonable application of, clearly established Federal law, as determined by the
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Supreme Court of the United States; or (2) resulted in a decision that “was based on an unreasonable
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determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C.
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§ 2254(d); Lockyer v. Andrade, 538 U.S. 63, 70-71 (2003); Williams v. Taylor, 529 U.S. at 412-413.
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A state court decision is “contrary to” clearly established federal law “if it applies a rule that
contradicts the governing law set forth in [the Supreme Court’s] cases, or “if it confronts a set of facts
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that is materially indistinguishable from a [Supreme Court] decision but reaches a different result.”
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Brown v. Payton, 544 U.S. 133, 141 (2005), citing Williams, 529 U.S. at 405-406 (2000).
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Consequently, a federal court may not grant habeas relief simply because the state court’s decision is
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incorrect or erroneous; the state court’s decision must also be objectively unreasonable. Wiggins v.
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Smith, 539 U.S. 510, 511 (2003) (citing Williams v. Taylor, 529 U.S. at 409).
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In Harrington v. Richter, 562 U.S. ___ , 131 S.Ct. 770 (2011), the U.S. Supreme Court
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explained that an “unreasonable application” of federal law is an objective test that turns on “whether
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it is possible that fairminded jurists could disagree” that the state court decision meets the standards set
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forth in the AEDPA. If fairminded jurists could so disagree, habeas relief is precluded. Harrington,
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131 S.Ct. at 786. The Supreme Court has “said time and again that ‘an unreasonable application of
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federal law is different from an incorrect application of federal law.’” Cullen v. Pinholster, 131 S.Ct.
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1388, 1410-1411 (2011). Thus, a state prisoner seeking a writ of habeas corpus from a federal court
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“must show that the state court’s ruling on the claim being presented in federal court was so lacking in
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justification that there was an error well understood and comprehended in existing law beyond any
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possibility of fairminded disagreement.” Harrington, 131 S.Ct. at 787-788.
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The second prong of federal habeas review involves the “unreasonable determination” clause
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of 28 U.S.C. § 2254(d)(2). This prong pertains to state court decisions based on factual findings.
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Davis v. Woodford, 384 F.3d at 637, citing Miller-El v. Cockrell, 537 U.S. 322 (2003). Under §
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2254(d)(2), a federal court may grant habeas relief if a state court’s adjudication of the petitioner’s
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claims “resulted in a decision that was based on an unreasonable determination of the facts in light of
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the evidence presented in the State court proceeding.” Wiggins v. Smith, 539 U.S. at 520; Jeffries v.
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Wood, 114 F.3d at 1500. A state court’s factual finding is unreasonable when it is “so clearly
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incorrect that it would not be debatable among reasonable jurists.” Id.; see Taylor v. Maddox, 366
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F.3d 992, 999-1001 (9th Cir. 2004), cert.denied, Maddox v. Taylor, 543 U.S. 1038 (2004).
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To determine whether habeas relief is available under § 2254(d), the federal court looks to the
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last reasoned state court decision as the basis of the state court’s decision. See Ylst v. Nunnemaker,
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501 U.S. 979, 803 (1991); Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004). Where the state
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court decided the petitioner’s claims on the merits but provided no reasoning for its decision, the
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federal habeas court conducts “an independent review of the record...to determine whether the state
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court [was objectively unreasonable] in its application of controlling federal law.” Delgado v. Lewis,
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223 F.3d 976, 982 (9th Cir. 2002); see Himes v. Thompson, 336 F.3d 848, 853 (9th Cir. 2003).
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“[A]lthough we independently review the record, we still defer to the state court’s ultimate decisions.”
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Pirtle v. Morgan, 313 F.3d 1160, 1167 (9th Cir. 2002).
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The prejudicial impact of any constitutional error is assessed by asking whether the error had “a
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substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson,
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507 U.S. 619, 623 (1993); see also Fry v. Pliler, 551 U.S. 112, 119-120 (2007)(holding that the Brecht
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standard applies whether or not the state court recognized the error and reviewed it for harmlessness).
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III. Review of Petitioner’s Claims.
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Petitioner alleges the prosecution engaged in misconduct by introducing evidence of gang
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membership, by referencing a “racial” motive for the crime, by making Biblical references during
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closing argument, and by expressing his personal belief in Petitioner’s guilt to the jury. (Doc. 1 at 5-6).
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A. Prosecutorial Misconduct.
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Petitioner contends that the prosecution engaged in misconduct during the trial and that such
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misconduct cannot be considered harmless error. The Court disagrees.
1. The 5th DCA’s Opinion.
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The 5th DCA rejected Petitioner’s claim as follows:
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Our Supreme Court recently summarized the applicable state and federal law standards
regarding claims of prosecutorial misconduct:
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“Under California law, a prosecutor commits reversible misconduct if he or she makes use of
‘deceptive or reprehensible methods' when attempting to persuade either the trial court or the
jury, and it is reasonably probable that without such misconduct, an outcome more favorable to
the defendant would have resulted. [Citation.] Under the federal Constitution, conduct by a
prosecutor that does not result in the denial of the defendant's specific constitutional rights ...
but is otherwise worthy of condemnation, is not a constitutional violation unless the challenged
action ‘ “so infected the trial with unfairness as to make the resulting conviction a denial of due
process.” ‘ [Citations.]” (People v. Riggs (2008) 44 Cal.4th 248, 298.)
The usual rules of forfeiture apply to such claims. Thus: “‘[A] defendant may not complain on
appeal of prosecutorial misconduct unless in a timely fashion—and on the same ground—the
defendant made an assignment of misconduct and requested that the jury be admonished to
disregard the impropriety. [Citation.]’” (People v. Stanley (2006) 39 Cal.4th 913, 952.)
With these principles in mind, we now consider the specific instances of alleged prosecutorial
misconduct.
I. Introduction of Gang Evidence
Defendant's first contention is that the trial court prejudicially erred when it denied his motion
for mistrial relating to the prosecutor's alleged introduction of gang evidence. “‘A mistrial
should be granted if the court is apprised of prejudice that it judges incurable by admonition or
instruction. [Citation.] Whether a particular incident is incurably prejudicial is by its nature a
speculative matter, and the trial court is vested with considerable discretion in ruling on mistrial
motions. [Citation]’ [Citation.]” (People v. Collins (2010) 49 Cal.4th 175, 198.) A motion for
mistrial should be granted when a defendant's chances of receiving a fair trial have been
irreparably damaged. (Ibid.; People v. Ayala (2000) 23 Cal.4th 225, 282.) A trial court's denial
of a mistrial motion is reviewed under the abuse of discretion standard. (People v. Ayala, supra,
at p. 282.)
During in limine proceedings, the trial court granted defense counsel's motion to exclude any
reference to appellant's active membership in the Eastside Fresno Bulldogs gang. At trial, crime
scene technician Kathy Ens testified regarding items that she collected as evidence from
appellant's Verrue Avenue residence. One of the items was a photograph found in a bedroom,
referred to at trial as exhibit No. 91A. The photograph depicts a group of four individuals,
including appellant, a younger boy (Freddy), and two smaller children sitting together on a bed.
In the picture, appellant and Freddy are wearing red shirts and an infant child in appellant's lap
is wearing a red hat with a bulldog emblem. Appellant is shown smiling and making a gesture in
which his middle finger is extended upward, and Freddy is grinning and making a different kind
of hand gesture.
At a recess following Ms. Ens's testimony, defense counsel moved for a mistrial based on the
fact that exhibit No. 91A was published to the jury. Defense counsel argued that the picture
violated the trial court's order excluding gang evidence because it showed appellant and Freddy
wearing red shirts and it showed Freddy making gestures that could be interpreted as “gang
sign[s].” The trial court disagreed, pointing out that there had been no testimony telling the jury
that anything in the photograph potentially indicated gang involvement. Furthermore, the hand
gesture made by Freddy, whatever its meaning, could not reasonably be attributed to appellant,
and there was no reason for the jurors to conclude it was anything sinister. Also, the trial court
reminded defense counsel that the photograph in exhibit No. 91A had been known to defense
counsel prior to its being introduced and no objection was raised.
The trial court also noted the photograph was relevant because it was found at the Verrue
Avenue residence and was therefore an indicator of appellant's connection to that residence,
where other important evidence was found. It also portrayed a close relationship between
appellant and Freddy (both are smiling in the photograph and making gestures), which was
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relevant because Freddy's trial testimony was expected to differ from what he told police
officers at the time of the investigation. The trial court concluded that the photograph was not
gang evidence and was not prejudicial. Accordingly, the trial court denied the motion for
mistrial.
We agree with the trial court that the introduction of the photograph did not prejudice appellant
or deprive him of a fair trial. No testimony was presented in the case regarding gangs, gang
colors or gestures. No one testified that appellant was a member of any criminal gang or that
anything in the photograph indicated possible gang membership. In such a context, we do not
believe the photograph alone would have led lay jurors to conclude that appellant was a member
of a criminal gang. Although it is true the photograph pictured appellant and Freddy wearing red
shirts and Freddy making an unidentified hand gesture, etc., by itself, the photograph was
simply too indefinite and inconclusive to have led jurors to assume that appellant was likely a
gang member. Also, as noted by the trial court, the photograph was relevant for reasons that had
nothing to do with gangs. We conclude that the photograph did not constitute improper gang
evidence and that its introduction into evidence was not misconduct.
In any event, even assuming hypothetically that the photograph was suggestive of appellant's
gang-member status and should not have been introduced into evidence, its publication to the
jury was not prejudicial in this case. The photograph was only briefly before the jury's eyes, its
probative value as evidence of gang status was at best relatively limited or remote, and in light
of the significance of other evidence, it was not something upon which the jury would likely
have focused much attention. Above all, it was not prejudicial because other evidence clearly
and overwhelmingly established appellant's guilt. “The erroneous admission of gang or other
evidence requires reversal only if it is reasonably probable that appellant would have obtained a
more favorable result had the evidence been excluded.” (People v. Avitia (2005) 127
Cal.App.4th 185, 194.) In light of the strong and compelling evidence of guilt that included
Freddy's statement that he overheard appellant admitting he beat up an old man in the alley, the
DNA match confirming that Mr. Vang's blood was on appellant's jacket, and Detective Yee's
testimony that the pattern on appellant's tennis shoes was identical to the pattern in the bloody
shoe print found on the concrete near Mr. Vang's body, we conclude that even if error occurred,
there was no prejudice.
For all of these reasons, the motion for mistrial was properly denied.
Appellant adds a further contention. He claims on appeal that the prosecutor committed a
second violation of the trial court's no-gang-evidence order by introducing Freddy's police
interview, in which the interviewing officer and Freddy briefly referred to appellant's friend and
possible accomplice in the beating as appellant's “home boy.” The claim of error was forfeited
by failure to object or otherwise raise the issue below. (People v. Stanley, supra, 39 Cal.4th at p.
952.) Additionally, it is clear from the entire interview that the term was being used as
synonymous with “friend,” and there is no reason to believe the jury understood the phrase to
mean a fellow gang member. Thus, even if the claim had not been forfeited, appellant failed to
show prejudice.
II. Prosecutor's Comment During Opening Statement
Appellant claims the prosecutor committed misconduct of a prejudicial nature during the
opening statement and that, as a result of that misconduct, the trial court should have granted
appellant's motion for a new trial. (§ 1181, subd. 5 [new trial may be granted if prosecutor “has
been guilty of prejudicial misconduct during the trial thereof before a jury”].) On appeal, a trial
court's denial of a motion for new trial is reviewed for abuse of discretion and will not be
disturbed unless “‘“a manifest and unmistakable abuse of discretion clearly appears.”’” (People
v. Guerra (2006) 37 Cal.4th 1067, 1159–1160.)
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During his opening statement, the prosecutor made the following remarks regarding the
unknown motive for the crime: “This ... case is about a chance encounter. I'm not saying that if
it weren't for bad luck I wouldn't have any, but that was Mr. Vang that particular morning.
There's no evidence that [appellant] set out, thought about it the night before, thought about it an
hour before to go kill Mr. Vang. We can speculate on the reasons why he did it. Mr. Vang looks
different, talks different, sounds different, he was from a different immigrant group.”
At that moment, defense counsel objected to the prosecutor's “[i]mproper argument,” and the
trial court sustained the objection, explaining that “speculation is probably not something for an
opening statement.” The prosecutor said “[s]ure,” and quickly clarified that his “point” was only
that “you're not gonna hear evidence of what that reason was.” No admonition was sought, but
the trial court did twice instruct the jury that they must decide the case based solely on the
evidence and that nothing the attorneys said, including remarks made during opening and
closing statements, constituted evidence.
In his motion for new trial, appellant claimed that the prosecutor's comment during the opening
statement improperly suggested to the jury that Mr. Vang's murder was racially motivated. The
trial court rejected appellant's argument. The trial court noted that, in context, the comment did
not convey to the jury that the crime was racially motivated, but only that there was no evidence
of any motive for the crime. That is, although the People did not have to prove a motive, the
prosecutor was letting the jury know that the People had no explanation for why somebody beat
a defenseless old man to death. When, in elaborating that the motive was unknown, the
prosecutor started to speculate, defense counsel's prompt objection was immediately sustained
and the prosecutor moved on. In denying the motion for a new trial on this ground, the trial
court concluded that “to say that that was somehow stimulating some kind of racial animus or
trying to encourage the jurors to convict [appellant] because they should believe that he engaged
in some sort of racial attack ... is a huge stretch based on the state of the record.” (Italics added.)
Appellant contends that the race comment made in opening statement constituted prejudicial
and reversible misconduct by the prosecutor and the trial court erred when it denied the motion
for new trial on this ground. We disagree.
“‘[P]rosecutorial misconduct in an opening statement is not grounds for reversal of the
judgment on appeal unless the misconduct was prejudicial or the conduct of the prosecutor so
egregious as to deny the defendant a fair trial.’ [Citation.]” (People v. Wrest (1992) 3 Cal.4th
1088, 1109.) “When a claim of misconduct is based on the prosecutor's comments before the
jury, ‘“the question is whether there is a reasonable likelihood that the jury construed or applied
any of the complained-of remarks in an objectionable fashion.”’ [Citation.]” (People v. Friend
(2009) 47 Cal.4th 1, 29.)
We agree with the trial court's analysis of this issue. The obvious message that the prosecutor
was communicating to the jury was that there was no known motive for the killing; that is, the
People had no evidence of any motive. In elaborating further on that point, the prosecutor
unfortunately expressed the matter with statements to the effect that while one could only
speculate as to a possible motive, there was no evidence of one. The prosecutor's off-hand and
speculative remark about race was in that limited context, it was met with a prompt and
sustained objection, and the trial court instructed the jury that statements of counsel were not
evidence. It was never again mentioned in the trial. In light of the entire context, the
prosecutor's isolated and fleeting remark in his opening statement was not misconduct, but even
if it was, there was no prejudice. The jury would not have construed the remark as meaning that
there was a racial motive for the crime. Furthermore, any possible uncertainty on that issue was
promptly and firmly dispelled by the sustained objection and the trial court's further instructions
to the effect that the jury must only consider evidence and the attorney's statements are not
evidence. The trial court did not abuse its discretion in denying the motion for new trial on this
ground.
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III. Prosecutor's Expression of Personal Belief in Appellant's Guilt
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Appellant contends the trial court erred by failing to grant his motion for a new trial based on
other alleged prosecutorial misconduct—namely, the prosecutor's statement to the jury during
closing argument that “[w]e” all know appellant beat Mr. Vang to death. Appellant's contention
is without merit.
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“‘A prosecutor may not express a personal opinion or belief in the guilt of the accused when
there is a substantial danger that the jury will view the comments as based on information other
than evidence adduced at trial.’ [Citations.] The danger that the jury will view the prosecutor's
expressed belief in the defendant's guilt as being based on outside sources ‘is acute when the
prosecutor offers his opinion and does not explicitly state that it is based solely on inferences
from the evidence at trial.’ [Citations.] Nevertheless, not all such comments are improper.
Rather, ‘[t]he prosecutor's comments must ... be evaluated in the context in which they were
made, to ascertain if there was a substantial risk that the jury would consider the remarks to be
based on information extraneous to the evidence presented at trial.’ [Citations.]” (People v.
Lopez (2008) 42 Cal.4th 960, 971.)
Here, in his rebuttal to defense counsel's closing argument, the prosecutor stated as follows: “Va
Ger Vang, 88 pound, 63–year–old Hmong man who didn't deserve to die the way he did.
Everybody agrees with that. He didn't deserve to have [appellant] beat him to death. We all
agree to that. We all know that's what happened here.” Appellant objected that this was
“[i]mproper argument,” and the trial court responded, “It's argument, Counsel.” The trial court
later revisited the issue and explained that the prosecutor was merely speaking in the collective
“‘we,’” referring to the jury. That is, rather than referring to the prosecutor's own personal
beliefs, the phrase “‘we know’ [was] essentially saying, ‘we,’ ‘all of us,’ ‘collectively,’ ‘the 12
of you,’ know what happened. That is a fair argument.”
Appellant raised the issue in his motion for new trial. The trial court once again rejected
appellant's claim. The trial court noted that, in context, the prosecutor's argument meant that
because of the strength of the evidence of guilt, “we all know” what happened. It was therefore
a comment on the strength of the evidence at trial. The “point of the argument was that they, the
jurors, all know it.” The prosecutor's argument did not in any way suggest that the prosecutor
had an additional source of information or evidence to support the finding that appellant was
guilty. Therefore, there was no misconduct.
On appeal, appellant argues that these remarks conveyed the prosecutor's personal beliefs and
did so in such a way that the jury may have concluded they were based on evidence not before
the jury. We disagree.
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“‘The prosecution is given wide latitude during closing argument to make fair comment on the
evidence, including reasonable inferences or deductions to be drawn from it.’” (People v.
Collins, supra, 49 Cal.4th at p. 213.) Here, the evidence of appellant's guilt was strong and
compelling. The prosecutor was merely commenting on that fact using a collective form of
expression (i.e., “we all know”) as a way of saying, in effect, that the jury knew from the
overwhelming evidence that appellant was guilty. In context, the jury would not have
interpreted the prosecutor's argument as a statement of personal beliefs derived from evidence
the jury never heard. We conclude there was no misconduct. The trial court did not abuse its
discretion in denying the motion for new trial on this ground.
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IV. Biblical and Other Historical References
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Lastly, appellant argues the prosecutor committed prejudicial misconduct by referring to the
Code of Hammurabi and the Bible. We disagree. In closing argument, the prosecutor briefly
alluded to ancient codes that he characterized as “draconian” “strict responsibility” codes
because, as the prosecutor understood them, they did not recognize lesser degrees of culpability
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based on a consideration of a perpetrator's mental state, as current law does. Thus, the
prosecutor referred to ancient strict liability codes for purposes of comparison, to emphasize the
fact that current law considers the state of mind of the perpetrator and recognizes that there is
less culpability for manslaughter as opposed to murder.
Appellant moved for a new trial on the ground that the prosecutor was using Biblical language
(“an eye for an eye”) as a coded message to jurors to disregard the law and take vengeance on
appellant. The trial court flatly rejected that argument. The trial court found that the prosecutor's
argument was not an appeal to religious authority nor a request that jurors invoke an ancient or
Biblical maxim in punishing appellant, but was “instead an attempt to illustrate to the jurors
what their actual burden was, what the actual burden of the People was.”
The trial court's ruling has not been shown to be in error. Under the circumstances, the
prosecutor's reference to ancient laws was not an appeal to a higher authority or an attempt to
cause the jury to follow a Biblical maxim. The reference was plainly illustrative only, to clarify
the present state of the law. We conclude there was no misconduct, and appellant was not
prejudiced by the mention of ancient codes for illustrative purposes. (People v. Abilez (2007) 41
Cal.4th 472, 527.) The trial court did not abuse its discretion in denying the motion for new trial
on this ground.
(Doc. 14, Ex. A, pp. 5-15).
2. Federal Standard.
A habeas petition will be granted for prosecutorial misconduct only when the misconduct “so
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infected the trial with unfairness as to make the resulting conviction a denial of due process.” Darden
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v. Wainwright, 477 U.S. 168, 171, 106 S.Ct. 2464 (1986) (quoting Donnelly v. DeChristoforo, 416
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U.S. 637, 643 (1974)); see, Bonin v. Calderon, 59 F.3d 815, 843 (9th Cir. 1995). To constitute a due
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process violation, the prosecutorial misconduct must be “of sufficient significance to result in the denial
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of the defendant=s right to a fair trial.” Greer v. Miller, 485 U.S. 756, 765, 107 S.Ct. 3102, 3109 (1987)
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(quoting United States v. Bagley, 473 U.S. 667, 105 S.Ct. 3375 (1985)). Under this standard, a
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petitioner must show tthere is a reasonable probability the error complained of affected the outcome of
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the trial - i.e., that absent the alleged impropriety; the verdict probably would have been different.
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Regarding a prosecutor’s solicitation of inadmissible evidence, the admission of evidence in a
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state criminal proceeding is not subject to federal habeas review unless a specific federal constitutional
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guarantee is violated or the error is of such magnitude that the result is a denial of fundamental due
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process and the right to a fair trial. See Estelle, 502 U.S. at 67; Colley v. Sumner, 784 F.2d 984, 990
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(9th Cir. 1984); Jefferies v. Blodgett, 5 F.3d 1180, 1192 (9th Cir. 1993). State law foundational and
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admissibility questions raise no federal question. Johnson v. Sublett, 63 F.3d 926, 930 (9th Cir. 1995).
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Since this ground for relief pertains to an issue of evidentiary error, Petitioner fails to raise a federal
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question as required for federal habeas review.
However, in Payne v. Tennessee, the Supreme Court stated that if evidence introduced at a
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criminal trial “is so unduly prejudicial that it renders the trial fundamentally unfair, the Due Process
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Clause of the Fourteenth Amendment provides a mechanism for relief.” 501 U.S. 808, 825, 111 S.Ct.
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2597 (1991) (citing Darden v. Wainwright, 477 U.S. 168, 170-83, 106 S.Ct. 2464 (1986)). Darden
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provides that the “relevant question” is whether admission of the challenged evidence “so infected the
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trial with unfairness as to make the resulting conviction a denial of due process.” 477 U.S. at 181, 106
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S.Ct. 2464; Romano v. Oklahoma, 512 U.S. 1, 12, 114 S.Ct. 2004 (1994) (“The relevant question in
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this case . . . is whether the admission of evidence regarding petitioner’s prior death sentence so
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infected the sentencing proceeding with unfairness as to render the jury’s imposition of the death
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penalty a denial of due process”).
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3. Analysis.
The success of this claim, as presented by Petitioner, hinges entirely upon this Court agreeing
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with Petitioner’s narrow and highly prejudicial interpretations of the comments and evidence of the
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prosecutor, interpretations that are at variance with the state appellate court’s common sense
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interpretation of those same comments and evidence regarding what a reasonable juror would have
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understood about those comments and evidence.
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First, the 5th DCA concluded that the photograph of Petitioner, which he insists constitutes gang
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evidence, did not imply that Petitioner was a gang member, there was no evidence presented at trial that
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Petitioner was involved with a street gang, and the purported “signs” made by Petitioner and another
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person in the photograph would not reasonably have been understood by jurors as “gang signs.”
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Moreover, as the trial court noted, the photograph was crucial evidence connecting Petitioner to the
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residence in which other incriminating evidence was found and establishing Petitioner’s friendship with
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a prosecution witness whose testimony was expected to change from when he was first interviewed by
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police, thus providing the prosecution with a theory for the witness’s divergent accounts of events.
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Petitioner also contends that a police interview, in which a witness, Freddy, and a police officer
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referred to one of Petitioner’s friends as “home boy” constitutes gang evidence. The 5th DCA
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dismissed this contention, noting that the jury would simply have understood this reference to equate
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with “friend.” Again, no other evidence was presented at trial to guide the jury in understanding that
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the term “home boy” may have a specific meaning among gang members, and there is no reason to
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believe, based on the transcript of the trial, that jurors so understood the phrase. That being the case,
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the state court’s interpretation of the phrase was not objectively unreasonable.
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As to the prosecutor’s comments in his opening statement that the State had no evidence
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regarding motive, but noting that the victim looked, acted, and talked differently (as a Hmong native),
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Petitioner contends that the prosecution was suggesting a racial motive for the murder. The 5th DCA
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noted that the defense objection was immediately sustained, the jury was instructed that statements of
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counsel were not evidence, that they were to decide the case only on evidence, and the issue of race was
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never mentioned again. The appellate court agreed with the trial court that, under all the circumstances,
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the prosecutor’s words, while perhaps ill-chosen, were simply intended to explain that the State had no
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motive for the killing and that any motive found by the jury would be based on mere speculation, and
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were not intended to suggest a racial motive for the murder.
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Regarding the prosecutor’s use of the pronoun “we” in commenting that “[the victim] didn't
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deserve to have [Petitioner] beat him to death. We all agree to that. We all know that's what happened
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here” (emphasis supplied), the 5th DCA summarily rejected this contention as a due process violation,
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noting that the prosecutor was referring to the “collective we” in addressing the jury and was not
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expressing any personal belief in the guilt of Petitioner.
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Finally, regarding the prosecutor’s references to the Biblical maxim of “an eye for an eye” and
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the Code of Hammurabi, the 5th DCA rejected Petitioner’s contention that the prosecutor was sending a
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“coded” message to jurors to seek vengeance on Petitioner. Rather, the appellate court reasoned, the
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prosecutor was distinguishing older historic and Biblical moral codes that did not permit reduced
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degrees of culpability, as does California law. This is an eminently reasonable interpretation of the
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prosecutor’s comments when viewed in context. Moreover, the jurors were fully instructed on the
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applicable burden of proof and the elements of the offense.
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As can be seen from the above discussion, all of the comments and evidence objected to by
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Petitioner as being intentionally prejudicial have alternative, and non-prejudicial, interpretations that
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were accepted by both the state trial and appellate courts. Under the AEDPA’s deferential standard,
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this Court’s review does not involve a determination whether the state court’s interpretation of these
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undisputed facts was right or wrong, but is more narrowly centered on whether or not the state court’s
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interpretation of these facts was objectively reasonable. The interpretations endorsed by the state courts
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are, as discussed above, inherently thoughtful, realistic, and objectively reasonable. Although
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Petitioner attributes a more sinister and negative construction to those comments and evidence, the
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record and circumstances of the case do not weigh in his favor. However, as mentioned, the issue is not
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whether Petitioner or the state court is “right” about the construction, but only whether the state court’s
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construction is objectively reasonable. It seems to the Court beyond dispute that the state court’s
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interpretation is objectively reasonable. Thus, there is no basis upon which to grant habeas relief on
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this claim of prosecutorial misconduct.
Under all the circumstances, the Court agrees with Respondent that reasonable jurists could
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have concluded, as did the state courts, that the prosecutor’s comments in closing argument were just
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that, i.e., argument, not misconduct, and that, even if considered to be misconduct, they were not Aof
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sufficient significance to result in the denial of the defendant=s right to a fair trial.@ Greer v. Miller, 485
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U.S. at 765. Accordingly, no federal due process violation occurred. Hence, the petition should be
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denied with prejudice.
RECOMMENDATION
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Accordingly, the Court RECOMMENDS that Petitioner’s Petition for Writ of Habeas Corpus
(Doc. 1), be DENIED with prejudice.
This Findings and Recommendation is submitted to the United States District Court Judge
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assigned to the case, pursuant to the provisions of 28 U.S.C. § 636 (b)(1)(B) and Rule 304 of the Local
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Rules of Practice for the United States District Court, Eastern District of California. Within 21 days
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after being served with a copy of this Findings and Recommendation, any party may file written
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objections with the Court and serve a copy on all parties. Such a document should be captioned
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“Objections to Magistrate Judge’s Findings and Recommendation.” Replies to the Objections shall be
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served and filed within 10 court days after service of the Objections. The Court will then review the
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Magistrate Judge’s ruling pursuant to 28 U.S.C. § 636 (b)(1)(C). The parties are advised that failure to
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file objections within the specified time may waive the right to appeal the Order of the District Court.
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Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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IT IS SO ORDERED.
Dated:
November 5, 2014
/s/ Jennifer L. Thurston
UNITED STATES MAGISTRATE JUDGE
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