Brown et al v. Fresno Unified School District Educational Facilities Corporation
Filing
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ORDER DISMISSING, with leave to amend, plaintiff's complaint for failure to allege facts sufficient to state a claim on which relief may be granted. Plaintiff is DIRECTED to file an amended complaint within thirty days of service of this order or face dismissal, with prejudice. It is FURTHER ORDERED that defendant's Motion to Dismiss, document 5 , is dismissed. Order signed by Magistrate Judge Sandra M. Snyder on 10/30/2012. (Rooney, M)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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HORACE CHESTER BROWN, JR., and
SHEILA BROWN,
CASE NO. 1:12-cv-01597-AWI-SMS
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Plaintiffs,
ORDER DISMISSING COMPLAINT FOR
FAILURE TO STATE A CLAIM WITH
LEAVE TO AMEND WITHIN THIRTY DAYS
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v.
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FRESNO UNIFIED SCHOOL DISTRICT,
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(Docs. 1 and 5)
Defendant.
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/
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Screening Order
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Plaintiffs Horace Chester Brown, Jr., and Sheila Brown, proceeding in forma pauperis,
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filed their complaint on September 26, 2012.1 Because Plaintiff’s complaint fails to state a claim
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upon which relief can be granted, 28 U.S.C. § 1915(e)(2)(B)(ii) requires this Court to dismiss it.
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This order grants Plaintiff thirty days in which to amend his complaint to state a claim for which
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relief may be granted (a “cognizable claim”).
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I.
Screening Requirement
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The statutory privilege of proceeding in forma pauperis is a privilege, not a right.
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Williams v. Field, 394 F.2d 329, 332 (9th Cir.), cert. denied, 393 U.S. 891 (1968); Smart v.
Heinze, 347 F.2d 114, 116 (9th Cir.), cert. denied, (1965). “Indigence does not create a
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constitutional right to the expenditure of public funds and the valuable time of the courts in order
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to prosecute an action which is totally without merit.” Phillips v. Mashburn, 746 F.2d 782, 785
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(11th Cir. 1984). Accordingly, the statute requires the Court to screen any case in which a
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References to “Plaintiff” in this action refer only to Plaintiff Horace Chester Brown, Jr. See also Section
IV below.
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plaintiff proceeds in forma pauperis, as provided in 28 U.S.C. § 1915. A court must dismiss any
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case, regardless of the fee paid, if the action or appeal is (1) frivolous or malicious; (2) fails to
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state a claim on which relief may be granted; or (3) seeks monetary relief from a defendant who
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is immune from such relief. 28 U.S.C. § 1915 (e)(2)(B).
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II.
Summary of Alleged Facts
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Plaintiff, born March 15, 1956, was previously employed as a custodian by Defendant
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Fresno Unified School District Educational Facilities Corporation. He was a member of the
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Service Employees International Union (SEIU) and subject to the terms of a collective bargaining
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agreement. In addition to his regular employment health coverage, Plaintiff subscribed to
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voluntary subsidized disability coverage through American Fidelity Assurance Company, which
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was owned by Fresno Unified School District.
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Beginning in 1999, Plaintiff suffered from “Intractable and Chronicle Hiccups.”2 On
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March 1, 2011, Plaintiff’s physician, gastroenterologist Rahim Raoufi, M.D., notified
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Defendant’s human resources department that Plaintiff required certain working conditions as a
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result of his medical condition.3 Dr. Raoufi apparently recommended Plaintiff’s use of a face
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mask and limited contact with dust and various cleaning products while he performed his job.
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Defendant did not modify Plaintiff’s working conditions.
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Also on March 1, 2011, University Central Medical Specialty Center, for which Dr.
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Raoufi worked, faxed to Defendant’s disability benefits department a physician’s statement
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indicating that Plaintiff was unable to work in any occupation from October 13, 2010, through
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July 11, 2011. The physician’s statement indicated that Plaintiff’s Intractable and Chronicle
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Hiccups caused difficulty in speaking, eating, breathing, and concentrating at work.
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On March 24 and 31, 2011, Plaintiff and Mrs. Brown met with Defendant’s job
modification committee, where they were informed that Plaintiff needed to work thirty more days
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Although the Court questions whether Plaintiff intended to refer to “intractable and chronic hiccups,” it
will use Plaintiff’s terminology in this order.
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The complaint also includes an allegation referring to a letter dated February 22, 2012. The Court is
unable to determine whether Dr. Raoufi wrote two letters or whether one of the dates is inaccurate.
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as a custodian to qualify for retirement. Information they received from the California Public
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Employee Retirement System (CalPERS), however, indicated that Plaintiff already had sufficient
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work credit years to retire.
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On April 8, 2011, Plaintiff had surgery on the right and left side of his phrenic nerve
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block (neck and throat) and front chest area. Plaintiff returned to work to complete the required
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thirty days of employment. On April 12, 2011, Plaintiff suffered a stroke while at work.
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According to Plaintiff, his job was terminated without his knowledge on April 12, 2011.
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He alleges that he received no written or oral termination notice and did not submit a resignation
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letter to Defendant or SEIU. On May 20, 2011, Defendant sent Plaintiff a letter stating that as of
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April 13, 2011, he had been placed on its re-employment list. The letter further indicated that
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Plaintiff had exhausted all of his paid and unpaid leaves of absence. Nonetheless, from April 13
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through September 24, 2011, Plaintiff believed that he was still employed by Defendant.
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Between September 29 and October 14, 2011, Plaintiff discovered that Defendant had
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terminated his employment. He filed a grievance for wrongful termination discrimination,
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disability discrimination, and retaliation with EEOC. On November 29, 2011, he filed
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grievances with the California Department of Fair Employment and Housing.4
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Plaintiff alleges that Defendant provided different information to Plaintiff, Fidelity, and
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the EDD office.5 Defendant advised Plaintiff that he was on R-39 status.6 Defendant advised
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EDD that Plaintiff was still employed and receiving full wages. Defendant advised Fidelity that
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Plaintiff had resigned.
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On July 23, 2011, CalPERS provided Plaintiff with retirement estimation information as
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of July 23, 2011. It indicated that if Plaintiff retired as of April 14, 2011, at the age of 55 years,
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he would have 10.604 total years of service credit with final compensation of $2817.40 monthly.
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The complaint does not report the outcome of these grievances. The amended complaint should do so.
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The complaint does not identify “the EDD office” other than by its acronym.
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The amended complaint should define “R-39 status.”
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On February 1, 2012, EDD mailed Plaintiff a redetermination letter advising Plaintiff
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that, since it could not establish that Defendant continued to pay Plaintiff, Plaintiff was eligible
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for disability insurance beginning November 1, 2011.
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On March 15, 2012, Plaintiff forwarded for Defendant’s endorsement the documentation
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for disability retirement required by CalPERS. Defendant did not endorse these forms, although
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its endorsement was required to allow Plaintiff to begin processing his application. When
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Defendant was unresponsive to Plaintiff’s repeated requests by letter and personal visits that it
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sign and release the requisite forms, Fidelity inquired on Plaintiff’s behalf.
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On June 19, 2012, Plaintiff suffered another stroke.
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In July 2012, Fidelity advised Plaintiff that he needed to go to Defendant’s payroll
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department to have the CalPERS forms signed. Although Plaintiff continued to attempt to do so,
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Defendant repeatedly cancelled appointments and referred Plaintiff to individuals who were not
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authorized to endorse the papers.
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On an unspecified date at Bethune Elementary School, Plaintiff overheard his supervisor,
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who was discussing Plaintiff’s job duties with someone, state, referring to Plaintiff, “I will pencil
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whoop him.”
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III.
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Cognizable Claim
In determining whether a complaint fails to state a cognizable claim, a court applies
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substantially the same standard applied in motions to dismiss pursuant to F.R.Civ.P. 12(b)(6).
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Gutierrez v. Astrue, 2011 WL 1087261 at *1 (E.D.Cal. March 23, 2011) (No. 1:11-cv-00454-
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GSA). “The focus of any Rule 12(b)(6) dismissal . . . . is the complaint.” Schneider v.
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California Department of Corrections, 151 F.3d 1194, 1197 n. 1 (9th Cir. 1998). A court must
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dismiss a complaint, or portion of a complaint, for failure to state a claim upon which relief can
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be granted if it appears beyond doubt that the plaintiff can prove no set of facts in support of his
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or her claim(s) that would entitled the plaintiff to relief. Hishon v. King & Spalding, 467 U.S.
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69, 73 (1984). When a court reviews a complaint under this standard, it must accept as true the
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complaint’s allegations (Hospital Bldg. Co. v. Trustees of Rex Hospital, 425 U.S. 738, 740
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(1976)), construe the pleadings in the light most favorable to the plaintiff (Resnick v. Hayes, 213
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F.3d 443, 447 (9th Cir. 2000)), and resolve all doubts in the plaintiff’s favor (Jenkins v.
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McKeithen, 395 U.S. 411, 421 (1969)).
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A.
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The sufficiency of a complaint is first determined by referring to F.R.Civ.P. 8(a) which
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Short and Plain Statement
requires that a civil complaint contain:
(1)
a short and plain statement of the grounds for the court’s jurisdiction,
unless the court already has jurisdiction and the claim needs no new
jurisdictional support;
(2)
a short and plain statement of the claim showing the pleader is entitled to
relief; and
(3)
a demand for the relief sought which may include relief in the alternative
or different types of relief.
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“Rule 8(a)’s simplified pleading standard applies to all civil actions, with limited
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exceptions.” Swierkiewicz v. Sorema N. A., 534 U.S. 506, 512 (2002). The complaint must
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“must simply give the defendant fair notice of what the plaintiff’s claim is and the grounds upon
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which it rests.” Swierkiewicz, 534 U.S. at 512.
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B.
Principles of Pleading
1.
Factual Allegations and Legal Conclusions
Determining a complaint’s sufficiency invokes two underlying principles of pleading.
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Ashcroft v. Iqbal, 556 U.S. 662, 678-79 (2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
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555 (2007). First, the Court must accept as true the well-pleaded factual allegations of the
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complaint. Twombly, 550 U.S. at 555. Detailed factual allegations are not required, but
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“[t]hreadbare recitals of the elements of the cause of action, supported by mere conclusory
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statements, do not suffice.” Iqbal, 556 U.S. at 678. “Plaintiff must set forth sufficient factual
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matter accepted as true, to ‘state a claim that is plausible on its face.’” Iqbal, 556 U.S. at 677,
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quoting Twombly, 550 U.S. at 555.
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Although accepted as true, “[f]actual allegations must be [sufficient] to raise a right to
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relief above the speculative level.” Twombly, 550 U.S. at 555 (citations omitted). A plaintiff
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must set forth “the grounds of his entitlement to relief,” which “requires more than labels and
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conclusions, and a formulaic recitation of the elements of a cause of action.” Id. at 555-56
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(internal quotation marks and citations omitted). In this case, Plaintiff clearly labeled his claims
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but failed to provide sufficient factual allegations to allow the Court to evaluate whether the
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claims are cognizable.
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While factual allegations are accepted as true, legal conclusions are not. Iqbal, 556 U.S.
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at 678. A court is “not bound to accept as true a legal conclusion couched as a factual
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allegation.” Id. “Nor is the court required to accept as true allegations that are merely
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conclusory, unwarranted deductions of fact, or unreasonable inferences.” Sprewell v. Golden
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State Warriors, 266 F.3d 979, 988 (9th Cir. 2001).
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A legal conclusion is a statement such as: “The defendant has breached EEOC laws.”
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Reaching a legal conclusion is the Court’s job. The complaint should allege facts supporting
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each element of the claim so that the Court can reach a legal conclusion. A fact is a statement
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such as: “Employer advertised a supervisory job in March 1980"; “Plaintiff was diagnosed with
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multiple sclerosis in August 1991"; or “Plaintiff requires headphones to hear the telephone.”
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2.
Plausible Claim for Relief
The second underlying principle is that “only a complaint that states a plausible claim for
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relief survives a motion to dismiss.” Iqbal, 556 U.S. at 679. To permit the Court to determine
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that a complaint states a plausible claim for relief, based on the reviewing court’s judicial
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experience and common sense, the well-pleaded facts must permit the court “to infer more than a
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mere possibility . . . . ‘that the pleader is entitled to relief.’” Id., quoting F.R.Civ.P. 8(a)(2). The
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Supreme Court explained:
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In keeping with these principles a court considering a motion to dismiss can
choose to begin by identifying pleadings that, because they are no more than
conclusions, are not entitled to the assumption of truth. While legal conclusions
can provide the framework of a complaint, they must be supported by factual
allegations. When there are well-pleaded factual allegations, a court should
assume their veracity and then determine whether they plausibly give rise to an
entitlement to relief.
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Iqbal, 556 U.S. at 679.
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C.
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Because the complaint is difficult to follow, uses terminology unfamiliar to the Court,
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Plaintiff’s Complaint
and is incomplete, the Court’s screening is necessarily incomplete and may include inaccuracies.
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In addition to addressing the substantive matters discussed below, Plaintiff should endeavor to
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clearly identify the dates on which alleged occurrences took place, organizing his factual
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allegations chronologically. He must not assume that the Court is familiar with acronyms or
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special terminology used by his employer or in his field of work. His factual allegations must be
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sufficiently detailed to allow the Court and the defendant(s) to fully understand the incidents that
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he describes. References to the plaintiff or defendant must be accurate; for example, did Plaintiff
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mean to allege at Doc. 1, page 18, that “plaintiff” breached EEOC rules?
Although Plaintiff has an unqualified right to bring his case on his own behalf (pro se), he
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should carefully consider whether he wishes to obtain legal assistance or consultation before
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proceeding. “Pro se representation . . . . imposes burdens not only on the pro se party but also on
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the opposing party and the decision maker.” Santaglia v. Sun Microsystems, Inc., 9 OCAHO
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1097, 2003 WL 21214655 at * 4 (O.C.A.H.O. May 1, 2003) (No. 03B00008). Because pro se
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plaintiffs are unfamiliar with the substantive and procedural demands of litigation, their complex
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claims, such as those relating to disability discrimination or collective bargaining agreements, are
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often subject to delays and misunderstandings as well as problems relating to case management.
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Id. Plaintiff is reminded that a prevailing plaintiff in an ADA case is generally entitled to recover
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attorneys’ fees unless special circumstances would make such an award unjust. Jankey v. Poop
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Deck, 537 F.3d 1122, 1130 (9th Cir. 2008).
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The Court also acknowledges that Plaintiff has appended to the complaint an exhibit list
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in chronological order. Attaching such a list to the complaint is neither required nor desirable.
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Instead, Plaintiff should use these documents as sources of the facts that he needs to incorporate
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into his claims, retaining the documents for use in later stages of the litigation process.
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IV.
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Mrs. Brown
A lawsuit must be prosecuted by the real party in interest. F.R.Civ.P. 17 (a)(1). Because
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Mrs. Brown is neither a party to the collective bargaining agreement nor a person for whose
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benefit it was made, she cannot bring an action to enforce its terms. F.R.Civ.P. 17(a)(1)(F).
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Nor does Mrs. Brown have standing with regard to Plaintiff’s ADA or related statutory
claims. The wife of an employee is outside of the “zone of interest” contemplated by the ADA
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and thus, lacks standing to raise ADA claims against her husband’s employer. Foote v. Folks,
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Inc., 864 F.Supp. 1327, 1329 (N.D. Ga. 1994). This is true even when the wife is a beneficiary
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under the defendant’s benefits plan. Id. Accordingly, Mrs. Brown is not properly included as a
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plaintiff in this action.
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The complaint also includes the following language:
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Due to severe medical conditions if in case of inability [sic] to competently move
forward in this case I–Horace Brown–Plaintiff ask the court to accept my spouse,
Sheila Brown –Plaintiff signature of additional filed documents with this court
pertaining to this case signed in my behalf.
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Doc. 1 at 25.
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Neither Plaintiff nor his wife is an attorney. Plaintiff has elected to proceed without
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counsel. A non-attorney proceeding pro se may bring his or her own claims to court but may not
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represent others. Johns v. County of San Diego, 114 F.3d 874, 876 (9th Cir. 1997); C. E. Pope
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Equity Trust v. United States, 818 F.2d 696, 697 (9th Cir. 1987). Whether or not she is named as
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a plaintiff, Mrs. Brown may not represent her husband in this action. Accordingly, this Court
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may not accept documents that Mrs. Brown has signed on Mr. Brown’s behalf. To the extent
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that Mr. Brown has concerns regarding his physical or mental ability to prosecute his claims, he
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is encouraged to consult an attorney.
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V.
Breach of Contract
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Plaintiff claims that Defendant breached the collective bargaining contract between
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Fresno Unified School District and SEIU, specifically Articles 4 (California State Disability
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Insurance), 5 (Complaint Procedures), 11 (Employee Expenses and Materials), Article 15
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(Grievance Procedures), 18 (Leave Provisions), 20 (Nondiscrimination), 28 (Safety Conditions:
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section six), 30 (Health and Welfare Benefits: section seven (Retiree Benefits)), 32 (Seniority
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and Order of Layoff: Notice of Layoff (30 days)), and 36 (Transfer: section three (medical)), as
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well as numerous provisions of the employee manual. Because Plaintiff neither alleges the
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content of the provisions of the collective bargaining agreement or the employee manual nor
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alleges any facts supporting a finding that Defendant breached of any of the listed provisions, this
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claim is not cognizable.
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The paucity of factual allegations means that the Court cannot offer any further guidance
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to Plaintiff as to how he should proceed in amending this claim. This claim raises numerous
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questions, including but not limited to whether Plaintiff has standing to bring an individual action
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for breach of contract of a collective bargaining agreement, whether Plaintiff has pursued all
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grievance procedures required by the collective bargaining agreement, and whether Plaintiff’s
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separation from employment met the contractual definition of a lay-off. If Plaintiff elects to
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amend this claim, the amended complaint must set forth detailed allegations of the contract’s
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provisions and factual allegations sufficient to support a conclusion that Defendant breached
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those provisions. In light of the potential complexity of this claim, Plaintiff may wish to consult
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his union representatives or an attorney.
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The Court also notes that Plaintiff alleges that he was a “[p]revious union member” of
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SEIU. Doc. 1 at 3. The amended complaint should modify this allegation to address whether
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Plaintiff was a union member at the time of the incidents giving rise to his breach of contract
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claims.
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VI.
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Americans With Disabilities Act
In pleading his various claims, Plaintiff assumes that he is disabled as a result of his
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intractable and chronicle hiccups. To prove that he is disabled for purposes of the Americans
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With Disabilities Act, Plaintiff must allege facts to support a finding that he is disabled as the
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Act defines it: (1) he has a physical or mental impairment that substantially limits one or more of
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his major life activities; (2) he has a record of an impairment; or (3) that he is regarded as having
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such an impairment. 42 U.S.C. § 12102 (2).
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Under certain circumstances, the Americans With Disabilities Act requires the employer
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of a disabled worker to make reasonable accommodations, either by making existing facilities
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accessible or by restructuring the job or how it is done to enable the worker to perform the job.
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See 42 U.S.C. § 12111(9). Although refusal to make a reasonable accommodation is not among
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the enumerated claims, the complaint appears to allege that Defendant refused to provide
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reasonable accommodations to Plaintiff in the form of a mask and limited exposure to dust and
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certain cleaning products. It notes at least two accommodation conferences between Defendant
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and Plaintiff and his wife. If Plaintiff intends to assert a claim that Defendant failed to provide
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reasonable accommodation, the amended complaint should clearly identify it and allege
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sufficient facts to support it.
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VII.
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Discrimination
To establish a common law cause of action for discrimination, Plaintiff must allege the
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elements of a prima facie claim: (1) Plaintiff was a member of a protected class; (2) he was
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performing competently in the position he held; (3) he suffered an adverse employment action
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such as termination, demotion, or denial of a promotion, and (4) the circumstances suggest a
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discriminatory motive. Chuang v. University of California Davis, Board of Trustees, 225 F.3d
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1115, 1123-24 (9th Cir. 2000); Washington v. Garrett, 10 F.3d 1421, 1434 (9th Cir. 1993);
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Sneddon v. ABF Freight Systems, 489 F.Supp.2d 1124, 1129 (S.D.Cal. 2007); Brandon v. Rite
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Aid Corp., Inc., 408 F.Supp.2d 964, 973 (E.D.Cal. 2006); Guz v. Bechtel Nat’l, Inc., 24 Cal.4th
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317, 355 (2000). A plaintiff bears the initial burden of demonstrating actions by the employer
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which a fact finder could conclude were more likely than not based on an impermissible
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discriminatory criterion. Clark v. Claremont University Center, 6 Cal.App.4th 639, 663 (1992).
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As presently written, the complaint merely alleges Plaintiff’s physical condition and his
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discharge from employment. The amended complaint should allege the relevant facts in greater
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detail and must tie Plaintiff’s physical condition to Defendant’s discharging him from
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employment.
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VIII. Wrongful Termination
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“Apart from the terms of an express or implied employment contract, an employer has no
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right to terminate employment for a reason that contravenes fundamental public policy as
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expressed in a constitutional or statutory provision.” Turner v. Anheuser-Busch, Inc., 7 Cal.4th
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1238, 1252 (1994). “[A]n employer’s discharge of an employee in violation of a fundamental
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public policy embodied in a constitutional or statutory provision gives rise to a tort action.”
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Cabasuela v. Browning-Ferris Industries of Cal., Inc., 68 Cal.App.4th 101, 107 (1998); Barton
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v. New United Motor Manufacturing, Inc., 43 Cal.App.4th 1200, 1205 (1996); Turner, 7 Cal.4th
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at 1252. This tort typically arises when an employer retaliates against an employee for (1)
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refusing to violate a statute, (2) performing a statutory obligation, (3) exercising a statutory right
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or privilege, or (4) reporting an alleged violation of a statute of public importance. Cramer v.
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Consolidated Freightways, Inc., 209 F.3d 1122, 1134 (9th Cir. 2000).
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To establish a tort claim for wrongful termination in violation of public policy, a Plaintiff
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must establish (1) an employer-employee relationship; (2) termination or other adverse
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employment action; (3) the termination or adverse action was a violation of public policy; (4) the
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termination or adverse action was a legal cause of Plaintiff’s damages; and (5) the nature and
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extent of the damages. Holmes v. General Dynamics Corp., 17 Cal. App.4th 1418, 1426 n. 8
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(1993). Violations of the Fair Employment and Housing Act (FEHA) (California Government
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Code § 12940 et seq.) and policies against race, gender, age, and disability discrimination support
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wrongful termination claims. City of Moorpark v. Superior Court, 18 Cal.4th 1143, 1160-61
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(1998) (addressing disability discrimination); Stevenson v. Superior Court, 16 Cal.4th 880, 896
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(1997) (addressing age discrimination).
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Plaintiff alleges that he was wrongfully terminated (1) in that he was given no notice of
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termination or warnings of poor performance, and (2) as a result of Defendant’s intent to avoid
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paying him retirement or unemployment benefits. Plaintiff’s allegations that Defendant failed to
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provide appropriate notice, presumably as required pursuant to the collective bargaining
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agreement, are immaterial to this tort, although they may be relevant to the breach of contract
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claim. If Plaintiff intended his allegations of insufficient notice to indicate that he had no reason
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to believe that his work was other than satisfactory, the amended complaint should set forth
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relevant facts more clearly.
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If Defendant discharged Plaintiff due to his disability or to avoid payment of
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unemployment or retirement benefits to which Plaintiff was entitled, Plaintiff may be able to
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state a cognizable claim for wrongful termination in contravention of public policy. To do so, he
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must first allege facts sufficient to establish that he was actually or constructively discharged. He
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must specifically identify the public policy violated by his termination and allege sufficient facts
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to tie the violation of the public policy to his termination.
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IX.
Retaliation
To establish a prima facie case of retaliation, a plaintiff must allege that (1) he or she
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engaged in protected activity; (2) he or she suffered an adverse employment action; and (3) there
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was a causal link between the protected activity and the employment decision. Thomas v. City of
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Beaverton, 379 F.3d 802, 811 (9th Cir. 2004); Stegall v. Citadel Broadcasting Co., 350 F.3d
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1061, 1065-66 (9th Cir. 2003); Morgan v. Regents of University of California, 88 Cal.App.4th 52,
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69 (2000); Fisher v. San Pedro Peninsula Hospital, 214 Cal.App.3d 590, 615 (1989). In
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California, the FEHA makes it unlawful for any employer “to discharge, expel, or otherwise
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discriminate against any person because the person has opposed any practices forbidden under
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this part or because the person has filed a complaint, testified, or assisted in any proceeding under
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this part.” Cal. Gov’t Code § 12940(h). To allege a violation of the FEHA by retaliation, a
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plaintiff must allege that he engaged in a protected activity, that his employer subjected her to an
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adverse employment action, and that a causal link existed between the protected activity and the
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adverse action. Yankowitz v. L’Oreal USA, Inc., 36 Cal.4th 1028, 1042 (2005).
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“To establish causation, the plaintiff must show by a preponderance of the evidence that
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engaging in the protected activity was one of the reasons for the adverse employment decision
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and that but for such activity the decision would not have been made.” Villiarimo v. Aloha
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Island Air, Inc., 281 F.3d 1054, 1064 (9th Cir. 2002). “The causal link may be established by an
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inference derived from circumstantial evidence, ‘such as the employer’s knowledge that the
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[plaintiff] engaged in protected activities and the proximity in time between the protected action
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and allegedly retaliatory employment decision.’” Jordan v. Clark, 847 F.2d 1368, 1376 (9th Cir.
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1988), cert. denied, 488 U.S. 1006 (1989), quoting Yartzoff v. Thomas, 809 F.2d 1371, 1376 (9th
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Cir. 1987). “[W]hen adverse employment decisions are taken within a reasonable period of time
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after complaints of discrimination have been made, retaliatory intent may be inferred.”
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Passantino v. Johnson & Johnson Consumer Products, 212 F.3d 493, 507 (9th Cir. 2000).
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The complaint does not allege any facts suggesting that Defendant retaliated against
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Plaintiff for engaging in protected action. To allege a cognizable claim, the amended complaint
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should set forth facts sufficient to establish each element of retaliation.
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X.
Hostile Working Environment
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To establish a cause of action for hostile work environment, Plaintiff must establish that
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he was harassed on the basis of his disability, that the harassment was unwelcome, and that the
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harassment was “sufficiently severe or pervasive to alter the conditions of [his] employment and
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create an abusive work environment.” See Gregory v. Widnall, 153 F.3d 1071, 1074 (9th Cir.
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1998); Aguilar v. Avis Rent a Car Systems, 21 Cal.4th 121, 130 (1999), cert. denied, 529 U.S.
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1138 (2000) (internal quotations omitted). “The more outrageous the conduct, the less
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frequent[ly] it must occur to make a workplace hostile.” Fuller v. City of Oakland, 47 F.3d 1522,
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1527 (9th Cir. 1995). “An employer is strictly liable for harassment committed by its agents or
10
supervisors . . . .” Jones v. Department of Corrections & Rehabilitation, 152 Cal.App.4th 1367,
11
1377 (2007).
12
The complaint alleges a single incident of alleged harassment: Plaintiff’s supervisor
13
telling someone else that he would “pencil whoop” Plaintiff.7 A single incident is not usually
14
sufficient to prove harassment. “[W]hen the harassing conduct is not severe in the extreme, more
15
than a few isolated incidents must have occurred to prove a hostile work environment based on
16
working conditions.” Lyle v. Warner Brothers Television Productions, 38 Cal.4th 264, 284
17
(2006). The plaintiff must “show a concerted pattern of harassment of a of a repeated, routine, or
18
a generalized nature.” Id. A plaintiff cannot establish the pervasive harassment necessary to
19
prevail on a hostile work environment claim if the harassment is only “occasional, isolated,
20
sporadic or trivial.” Id. “Simple teasing, offhand comments, and isolated incidents (unless
21
extremely serious)” are not sufficient to establish a cause of action. Mokler v. County of Orange,
22
157 Cal.App.4th 121, 142 (2007). Behavior may be rude, inappropriate or offensive without
23
rising to the level necessary to establish a hostile work environment. Id. at 144-45. “To be
24
actionable, . . . a workplace must be permeated with discriminatory intimidation, ridicule and
25
insult.” Hope v. California Youth Authority, 134 Cal.App.4th 577, 589-90 (2005). It must be
26
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7
The Court is unfamiliar with the term “pencil whoop.” For purposes of this screening order only, the
Court will accept Plaintiff’s assumption that this is a denigrating or hostile comment. The amended complaint must
explain the meaning of the term and allege facts providing the context for the remark.
13
1
“both objectively and subjectively offensive, one that a reasonable person would find hostile or
2
abusive, and one that the victim did in fact perceive to be so.” Erdmann v. Tranquility Inc., 155
3
F.Supp.2d 1152, 1159 (N.D.Cal. 2001), quoting Faragher v. City of Boca Raton, 524 U.S. 775,
4
786 (1998).
5
As was the case with Plaintiff’s discrimination claim, the allegations comprising this
6
claim must be supplemented to allege facts indicating that the supervisor’s verbal misconduct
7
related to Plaintiff’s disability. The complaint must also include specific factual allegations to tie
8
the supervisor’s verbal misconduct to Plaintiff’s discharge and to Plaintiff’s alleged damages.
9
The Court is unable to determine whether Plaintiff intended this claim to also allege a
10
claim for harassment. Under the FEHA, it is unlawful for an employer to harass any employee
11
based on physical disability, among other categories. Cal. Gov’t Code § 12940(j)(1).
12
Harassment is distinct from discrimination. Janken v. GM Hughes Electronics, 46 Cal.App.4th
13
55, 64-65 (1996). To allege a prima facie case of harassment, Plaintiff must allege that he was
14
subject to a hostile work environment based on his physical disability included within the statute,
15
and that the harassment was sufficiently pervasive to alter the conditions of her employment and
16
create an abusive work environment. Doe v. Capital Cities, 50 Cal.App.4th 1038, 1045 (1996).
17
“[H]arassment consists of conduct outside the scope of necessary job performance,
18
conduct presumably engaged in for personal gratification, because of meanness or bigotry, or for
19
other personal motives.” Janken, 46 Cal.App.4th at 63. Harassment may be distinguished from
20
legitimate personnel decisions such as hiring and firing, job or project assignments, office or
21
work station assignments, promotion or demotion, performance evaluations, provision of
22
support, assignment or non-assignment of supervisory responsibility, deciding who will or will
23
not attend meetings, determination of employees to be laid off, and the like. Janken, 46
24
Cal.App.4th at 64-65. An employer is strictly liable for a supervisor’s harassment of an
25
employee. State Dep’t of Health Services v. Superior Court, 31 Cal.4th 1026, 1041 (2003). A
26
cognizable harassment claim requires Plaintiff to allege his inclusion in a protected group and to
27
tie his supervisor’s actions to Plaintiff’s disability. If Plaintiff intended to allege a claim for
28
///
14
1
harassment, the amended complaint must clearly say so and allege sufficient facts to establish its
2
elements.
3
XI.
Negligence
The common law claim of negligence denotes common carelessness. Black’s Law
4
5
Dictionary at 1061 (8th ed. 1999). It is the “failure to exercise the standard of care that a
6
reasonably prudent person would have exercised in a similar situation; any conduct that falls
7
below the legal standard established to protect others against unreasonable risk of harm, except
8
for conduct that is intentionally, wantonly, or willfully disregardful of others’ rights.” Id. It does
9
not contemplate intentional wrongdoing. Id. at 1062, quoting W. Page Keeton, et al., Prosser
10
and Keeton on the Law of Torts § 28 at 161 (5th ed. 1984). In California, the elements of a
11
negligence claim are (1) the existence of a duty to exercise due care; (2) breach of that duty, (3)
12
causation, and (4) damages. Ruiz v. Gap, Inc., 380 Fed. Appx. 689, 691 (9th Cir. 2010).
13
Plaintiff alleges that Defendant was negligent in providing accurate information to
14
Plaintiff, American Fidelity Insurance Company, and EDD, resulting in delay or denial to
15
Plaintiff of unemployment insurance and disability benefits. To the extent that Plaintiff contends
16
that Defendant’s negligence was intentional, whether his true intent was to allege “negligence” is
17
not clear. If Plaintiff intended to allege negligence as an alternative claim to his claims of
18
intentional wrongdoing, he must modify the allegations of this claim to conform to applicable
19
negligence law.
20
XII.
21
Defendant’s Motion to Dismiss
The order granting Plaintiff’s motion to proceed in forma pauperis stated,”[T]he Court
22
does not direct that service be undertaken until the Court screens the complaint in due course and
23
issues its screening order.” Doc. 3. Plaintiff nonetheless proceeded to serve Defendant, which
24
has filed a motion to dismiss. In light of this order, which dismisses the complaint for failure to
25
state a claim, Defendant’s motion to dismiss is moot.
26
XIII. Conclusion and Order
27
28
The purpose of the complaint is to briefly and plainly allege facts supporting the
plaintiff’s claims. Plaintiff’s amended complaint should do so.
15
1
Because the complaint fails to allege facts sufficient to state a claim upon which relief can
2
be granted, this Court will dismiss it. The Court will provide Plaintiff with the opportunity to file
3
an amended complaint curing the deficiencies identified by the Court in this order. Plaintiff must
4
revise his complaint to allege facts sufficient to support a cognizable claim.
5
Plaintiff’s amended complaint should be brief, but must allege sufficient facts to establish
6
each cause of action (claim). Fed. R. Civ. P. 8(a). Plaintiff should focus on setting forth, as
7
briefly but specifically as possible, the facts necessary to state a claim on which relief may be
8
granted.
Plaintiff is advised that an amended complaint supercedes all prior complaints, Forsyth v.
9
10
Humana, Inc., 114 F.3d 1467, 1474 (9th Cir. 1997), aff’d, 525 U.S. 299 (1999); King v. Atiyeh,
11
814 F.2d 565, 567 (9th Cir. 1987), and must be “complete in itself without reference to the prior
12
or superceded pleading.” Local Rule 15-220. “All causes of action alleged in an original
13
complaint which are not alleged in an amended complaint are waived.” King, 814 F.2d at 567;
14
accord Forsyth, 114 F.3d at 1474.
15
Based on the foregoing, it is HEREBY ORDERED that:
16
1.
17
Plaintiff’s complaint is dismissed with leave to amend for failure to allege facts
sufficient to state a claim on which relief may be granted;
18
2.
19
Within thirty (30) days from the date of service of this order, Plaintiff shall file
an amended complaint curing the deficiencies identified by the Court in this order;
20
3.
If Plaintiff fails to file an amended complaint within thirty (30) days from the
21
date of service of this order, this action will be dismissed with prejudice,
22
pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii), for failure to state a claim; and
23
4.
Defendant’s motion to dismiss (Doc. 5) is dismissed as moot.
24
25
IT IS SO ORDERED.
26
Dated:
icido3
October 30, 2012
/s/ Sandra M. Snyder
UNITED STATES MAGISTRATE JUDGE
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