Richardson v. Department of Corrections and Rehabilitation et al
Filing
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ORDER DISMISSING ACTION, With Prejudice, for Failure to State a Claim Under Section 1983 signed by Magistrate Judge Sheila K. Oberto on 6/4/2015. CASE CLOSED. (Jessen, A)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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DUKE MONROE RICHARDSON, JR.,
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Plaintiff,
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v.
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DEPARTMENT OF CORRECTIONS
AND REHABILITATION, et al.,
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Case No. 1:14-cv-00031-SKO (PC)
ORDER DISMISSING ACTION, WITH
PREJUDICE, FOR FAILURE TO STATE A
CLAIM UNDER SECTION 1983
(Doc. 1)
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Defendants.
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_____________________________________/
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17 I.
Background
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Plaintiff Duke Monroe Richardson, Jr., a former state prisoner proceeding pro se and in
19 forma pauperis, filed this civil rights action pursuant to 42 U.S.C. § 1983 on January 9, 2014.
20 Pursuant to the decision of the United States Court of Appeals for the Ninth Circuit, this case is
21 confined to Plaintiff’s claim that he was denied due process with respect to his prison disciplinary
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22 conviction for possessing contraband. For the reasons that follow, the Court finds that Plaintiff’s
23 complaint fails to state a claim for violation of the Due Process Clause of the Fourteenth
24 Amendment.
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Plaintiff lost time credits as a result of being found guilty of possession of contraband, and the Court dismissed his
due process claim pursuant to the Heck rule, which requires that such challenges be raised in a petition for writ of
habeas corpus or an appropriate state proceeding. Nonnette v. Small, 316 F.3d 872, 875 (9th Cir. 2002). While
Plaintiff’s appeal was pending, he was released from prison, thereby eliminating the Heck bar. Nonnette, 316 F.3d at
877.
1 II.
Screening Requirement and Standard
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The Court is required to screen complaints brought by prisoners seeking relief against a
3 governmental entity or an officer or employee of a governmental entity. 28 U.S.C. § 1915A(a).
4 The Court must dismiss a complaint or portion thereof if the prisoner has raised claims that are
5 legally “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that
6 seek monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1),
7 (2). “Notwithstanding any filing fee, or any portion thereof, that may have been paid, the court
8 shall dismiss the case at any time if the court determines that . . . the action or appeal . . . fails to
9 state a claim upon which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii).
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A complaint must contain “a short and plain statement of the claim showing that the
11 pleader is entitled to relief. . . .” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are not
12 required, but “[t]hreadbare recitals of the elements of a cause of action, supported by mere
13 conclusory statements, do not suffice,” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937
14 (2009) (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955 (2007)), and
15 courts “are not required to indulge unwarranted inferences,” Doe I v. Wal-Mart Stores, Inc., 572
16 F.3d 677, 681 (9th Cir. 2009) (internal quotation marks and citation omitted). While factual
17 allegations are accepted as true, legal conclusions are not. Iqbal, 556 U.S. at 678.
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Under section 1983, Plaintiff must demonstrate that each defendant personally participated
19 in the deprivation of his rights. Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002). This
20 requires the presentation of factual allegations sufficient to state a plausible claim for relief. Iqbal,
21 556 U.S. at 678-79; Moss v. U.S. Secret Service, 572 F.3d 962, 969 (9th Cir. 2009). Prisoners
22 proceeding pro se in civil rights actions are entitled to have their pleadings liberally construed and
23 to have any doubt resolved in their favor, Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010)
24 (citations omitted), but nevertheless, the mere possibility of misconduct falls short of meeting the
25 plausibility standard, Iqbal, 556 U.S. at 678; Moss, 572 F.3d at 969.
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1 III.
Discussion
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A.
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Plaintiff alleges that Correctional Officers R. Worley and Conley, Correctional Sergeant D.
Summary of Allegations
4 Wine, and Correctional Lieutenant R. Bergland violated his rights under the Due Process Clause
5 of the Fourteenth Amendment while he was incarcerated at Sierra Conservation Center in
6 Jamestown. Plaintiff seeks monetary damages for the violation of his right to due process, which
7 caused him to serve additional time in custody.
Plaintiff alleges that Defendant Worley issued him a Rules Violation Report (“RVR”) for
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9 possession of dangerous contraband – a cell phone – even though he never possessed the phone.
10 During the incident, Defendant Worley struggled with inmate Bell over the cell phone but she did
11 not issue him an RVR, and she stated that inmates Jackson and Brooks also possessed the phone
12 on the night of the incident but she did not issue RVRs to them.2 On April 15, 2013, Defendant
13 Worley admitted during the disciplinary hearing that she was directed to write up only Plaintiff
14 and after the hearing, she told inmate Bell he was lucky she could not write him up. On June 8,
15 2013, Defendant Worley admitted to Plaintiff that she issued him an RVR “for all of the things
16 that [he] got away with in life.” (Comp., p. 5.)
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Plaintiff alleges that Defendant Conley denied him an investigator despite his entitlement
18 to one under Title 15 regulations, and during the disciplinary hearing, Defendant Bergland found
19 that inmate Bell was the owner of the cell phone and he possessed it up until the time it was
20 confiscated. Defendant Bergland nevertheless found Plaintiff guilty of the charge and as a result,
21 he served an additional ninety days in custody.
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B.
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Due Process Claim
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Legal Standard
The Due Process Clause protects Plaintiff against the deprivation of liberty without the
25 procedural protections to which he is entitled under the law. Wilkinson v. Austin, 545 U.S. 209,
26 221, 125 S.Ct. 2384 (2005).
However, “[p]rison disciplinary proceedings are not part of a
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Defendant Worley testified during Plaintiff’s disciplinary hearing that she was directed to charge only Plaintiff
because he was the last one to possess the phone. (Comp., p. 27.)
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1 criminal prosecution, and the full panoply of rights due a defendant in such proceedings does not
2 apply.” Wolff v. McDonnell, 418 U.S. 539, 556, 94 S.Ct. 2963 (1974). The minimum procedural
3 requirements that must be met are: (1) written notice of the charges; (2) at least 24 hours between
4 the time the prisoner receives written notice and the time of the hearing, so that the prisoner may
5 prepare his defense; (3) a written statement by the fact finders of the evidence they rely on and
6 reasons for taking disciplinary action; (4) the right of the prisoner to call witnesses in his defense,
7 when permitting him to do so would not be unduly hazardous to institutional safety or correctional
8 goals; and (5) legal assistance to the prisoner where the prisoner is illiterate or the issues presented
9 are legally complex. Wolff, 418 U.S. at 563-71. As long as the five minimum Wolff requirements
10 are met, due process has been satisfied. Walker v. Sumner, 14 F.3d 1415, 1420 (9th Cir. 1994),
11 abrogated on other grounds by Sandin v. Connor, 515 U.S. 472 (1995).
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In addition, “some evidence” must support the decision of the hearing officer,
13 Superintendent v. Hill, 472 U.S. 445, 455, 105 S.Ct. 2768 (1985), and the evidence must have
14 some indicia of reliability, Cato v. Rushen, 824 F.2d 703, 705 (9th Cir. 1987). The “some
15 evidence” standard is not particularly stringent and the relevant inquiry is whether “there is any
16 evidence in the record that could support the conclusion reached. . . .” Hill, 472 U.S. at 455-56
17 (emphasis added).
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2.
Defendant Worley – False RVR
Plaintiff alleges that Defendant Worley falsely charged him with possession of contraband.
20 However, the issuance of a false RVR does not, in and of itself, support a claim under section
21 1983. See e.g., Ellis v. Foulk, No. 14-cv-0802 AC P, 2014 WL 4676530, at *2 (E.D.Cal. Sept. 18,
22 2014) (“Plaintiff’s protection from the arbitrary action of prison officials lies in ‘the procedural
23 due process requirements as set forth in Wolff v. McDonnell.’”) (citing Hanrahan v. Lane, 747
24 F.2d 1137, 1140 (7th Cir. 1984)); Solomon v. Meyer, No. 11-cv-02827-JST (PR), 2014 WL
25 294576, at *2 (N.D.Cal. Jan. 27, 2014) (“[T]here is no constitutionally protected right to be free
26 from false disciplinary charges.”) (citing Chavira v. Rankin, No. C 11-5730 CW (PR), 2012 WL
27 5914913, at *1 (N.D.Cal. Nov. 26, 2012) (“The Constitution demands due process, not error-free
28 decision-making.”)); Johnson v. Felker, No. 1:12-cv-02719 GEB KJN (PC), 2013 WL 6243280, at
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1 *6 (E.D.Cal. Dec. 3, 2013) (“Prisoners have no constitutionally guaranteed right to be free from
2 false accusations of misconduct, so the mere falsification of a [rules violation] report does not give
3 rise to a claim under section 1983.”) (citing Sprouse v. Babcock, 870 F.2d 450, 452 (8th Cir. 1989)
4 and Freeman v. Rideout). While Plaintiff may not be deprived of a protected liberty interest
5 without the protections he is due under federal law, he was afforded the process he was due with
6 respect to his disciplinary hearing, as discussed below.
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3.
Defendant Wine
Defendant Wine apparently directed Defendant Worley to write Plaintiff up because he got
9 caught with the cell phone.
(Comp., court record p. 11.)
Also, Plaintiff takes issue with
10 Defendant Wine’s failure to have inmate Bell written up. (Id., p. 13.) However, neither of these
11 alleged transgressions supports a claim under section 1983, as they do not implicate any rights
12 protected by the Due Process Clause.
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4.
Defendant Conley - Failure to Assign Investigative Employee
Plaintiff alleges that anyone facing a serious RVR has the right to an investigator and
15 Defendant Conley denied him one, even though he did not waive his right to assistance. This
16 claim is deficient for several reasons. First, the mere violation of state prison regulations does not
17 equate to a violation of Plaintiff’s federal due process rights, Nurre v. Whitehead, 580 F.3d 1087,
18 1092 (9th Cir. 2009); Sweaney v. Ada Cnty., Idaho, 119 F.3d 1385, 1391 (9th Cir. 1997), and
19 second, the regulation cited belies Plaintiff’s claim. Inmates are not entitled to an investigator by
20 virtue of being issued a serious RVR. Cal. Code Regs., tit. 15, § 3315(d)(1)(A). Rather, the
21 regulation provides that if a prisoner is charged with a serious rules violation, the staff designated
22 to classify it as such shall assign an investigative employee if he or she determines that the
23 complexity of the issues requires further investigation, housing status makes it unlikely the inmate
24 can collect and present evidence, or additional information is necessary for a fair hearing. Id.
25 (quotation marks omitted). In this case, an investigative employee was not assigned because
26 Plaintiff had the ability to collect and present evidence, the issues were not complex, and further
27 investigation was not required. (Comp., p. 26.)
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Third, and in any event, Plaintiff is entitled under the relevant federal legal standard to
2 assistance only if he is illiterate or the issues are complex, neither of which was an issue. Wolff,
3 418 U.S. at 570.
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5.
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Disciplinary Hearing Conducted by Defendant Bergland
Finally, Plaintiff may not pursue a due process claim against Defendant Bergland based on
6 his disagreement with Bergland’s finding of guilt.
The record demonstrates that Defendant
7 Bergland’s decision was supported by “some evidence.” Hill, 472 U.S. at 455-56. Even if the
8 initial RVR was false, as Plaintiff contends, he may not parlay that into a claim he was deprived of
9 a fair hearing by Defendant Bergland. The record does not support a claim that Plaintiff was
10 found guilty of the charge in the absence of the minimal due process protections he was due under
11 federal law. Walker, 14 F.3d at 1420. (Comp., court record pp. 21-19.) To the contrary,
12 Defendant Bergland heard testimony from Plaintiff, inmate Bell, and Defendant Worley, and his
13 decision was supportable.3 Hill, 472 U.S. at 455-56. Plaintiff may not seek to have the Court
14 reexamine the record, reassess the credibility of the witnesses, or reweigh the evidence. Id.
15 IV.
Conclusion and Order
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Plaintiff’s complaint fails to state a claim for violation of the Due Process Clause of the
17 Fourteenth Amendment. The Court is mindful that pro se litigants in civil rights cases should be
18 afforded liberality with respect to amendment, but based on the deficiencies, leave to amend is not
19 warranted; the facts of this case do not support a viable due process claim under section 1983.
20 Akhtar v. Mesa, 698 F.3d 1202, 1212-13 (9th Cir. 2012); Lopez v. Smith, 203 F.3d 1122, 1130 (9th
21 Cir. 2000).
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Plaintiff appears to be seizing on the following language in the adjudicated RVR as evidence that he should not and
24 could not have been found guilty of the charge: “Based upon the report, and testimony from Worley, Bell and
Richardson’s testimony [sic], the SHO (senior hearing office) is convinced that Bell was originally in possession of
25 the Cell Phone and retained ownership of the phone up until the point it was confiscated.” (Comp., p. 28.) However,
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parsing a sentence from lengthier findings does not a valid due process claim make. Based on the record, Defendant
Bergland’s decision was very clearly supported by “some evidence.” Hill, 472 U.S. at 455-56 (“[T]he relevant
question is whether there is any evidence in the record that could support the conclusion reached by the disciplinary
board.”). (Comp., pp. 28-29.) Specifically, Defendant Bergland stated that he was unconvinced Plaintiff did not have
immediate possession of the cell phone and was not part of the “charade” to conceal the phone from Defendant
Worley; and he concluded that based on the report and the testimony, Plaintiff momentarily accepted control and
possession of the phone and attempted to conceal it under a pair of shorts. (Comp., p. 29.)
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Accordingly, it is HEREBY ORDERED that:
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1.
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This action is DISMISSED, with prejudice, for failure to state a claim under section
1983;
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The Clerk’s Office shall enter judgment; and
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3.
The dismissal of this action qualifies as a strike under 28 U.S.C. § 1915(g). Silva v.
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Di Vittorio, 658 F.3d 1090, 1098-99 (9th Cir. 2011).
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IT IS SO ORDERED.
Dated:
June 4, 2015
/s/ Sheila K. Oberto
UNITED STATES MAGISTRATE JUDGE
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