Garcia v. Social Security Administration
Filing
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FINDINGS and RECOMMENDATIONS Recommending Dismissing Action for Failure to Prosecute. Objections due within 30 days. The matter is referred to Judge Ishii. Signed by Magistrate Judge Stanley A. Boone on 5/12/2015. (Hernandez, M)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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MARIA GARCIA,
Plaintiff,
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Case No. 1:14-cv-00599-AWI-SAB
FINDINGS AND RECOMMENDATIONS
RECOMMENDING DISMISSING ACTION
FOR FAILURE TO PROSECUTE
v.
SOCIAL SECURITY ADMINISTRATION,
OBJECTIONS DUE WITHIN THIRTY
DAYS
Defendant.
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I.
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PROCEDURAL HISTORY
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Plaintiff Maria Garcia, proceeding pro se and in forma pauperis, filed this action
20 challenging the denial of Social Security benefits on April 24, 2014. An informal order for pro
21 se litigants was issued by the Court on August 20, 2014 informing Plaintiff of the requirements
22 to prosecute her action. The administrative record in this action was filed on December 1, 2014.
23 Plaintiff’s opening brief was due ninety five days after the administrative record was filed.
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Plaintiff did not file a timely opening brief; and on March 11, 2015 an order issued
25 requiring Plaintiff to show cause why this action should not be dismissed for failure to prosecute.
26 On April 1, 2015, Plaintiff filed a response and the order to show cause was discharged on April
27 6, 2015. In the order discharging the order to show cause, Plaintiff was ordered to file her
28 opening brief on or before May 8, 2015. Further, Plaintiff was advised that she is required to
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1 comply with the Federal Rules of Civil Procedure and Local Rules, and that any request for an
2 extension of time must be filed prior to the due date. Plaintiff has not filed her opening brief or
3 otherwise responded to the Court’s April 6, 2015 order.
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II.
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DISCUSSION
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Local Rule 110 provides that “[f]ailure of counsel or of a party to comply with these
7 Rules or with any order of the Court may be grounds for imposition by the Court of any and all
8 sanctions . . . within the inherent power of the Court.” The Court has the inherent power to
9 control its docket and may, in the exercise of that power, impose sanctions where appropriate,
10 including dismissal of the action. Bautista v. Los Angeles County, 216 F.3d 837, 841 (9th Cir.
11 2000).
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A court may dismiss an action, with prejudice, based on a party’s failure to prosecute an
13 action, failure to obey a court order, or failure to comply with local rules. See, e.g. Ghazali v.
14 Moran, 46 F.3d 52, 53-54 (9th Cir. 1995) (dismissal for noncompliance with local rule); Ferdik
15 v. Bonzelet, 963 F.2d 1258, 1260-61 (9th Cir. 1992) (dismissal for failure to comply with an
16 order to file an amended complaint); Carey v. King, 856 F.2d 1439, 1440-41 (9th Cir. 1988)
17 (dismissal for failure to comply with local rule requiring pro se plaintiffs to keep court apprised
18 of address); Malone v. United States Postal Serv., 833 F.2d 128, 130 (9th Cir. 1987) (dismissal
19 for failure to comply with court order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir.
20 1986) (dismissal for lack of prosecution and failure to comply with local rules).
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In determining whether to dismiss an action for failure to comply with a pretrial order,
22 the Court must weigh “(1) the public’s interest in expeditious resolution of litigation; (2) the
23 court’s need to manage its docket; (3) the risk of prejudice to the defendants; (4) the public
24 policy favoring disposition of cases on their merits; and (5) the availability of less drastic
25 sanctions.” In re Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217, 1226
26 (9th Cir. 2006) (internal quotations and citations omitted). These factors guide a court in
27 deciding what to do, and are not conditions that must be met in order for a court to take action.
28 Id. (citation omitted).
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In this instance the public’s interest in expeditious resolution of the litigation and the
2 Court’s need to manage its docket weigh in favor of dismissal. Id. Plaintiff was ordered to file
3 her opening brief by May 8, 2015. Plaintiff has been provided with the informational order for
4 pro se litigants to assist her in prosecuting this action. Plaintiff has neither filed an opening brief
5 nor otherwise responded to the Court’s order. Plaintiff’s failure to comply with the orders of the
6 Court hinders the Court’s ability to move this action towards disposition, and indicates that
7 Plaintiff does not intend to diligently litigate this action.
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Since it appears that Plaintiff does not intend to litigate this action diligently there arises a
9 rebuttable presumption of prejudice to the defendants in this action. In re Eisen, 31 F.3d 1447,
10 1452-53 (9th Cir. 1994). This risk of prejudice may be rebutted if Plaintiff offers an excuse for
11 the delay. In re Eisen, 31 F.3d at 1453. The risk of prejudice to the defendants also weighs in
12 favor of dismissal.
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The public policy in favor of deciding cases on their merits is greatly outweighed by the
14 factors in favor of dismissal. It is Plaintiff’s responsibility to move this action forward. Plaintiff
15 filed this action on April 24, 2014, and this action can proceed no further without Plaintiff’s
16 cooperation and compliance with the order at issue. The action cannot simply remain idle on the
17 Court’s docket, unprosecuted. In this instance, the fourth factor does not outweigh Plaintiff’s
18 failure to comply with the Court’s orders.
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Plaintiff is proceeding in this action in forma pauperis and ordering monetary sanctions
20 for the failure to comply would be futile. Further, a court’s warning to a party that her failure to
21 obey the court’s order will result in dismissal satisfies the “consideration of alternatives”
22 requirement. Ferdik, 963 F.2d at 1262; Malone, 833 at 132-33; Henderson, 779 F.2d at 1424. In
23 the August 20, 2014 informational order, Plaintiff was advised that failure to file her opening
24 brief would result in dismissal of this action. (ECF No. 11 at 6.) Similarly, the Court’s April 6,
25 2015 order requiring Plaintiff to file her opening brief expressly stated: “The failure to file an
26 opening brief in compliance with this order will result in a recommendation that this action be
27 dismissed.” (ECF No. 17 at 3.) Thus, Plaintiff had adequate warning that dismissal would result
28 from her noncompliance with the Court’s order and her failure to file an opening brief.
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III.
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CONCLUSION AND RECOMMENDATION
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Plaintiff has failed to file an opening brief in compliance with the orders of the Court.
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Accordingly, IT IS HEREBY RECOMMENDED that this action be dismissed, with
5 prejudice, based on Plaintiff’s failure to prosecute.
These findings and recommendations are submitted to the district judge assigned to this
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7 action, pursuant to 28 U.S.C. § 636(b)(1)(B) and this Court’s Local Rule 304. Within thirty (30)
8 days of service of this recommendation, any party may file written objections to these findings
9 and recommendations with the Court and serve a copy on all parties. Such a document should be
10 captioned “Objections to Magistrate Judge’s Findings and Recommendations.” The district
11 judge will review the magistrate judge’s findings and recommendations pursuant to 28 U.S.C. §
12 636(b)(1)(C). The parties are advised that failure to file objections within the specified time may
13 result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014)
14 (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)).
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IT IS SO ORDERED.
17 Dated:
May 12, 2015
UNITED STATES MAGISTRATE JUDGE
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