Valdez v. Beard et al
Filing
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ORDER adopting in part 42 Findings and Recommendations and granting in part 26 Motion to Dismiss signed by District Judge Anthony W. Ishii on 9/15/2016. (Filing Deadline: 10/19/2016). (Lundstrom, T)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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RUBEN VALDEZ,
Plaintiff,
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v.
JEFFREY BEARD, et al.,
Defendants.
1:14-cv-01839-AWI-MJS (PC)
ORDER ADOPTING IN PART FINDINGS
AND RECOMMENDATIONS; AND
GRANTING IN PART DEFENDANTS’
MOTION TO DISMISS
(ECF NOS. 26, 42)
THIRTY-DAY DEADLINE
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Plaintiff is a state prisoner proceeding pro se in this civil rights action brought
pursuant to 42 U.S.C. § 1983. The matter was referred to a United States Magistrate
Judge pursuant to 28 U.S.C. §636(b)(1)(B) and Local Rule 302.
On June 21, 2016, the magistrate judge issued a Findings and Recommendations
(“F&R”) to deny Defendants’ January 6, 2016, motion to dismiss as to Plaintiff’s due
process claim and to grant it as to Plaintiff’s equal protection claim. (ECF No. 42.) All of
the parties have filed objections.
In light of the parties’ respective objections, the Court has conducted a de novo
review. See 28 U.S.C. § 636(b)(1). With one exception, the Court agrees with the F&R.
Plaintiff’s due process claim is premised on the periodic reviews of Plaintiff’s
placement in the Security Housing Unit (“SHU”) due to his gang validation. Plaintiff’s
claim in this action is that these periodic reviews were not constitutionally meaningful
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and thus violated his due process rights. The specific periodic reviews at issue here
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were conducted on August 2, 2012 (Initial SHU Review); December 20, 2012 (180-Day
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Review); June 20, 2013 (Annual Review); July 23, 2013 (Approval of Annual Review’s
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Recommendation); January 28, 2014 (180-Day Review); June 24, 2014 (Annual
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Review); October 6, 2014 (Approval of Annual Review’s Recommendation); and January
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7, 2015 (180-Day Review). Defendants object that the F&R erroneously recommended
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denying qualified immunity on the due process claim. Defendants object that because
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the law was not clearly established that Plaintiff had a Fourteenth Amendment due
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process interest in periodic meaningful reviews of his SHU placement, they are entitled
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to qualified immunity.
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The F&R relied on Toussaint v. McCarthy, 801 F.2d 1080 (9th Cir. 1986), in
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recommending a denial of qualified immunity. However, as cited by Defendants in their
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objections, the Ninth Circuit’s opinion in Brown v. Oregon Dept. of Corr., 751 F.3d 983
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(9th Cir. Apr. 29, 2014) suggests that a somewhat different result is necessary.1 In
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Brown, the Ninth Circuit explained:
Until now, this court has not addressed whether the absence
of post-placement periodic, meaningful review of confinement
in a disciplinary-segregation unit may give rise to a protected
liberty interest. We previously have found a state-created
liberty interest in review of prisoners' confinement arising
from language of state prison regulations. See Toussaint v.
McCarthy, 801 F.2d 1080, 1097-98 (9th Cir. 1986), abrogated
in part on other grounds by Sandin, 515 U.S. 472. However,
the Supreme Court has since “refocused the test for
determining the existence of a liberty interest away from the
wording of prison regulations and toward an examination of
the hardship caused by the prison's challenged action relative
to ‘the basic conditions' of life as a prisoner.” Mitchell v.
Dupnik, 75 F.3d 517, 522 (9th Cir. 1996) (quoting Sandin,
515 U.S. at 485). Thus, we must now evaluate whether the
deprivation in question “imposes atypical and significant
hardship on the inmate in relation to the ordinary incidents of
prison life.” Sandin, 515 U.S. at 484. Although we conclude
that a lengthy confinement without meaningful review may
constitute atypical and significant hardship, our case law has
not previously so held, and we cannot hold defendants liable
for the violation of a right that was not clearly established at
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The Court notes that Defendants did not cite Brown in either their motion to dismiss or their reply. See Doc. Nos.
26, 37.
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the time the violation occurred.
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Brown, 751 F.3d at 989-90. Defendants contend that, “until the Ninth Circuit’s decision
in Brown, it was not clearly established law that a lengthy confinement without
‘meaningful review’ (as defined by the court) may by itself constitute a constitutional
violation.” Doc. No. 43 at 5:23-25.
Defendants’ objections and reliance on Brown appear to be valid. With respect to
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the F&R, Defendants’ periodic reviews of Plaintiff’s SHU placement span a period from
August 2, 2012 to January 7, 2015. To the extent that Plaintiff seeks to impose liability
for Defendants’ failure to provide meaningful reviews prior to Brown, Defendants are
entitled to qualified immunity since that right was not clearly established until April 29,
2014.
See Brown, 751 F.3d at 989-90.
Defendants, however, are not entitled to
qualified immunity for their post-Brown periodic reviews of Plaintiff’s SHU placement
(June 24, 2014; October 6, 2014; and January 7, 2015) since Brown established by then
“that a lengthy confinement without meaningful review” may constitute a constitutional
violation. Id.
Having carefully reviewed the entire file, the F&R will be adopted consistent with
this order.
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ORDER
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Accordingly, IT IS HEREBY ORDERED that:
1. The June 21, 2016, Findings and Recommendations (ECF No. 42) are
adopted in part;
2. Defendants’ motion to dismiss is GRANTED IN PART and DENIED IN PART
as follows:
a. Defendants are entitled to qualified immunity on Plaintiff’s due process
claim for their periodic reviews occurring on August 2, 2012; December
20, 2012; June 20, 2013; July 23, 2013; and January 28, 2014. They
are not entitled to qualified immunity for their periodic reviews occurring
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on June 24, 2014; October 6, 2014; and January 7, 2015;
b. Plaintiff’s equal protection claim is dismissed without leave to amend;
and
3. Defendants shall file an answer within thirty days from the adoption of these
Findings and Recommendations.
IT IS SO ORDERED.
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Dated: September 15, 2016
SENIOR DISTRICT JUDGE
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