Mock v. California Department of Corrections and Rehabilitation, et al.

Filing 51

ORDER re SETTLEMENT CONFERENCE. Order signed by Magistrate Judge Sheila K. Oberto on 5/2/2017. (Timken, A)

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1 2 3 UNITED STATES DISTRICT COURT 4 EASTERN DISTRICT OF CALIFORNIA 5 6 7 MAURICE C MOCK, Plaintiff, 8 11 CALIFORNIA DEPARTMENT OF CORRECTIONS AND REHABILITATION, et al., Defendants. 12 13 ORDER re SETTLEMENT CONFERENCE v. 9 10 Case No. 1:15-cv-01104 MJS _____________________________________/ 14 15 This case is set for a Settlement Conference before Magistrate Judge Sheila K. Oberto on 16 June 15, 2017, at 10:30 a.m. at the U. S. District Court, 2500 Tulare Street, Fresno, 17 California, 93721. 18 Consideration of settlement is a serious matter that requires thorough preparation prior to 19 the settlement conference. Accordingly, IT IS HEREBY ORDERED that: 20 1. 21 A settlement conference is more likely to be productive if, before the conference, the Pre-settlement Conference Exchange of Demand and Offer 22 parties exchange written settlement proposals. Accordingly, at least fifteen (15) days prior to the 23 settlement conference, plaintiff’s counsel shall submit a written itemization of damages and 24 settlement demand to each defense counsel with a brief summary of the legal and factual basis 25 supporting the demand. No later than ten (10) days prior to the settlement conference, each 26 defense counsel shall submit a written offer to plaintiff’s counsel with a brief summary of the legal 27 and factual basis supporting the offer. 28 1 2 2. 3 The parties are to send Confidential Settlement Conference Statements (Settlement Submission and Content of Confidential Settlement Conference Statements 4 Statement) to the following email address: SKOorders@caed.uscourts.gov, to arrive no later than 5 five (5) business days before the conference. Additionally, each party shall file a Notice of 6 Submission of Confidential Settlement Conference Statement (See L.R. 270 (d)). 7 If the Settlement Conference is continued for any reason, each party must submit a new 8 Settlement Statement that is complete in itself, without reference to any prior Settlement 9 Statements. 10 Settlement Statements must be typed and double spaced. Each Settlement Statement shall 11 include the following: 12 a. A brief summary of the core facts, allegations, and defenses. 13 b. A summary of the proceedings to date. 14 c. An estimate of the cost and time to be expended for further discovery, 15 pretrial, and trial. 16 d. The nature of the relief sought. 17 e. An outline of past settlement efforts including information regarding the 18 "Pre-settlement Conference Exchange of Demand and Offer" required 19 above (including the itemization of damages), and a history of past 20 settlement discussions, offers, and demands. 21 f. 22 23 24 25 A statement of each party’s expectations and goals for the Settlement Conference. 3. Attendance of Trial Counsel and Parties Required The attorneys who will try the case and parties with full and complete settlement authority are required to personally attend the conference. 1 An insured party shall appear by a 26 1 Insurance carriers, business organizations, and governmental bodies or agencies whose settlement agreements are subject to approval by legislative bodies, executive committees, boards of directors or the 28 like shall be represented by a person or persons who occupy high executive positions in the party organization and who will be directly involved in the process of approval of any settlement offers or 27 2 1 representative of the insurer who is authorized to negotiate, and who has full authority to negotiate 2 and settle the case on any terms. An uninsured corporate party shall appear by a representative 3 authorized to negotiate, and who has full authority to negotiate and settle the case on any terms. 4 It is difficult for a party who is not present to appreciate the process and the reasons that may 5 justify a change in one’s perspective toward settlement. Accordingly, having a client with 6 authority available by telephone is not an acceptable alternative, except under the most 7 extenuating circumstances. 2 8 The Court expects both the lawyers and the party representatives to be fully prepared to 9 participate. The Court encourages all parties to keep an open mind in order to reassess their 10 previous positions and to discover creative means for resolving the dispute. 11 4. 12 The parties shall be prepared to discuss the following at the settlement conference: 13 Issues to Be Discussed a. 14 Goals in the litigation and problems they would like to address in the settlement conference and understanding of the opposing side’s goals. 15 b. The issues (in and outside the lawsuit) that need to be resolved. 16 c. The strengths and weaknesses of their case. 17 d. Their understanding of the opposing side’s view of the case. 18 e. Their points of agreement and disagreement (factual and legal). f. Any financial, emotional, and/or legal impediments to settlement. g. Whether settlement or further litigation better enables the accomplishment 19 20 21 of their respective goals. 22 h. 23 Any possibilities for a creative resolution of the dispute. /// 24 /// 25 26 agreements. To the extent possible, the representative shall have the authority, if he or she deems it 27 appropriate, to settle the action on terms consistent with the opposing party's most recent demand. 28 2 Out of town or out of state travel and the purchase of an airplane ticket are not extenuating circumstances. 3 1 5. Statements Inadmissible 2 The parties are expected to address each other with courtesy and respect, and are 3 encouraged to be frank and open in their discussions. Statements made by any party during the 4 settlement conference are not to be used in discovery and will not be admissible at trial. 5 IT IS SO ORDERED. 6 7 Dated: May 2, 2017 /s/ Sheila K. Oberto UNITED STATES MAGISTRATE JUDGE 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 4

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