Hodge v. Gonzales et al

Filing 27

FINDINGS and RECOMMENDATIONS Regarding Defendants' 17 Motion to Dismiss; Plaintiff's 24 Motion for Leave to Amend First Amended Complaint; and Plaintiff's 23 Motion for Scheduling Order, signed by Magistrate Judge Barbara A. McAuliffe on 3/8/17. Referred to Judge Ishii. Objections to F&R Due Within Fourteen Days. (Gonzalez, R)

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UNITED STATES DISTRICT COURT

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EASTERN DISTRICT OF CALIFORNIA

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MARK HODGE,

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Plaintiff,

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v.
J. GONZALES, et al.,

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Defendants.

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Case No. 1:15-cv-01618-AWI-BAM (PC)
FINDINGS AND RECOMMENDATIONS
REGARDING DEFENDANTS’ MOTION
TO DISMISS, (ECF No. 17), PLAINTIFF’S
MOTION FOR LEAVE TO AMEND FIRST
AMENDED COMPLAINT, (ECF No. 24),
AND PLAINTIFF’S MOTION FOR
SCHEDULING ORDER, (ECF No. 23)
FOURTEEN-DAY DEADLINE

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I.

Introduction

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Plaintiff Mark Hodge (“Plaintiff”) is a state prisoner proceeding pro se and in forma

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pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. This action currently proceeds

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on Plaintiff’s first amended complaint against Defendants Gonzalez and Flores for

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unconstitutional conditions of confinement, against Defendant Gonzalez for excessive force, and

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against Defendant Flores for failure to protect Plaintiff, all in violation of the Eighth

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Amendment. This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B)

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and Local Rule 302.1

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On May 10, 2016, Defendants moved to dismiss this action on the grounds that it is clear

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from the face of the first amended complaint that Plaintiff’s claims are barred by the holdings of

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Heck v. Humphrey, 512 U.S. 477, 480 (1994), and Edwards v. Balisok, 520 U.S. 641, 643

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Defendant Gonzalez was erroneously sued as “Gonzales.”

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(1997). (ECF No. 17.) Defendants also filed a request for judicial notice in support. (ECF No.

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18.) On May 26, 2016, Plaintiff filed an opposition to the motion, (ECF No. 20), and on June 1,

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2016, Defendants filed a reply to Plaintiff’s opposition, (ECF No. 21.)
On June 23, 2016, Plaintiff lodged a proposed second amended complaint. (ECF No. 22.)

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On July 25, 2016, Plaintiff filed a motion for scheduling order, asserting that since he lodged a

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second amended complaint correcting the defects in his first amended complaint, Defendants

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could not continue to argue for dismissal on those grounds anymore. (ECF No. 23.)
On August 15, 2016, Plaintiff filed a motion to amend his first amended complaint. (ECF

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No. 24.) On September 6, 2016, Defendants filed an opposition to Plaintiff’s motion to amend,

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(ECF No. 25), and on September 14, 2016, Plaintiff filed a reply to that opposition, (ECF No.

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26.)

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These motions are deemed submitted. Local Rule 230(l).

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II.

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Plaintiff’s first amended complaint concerns allegations against Defendants Gonzalez and

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Flores while he was housed at Corcoran State Prison, where Defendants were employed. Plaintiff

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alleges that on January 8, 2013, he was placed on the program holding cell in Facility 3A for

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“about an hour” while handcuffed. (First Am. Compl., ECF No. 8, p. 3.) Plaintiff recently had

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rotator cuff surgery, as well as foot surgery, involving the placement of screws in Plaintiff’s toes.

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Summary of First Amended Complaint

Plaintiff asked Defendant Gonzalez if he could remove the handcuffs and give Plaintiff

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shower shoes, because of the pain from Plaintiff’s recent surgery. Defendant Gonzalez denied

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Plaintiff’s request. Plaintiff alleges that after an hour, he began to bang on the holding tank door

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while handcuffed. Plaintiff was told by Defendants Gonzalez and Flores that “I ain’t got nothing

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coming.” (Id. at 5.) Plaintiff specifically told both Defendants about his recent surgery, and again

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asked to have his handcuffs removed and for shower shoes. Plaintiff also asked to see a doctor.

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Defendants left him in the holding cage for another hour.

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Plaintiff alleges that after an hour, the following occurred:

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Gonzalez and Flores came back into the holding tank area and Gonzalez pulled
out his O.C. pepper spray and opened the food port and sprayed me point blank

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range at my genitals causing unbearable pain, stating, this is for messing with our
woman folk; then he and Flores started laughing and coughing and closed the
food port and left out. I immediately could not talk, or breathe, being inside the
Plexiglas enclosed holding tank. The left me in there like that for about ten
minutes, and then correctional officers Shelton and Meier came in and escorted
me barefooted out to the front of the 3A program office.
(Id. at 5, 6.)
Plaintiff alleges that when Gonzales came into the holding tank after the first hour,

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Plaintiff had let his underwear fall to the floor in order to have something to stand on. Plaintiff

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alleges that when Gonzales sprayed Plaintiff with the pepper spray through the food port door, he

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sprayed him “point blank” in the genitals. Plaintiff alleges that earlier that morning, Defendant

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Gonzales admitted that he was aware that Plaintiff was having chest pains and breathing

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problems. Plaintiff told Gonzales that he suffered from asthma and used inhalers.

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Plaintiff alleges that he was placed in the holding cell to be prepared for escort to the

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Administrative Segregation Unit, but he knew that Defendants never intended to escort him “like

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they claimed in their reports,” because he was never given a jumpsuit or shower shoes for the

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escort. (Id. at 6-7.)

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II.

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Defendants move to dismiss Plaintiff’s first amended complaint under Federal Rule of

Defendants’ Motion to Dismiss

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Civil Procedure 12(b)(6). They argue that if Plaintiff were successful in this section 1983 action,

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that judgment would render certain rule violations that Plaintiff was convicted of invalid.

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Therefore, they assert that this action is barred by the favorable termination rule of Heck and

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Edwards.

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A.

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Legal Standards
1.

Motion to Dismiss

Rule 12(b)(6) of the Federal Rules of Civil Procedures provides for motions to dismiss

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for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). In

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considering a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), the court

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must accept as true the allegations of the complaint in question, Erickson v. Pardus, 551 U.S. 89

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(2007), and construe the pleading in the light most favorable to the plaintiff. Jenkins v.

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McKeithen, 395 U.S. 411, 421 (1969); Meek v. County of Riverside, 183 F.3d 962, 965 (9th Cir.

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1999). However, the Court need not credit “naked assertions,” “labels and conclusions” or “a

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formulaic recitation of the elements of a cause of action.” See Bell Atlantic Corp. v. Twombly,

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550 U.S. 544, 555-57 (2007).

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In general, pro se pleadings are held to a less stringent standard than those drafted by

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lawyers. Haines v. Kerner, 404 U.S. 519, 520 (1972). The court has an obligation to construe

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such pleadings liberally. Bretz v. Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985) (en banc).

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However, a court’s liberal interpretation of a pro se complaint may not supply essential elements

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of the claim that were not pled. Ivey v. Board of Regents of Univ. of Alaska, 673 F.2d 266, 268

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(9th Cir. 1982).

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2.

Favorable Termination Rule

It has long been established that state prisoners cannot challenge the fact or duration of

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their confinement in a section 1983 action and their sole remedy lies in habeas corpus relief.

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Wilkinson v. Dotson, 544 U.S. 74, 78 (2005). Often referred to as the favorable termination rule

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or the Heck bar, this exception to section 1983’s otherwise broad scope applies whenever state

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prisoners “seek to invalidate the duration of their confinement-either directly through an

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injunction compelling speedier release or indirectly through a judicial determination that

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necessarily implies the unlawfulness of the State’s custody.” Wilkinson, 544 U.S. at 81; Heck v.

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Humphrey, 512 U.S. 477, 482, 486-487 (1994); Edwards v. Balisok, 520 U.S. 641, 644 (1997).

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Thus, “a state prisoner’s [section] 1983 action is barred (absent prior invalidation)—no matter

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the relief sought (damages or equitable relief), no matter the target of the prisoner’s suit (state

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conduct leading to conviction or internal prison proceedings)—if success in that action would

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necessarily demonstrate the invalidity of confinement or its duration.” Id. at 81-82.

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The Heck bar applies in the prison disciplinary context if the “defect complained of by

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[Plaintiff] would, if established, necessarily imply the invalidity of the deprivation of his good-

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time credits[,]” Edwards v. Balisok, 520 U.S. 641, 646 (1997); Nonnette v. Small, 316 F.3d 872,

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875 (9th Cir. 2002), and if the restoration of those credits “necessarily” would “affect the
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duration of time to be served[.]” Muhammed v. Close, 540 U.S. 749, 754 (2004) (per curiam);

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see also Nettles v. Grounds, 830 F.3d 922, 929 n.4 (9th Cir. 2016) (en banc) (“Heck applies only

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to administrative determinations that ‘necessarily’ have an effect on ‘the duration of time to be

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served.’” (citations omitted)); Ramirez v. Galaza, 334 F.3d 850, 856 (9th Cir. 2003) (“[T]he

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applicability of the favorable termination rule turns solely on whether a successful § 1983 action

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would necessarily render invalid a conviction, sentence, or administrative sanction that affected

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the length of the prisoner’s confinement.”).
The defendant has the burden of demonstrating that Heck bars a plaintiff’s § 1983 claim.

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See Sandford v. Motts, 258 F.3d 1117, 1119 (9th Cir. 2001) (“It was the burden of the

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defendants to establish their [Heck] defense by showing what the basis was; they failed to do

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so.”).

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B.

Arguments
1.

Defendants’ Motion

Plaintiff’s first amended complaint alleges that Defendants Gonzalez and Flores “never

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intended to get me ready for escort to ASU like they both claimed in their reports….” (ECF No.

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8, p. 6.) Defendants argue that these “reports” are two Rules Violation Reports (“RVR”)

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regarding two incidents relevant this litigation. Defendants submitted copies of these RVRs with

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their request for judicial notice. (ECF No. 18.) Defendants argue that the RVRs are subject to

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judicial notice, because Plaintiff referenced them in his first amended complaint, their

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authenticity is not disputed, and because they provide the Court with necessary information for

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adjudicating this motion. (ECF No. 18, pp. 2-3.)

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The first RVR was issued by Defendant Gonzalez to Plaintiff on January 8, 2013 for

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sexual battery on a non-officer, regarding an incident involving a registered nurse that day. (ECF

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No. 18-1, pp. 2-16.) The report states that Plaintiff squeezed the right hip and buttock of the

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nurse as she was examining him, and that she reported the incident to correctional staff,

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including Defendant Gonzalez. Following an investigation and hearing regarding this RVR,

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Plaintiff was found guilty of battery on a non-officer, and was assessed a loss of 150 days of

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good time credits. (Id. at 3.)
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The second RVR was also issued by Defendant Gonzalez to Plaintiff on January 8, 2013,

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for disobeying a direct order, resulting in the use of force. (ECF No. 18-1, pp. 18-27.) The report

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states that Plaintiff was placed in a temporary holding cell, awaiting placement in Ad-Seg as a

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result of the battery incident discussed above. Plaintiff was yelling obscenities at the staff and

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banging on the holding cell door. Defendant Flores entered the cell to prepare to move Plaintiff

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from the holding cell to Ad-Seg, and Plaintiff continued yelling, at which point he was instructed

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by both Defendants to face the rear of the cell and submit to restraints. Plaintiff initially

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complied, but when Defendant Gonzalez opened the food port, Plaintiff put his arm through the

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port and began yelling obscenities again while holding onto the port.
The report next states that Defendant Gonzalez ordered Plaintiff to remove his arm, but

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Plaintiff refused, and yelled, “F--k you wetback!” Defendant Gonzalez again ordered Plaintiff to

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remove his arm from the food port, and Gonzalez warned Plaintiff that if Plaintiff did not

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comply, he would use chemical agents. Plaintiff did not comply and continued yelling, so

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Defendant Gonzalez un-holstered his canister of OC pepper spray, and gave another warning.

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Plaintiff then reached with his left hand towards Defendant Gonzalez’s pepper spray and

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attempted to grab it, at which point Defendant Gonzalez administered a burst of pepper spray

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through the food port. Defendant Gonzalez shut and secured the food port, and Plaintiff agreed to

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submit to restraints. Plaintiff was then handcuffed and removed from the holding cell. Following

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an investigation and a hearing on this second RVR, Plaintiff was found guilty of the charged

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offense, and was assessed a loss of 30-days good time credits, and a loss of yard days. (Id. at 18.)

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Defendants argue that Plaintiff’s success on his Eighth Amendment conditions of

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confinement, excessive force, and failure to protect claims would invalidate one or both of

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Plaintiff’s RVR convictions, and would imply the invalidity of the loss of good time credits he

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was assessed for those convictions. Because restoration of those credits would result in

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Plaintiff’s earlier release, and because he has not overturned those convictions prior to bringing

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this suit, Defendants argue that Plaintiff’s claims are barred by Heck and Edwards. Therefore,

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Defendants argue that Plaintiff’s action must be dismissed in its entirety.

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2.

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Plaintiff’s Opposition

Plaintiff argues in opposition to Defendants’ motion that he only seeks damages for being

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subject to unconstitutional procedures, not the restoration of any good time credits, so the Heck

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bar does not apply. Plaintiff asserts that he does not challenge the first RVR finding him guilty of

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battery on a non-officer, and argues that it is irrelevant to this action. Plaintiff does not dispute

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that the second RVR is relevant, but because he only challenges the physical force used, not the

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loss of good time credits, he asserts that the favorable termination rule does not bar his claims.

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Plaintiff also asserts that the disposition of this RVR “was not a conviction at all in the court.”

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(ECF No. 20, p. 10.)
Plaintiff also asserts that this motion must be construed as a Rule 56 motion for summary

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judgment if the Court considers the RVRs, or the evidence must be excluded.2
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Defendants reply that Plaintiff misinterprets the law by arguing that his RVR convictions

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Defendants’ Reply

do not count as “convictions” for the purpose of the favorable termination rule.
Regarding the relevancy of the first RVR, Defendants argue that it demonstrates the

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reason why Plaintiff was in a holding cage on the day of the incidents he complained about, and

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that it was for a valid purpose rather than some arbitrary reason. Defendants further argue that

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Plaintiff’s allegations in support of his claims in this case directly contradict the findings and

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convictions of the Senior Hearing Officer on his second RVR.

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Plaintiff also argues that his first amended complaint should be construed to state a retaliation
claim against Defendant Gonzalez because that officer allegedly stated that “this is for messing with our
woman folk” when pepper spraying Plaintiff. (ECF No. 20, p. 10.)
In screening Plaintiff’s first amended complaint and liberally construing his allegations, the Court
found that it stated a claim for Eighth Amendment unconstitutional conditions of confinement, excessive
force, and failure to protect. (ECF No. 10.) Plaintiff currently proceeds only upon those claims, and he did
not move to reconsider the screening order or to amend his complaint to add allegations of retaliation.
Also, such an amendment would be futile, as Plaintiff’s touching of a registered nurse does not in any
way constitute protected activity. See Rhodes v. Robinson, 408 F.3d 599-567-68 (9th Cir. 2005) (in the
prison context, plaintiff seeking to state a claim for retaliation in violation of the First Amendment must
establish that a state actor took adverse action against him because of protected conduct). Thus, Plaintiff’s
request should be rejected.

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C.

Analysis
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Consideration of RVRs

As a threshold issue, the parties dispute whether the Court can consider the RVRs

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without converting Defendant’s 12(b)(6) motion to a motion for summary judgment. Plaintiff

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asserts that since the documents are attached to Defendants’ motion, the Court must construe it

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as a motion for summary judgment or exclude the RVRs. Defendants argue that the Court may

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take judicial notice of the RVRs under Federal Rule of Evidence 201.

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In ruling on a motion to dismiss pursuant to Rule 12(b)(6), a court “may generally
consider only allegations contained in the pleadings, exhibits attached to the complaint, and

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matters properly subject to judicial notice.” Outdoor Media Group, Inc. v. City of Beaumont, 506

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F.3d 895, 899 (9th Cir. 2007) (citation and quotation marks omitted). Facts which are subject to

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judicial notice are those not subject to reasonable dispute because they are (1) “generally known

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within the trial court’s territorial jurisdiction” or (2) “can be accurately and readily determined

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from sources whose accuracy cannot reasonably be questioned.” Fed. R. Evid. 201(b). Further,

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under the “incorporation by reference” doctrine, a court may also review documents “whose

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contents are alleged in a complaint and whose authenticity no party questions, but which are not

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physically attached to the [plaintiff's] pleading.” Knievel v. ESPN, 393 F.3d 1068, 1076 (9th Cir.

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2005) (citation omitted and modification in original). The incorporation by reference doctrine

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also applies “to situations in which the plaintiff's claim depends on the contents of a document,

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the defendant attaches the document to its motion to dismiss, and the parties do not dispute the

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authenticity of the document, even though the plaintiff does not explicitly allege the contents of

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that document in the complaint.” Id.

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Here, Plaintiff briefly references the RVRs in his first amended complaint. (ECF No. 8, p.

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6.) Plaintiff raises no challenge to the authenticity of the RVRs, stating that he does not challenge

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the validity of the two convictions or the resulting loss of good time credits. (ECF No. 20, p. 8.)

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Accordingly, the Court recommends that Defendants’ request that the Court take judicial notice

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of the RVRs and the fact of Plaintiff’s convictions be granted. Also, the Court does not find that

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the motion to dismiss need be converted into a motion for summary judgment.
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2.

Conditions of Confinement Claim

Plaintiff’s conditions of confinement claim against Defendants Gonzalez and Flores is

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based on his allegations that Defendants knew he had shoulder and foot surgery, yet allowed him

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to stand barefoot and handcuffed in a holding cell for two hours. Further, Plaintiff alleges that

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both Defendants allowed him to stand inside the holding cell for ten minutes after being pepper

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sprayed, without being decontaminated.

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Defendants argue that Plaintiff is barred from bringing this claim due to the RVRs. As

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noted above, in Heck the Supreme Court held that a plaintiff may not bring a § 1983 action for

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damages based on “actions whose unlawfulness would render a conviction or sentence invalid”

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when the plaintiff’s conviction or sentence has not yet been reversed, expunged, or otherwise

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invalidated. 512 U.S. at 486–87. The Heck bar extends to claims that would imply the invalidity

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of prison disciplinary proceedings that likewise affect the duration of a plaintiff’s sentence.

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Edwards, 520 U.S. at 644.

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“[I]f a criminal conviction arising out of the same facts stands and is fundamentally

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inconsistent with the unlawful behavior for which section 1983 damages are sought, the 1983

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action must be dismissed.” Smith v. City of Hemet, 394 F.3d 689, 695 (9th Cir. 2005) (en banc)

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(quoting Smithart v. Towery, 79 F.3d 951, 952 (9th Cir. 1996)). “In evaluating whether claims

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are barred by Heck, an important touchstone is whether a § 1983 plaintiff could prevail only by

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negating ‘an element of the offense of which he has been convicted.’” Cunningham v. Gates, 312

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F.3d 1148, 1153–54 (9th Cir. 2002) (quoting Heck, 512 U.S. at 487 n.6). Thus, a plaintiff’s

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claims are barred when they depend on a theory that calls into question whether he committed

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the offense for which he was convicted.

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Defendants have not carried their burden to show that Plaintiff’s Eighth Amendment

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unconstitutional conditions of confinement claim is Heck barred in this case. They assert that the

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RVR that Plaintiff received for battery on a non-officer reflects that he was placed in a holding

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cell for a valid reason, but his unconstitutional conditions of confinement claim does not

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challenge or undermine the reason why he was being held in that cell. Instead, Plaintiff

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challenges whether he was denied humane conditions of confinement while held in that cell,
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which is a distinctly separate inquiry from why he was held there. If he is successful on his

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claim, his RVR conviction will not be jeopardized.

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Defendants further argue that the RVRs reflect that Defendant Gonzalez was not aware of

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Plaintiff’s medical condition prior to being placed in the cell, apparently based on the absence of

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any statements about these facts by Defendant Gonzalez in the RVRs. Plaintiff alleged in support

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of his claim, however, that he informed both Defendants of his health condition and pain and

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requested assistance, creating an issue of fact here that the Court cannot resolve at this stage, and

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will not do so in Defendants’ favor merely based on an inference from silence in the RVRs.

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Although the Court can take judicial notice of the RVRs and the fact of Plaintiff’s convictions

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for rules violations, the well-pleaded allegations of the first amended complaint are nevertheless

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construed in Plaintiff’s favor.

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Defendants also argue that the RVRs show that Plaintiff was not placed in handcuffs or

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pepper sprayed until after he caused a disturbance, contrary to his allegations that he was left in

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the cell in handcuffs and barefoot while in pain. Although there are factual disputes here,

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Plaintiff’s allegations that form the basis for this claim are not inconsistent with his conviction

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on either the first or second RVR. The issue for determining whether Plaintiff’s claim is Heck-

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barred is whether Plaintiff’s allegations undermine an element of his conviction for the rules

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violation. The Court does not presume that the facts alleged in the RVR are true and that

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Plaintiff’s allegations are therefore false merely because it takes judicial notice of the RVR and

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the convictions. See Lee v. City of Los Angeles, 250 F.3d 668, 690 (9th Cir. 2001) (“On a Rule

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12(b)(6) motion to dismiss, when a court takes judicial notice of another court’s opinion, it may

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do so ‘not for the truth of the facts recited therein, but for the existence of the opinion, which is

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not subject to reasonable dispute over its authenticity.’”) (quoting Southern Cross Overseas

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Agencies, Inc. v. Wah Kwong Shipping Group Ltd., 181 F.3d 410, 426–27 (3rd Cir. 1999)).

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Instead, as noted above, the well-pleaded allegations of the first amended complaint are

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construed in Plaintiff’s favor in deciding this motion.

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Whether Defendants knowingly left Plaintiff in handcuffs while in the holding cell,
which caused pain because of his recent surgery, does not undermine any element of his
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convictions. Plaintiff’s battery conviction is based on events before he was placed in the holding

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cell, and his § 1983 claim is based upon the alleged conditions while he was held in that cell

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following the alleged battery. See Smith v. City of Hemet, 394 F.3d 689, 698 (9th Cir. 2005)

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(under Heck, plaintiff allowed to bring a § 1983 action if the challenged conduct occurred

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subsequent to the conduct on which is conviction was based). Plaintiff’s conviction for

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disobeying orders concerned subsequent events when Defendants were preparing to remove him

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from that cell, and his claim that he was not properly decontaminated from the pepper spray used

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to make him comply is also temporally distinct from the conduct for which he was convicted.
For these reasons, the Court does not find Plaintiff’s claim here is inconsistent with his

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convictions for the RVRs, and therefore does not find that it is Heck-barred. Thus, the Court

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recommends denying Defendants’ motion to dismiss Plaintiff’s Eighth Amendment

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unconstitutional conditions of confinement claim.
3.

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Excessive Force and Failure to Protect Claims

Defendants next argue that Plaintiff’s excessive force and failure to protect claims are

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barred by Heck because a favorable termination to those claims would invalidate his RVR

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conviction for failing to obey a direct order. The Court finds that Defendants have met their

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burden to show that these claims are Heck-barred in this case. As Defendants argue, Plaintiff

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alleges that Defendant Gonzalez pepper sprayed him for the purpose of causing harm and no

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legitimate penological reason, while Defendant Flores watched and laughed at this unnecessary

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use of force. This theory is directly inconsistent with Plaintiff’s conviction concerning the same

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incident, because he was convicted for disobeying direct orders from both Defendants, which

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resulted in the need to use force to gain compliance. For a jury to rule in Plaintiff’s favor on his

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theory, it would have to find that the opposite occurred—that Plaintiff did nothing to cause any

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use of force. This would necessarily imply the conviction is illegitimate. Furthermore, Plaintiff’s

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disciplinary conviction resulted in a loss of good-time credits, and Plaintiff admits that he has not

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had those lost credits restored. (ECF No. 20, p. 2). Plaintiff also does not dispute that this loss of

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good-time credits affects the length of his incarceration. As a result, these claims are barred by

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Heck.
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Plaintiff argues that he is not seeking a restoration of the lost credits in this action, but

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only seeks damages for Defendants’ alleged unconstitutional conduct. Therefore, he argues, the

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Heck bar does not apply. In determining whether the Heck bar applies, the proper focus is “not

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the relief sought, but the ground of the challenge.” Burton v. Chenoweth, No. 2:14-CV-2331

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KJN P, 2015 WL 7758476, at *2 (E.D. Cal. Dec. 2, 2015) (quoting Miller v. Indiana Dept. of

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Corrections, 75 F.3d 330, 331 (7th Cir. 1996)).

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Thus, although Plaintiff only seeks monetary damages on his Eighth Amendment

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excessive force and failure to protect claims, the claims are nevertheless Heck-barred. A finding

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in his favor in this case would “necessarily imply the invalidity of the deprivation of his good-

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time credits.” Edwards, 520 U.S. at 646-48; see also Cunningham, 312 F.3d at 1154 (excessive

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force claims barred by Heck to the extent inconsistent with the theory that plaintiff did not

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provoke the police shooting, because his conviction for felony murder required the jury to find

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he intentionally provoked a deadly police response, and that he did not act in self-defense). See

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also Velarde v. Duarte, 937 F. Supp. 2d 1204, 1210 (S.D. Cal. 2013) (“[A]lthough Heck does not

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bar excessive force claims based on police conduct that occurred ‘separate and independent’

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from the facts giving rise to the plaintiff's prior conviction, where the alleged wrongful conduct

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that forms the basis of the § 1983 claim ‘is part of a single act’ for which the plaintiff was

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already convicted, Heck bars such claims.”) (citations omitted); Burton, 2015 WL 7758476 at *3

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(claim that defendant used excessive force by pepper spraying plaintiff for no reason would

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invalidate the plaintiff’s disciplinary conviction, which is barred by Heck and Edwards)

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(footnote omitted); Farley v. Virga, 2013 WL 3992392, *6 (E.D. Cal. 2013) (claims barred to the

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extent they depend on the theory that plaintiff did not lead or participate in a riot when he was

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found guilty of doing so, because such claims implicate the validity of the prison discipline).

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Accordingly, the Court finds that Plaintiff’s Eighth Amendment excessive force and

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failure to protect claims are barred by Heck because a favorable termination on those claims

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would imply the invalidity of his disciplinary conviction that resulted in the loss of good-time

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credits, which have not been restored. As a result, the Court recommends that those claims be

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dismissed, without prejudice. See Washington v. Los Angeles Cty. Sheriff’s Dep’t, 833 F.3d
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1048, 1055 (9th Cir. 2016) (Heck dismissal is made without prejudice); Belanus v. Clark, 796

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F.3d 1021, 1025 (9th Cir. 2015) (same).

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III.

Motion to Amend and Motion for Scheduling Order

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As noted above, Plaintiff filed a motion for leave to amend his first amended complaint,

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(ECF No. 24), and lodged a proposed second amended complaint, (ECF No. 22.) Plaintiff

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explains in his motion that he seeks to amend his complaint because his first amended complaint

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alleged that he was handcuffed in the holding cell, and his proposed second amended complaint

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omits any reference to handcuffing. Plaintiff argues that Defendants emphasized in their motion

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to dismiss that Plaintiff was handcuffed in arguing that his claim is barred by Heck. Plaintiff

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states that he understands Defendants to be arguing that his allegations that he was handcuffed

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behind his back when pepper sprayed are inconsistent with his conviction for disobeying orders.

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Therefore, Plaintiff wishes to remove the inconsistency by taking out the allegations that he was

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handcuffed, so that Defendants cannot argue for dismissal of his action on that ground.

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Defendants oppose the motion for leave to amend, arguing that the amendment is futile,

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because whether he was handcuffed in the holding cell does not affect whether the Heck bar

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applies. They further argue that Plaintiff’s proposed amendment is offered in bad faith, and

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undermines his allegation that he was held in unconstitutional conditions of confinement since

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his handcuffing was part of the basis of that Eighth Amendment claim.

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In reply, Plaintiff argues that he did not act in bad faith or to cause delay, but is being

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offered to correct a defect in his pleading that Defendants brought to his attention through the

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motion to dismiss.

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Under Rule 15(a) of the Federal Rules of Civil Procedure, a party may amend the party’s

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pleading once as a matter of course within (1) 21 days after serving it, or (2) if the pleading is

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one to which a responsive pleading is required, 21 days after service of a responsive pleading or

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21 days after service of a motion under Rule 12(b), (e), or (f), whichever is earlier. Fed. R. Civ.

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P. 15(a)(1). Otherwise, a party may amend only by leave of the court or by written consent of the

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adverse party. Fed. R. Civ. P. 15(a)(2). In this case, Plaintiff provided his responsive pleading to

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prison officials for mailing to the Court for filing on June 18, 2016, more than a month after
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Defendants filed and served their motion to dismiss under Rule 12(b)(6). Thus, Plaintiff may

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only amend his complaint with leave of the Court.
Rule 15(a) is very liberal and the court “should freely give leave [to amend] when justice

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so requires.” Fed. R. Civ. P. 15(a)(2); see also AmerisourceBergen Corp. v. Dialysis West Inc.,

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445 F.3d 1132, 1136 (9th Cir. 2006) (same). However, courts “need not grant leave to amend

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where the amendment: (1) prejudices the opposing party; (2) is sought in bad faith; (3) produces

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an undue delay in the litigation; or (4) is futile.” Id.

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The Court finds that Plaintiff’s request for leave to amend his first amended complaint to

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redact or remove his allegations about handcuffing should be denied. Plaintiff seeks to eliminate

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detail from the allegations in his first amended complaint merely to avoid dismissal appears

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disingenuous, and would be unduly prejudicial to Defendants. Furthermore, the amendment is

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futile with respect to saving Plaintiff’s claims against Defendants Gonzalez and Flores for

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violating the Eighth Amendment by using excessive force, and against Defendant Flores for the

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failure to protect. As Defendants assert, regardless of whether Plaintiff was or was not

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handcuffed at the time, his theory that the use of force was unprovoked in this action is

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inconsistent with his conviction for disobeying orders resulting in the use of force. Removing the

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allegations regarding handcuffing from the first amended complaint, therefore, will not save his

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causes of action from dismissal. See Griggs v. Pace Am. Grp., Inc., 170 F.3d 877, 881 (9th Cir.

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1999) (amendment should be permitted unless it will not save the complaint, or the plaintiff

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seeks to prolong the litigation by adding new but baseless legal theories).
For these reasons, the Court recommends that Plaintiff’s motion for leave to amend the

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first amended complaint, be denied. Likewise, the Court recommends rejecting Plaintiff’s

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argument in his for a scheduling order that Defendants’ motion to dismiss be denied because the

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second amended complaint cures the defects raised in that motion. Instead, the Court should

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grant the motion to dismiss in part as explained above, and a scheduling order may be issued in

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due course.

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IV.

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Accordingly, IT IS HEREBY RECOMMENDED that:

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1.

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Conclusion and Recommendations

Defendants’ motion to dismiss, filed on May 10, 2016 (ECF No. 17), be granted

in part and denied in part;
2.

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Plaintiff’s Eighth Amendment excessive force claim against Defendant Gonzalez,

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and failure to protect claim against Defendant Flores, be dismissed without prejudice as Heck

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barred;
3.

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for unconstitutional conditions of confinement in violation of the Eighth Amendment;
4.

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Plaintiff’s motion for leave to amend the first amended complaint, filed on August

15, 2016 (ECF No. 24), be denied; and
5.

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This action proceed on Plaintiff’s claim against Defendants Gonzalez and Flores

Plaintiff’s motion for scheduling order, filed on July 25, 2016 (ECF No. 23), be

denied.
These findings and recommendations will be submitted to the United States District

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Judge assigned to the case, pursuant to the provision of 28 U.S.C. §636 (b)(1)(B). Within

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fourteen (14) days after being served with these Finding and Recommendations, the parties may

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file written objections with the Court. The document should be captioned “Objections to

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Findings and Recommendations.” The parties are advised that failure to file objections within the

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specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.2d F.3d

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834, 838-39 (9th Cir. 2014)(citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)).

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IT IS SO ORDERED.
Dated:

/s/ Barbara

March 8, 2017

A. McAuliffe

_

UNITED STATES MAGISTRATE JUDGE

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